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VOL. LXIII— 1975
Cover Design by Arthur Thrall, Lawrence University
rRANSACTIONS OF THE
WISCONSIN ACADEMY
OF SCIENCES, ARTS
AND LETTERS
LiXIII — 1975
Editor
ELIZABETH McCOY
Copyright © 1975
Wisconsin Academy of Sciences, Arts and Letters
Manufactured in the United States of America
By Duarte Company, Lewiston, Maine
All Rights Reserved
Established 1870
TRANSACTIONS OF THE
WISCONSIN ACADEMY Volume LXIII
HISTORICAL ARCHITECTURE: A VANISHING CULTURAL 1
LEGACY
Richard W.E. Perrin: Presidential Address
THE SHERIFF AND THE YELLOW FRINGE 13
John Anthony Turcheneske, Jr.
A SOCIAL AND ENVIRONMENTAL HISTORY OF HUMAN
IMPACT ON PARFREY’S GLEN 26
Sarah Wynn and Orie L. Loucks
ECOLOGICAL AND HISTORICAL ASPECTS OF ASPEN
SUCCESSION IN NORTHERN WISCONSIN 54
James S. Fralish
THE LITTORAL MACROPHYTE VEGETATION OF
SOUTHEASTERN DEVIL’S LAKE 66
F. Christopher Baker
HISTORY AND THE HUMANITIES 72
Frank L. Klement
THE AMERICAN CHESTNUT IN WISCONSIN 81
Craig D. Tiedemann and Edward R. Hasselkus
THE STYLISTIC IDENTIFICATION OF FREDERICK
JACKSON TURNER WITH ROBERT M. LA FOLLETTE: A
PSYCHOLOGICALLY ORIENTED ANALYSIS OF
LANGUAGE BEHAVIOR 102
Ronald H. Carpenter
IDENTIFICATION AND MANAGEMENT OF EURASIAN
WATER MILFOIL IN WISCONSIN
Stanley A. Nichols
A CASE STUDY IN THE DECELTICIZATION OF IRELAND:
THE O’CONORS OF CONNACHT
Gareth W. Dunleavy and Janet Egleson Dunleavy
CEMETERIES: A SOURCE OF GEOGRAPHIC
INFORMATION
Maurice E. Perret
PHOSPHORUS SOURCES FOR THE LOWER MADISON
LAKES
William Sonzogni and G. Fred Lee
THE IMPACT OF OVERWINTER DRAWDOWN ON THE
AQUATIC VEGETATION OF THE CHIPPEWA FLOWAGE,
WISCONSIN
Stanley A. Nichols
ENVIRONMENT AND BEHAVIOR IN THE TRANSITION OF
A WISCONSIN COMMUNITY
James W. Kolka and Mary Ellen Kolka
A SURVEY OF THE EDAPHIC ALGAE OF WESTERN
WISCONSIN
Joe M. King
THOREAU IN LOUISA ALCOTTS MOODS
Kathryn Whitford
CLIMATE CHANGE AND ITS HISTORICAL SIGNIFICANCE
IN THE MIDDLE AGES
Richard R. Ring
THE VASCULAR FLORA OF TRANSECTS ACROSS THE
NAVIGATION POOLS 7 & 8 ON THE UPPER MISSISSIPPI
S.H. Sohmer
WISCONSIN ACADEMY OF SCIENCES, ARTS AND LETTERS
OFFICERS 1974-75
President
Robert P. Hanson
237 Veterinary Science-UW
Madison, Wi 53706
Immediate Past President
Richard W.E. Perrin
9825 Concordia Ave
Milwaukee, Wi 53222
President Elect
Elizabeth McCoy
207 Bacteriology-UW
Madison, Wi 53706
Vice President-Sciences
C.L.R. Holt Jr.
1815 University Ave
Madison, Wi 53706
Vice President-Arts
Willis C. and Lillian S. Leenhouts
3332 Dousman
Milwaukee, Wi 53212
Vice President-Letters
Edna Meudt
RR 3
Dodgeville, Wi 53533
Secretary
H. Clifton Hutchins-until July 1
128 Teacher Education-UW
Madison, Wi 53706
Mrs. Jean Cronon-after July 1
5601 Varsity Drive
Madison, Wi 53705
Treasurer
Henry C. Arnsbrak
425 Berwyn Drive
Madison, Wi 53711
Richard W.E. Perrin
Louis W. Busse
F. Chandler Young
Norman C. Olson
William B. Sarles
Adolph A. Suppan
PAST PRESIDENTS
John W. Thomson
Walter E. Scott
Aaron J. Ihde
J. Martin Klotsche
Carl Welty
Henry A. Meyer
Robert J. Dicke
Stephen F. Darling
Joseph G. Baier
Ralph N. Buckstaff
Katherine G. Nelson
Otto Kowalke
Henry A. Scheutte
The ACADEMY COUNCIL includes the above officers and past presidents
APPOINTED OFFICIALS
Executive Director and
Editor: Wisconsin Academy Review
James R. Batt
W.A.S.A.L. Office
1922 University Ave
Madison, Wi 53705
Associate Director for Programs
H. Clifton Hutchins
W.A.S.A.L. Office
Associate Director for
Junior Academy
LeRoy Lee
W.A.S.A.L. Office
Editor : Transactions
Elizabeth McCoy
W.A.S.A.L. Office
Librarian
Jack A. Clarke
4232 White Hall-UW
Madison, Wi 53706
EDITORIAL POLICY
The TRANSACTIONS of the Wisconsin Academy of Sciences, Arts and
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Editor: TRANSACTIONS 1922 University Ave.
Madison, WI 53705
RICHARD W. E. PERRIN
52nd President
WISCONSIN ACADEMY OF SCIENCES,
ARTS AND LETTERS
HISTORIC ARCHITECTURE:
A VANISHING CULTURAL LEGACY
Presidential Address
Richard W. E. Perrin
President , 1973-1974
Green Bay, Wisconsin
April 27, 1974
Several years ago Constance Greiff, architectural historian and former
instructor in the Department of Art at Vassar College, edited a
compendium entitled Lost America, from the Atlantic to the Mississippi. A
second volume, Lost America, from the Mississippi to the Pacific, appeared
just last year. The earlier work included a few of the more prominent
Wisconsin buildings which had been wantonly destroyed in the recent past.
Among them were the Chicago and Northwestern Railway passenger
station, the Alfred Uihlein house and the Layton Art Gallery — all in
Milwaukee — as well as the old town hall in Waukesha and Frank Lloyd
Wright’s Lake Geneva Inn. Of course, scores of additional historically
valuable structures could have been listed as having been destroyed.
Actually, an entire volume might have been devoted to “Lost Wisconsin”,
since the story of our State’s disdain for its architectural legacy runs fairly
parallel to the national experience, particularly in urban centers but, more
recently, in rural areas as well.
In 1934 the Historic American Buildings Survey was established as an
emergency program within the National Park Service of the Department of
the Interior. Its purpose was, and still remains, the recording of the nation’s
architectural patrimony. I have been active in this program since its
inception. In 1960, the first year in which I personally sponsored a local
Historic American Buildings Survey summer student program in
Wisconsin, a quick tally disclosed that nearly 25% of the buildings
measured and recorded since 1934 had been demolished or seriously altered.
Not an enviable record, to be sure, but just about the national average.
Concern for the preservation of historic buildings — with successful
conclusions fewer than failures— has been in evidence for quite a few years.
One need only recall that Mount Vernon, Monticello and Independence
Hall came very close to falling under the wrecker’s ax, despite their
completely obvious national importance as historic landmarks. Still,
because of the last owners’ cupidity, governmental parsimony and public
apathy in general, really heroic action had to be taken by dedicated
individuals to rescue and restore these buildings. Today, we take them for
granted and most certainly would not now tolerate their being desecrated,
to say nothing of being destroyed. But, it was not always thus. Mount
1
2 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
Vernon, following George Washington’s death, fell into a state of serious
disrepair primarily because of the impecunious condition of his estate. As
the years passed it became clear to most people that the place was indeed a
national shrine because of the first president’s enormous popularity, even in
death, and that it must be saved. But how? Numerous petitions were sent to
the Congress for action but to no avail. Time wore on. Then, in 1853,
rumors began to fly that a group of entrepreneurs was trying to negotiate
acquisition of the whole plantation for a resort hotel facility. The idea had
appeal to the Washington heirs then in possession and even more so to the
law-makers in nearby Washington, D.C. who for years had been grappling
with petitions and resolutions, all of which would have required the
expenditure of federal funds. With the prospect of private sale Mount
Vernon’s doom appeared certain, but this is what it took to galvanize
Virginians into action. Without more procrastination from the national
capitol Governor Johnson sent an impassioned message to the Virginia
legislature and Miss Ann Pamela Cunningham, who already had made
many private attempts to save Mount Vernon, broadcast an appeal to the
women of the South to the effect that if the men couldn’t find a way to
preserve the nation’s premier landmark, the women of the South most
certainly could and would. And, they did! Without here delineating the
additional frustrations which were complicated by four years of bitter civil
strife and subsequent impoverishment of the South, Ann Cunningham and
her supporters (notable among whom was Edward Everett, the prominent
lecturer and orator who aside of not being a woman was a Massachusetts
Yankee to boot) completed their task in 1869. Miss Cunningham, never a
physically well woman, withdrew in 1874, having spent over twenty years of
her life in this most selfless effort.
Monticello, Thomas Jefferson’s mansion built according to his own
design, has been called the Second Mount Vernon because of its importance
to the nation and the highly similar pattern of decline after his death
coupled with equally herculean efforts on the part of a few dedicated
persons— again, mostly women— to save for posterity this beautiful historic
structure and its magnificent site. While there was no longer an Ann Pamela
Cunningham, the name of Mrs. Martin W. Littleton was not to be taken
lightly, when it came to taking up the cudgels for Monticello. Her
frustrations as well as those of her predecessors must have been simply
incredible. It was not until 1924 that Monticello was conveyed to the
Thomas Jefferson Memorial Foundation and then, to undertake its
restoration, it became necessary to raise money by every conceivable
method, including solicitation from the nation’s schoolchildren, a
technique which would have been inconceivable in the days of Miss
Cunningham.
Independence Hall! With the bicentennial observance of American
independence only a few months away we are inclined to conjure up visions
of the historic events of two-hundred years ago without realizing that in
1975]
Perrin — Historic A rchitecture
3
1813 the State of Pennsylvania proposed to get rid of the Old State House
(now known as Independence Hall), have the structure razed and sub¬
divide the land for building plots. Why? Very simple! The building was
functionally obsolete; it occupied very valuable ground; and the state
needed the money for a new capitol. Fortunately, at the behest of a few
influential citizens, the City of Philadelphia intervened and bought the
whole square of land including buildings for $70,000. Unfortunately, some
ill-considered alterations were made shortly thereafter, some of which,
however, have since been rectified. At any rate, and most importantly, one
of our most significant national landmarks was saved, but by a hair’s
breadth— barely!
The Mount Vernon, Monticello and Independence Hall experiences have
been deliberately cited in some detail, simply to indicate the enormous
difficulties involved in the preservation and restoration of even
exceptionally important structures. How much greater, then, the problems
attending the survival of lesser landmarks? Certainly, many other buildings
possessing great architectural and historic value have been saved, but at
least two sobering facts stand out. First, it has rarely been government that
did the saving. More often it has been the destroyer or cooperator in the
destruction, if only by simply refusing to act. Secondly, for every building
saved dozens have been demolished, and where preservation efforts did
succeed the credit must almost always go to dedicated individuals and small,
energetic voluntary groups— tenacious and never giving up. The
preservation of New England’s heritage (as much of it as has been
achieved) is a classic example, again, of the unremitting efforts of one man,
William Sumner Appleton, working with an equally committed group, the
Society for the Preservation of New England Antiquities.
For many years after Mount Vernon was saved, other groups tried to
emulate the national approach of Ann Pamela Cunningham. The efforts of
the women who managed to save Washington’s headquarters at Valley
Forge and those who restored the Hermitage, President Andrew Jackson’s
estate at Nashville, did not succeed in stimulating national interest in their
endeavors. In part, the degree of interest depended upon the criteria used to
determine the historic value of the project. Since the original impetus for
historic buildings preservation was patriotism and the associative value of
our national heroes with particular buildings, intrinsic architectural value
was a secondary consideration at the time. Both the Daughters of the
American Revolution and the National Society of Colonial Dames of
America, who trace their origins to the early 1890ies and share a few specific
genealogical requirements for membership, felt themselves sufficiently
strong, organizationally, numerically and financially, to function most
effectively at the national level. Understandably, the primary approach of
both groups to historic preservation was patriotic motivation and each
4
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
organization, in its own way, made some notable contributions. However,
as time went on and the horizon for preservation was broadened, it was
found that local chapter initiation and execution were the preferable
technique, although certainly with national support and cooperation.
Today’s preservation situation seems to strengthen this point of view even
though, as in all things, there is some federal aid to be had and the strongest
private group, The National Trust for Historic Preservation, receives
federal subsidies for its operation.
At this point in time, we seem to be involved in what might be called a
nostalgic “kick”, an emotional and sentimental phenomenon which, to a
degree, may be understandable as an extreme reaction to indiscriminate and
large scale destruction of older buildings, but which makes few value
judgments and simply embraces everything over fifty years old as being
“historic” or even “antique”. Of course, everything is “historic” in the
sense that what happened today will be history tomorrow, but it is not in
this sense that Victorian work, good, bad and indifferent, has become the
object of unreasoning affection on the part of many obviously sincere but
uninformed individuals and groups. Specimens of perfectly preposterous
Victorian design in danger of demolition frequently become causes celebres ,
much to public consternation and the dismay of knowledgeable architects,
art historians and antiquarians, by whom such misdirected efforts can only
be regarded as harmful to the cause of discerning, intelligent historic
buildings preservation and restoration. Certainly, not all Victorian art and
architecture is condemnable. Far from it! However, if there is any reason at
all to preserve the worst of Victorian architecture, it would be to
demonstrate to posterity the design absurdities of the latter nineteenth
century which have been equalled, if not exceeded, by some of the work of
the current century, particularly of the present time. Except for that reason,
much of the now dilapidated Victorian work could be disposed of, since, to
a substantial degree, it reflected little more than the abysmal taste of the
noveaux riches (and their accommodating architects) who got hold of too
much money too fast, and were determined to display their wealth — a
vulgar impulse in itself. Evidently, some Victorian architects (the ones of
genuine stature) were aware of this at the time and viewed with great
misgivings the direction architecture appeared to be taking. For example, at
the 1869 convention of the American Institute of Architects, Richard
Upjohn, who twelve years earlier had founded and become the first
president of the organization, sounded a clear note of warning regarding the
current trend and proposed a study of early American buildings in order to
make his colleagues think deeply about their own work. Had they really
improved upon the work of their predecessors? Some architects began to
heed Upjohn’s advice and found that Colonial architecture was indeed
worthy of study. A few years later a group of younger architects began to
examine and make measured drawings of the best examples of Colonial
work in New England. Their sketches and descriptions elicited only a bland
1975]
Perrin-Historic A rchitecture
5
reaction from the profession and comments to the effect that Early
American work was honest and served very well as a harmonious
background for furniture of the same era. Then, at the 1879 convention a
committee was appointed to delve a bit more deeply into the practices of
architects and builders during the Colonial period. In due course a
committee report was issued, the burden of which was that while Colonial
work was valid in its own time, it should only influence, but not govern,
contemporary architects. While theoretically sound and unassailable
reasoning, it was an incredible assessment, particularly in a period of
undisciplined eclecticism, when virtually every historic form and style of
architecture ever devised by the mind of man was adapted indiscriminately
(and generally debased) to satisfy the gluttonous taste of the time.
The current obsession with Victoriana is not limited to art and
architecture, but is reflected in peripheral, yet significant, expressions such
as wire-frame “granny” eye-glasses worn by young women, late Victorian
style influences in men’s attire and hirsute adornments in the form of
shoulder-length hair, walrus mustaches or, alternately, mutton chop
side-burns, even full-beards which are becoming to some men but make
Victorian caricatures of others. Coincidence? Perhaps, but also a sign that
the entire movement is a passing fad which will eventually self-terminate,
since it has nowhere else to go. On the other hand, considering the state of
the arts in general, and architecture in particular, there may be less reason
for optimism. Architecture, sometimes called the mother of the arts, is
rather more than art alone. In common with sculpture, painting and the rest
of the visual arts, architecture must appeal to the eye and the emotions,
expressing something of the designer himself and, presumably, communica¬
ting a message of some sort. But, architecture must be more than that. In
order to earn its keep it must also be functional and durable. Despite a great
deal of current sophistry concerning what architecture is or should be, I find
it difficult to improve upon the Vitruvian criteria: firmitas, utilitas et
venustas , paraphrased by the seventeenth century English architect, Sir
Henry Wotton, as “firmness, commodity and delight”. Today, it could
well be said that these three imperatives require a building to serve the social
needs for which it is built, the materials and structure must be sound and
suitably durable, and the building must be esthetically satisfying. No
society, past or present, has valued all three equally and rarely have the
demands of utility, structure and art been fully met in a single building,
simply because society determines the purpose of its buildings and which of
those purposes it values most highly. For this reason architecture
inexorably, although often unwittingly, is the physical reflection of the
society which gave rise to it. Buildings are also documents divulging what
the men in power were like who built them, when they were built, and why.
Great architecture has invariably resulted from the joint endeavors of the
owner (client, patron, sponsor) and a highly talented architect.
6
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
In today’s commercially oriented society and its demands for innovation,
generally disdaining anything that can be recognized as having been done
before, it is often forgotten that the world’s greatest architecture was
produced by men who valued competence far more highly than originality.
To perfect what had been done before was the standard of performance.
Modern society, in turn, rewards novelty far more readily than it does
perfection and wherever financial return is the primary objective, society
has learned to exploit architecture as the ultimate advertisement.
For better or worse, this is the kind of society which we have developed
and which we seem to find very difficult to modify. History and the lessons
it has to offer are rarely, if ever, involved in the disciplines related to
planning, architecture and building in general. As a matter of fact,
architectural history was for some time played down, if not altogether
ignored, in the curricula of schools of architecture on the premise that it was
no longer relevant. Innovation and problem solving via technological
advances — these were the important things! Not that the architectural
profession, as a whole, distinguished itself at any time in the cause of
historic preservation but, at least, architects of several generations ago were
knowledgeable in the history of their craft. At the present time, there is
perceptibly renewed interest but there was a hiatus of at least twenty years in
which the schools were turning out historical illiterates. Now that architects
are again becoming interested they are finding the field of history and
historic preservation preempted by trained historians as well as
archaeologists, antiquarians, social anthropologists, geographers and
outright amateurs who have made an avocation of such studies.
As to the historians, however, a rather disturbing attitude has been
developing in some sectors which, by stretching the rules of scholarship and
academic rectitude, has made fact-finding an end in itself, overlooking
completely that the historian, inevitably, is the interpreter of evidence and is
an honest judge rather than simply a purveyor of chronological data. Thus,
we encounter a currently popular form of iconoclasticism, the
demythologization of history and denegration of venerable national
personages — first, via “historical” novels such as Burr which suggests a
caveat regarding authors who write biographies as novels, and, secondly,
obviously serious studies on which countless hours of research are yielding
little more than minutiae with no real bearing on broader and more
important issues to which historical inquiry might more properly address
itself. For example, a few years ago, a very erudite bit of writing, a sort of
expose/ about Frank Lloyd Wright’s early years appeared in print. It seems
that Wright always claimed that he was born in 1869, but that a diligent and
thorough examination of public school records, city directories and the like
disclosed that— horror of horrors — he was very probably born in 1867.
Other inconsistencies about his early family life and educational
background were also exhumed to show that, at best, he was a prevaricator
1975]
Perrin — Historic A rchitecture
1
and, at worst, a downright fraud. I do not happen to be blindly devoted to
any mortal man and, least of all, do I worship at the shrine of Frank Lloyd
Wright. But, for the life of me, I cannot see what great difference it makes
whether the man was born in 1867 or 1869. Collectively, we ought to be
eternally grateful that this one great American giant of architecture was
born at all! His personal life was his affair, but his professional
achievements, his work, his writings and his influence not only on American
thinking but on that of the entire world, these are his legacy to civilization
and most certainly these will never perish as long as mankind remains
concerned with its environment and the improvement of the quality of life
on this planet.
Now, whither and wherefore historic buildings preservation? As to the
why of it, I doubt that I could say it any better than the statement that
appeared in the July, 1972 issue of Preservation News , one of the several
publications of the National Trust for Historic Preservation in the United
States. Paraphrased, and very considerably telescoped, the reasons are:
First, we seek to preserve because our historic resources are all that link us physically
to our past. Some portion of that patrimony must be preserved if we are to recognize
who we are, how we became so and, most important, how we differ from others of our
species. Archives, photographs and books are not sufficient to impart the warmth and
life of physical heritage. The shadow simply does not capture the essence of the object.
Second, we strive to save our historical heritage simply because we have lived with it
and it has become part of us. We should replace our older buildings only when they no
longer have meaning, or when other needs are more pressing; and we should do so only
with caution, understanding how our environment creates us as well as how we create
our environment.
Third, we save our physical heritage partly because we live in an age of frightful
communication and technological capabilities, as well as of increasing cultural
homogeneity. We subconsciously reach out for opportunities to maintain difference,
uniqueness and individuality.
Fourth, we preserve historic sites and structures because of their relation to past
events, eras, movements and persons that we feel are important to honor. They are
potential sources of imagination and creativity in our attempts to understand and
appreciate the past, a past distant from us but still offering much to guide us.
Fifth, we seek to preserve the architecture and landscape of the past because of their
intrinsic value as art. Architecture is a synthesis and culmination of artistic endeavor
and the supreme medium of human expression. If we were to value historic structures as
we honor other works of art, much wanton destruction might be prevented.
Sixth, we seek to preserve our past because we believe in the right of our cities and
countryside to be beautiful. Here, with much regret, we must recognize the essential
tawdriness of contemporary design and construction. Much of it is junk; it assaults our
senses. We seek to preserve the past, not only because it is unique, exceptional,
architecturally significant or historically important, but also because in most cases what
replaces it will be inhuman and grotesque. Of course, many old buildings could be
demolished and replaced with contemporary structures of equal functional and
8
Wisconsin Academy of Sciences , Arts and Letters
i
[Vol. 63
aesthetic value. Yet, experience has shown that this is not likely, and until it is we should
preserve our past in order to keep what is left of our pleasing and humane urban and
rural landscape.
Finally, and perhaps most importantly, we seek to preserve because we have
discovered, though belatedly, that preservation can serve an important human and
social purpose in our society. Our traditional concerns with great events, great people
and great architects are only the foundation stones upon which broader and more
constructive social purposes can be based. If preservation is not to fall into the trap of i
irrelevance, we must learn to look beyond our abstract preoccupation with architecture ,
and history, and break out of our conventionally elitist, intellectual and aesthetic mold,
recognizing that it is the saving of people and lives and cities and land, that is
important to all of us. We have before us and unparalleled opportunity, if we are
sufficiently determined, to contribute significantly to the upgrading of human
existence. If we can achieve this, to some extent at least, the architecture and the history
will fall into place.
9
Having thus clearly delineated the objectives to which, incidentally,
nearly all preservationists subscribe, there come the really refractory hard
nuts which are not cracked with ease. There are usually three fundamental
problems involved, any one or all of which can become a genuine dilemma.
First, is the building or a district sufficiently distinguished to be worth
saving? Second, is the undertaking feasible from the standpoint of utility,
which is to say, can the building be continued in its present use or must an
adaptive use be found? Third, is the proposal economically feasible, which
means who is going to pay the acquisition and restoration costs and who
will assume responsibility for the continuing expense of operation,
management and maintenance?
On the first question, despite the tendency of impulsive groups to save
anything and everything (unfortunately being unable to distinguish “the
junk from the jewelry”) a substantial number of buildings are at least being
ear-marked for preservation by a process of narrowing the choices if the
buildings possess genuine architectural, historic or associative value. Part of
this stems, residually, from having been included in the Historic American
Buildings Survey and, more recently, from federal requirements for
financial assistance which make it almost mandatory for buildings and sites
to pass muster for the National Register of Historic Places, in order to gain
any kind of priority at all. Here in Wisconsin the State Historical Society
with some input from county and local historical groups has been slowly but
methodically combing the state for eligible prospects. Privately prepared
information, photographs and measured drawings such as I have been
putting together for years are also used as a resource. Upon completion of
staff analysis, findings are submitted to the Historic Preservation Review
Board for deliberation, discussion and hearings if indicated, and finally a
decision to accept or reject. The members of this board are appointed by the
governor. I have been a member since its inception and while I have not
always agreed with board action, occasionally being the lone dissenter,
there is no doubt in my mind that the process is sound and the direction is
1975]
Perrin — Historic A rchitecture
9
correct. Actually, of course, the whole procedure is redundant if historic
preservation projects are completely private, as is a highly desirable
situation. Such undertakings, however, are quite rare.
The question of continuing use or adaptive use often raises formidable
barriers. Dwellings and sometimes churches, if the congregations are still
active, are generally the easiest to handle. This is particularly true in the
historic districts approach, in which entire building enclaves are viewed as
suitable for rehabilitative and restorative treatment, and whereby
preservation of an entire neighborhood can ultimately be achieved. In
Milwaukee, two such projects are in the making: Walker's Point on the
south side of the city consisting of a mixture of buildings and populace,
with the focal point being the restoration of Holy Trinity-Our Lady of
Guadalupe Church, built in 1850 and one of Milwaukee’s three oldest
churches. The other area is the Water Tower Historic Preservation District
on the east side of the city along the bluff overlooking Lake Michigan. This
area consists of late nineteenth and earlier twentieth century “period”
houses of great distinction. The objective here is to retain the beautiful and
prestigious character of the area for continued gracious living and, not
altogether incidentally, to maintain a solid and valuable tax base. Madison,
as I understand, has been giving consideration and study to its “Big Bug
Hill” for purposes of establishing a historic preservation district which, in
conjunction with the restored historic Gates of Heaven Temple in nearby
James Madison Park, would appear to offer a very promising potential.
Unfortunately, Wisconsin lacks enabling statutes relating to historic
preservation. Legislation in this area is a definite requirement, since the
controls that must govern historic districts are not achievable with local
ordinances and private covenants alone. Commercial, industrial, public and
institutional premises usually pose the gravest problems with respect to
continued or adaptive use, but even here some headway is being made by
organizations such as the Educational Facilities Laboratories, a New York
City-based, non-profit corporation whose most recent contribution has
been the underwriting of a study entitled Reusing Railroad Stations. It
begins with the basic premise that most of America’s old railroad stations
were well designed and soundly built, usually strategically located, and have
substantial life-expectancy remaining. It is estimated that there are 40,000
stations still standing around the country. Of course, buildings cannot
justifiably be preserved simply as shells, and there is a limit as to how many
can be converted into museums. Most larger buildings must remain where
they stand but smaller ones can often be moved to other sites, if an
appropriate alternate use has been found.
Where no possibility of reuse exists, the outdoor museum concept offers
splendid opportunities for the preservation of rare and irreplaceable
architectural types, both of urban and rural origin. Every European country
has developed such facilities, and they are still hard at it. The United States
is slowly following suit, and here in our state Ozaukee County has
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Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
developed a small but effective Pioneer Park and right here in Green Bay
there are plans in view for a Heritage Park on and adjoining the site of Fort
Howard. The chef d’oeuvre , however, is to be Old World Wisconsin , an
outdoor historical and ethnographic museum, located in the Southern
Kettle Moraine State Forest, just a short distance to the southwest of Eagle
in Waukesha County. Covering about 600 acres, it is being developed
jointly by the State Historical Society of Wisconsin and the Department of
Natural Resources. While drawing on the patterns and experience of the
best European and American outdoor museums, Old World Wisconsin will
differ in one major respect in that the buildings will be grouped in clusters,
each to represent the work of a particular ethnic or national-origin group.
The anticipated minimum is fourteen, with a possible eventual total of more
than twenty distinct and separate settlements. All buildings are expected to
be originals, old buildings as erected by pioneer settlers in various parts of
Wisconsin. Reproductions or facsimiles will be included only for key
structures, if no originals can be found and then only if complete
documentation regarding them can be collated. The museum will exhibit the
architecture, artifacts and life-style of each ethnic group, and will carry on
activities characteristic of each. While essentially rural with substantial
nature conservancy areas separating the clusters, there will also be a village
center to portray the early life-styles and cultures of immigrants who were
not engaged in agriculture but provided essential services.
I proposed this museum to the State Historical Society on June 20, 1964
and after many frustrating disappointments, ground was formally broken
and dedication ceremonies held on June 8, 1974. It took ten years of
unremitting effort on the part of many people to bring the project from the
adoption of an idea to a physical beginning. Except for services and certain
site improvements provided by the two state agencies, financial capability
has come essentially from private sources, and it is hoped that this will be
the pattern of continuing material support, although governmental aids,
wherever and whenever available, will most certainly be sought. Exclusive
of the land, site improvements and furnishings for the buildings, the total
estimated development cost, at this time, is 3.2 million dollars. Since the
museum, by its very nature, is a long-range undertaking, and inflation is a
fact of life, it is literally impossible to project the eventual cost. Whatever it
is, the museum will pay for itself many times over as a cultural and recrea¬
tional facility which will rank among the finest in the world. Since Old
World Wisconsin is to be Wisconsin’s Bicentennial Park, every effort will
be made to have enough work completed to permit the “grand opening” to
take place on or shortly before July 4, 1976 — the two-hundredth
anniversary of American Independence!
The subject of preservation and restoration of historic resources is vast.
Even though you have been patient enough to hear me out (and I have
spoken much longer than I intended), I have only scratched the surface.
While there is much to be optimistic about, the time to relax is not here as
1975] Perrin — Historic A rch itecture 1 1
yet. Despite all the efforts expended, it is clear to me that there must be
continuing vigilance in order to be certain that all preservation and
conservation endeavors are undergirded by sound and systematic
scholarship, even though the impetus for the programs must generally come
from the people, as must the financing, some of which may come through
governmental channels but that, in the last analysis, is quite certainly a
contribution from the people also.
As these programs moved forward and as the Wisconsin Academy of
Sciences, Arts and Letters moves forward, it would be wonderful if the
Academy could become at least catalytically involved, particuarly in the
several areas of learning and in their meaningful application. This is my
hope and anticipation!
I’ENVOI
Perhaps it would have been more appropriate for me, as outgoing
president of the Academy, to have devoted my valedictory to a sort of
“state of the Academy” message, but knowing that through the now
effectively operating media of communication the membership is being kept
currently well informed of council, individual member and staff activities, I
chose to share some of my thoughts with you on a subject to which I have
devoted much time and energy for over 40 years.
However, I would not want to step down as president without expressing
my thanks to all of you for having permitted me to serve you in this
capacity. I enjoyed every minute of my tenure, as I did being
president-elect, vice-president for the Arts, a member of various
committees, and just simply having been a regular member of the Academy
for quite a number of years.
Being historically minded I made it a point, at the time of the Academy’s
centennial in 1970, to examine its origins a bit more closely. Not only was I
impressed with the founders’ philosophy that “the prosperity and power of
a State depend not more upon its material resources than upon the culture
of its people and their knowledge of nature and man”, but that the “Call
for a Meeting to Organize” was signed by 105 men who literally constituted
the State of Wisconsin’s “Who’s Who” at the time. Scholars, practicing
professionals, business and industrial leaders, all were represented. It was
with a feeling of both humility and pride that I scanned the list of names
and particularly when my eye fell on: Solon Marks, M.D. I knew of Dr.
Marks:— that he had served with distinction as a surgeon in the Civil War,
that he was a prominent, public-spirited Milwaukee citizen and that he had
enjoyed a long and successful medical practice. I knew this because my
father was his coachman. Fresh from three years of service in the German
cavalry, my father was a devoted horseman and, somewhat incongruously,
also an accomplished water-colorist and graphic artist. Coming to the
United States in 1892, he was determined not to pursue a career in business
administration for which he had been educated because of his family’s
ownership of a textile mill, an occupation he thoroughly disliked. So, after
1 2 Wisconsin A cademy of Sciences, A rts and Letters [V ol . 63
travelling all over the United States to see what the country looked like, he
finally landed in Milwaukee, wiser but poorer. Dr. Marks was already an
old man when he hired my father, but even on many a stormy, cold winter
night he made emergency house calls and it was up to my father to hitch-up
horse and buggy and not only drive the old doctor to his destination but
often to help him, physically, to handle an incapacitated patient. There was
also a brougham, but that was reserved for family use and formal, social
calls. In 1899, when my parents were married, my father decided that he
wanted to go into the livery business for himself. While Dr. Marks greatly
regretted the loss of his strong right arm, he not only encouraged the move
but assisted my father in a number of material ways. He died only a few
years later.
While probably altogether irrelevant to this evening’s proceedins, I could
not resist this anecdote, since I have often wondered what Dr. Marks, a
founder of the Academy, and my father would have said to each other had
they known what I would be up to, three-quarters of a century later.
So, I take my leave knowing that no great deeds can be attributed to my
incumbency, but again I want to say to you that I appreciate and value,
more deeply than you know, the confidence you have given me. Thus, I
hope that history’s judgment of my efforts will be at least as benign as that
accorded President Chester A. Arthur by Funk and Wagnalls Standard
Encyclopedia of the World’s Knowledge : “He was neither a great nor a
brilliant president, but he was practical, business-like and honorable in the
fulfillment of his duties”.
BIBLIOGRAPHY
John Burchard and Albert Bush-Brown, The Architecture of America: A Social and Cultural
History , (Little, Brown and Company, 1961).
Charles B. Hosmer, Jr., Presence of the Past: A History of the Preservation Movement in the
United States before Williamsburg, (G.P. Putnam’s Sons, New York, 1965).
Bruce Allsopp, The Study of Architectural History, (Praeger, Inc. 1970).
The National Trust for Historic Preservation in the United States, Miscellaneous membership
publications.
THE SHERIFF AND THE YELLOW FRINGE
John Anthony Turcheneske, Jr.
University New Mexico—
Albuquerque
There appeared on the American scene during the decade of the twenties
a new phenomenon bent on making the United States safe for Americans.
Not confining its activities to the South, the Knights of the Ku Klux Klan
spread its influence throughout the Northern and Western sections of the
nation. Wisconsin was not alone in being touched by the Klan’s peculiar
brand of nationalistic, racial and religious biases. One of the areas in
Wisconsin to be particularly affected was Pierce County— located in the
northwestern section of this state.
Although the Klan entered Wisconsin in the early 1920ies, the hooded
order did not commence operations in Pierce County until the Fall of 1925.
At this time there were membership campaigns conducted in such
communities as Ellsworth, Elmwood and River Falls — with Ellsworth (the
county seat) being the focal point for later Klan activities. After a winter
hiatus, the Klan’s organizational activities were in full swing by the summer
of 1926. Throughout the summer, the citizens of Ellsworth were treated to
literary and oral exhortations of an anti-Catholic and “one hundred per
cent American” nature. Among the more important of the Ellsworth
Klanners was an elected official of Pierce County. What follows is the story
of this official’s involvement in an incident arising from the Klan’s bigoted
preachments.
Held annually at Ellsworth, the 1926 Pierce County Fair opened to the
public on Thursday, September 16. One of the prominent Ellsworth
organizations, the Eldon C. Kinne Post of the American Legion, had a
booth located on the second floor of the stock pavilion. As its principal
project, the Legion was offering for sale World War One histories depicting
Pierce County men in action. Unwittingly, the Legion placed in its booth an
attraction which drew the attention of a most controversial element within
the Ellsworth community — the Ku Klux Klan. There stood at the front of
the Legion booth an American Flag decorated with yellow fringe, a gift of
the Women’s Relief Corps. By mid-afternoon a hostile crowd gathered
demanding that the flag be taken down because, among other things, the
yellow fringe was un-American. Not the least involved in this affair was
Frank L. Baker, Sheriff of Pierce County. His participation in this episode
not only gained the Wisconsin Governor’s attention and more than county¬
wide notoriety, but also precipitated proceedings which nearly led to the
Sheriff’s removal.
13
1 4 Wisconsin A cademy of Sciences, A rts and Letters [V ol . 63
Although there was discussion of the flag affair from the moment of its
occurrence, the episode did not come to light in print until a week later. The
Ellsworth Record noted that the late flag fracas at the fairgrounds . .was
not one of the advertised attractions”1. During the Ku Klux Klan-American
Legion clash over the gold fringe on the American Flag, it was alleged that
Klan members demanded the removal of the flag in their belief that the
fringe was out of place. Refusing to comply with their demand, the
Legionnaires continued to display the flag until the closing of the fair. On
the evening of the flag incident, the Legion Post contacted the Wisconsin
Adjutant General and was informed “. . .that the flag was the authorized
regimental flag used in every Army post in the country and that the Legion
had been given permission to use it by an Act of Congress passed in
September of 1920”2.
The Pierce County Herald commenced its commentary on the flag
incident to the effect that “. . .considerable excitement prevailed at the
booth of the Eldon C. Kinne Post of the American Legion. . .when a
delegation of men and women, said to be members of the Ku Klux Klan,
threatened to take down the Legion colors.” Klan members were said to
have taken exception to the gold or yellow border on the Legion’s flag. In
standing their ground, Legionnaires were congratulated for their cool
headedness. The colors, it was noted, had been vouched for by the
appropriate authorities.3
It should be noted that the color of the fringe was actually yellow.
Technically, however, it was called a gold fringe. Thus, as far as Army
regulations were concerned, the shade of yellow or gold did not matter as it
was still considered to be a gold fringe. As will be seen, the Klanners literally
interpreted the fringe as yellow.
Roy D. Morton, Post Commander, called a special meeting of the Eldon
C. Kinne Post on Tuesday evening, September 21. Held at the Ellsworth
Community Hall, the session concerned itself with the type of action to be
taken with regard to those involved in the threat against the national colors.
The Post explained that drastic action would be taken, but refused to reveal
the nature of its intentions in this regard4. However, the minutes of the
Kinne Post’s special session reveal the course of action embarked upon.
Einer Jurgenson gave a report on a trip to Fort Snelling with the disputed
banner, after which Roy Morton stated that . .no one could take
exception to our colors”5. Morton believed that a certain element in the
community was about to challenge not only the disputed emblem, but also
the good name of the Legion. A Reverend Garland explained that the
regimental colors in question were seen in many instances during the
Spanish-American War. After Garland proferred his assistance in the
matter, A. B. Lord and Casper Olson rendered a description of the
disturbance at the Post’s booth. Roy Morton was given authority to publish
for the Post incidents surrounding the flag episode. It was also decided that
Theodore Waller, Roy Morton and Arthur Quinn would draw up a letter to
the Governor stating the Legion’s grievances.6
1975]
Turcheneske — Sheriff and Yellow Fringe
15
There followed a vigorous campaign on the part of the Kinne Post for a
full and complete redress of its grievances in the matter of the flag incident.
Sworn out on September 21 was a complaint by the Village Chief of Police,
Adolph C. Olson, which alleged that . .he heard the Sheriff of Pierce
County, Frank L. Baker order the American Legion boys. . .to remove their
colors because it had a yellow fringe and to replace it with the regular
American Flag”7. This complaint was enclosed in a letter of explanation to
Governor John J. Blaine. The committee established to contact the
Governor explained in their letter that the flag was the regular Regimental
Headquarters Colors — red, white and blue with a gold fringe. Referring to
the disturbance at the fair, the committee stated that “the gold fringe was
taken exception to by several individuals among whom was the Sheriff of
our County, Frank L. Baker, who inquired what the yellow fringe was
doing on the American Flag, and ordered those in charge of the booth to
take this Flag down and replace it with one that did not have a yellow
fringe.” The committee made it known that the Post felt the incident to be
an insult not only to the colors but to its good name as well. As far as the
committee was concerned, the episode was . .a legal cause for removal of
said official from office”8.
Theodore A. Waller, Pierce County District Attorney, later wrote to
Frank Kuehl (Governor Blaine’s executive secretary) explaining that the
Governor could . .gather from our letter that the people that objected to
the fringe on the flag were Ku Klux Klan members.” However, no mention
was made of the Klan because it was not yet established that the .
.objections were made by the Klan as a body.” It was more likely that the
demands were the result of individual initiative9.
Proceeding to explain the events of the afternoon of the 16th, Waller
related that there were approximately 20 people who requested the flag to be
removed. As to the crowd’s inquiry into the yellow fringe, Waller said that
this was a mistake on their part since the fringe was gold. Several
individuals objected that “. . .yellow was one of the Pope’s colors, and that
they did not propose in any way to honor him.” Particular focus^ was
centered upon the fact that the Legion Post decided to vent its wrath on one
individual — the Sheriff of Pierce County. The Post . .felt that his
ordering us to remove our colors was uncalled for, and especially so in view
of the fact that no investigation was made as to why the gold fringe was on
our colors. . As the disputed emblem had been used by the Post
previously, the Sheriff should have been more prudent in his approach by
giving the Legion the benefit of the doubt until the facts of the matter could
be ascertained.
Waller explained that the Post was told the law’s provisions for matters
of this kind. Specific reference was made to Section 17.09 of the Wisconsin
Statutes. The Sheriff could only be removed for legal cause. It was
questioned whether there was legal cause for removal. Doubts were raised
because . .we do not know how serious an offense it is for anyone to
order the Colors to be taken down or be removed without any justification
16
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
for so doing.” But it was the Post’s belief that the case should be submitted
to the Governor for a ruling or suggestions should there not be sufficient
legal grounds for impeachment.
Waller further stated that the Legion desired to avoid religious trouble.
This was the primary reason why the matter was not being handled as a
Klan issue. Doing so would have been a mistake. The Sheriff was picked out
because his conduct was unbecoming of an elected official.
The Post realized, said Waller, that there might not be legal grounds for
removal. Still, the Governor might issue a reprimand. Waller suggested that j
the reprimand be formulated in such a way as to leave no doubt that the
Sheriff’s actions were inappropriate. The Post expected at least this much.
The Commandant at Fort Snelling, Minnesota, Colonel W. E. Walsh, did
indeed examine the disputed flag and found that the flag contained no
irregularities. It corresponded to the “. . .general character and make-up,
including the yellow fringe, with the service color prescribed by Army
Regulations to be carried by dismounted organizations of the Army.”
Enclosed in the Colonel’s letter was a copy of those Army regulations which
prescribed the character and method with regard to the use of flags and
colors.10.
Sheriff Baker shortly received a rather vitriolic communication from the
Governor. Blaine stated that the Sheriff was accused of ordering the
Legionnaires to strike their colors because of the yellow fringe. To begin
with, said Blaine, the fringe was not yellow but gold. As these were the
regular regimental colors which the Legion had the authority to display, the
Sheriff had no right to meddle in this aspect of the Post’s business. Besides,
under Army regulations, it made no difference whether the fringe was
yellow or gold11.
Had the law been violated, said the Governor, “. . .it was your duty to
make complaints accordingly.” An attempt to compel the American Legion
to desist from that which they had a legal right to do, bordered on official
misconduct. Were the Sheriff successful in his “. . .arbitrary and
unwarranted intermeddling. . .” Blaine had no doubt that, upon proper
complaint, Baker would have subjected himself to removal from office. The
Governor explained that, for the moment, he would not pass judgment, but
would, however, leave the matter open should there be further complaint.
Publicly defending its position, the Kinne Post explained that confidence
in the government tended to wane when any public official became an
object of suspicion. As they were the guardians of the people’s rights,
public officials were “. . .worthy of trust only so long as they fulfill the
obligation made binding by their oath of office. When they fail to do this
they should be removed.” Making it quite clear that these remarks were
intended for Sheriff Baker, the Legionnaires went on to say that
“THEREFORE WE MAKE CLAIM: A County Officer did cause a near riot regarding
the National Colors which were displayed in a public place before several thousand
people. Therefore he becomes an object of suspicion on the grounds that he is trying to
1975]
Turcheneske — Sheriff and Yellow Fringe
17
undermine the confidence of our National Colors. Further we claim that he is accused
of having conspired to deprive the County of Pierce, State of Wisconsin of his
‘HONEST, IMPARTIAL AND UNBIASED SERVICE’”12
Frank Baker was quick to reply to the charges leveled against him.
Although there was no formal complaint, the Sheriff desired to explain his
version of the incident. The Sheriff admitted to being at the Legion booth at
the request of certain individuals. At the time of the request, Baker “. .
.told them to speak to Mr. Waller. . .as he would no doubt know whether. .
.the colors with the fringe was proper, and that I did not believe there was
any cause for making a disturbance relative to the same.” Nevertheless,
Baker was persuaded to go to the Legion’s booth. While there, the
suggestion was made to hang a flag without the fringe so as to prevent any
disturbances caused through misunderstanding. As to demanding that the
colors be struck, Baker denied ordering the flag to be taken down. In fact,
remarked the Sheriff, one of the Legionnaires offered to replace the flag
with regard to future displays. Satisfied that the Post would do so, Baker
claimed to have left the scene immediately13.
At a meeting called on October 5th, the Kinne Post decided to draw up a
formal complaint, petitioning the Governor to remove Frank Baker as
Sheriff of Pierce County14. Governor Blaine later received a letter from an
interested party as a result of the Post meeting. Arthur Nelson explained
that his attention was called to the discourtesy shown the colors by the
Sheriff. Nelson explained that “Some of our neighbor boys seem to think
that. . .Waller is using his influence with you in favor of Mr. Baker.”
Waller, explained Nelson, appealed “. . .to the boys. . .that it would look
bad for the Legion Post to uphold a wet Governor.” The sentiment around
Ellsworth was described as strong in regard to any member of the Ku Klux
Klan insulting the national emblem. Governor Blaine, wrote Nelson, should
“. . .stand by the boys and the flag they fought for. And anyone insulting
same should have no mercy”15. By way of reply, Blaine explained that the
reprimand was the best he could do inasmuch as no formal complaint had
been filed.16.
Governor Blaine also contacted Arthur Quinn as to whether his letter to
the Sheriff was called to the Post’s attention17. Kinne Post Adjutant A. B.
Lord replied in the affirmative. In addition, said Lord, Roy D. Morton “. .
.will probably be down to see you in the course of a week and then it will be
possible for you to learn of other things that I refrain from at this time”18.
Father Shanaghy of the local Catholic Church, also had some critical
remarks to make concerning the Sheriff. Were the people rid of Baker, said
the priest, a state of tranquility would return to Ellsworth and Pierce
County. Continuing, he explained that “You will probably hear from
Ellsworth in regard to Baker — later. The Legion are determined to put him
out — if only two days before his term expires. I don’t blame them.” Fr.
Shanaghy further explained that he “. . .never knew as mean a man in a
public office.” The priest believed that the Sheriff ought to be removed
should the Legion request it19.
1 8 Wisconsin A cademy of Sciences, A rts and Letters [V ol . 63
Indeed, Blaine did hear from Ellsworth. Arthur S. Nelson filed and sent
to the Governor a formal complaint petitioning for Baker’s removal. It was
charged that, rather than preserving the peace of the County, the Sheriff, in
demanding the yellow fringed emblem be struck in the presence of a hostile
crowd, “. . .upheld and countenanced the contempt of said riotous group in
maintaining that said Eldon C. Kinne Post, Number 204, of the American
Legion was not within its right in having such colors on display.” The
Sheriff became an object of suspicion as the County was deprived of
impartial and unbiased service. This was so because the Sheriff had failed to
keep the peace insofar as he “. . .neglected to quiet and suppress radical
activities in his county.” As such, the Sheriff should be removed20.
Arthur Nelson was shortly informed by Governor Blaine that it would be
necessary to serve the Sheriff with a copy of the complaint. As the Sheriff
would have to be served 10 days before the commencement of a hearing, the
earliest date for this would be November 20th. The Sheriff would have to
file an answer, copies of which would be sent to the complainants “. . .so
that they will know what they will have to meet at the trial of the case.”
Actually, the hearing date would be decided once Baker’s answer arrived.
Also, a commissioner could be appointed with testimony taken at
Ellsworth. Therefore, it would not be necessary for anyone to appear on
November 20th21.
From the law offices of Casey and Magee at Ellsworth, there arrived on
the Governor’s desk a letter in regard to the complainant Arthur Nelson.
The letter revealed that Nelson was not present at the American Legion
booth when the alleged incident took place. “When the complaint was
drawn, Mr. Nelson was not present, and the whole matter was taken care of
by members of the American Legion.” Though Nelson explained that his
information was hearsay, the Legion officers “. . .failed to have the
complaint drafted accordingly.” An amended complaint was enclosed so
that Nelson would be protected from any difficulties which might otherwise
arise22. Blaine broached no objections to this, stating that the correction
would be duly noted23. In the meantime, Sheriff Baker had received a copy
of the complaint24. The Sheriff, though denying Nelson’s charges, did
admit in his affidavit that the Legion was wholly within its rights displaying
the gold fringed flag25.
Kenneth S. White, a River Falls attorney, explained to Frank Kuehl that
the Ellsworth Legion Post requested his firm to represent them in the
upcoming flag case. There was doubt as to the manner in which the
Governor would proceed. White wanted to know just when and where the
proceedings would commence and whether there would be appointed a
Commissioner to hear the matter. In his conclusion, White remarked that
“If this hearing gets the publicity which it should get it should prove a
knock out blow to the Ku Klux Klan in this state.” It was White’s belief that
no thinking person could support an organization which attacked the
National Flag26.
1975]
Turcheneske — Sheriff and Yellow Fringe
19
Sheriff Baker was advised that a definite time and place had been set for a
hearing on the petition for his removal. The hearing would commence on
November 29 at 10 o’clock in the morning in the Courthouse at Ellsworth.
At that time the defendant would be entitled to be heard, to produce
witnesses and be represented by counsel. Fred M. Wylie was to be the
Governor’s Commissioner27.
On the appointed day, Commissioner Wylie began to take testimony. The
hearing had attracted wide notice, so that the “. . .County Judge’s office at
the Court House was jammed to overflowing with witnesses and curious
citizens. . .”28. All the available seats and standing room were taken up by
the spectators29. Attorney for the complainants was Ferris M. White of
River Falls. Thomas Mohn of Red Wing, Minnesota, was counselor for the
defense. Mohn agreed that the respondent’s answer would be to the
amended complaint. Both parties agreed to waive the personal appearance
of the Sheriff330. Later, Attorney Mohn objected “. . .to the introduction of
any testimony on the ground that the petition does not state any legal cause
for removal.” This was overruled31.
The first witness for the complainants, A. B. Lord, testified that “Why,
when I got there, there was quite a crowd around the booth, probably 25 or
30 men; they seemed to be excited about something.” The crowd, said
Lord, was threatening the colors. If the flag were not taken down, the
crowd said it would tear it down. Though not exactly sure of how many
threatened the flag, Lord believed that there had been 30. The witness
testified that he did not see Baker at that time, but did see him the day or
day after the Sheriff had received a communication from the Governor.
Why Mr. Baker told me, — he says I was called up there at that time, that the crowd was
there and he says I went in there, — he said there was a bunch there and he said they had
on display a flag with yellow stripes and he didn’t think it was the proper flag to display.
He said there was a little small flag in the back end of the booth which did not have the
yellow border on and he said he told them they ought to display that in place of the
other one. Well, I asked him, I says as long as there was such a mob there and they were
rather threatening, didn’t you think it was your duty as a peace officer to protect the
flag or disperse the mob, and he says, I didn’t want to get mixed up in it at all. He says I
got right out and went away. He says he had a talk with his deputy . . . and he says I told
him of the crowds up there, to keep away from it and not go near there at all because we
didn’t want to get mixed up in it.32
However, as far as Lord could tell, there was no violence and no one laid his
hands on the flag or anyone else33.
Lord later testified that, as a reason behind the demands that the colors
be struck, . .1 heard it said that this yellow fringe around the colors
designated it as the Pope’s flag.” In regard to the crowd’s authority for
raising such a demand, Lord explained that “I heard one of them, he said
he had a pamphlet gotten out by Pat Malone, I believe, saying the flag
wasn’t right. . .and that it should be taken down”34. Lord explained that he
suggested to Clair Travis that the War Department be contacted concerning
20
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
the matter. But Claire Travis replied that it was . .no use taking it up with
the War Department. . .that ninety per cent of them are Catholics”35.
Casper Olson, testifying for the complainants, explained that the first
threat to the flag was uttered by Claire Travis. Too, the “general opinion
through the crowd when they was talking seemed to be if we didn’t take our
flag down they would take it down for us.” The general feeling was that the
color yellow should not be on the flag. The crowd, said Olson, did not
explain why the flag should come down. Their only explanation was that it
“. . .wasn’t the American Flag, — it shouldn’t have anything but red, white
and blue.” Yet no one stated their authority in this regard. Baker said the
flag would have to come down. Olson said the Legion’s reply was that it
would only if the flag was not proper36.
Sheriff Frank L. Baker was asked what attracted his attention to the
American Legion booth. Baker replied that he had heard a great deal of talk
on the grounds with regard to the yellow fringe. It was said that the
Legion’s flag was not really the American Flag. As to making any com¬
ments at the Legion’s booth, Sheriff Baker said “Why yes, I says my father
fought under the flag, but I don’t believe it had a yellow fringe on it. . .”
Baker explained that he did not tell anyone to remove the flag. However, he
did suggest that the fringed emblem be replaced with “. . .the American
Flag they had laying on the table. . .” The Sheriff explained that his only
object in saying this was to prevent any friction that might arise. As to hav¬
ing ever observed a regimental flag with a gold fringe, Baker testified that
“I never have, to tell the truth. I supposed every one of our national flags
were exactly alike”37.
Sheriff Baker was then asked whether he was a Klan member. Baker
replied in the affirmative. However, as far as the Sheriff was concerned, the
Klan was “. . .nothing but an American class of people, and I don’t
understand how it has anything to do with the issues whether we are Klan or
not.” Baker was not certain whether all the people in the crowd were
Klanners — although some of them probably were. Baker maintained that
his being a Klanner in no way served to influence him in the performance of
his duties38.
Baker was also asked whether he had anything against the American
Legion. Said the Sheriff: “Well, I should hope not, not against the
American Legion, not in the least. I don’t see how any good American
citizen could have, — I would be a pretty poor American citizen holding the
position I am if I didn’t have respect for the flag. That is what hurts me now
to think that they hold that against me.” Baker believed that he acted and
spoke in good faith. As to other comments, the Sheriff said
all I have to say is, I feel it is trying to humiliate me to think that I am not an American
citizen, when I was born in this country and my father fought under the stars and
stripes. Mr. White knows himself they have been after me ever since I have been in
office because I have tried to enforce the law. ... I was unfortunate to get hurt and be
here now. . . . God, I don’t want you to think because I show a little emotion that I am
1975]
T urcheneske— Sheriff and yellow Fringe
21
chicken hearted or anything like that, but it humiliates me to be classed as un-American
here. I felt terribly out of place when I didn’t have a boy old enough to go to war and I
myself was too old. The American Legion has never had anything going on at any time
when I didn’t contribute to it, but I can’t help this now.39
Edward Guest testified for the defense that the Legion admitted to not
knowing what the fringe meant. Sheriff Baker's point was that as long as
this was the case, the Post could stop the criticism by placing an American
Flag by the fringed emblem. Guest said he asked one of the Legion members
“. . .why they didn't put the American Flag up beside it and they said they
didn’t know how to hang it up. We thought it was funny how they knew
how to hang the other flag up but didn't know how to hang the American
Flag up." Upon further questioning, Guest admitted that the fringed
emblem was indeed the American Flag, but that he believed the yellow
fringe to be out of place. Guest testified that he told no one to take the flag
down40.
Probing further for the rationale behind Guest's objection to the fringed
flag, Attorney White asked the witness on what authority he based his
objections. Guest replied that he got it into his own head. As to the matter
of yellow being a gold color, Guest said “I wouldn't swear to it, but I don’t
think it is." Guest was brought up to believe the American Flag was red,
white and blue. The yellow fringe had no place on the National Flag. As to
being a member of the Ku Klux Klan, Guest admitted that he was, but that
it had no bearing on the situation. He was interested in the flag matter
because he believed it to be his duty as an American citizen. Guest had seen
service in the Army and the Marines, but never saw a yellow fringed flag
and never took the time to give this subject his consideration. Though he
had no objection to gold, Guest was not able to tell the difference between
gold and yellow. As to what the Legion's flag stood for, Guest explained
that “I couldn't tell you what that did stand for with that yellow on it"41.
Ferris White, in his summation, stated that it was the complainant's
position that Baker’s duty was to quell disturbances which inter ferred with
citizens' rights. The Sheriff had an inkling earlier on September 16 that
there was to be a disturbance over the Legion’s flag— -which was why his
deputy was told to say or do nothing. Baker admitted to being a Klansman.
A number of individuals in the crowd also belonged to this organization.
The question was why Baker left the scene when he knew trouble was
brewing. Though there was a dispute as to the exact words of the Sheriff,
the evidence indicated that Baker had said something akin to ordering the
disputed colors struck. The crowd threatened the flag with the apparent
knowledge of the Sheriff. The undisputed evidence was that the Legion had
the legal right to display the fringed emblem. Not only had the Sheriff
acquiesced in the demonstration, but went *4. . .deliberately upon the
streets. . .tackling members of the Post and discussing it publicly, showing
that he himself was publishing the facts of the disregard they had for the
rights of the Legion at the time." As the incident was widely publicized, the
22 Wisconsin A cademy of Sciences, A rts and Letters [V ol . 63
Sheriff’s actions had the additional effect of disturbing the . .peace and
good will of the citizens of this county, causing turmoil and dissension
between neighbors. . .” It was in this manner that the peace of Pierce
County was disturbed and, inasmuch as Frank L. Baker encouraged the
crowd, he had failed in his duty as a public official. Baker should therefore
be removed from office42.
Responding for the defendant, Thomas Mohn believed the matter of
Baker’s membership in the Ku Klux Klan was irrelevant with regard to the
late proceedings. Also, the Sheriff was not a part of the riotous group and,
as such, the complainants testimony was invalid. Baker was not responsible
for the talk about the propriety of the flag. Most importantly, the Sheriff
went to the fair as an individual. In short, the Sheriff was not guilty of
misconduct in office and, as such, there were no grounds for his removal43.
Commissioner Wylie, in reporting his findings to the Governor, cited Pat
Malone as the instigator of Klan activity in the Ellsworth community during
the previous summer. It was a group of Klansmen and Klan sympathizers
which disputed the authenticity of the yellow fringed flag — which in reality
was gold — and alleged that this emblem was not only the Pope’s color but
the Pope’s flag. Threats were made in the direction of this emblem. Too,
the Sheriff was a Klansman. Evidence indicated that the Post was asked to
take the yellow fringed emblem down. Furthermore, the Legion offered to
have the matter investigated by the War Department, but that several
individuals stated that this was to no avail as the personnel there was largely
Catholic. Also, said Wylie,
it seems that the authority the Klansmen had for their objection to the “yellow” fringe,
and that this was the Pope’s color, was secured either from a pamphlet by said Pat
Malone, or from material in the Fellowship Forum, a periodical published at
Washington, D. C., dealing principally with activities of the Klan and propaganda
against the Catholic religion.44
Though there was not a mob riot, the Sheriff aided and abetted the
disturbance. This was an irresponsible action. Baker should have forseen
that this act would have had the effect of degrading the “. . .office of
Sheriff in the eyes of a great majority of citizens. . .not only the Catholic
citizens of the County, but all citizens other than Klansmen and their
sympathizers, to have lost confidence in the official integrity and judgment
of Sheriff Baker. . .and must have caused resentment that a public official
should ally himself with the Klan. . .” This only served to aid the Klan in its
preachments of hatred and bigotry45.
Concluding his report, Commissioner Wylie stated that the Sheriff was
guilty of misconduct in office “. . .and. . .should be removed from office
except for the circumstance that his term will expire before the order could
be enforced.” Thus removal proceedings would be futile and would tend to
create disrespect for the constitutional authority of the Governor. Under
the circumstances, the best that Governor Blaine could do would be to
concur in his Commissioner’s findings. The Governor might also issue a
severe condemnation of the Sheriff’s conduct46.
1975]
Turcheneske — Sheriff and Yellow Fringe
23
Governor Blaine, in rendering his decision, reiterated Commissioner
Wylie’s findings. Blaine went on to state that the Post was constituted of
both Protestants and Catholics who shared together the burdens of the
recent War. “Yet the Klan, in the furiousness of its fanaticism and its
extreme intolerance participated in an act that disturbed the peace, that was
an affront to the American flag and to the World War veterans, and the
sheriff of Pierce County aided and abetted this disturbance and affront.” It
was intolerable that Baker as a public official, was in alliance with an
organization that practices dissemination of hate, prejudice and
intolerance. Blaine agreed that time did not permit the successful conclusion
of impeachment proceedings. Nevertheless . .public officials who
associate themselves with an organization that undertakes to take
government into its own hands are guilty of official misconduct, and the
membership of Frank L. Baker in the Ku Klux Klan no doubt was
responsible for his neglect of duty and his official misconduct.” In short,
Sheriff Baker had brought dishonor to himself by his association with this
blighting organization47.
After the expiration of his term of office on January 1, 1927, the
erstwhile Sheriff returned to River Falls. Charging the Governor with
slander, Baker stated that
I do not deny that I am a Klansman, but I do deny that being a member of the Klan in
any way disqualified me for performing the duties of Sheriff. There was slander in the
testimony of several witnesses who appeared in the investigation of the Legion flag
affair . . . and the Governor has slandered me in charging that I neglected my duty. I am
going to take the matter directly to the Supreme Court.48
Baker also contended that the fact he was not removed by the Governor did
not make Blaine’s charges any less serious49. However, the case never did
reach the Wisconsin Supreme Court50. Thus the late fringed flag affair was,
for all intents and purposes, closed.
At first glance, the fringed flag affair appears to be ridiculous and silly in
the extreme. But the participation of an elected official (in this case, the
Pierce County Sheriff) in an open confrontation against the Ellsworth
American Legion over what constituted one hundred per cent Americanism
casts a different light on the matter. Participating as Sheriff and not as an
individual, Frank L. JBaker served to undermine the confidence of a number
of Pierce County citizens in the office of Sheriff. Believing its rights
infringed upon, the Ellsworth American Legion ultimately called for the
removal of Sheriff Baker. Had the Sheriff been more prudent in his
association with the Klan, he would not have suffered the humiliation of a
recommendation for his removal from office.
ACKNOWLEDGEMENTS
The foregoing article is taken from the author’s Master’s Thesis, The Ku
Klux Klan in Northwestern Wisconsin , written under the direction of
Walker D. Wyman of the University of Wisconsin-River Falls. The author
24
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
wishes to acknowledge with gratitude the assistance and encouragement of
committee members James T. King and Virginia Akins, and desires to
extend a special note of thanks to the Hon. Thomas J. O’Brien of
Hudson, Wisconson, for initially suggesting the project and assisting same.
NOTATIONS
1. Ellsworth Record (East Ellsworth, Wis.), Sept. 23, 1926, p. 1
2. Ibid p. 1
3. Pierce County Herald ( Ellsworth, Wis.), Sept. 23, 1926, p. 1
4. Ellsworth Record loc. cit.
5. Minutes of the Eldon C. Kinne Post 204, American Legion, Ellsworth, Wis., Sept. 21,
1926. Mss, A A II, the Area Research Center, Wisconsin State University, River Falls, Wis.
(hereafter cited KPM)
6. Ibid
7. Affidavit of Adolph C. Olson, Sept. 21, 1926. John J. Blaine Papers, Wis. Mss, P L, The
State Historical Society of Wisconsin, Madison, (hereafter cited as Blaine Papers. Box 59)
8. Letter of Theodore A. Waller, Roy D. Morton and Arthur J. Quinn to John J. Blaine,
Sept. 21, 1926. Blaine Papers, Box 59
9. Letter of Theodore A. Waller to Frank Kuehl, Sept. 22, 1926. Blaine Papers, Box 59
10. Letter of Colonel W.E. Walsh to Roy D. Morton, Sept. 23, 1926, Frank L. Baker
Investigation, Executive Department, Administration, Investigation of Charges, Surveys,
Relief, Disasters and Social Unrest, 1926. Series No. 1/1/8-1, Box 30, State Historical Society
of Wisconsin, Archives Division, Madison, Wis. (hereafter cited as FBI)
11. Letter of John J. Blaine to Frank L. Baker, Sept. 28, 1926. Blaine Papers, Box 59
12. Ellsworth Record (East Ellsworth, Wis.), Sept. 30, 1926, p. 1
13. Letter of Frank L. Baker to John J. Blaine, Oct. 2, 1926. Blaine Papers, Box 59
14. Minutes of the Eldon C. Kinne Post 204, Oct. 5, 1926. KPM
15. Letter of Arthur S. Nelson to John J. Blaine, Oct. 20, 1926. Blaine Papers, Box 59
16. Letter of John J. Blaine to Arthur S. Nelson, Oct. 22, 1926. Blaine Papers, Box 59
17. Letter of John J. Blaine to Arthur J. Quinn, Oct. 22, 1926. Blaine Papers, Box 59
18. Letter of A.B. Lord to John J. Blaine, Oct. 29, 1926. Blaine Papers, Box 59
19. Letter of Father J. F. Shanaghy to John J. Blaine, Nov. 5, 1926. Blaine Papers, Box 59
20. Petition of Arthur S. Nelson, Nov. 8, 1926. FBI
21. Letter of John J. Blaine to Arthur S. Nelson, Nov. 9, 1926. FBI
22. Letter of Irwin E. Magee to John J. Blaine, Nov. 13, 1926. FBI
23. Letter of John J. Blaine to Casey and Magee, Nov. 16, 1926. FBI
24. Letter of John J. Blaine to Frank L. Baker, Nov. 9, 1926. FBI
25. Affidavit of Frank L. Baker, Nov. 16, 1926. FBI
26. Kenneth S. White to Frank Kuehl, Nov. 17, 1926. FBI
27. Letter of John J. Blaine to Frank L. Baker, Nov. 19, 1926. FBI
28. Pierce County Herald (Ellsworth, Wis.), Dec. 2, 1926, p. 1
29. Red Wing Daily Eagle (Red Wing, Minn.), Nov. 29, 1926
30. Earlier in the month Sheriff Baker had met with an accident. As he had not recovered at
the time of the trial, he was unable to appear at the proceedings. See also Letter of Theodore
Swanson to John J. Blaine, Nov. 19, 1926. Blaine Papers, Box 59
31. Commission Hearing, p. 1
32. Testimony of A. B. Lord, Commission Hearing, FBI, pp. 3-6
33. Testimony of A. B. Lord, Commission Hearing, FBI, p. 6
34. Ibid, pp 10-11. Pat Malone, whose headquarters was at Chetek, Wis., was a circuit
lecturer for the Klan in Wisconsin. Anti-Catholic and “one hundred per cent American” in
approach, Malone was a big drawing card at Klan meetings. Interestingly enough, Malone was
not a member of the Klan. Prior to working for the hooded order as a lecturer, Malone rode
the anti-Catholic lecture circuit causing community dissension, disruption and acrimony in
such areas as Elm Creek, Neb. and Oakland, Cal.
1975]
Turcheneske— Sheriff and Yellow Fringe
25
35. Ibid, p. 115
36. Testimony of Caspar Olson, Commission Hearing, FBI, pp. 35-38
37. Testimony of Frank L. Baker, Commission Hearing, FBI, pp. 103-105. The Sheriff’s
testimony was taken at his residence.
38. Ibid, pp. 102-103, 239
39. Ibid, pp. 106-107
40. Testimony of Edward Guest, Commission Hearing, FBI, p. 161
41. Ibid, pp. 173-177
42. Summation of Attorney Ferris White, Commission Hearing, FBI, pp. 259-262
43. Respondent’s Brief, FBI, pp. 1-4. This was sent down to Commissioner Wylie after the
hearing.
44. Report of Commissioner Fred M. Wylie. Dec. 21, 1926. FBI, pp. 1-3
45. Ibid, p. 6
46. Ibid, p. 6
47. Decision of Governor John J. Blaine, Dec. 27, 1926. FBI, pp. 1-4
48 River Falls Journal (River Falls, Wis.), Jan. 6, 1927, p. 1
49. Pierce County Herald (Ellsworth, Wis.), Jan. 6, 1927, p. 1
50. Personal letter of Frank L. Clarke to John A. Turcheneske, Jr., Oct. 22, 1970. Mr.
Clarke is the Clerk of the Wisconsin Supreme Court.
A SOCIAL AND ENVIRONMENTAL HISTORY OF HUMAN
IMPACT ON PARFREY’S GLEN*
Sarah Wynn and Orie L. Loucks
University Wisconsin — Madison
ABSTRACT
The social and environmental history of Parfrey’s Glen, and the
evolution of its management as a natural area, are traced over the past 120
years. Studies of the impact of visitors on the Glen, particularly on the
vegetation, were carried out to evaluate recreational carrying capacity. A
procedure using a Disturbance Index was developed to measure the
degradation in vegetation on upland habitats in the Glen, measured between
June, 1970 and September, 1971. Results indicate that the relatively
undisturbed vegetation near the trails is being degraded rapidly, while areas
that were already so damaged as to preclude further deterioration show no
recovery. Results also suggest that if the Disturbance Index were determined
annually it would show whether the vegetation is recovering under new
management practices. Guidelines for management policies in sensitive
natural areas such as Parfrey’s Glen are offered to allow public access but
alleviate the impact of human use.
INTRODUCTION
Parfrey’s Glen is one of several stream-cut notches in the southern slope
of the Baraboo Hills. It has been known over a century for its beauty, and
has been a favorite hiking and picnic spot for residents of south central
Wisconsin and northern Illinois1. Because of its unique botanical and
geological features, it was purchased by the state in 1947 and designated
Wisconsin’s first Scientific Area in 1952. For some years public use of the
Glen has exceeded 30,000 visitors per season and it now shows signs of
deterioration, a problem it shares with many other natural areas throughout
the United States.
A question being raised with increasing frequency is how to reduce the
numbers of visitors, or successfully regulate them within some quantifiable
carrying capacity. The state and county park systems and state Scientific
Areas were established “. . .to protect in perpetuity certain outstanding
natural features,” but the escalation in numbers of visitors is threatening
the statutory obligation to protect, and no alternatives seem to be available.
The following report attempts to trace the social and environmental
history of Parfrey’s Glen, and the evolution of its management policy, as an
example of how good intentions are sometimes dangerous. Detailed studies
♦Publication of this paper has been aided by a grant from the Norman C. Fassett Memorial
Fund.
26
1975]
Wynn and Loucks — Parfrey’s Glen
27
of the impact of visitors on the environment, particularly the vegetation, are
offered as a means of evaluating carrying capacity. Finally, it is the
objective of this report to make recommendations for changes in the
management policies of this and other state or privately owned sensitive
areas so as to curb long-term deterioration.
The Site
The Parfrey’s Glen property is managed by the State Department of
Natural Resources, Bureau of Parks and Recreation. It consists of 88 acres
designated as the scientific area, and an additional 240 acres of access and
buffer strips (Fig. 1). The hundred foot high glen walls and the small stream
create a shaded, cool, moist microclimate which supports what Curtis terms
moist cliff flora, as well as many northern species (Curtis 1959).
Throughout the Baraboo Hills the diversity of topography, rock types and
local microclimate assures great diversity of vegetation. The driftless area,
including the western half of the Baraboo district acted as a biotic refugium
during the last glacial stage, keeping many organisms alive and encouraging
relic communities. In addition the latitude is such that there is some overlap
of northern and southern species2. The Glen is valued for both its unusual
vegetation (Aconitum noveboracense, Lycopodium selago, Equisetum
pratense) and exposed Cambrian formations.
Yellow birch and mountain ash cling to the moss and fern covered cliff
walls. The cliff-tops support white pine and oaks with an understory of
post-glacial invaders from the south.
The bottom of the gorge is presently strewn with large boulders. The
permanent stream is very small in comparison to the gorge it cut. It is
believed that such gorges were partially cut by glacial melt-waters and
therefore the cutting has occurred within the last 10,000 years. This
downcutting has revealed old, rarely exposed, Cambrian sandstone and
conglomerate (Fig. 2). The shoreline of the early Cambrian sea follows the
face of underlying quartzite. Coarse gravels were formed along this shore,
creating a distribution of conglomerate in discrete relatively thin layers
separated by sandstone layers (Dalziel, Dott and Zimmerman 1969).
Hiking the one-third of a mile between the gorge walls, one is surrounded
by a cool sunflecked, intensely green environment of vegetation, shadow,
and running water. At the end of the gorge a path climbs the cliff wall, and
with the change in elevation comes a rise in temperature and a change from
the moist luxuriant stream bed to the warmer and dryer, sparsely vegetated
cliff tops.
HISTORICAL RECORD
In order to understand the conflicting problems of land use at Parfrey’s
Glen, it is necessary to know something of its history. Primitive man came
28
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
SCIENTIFIC AREA
SCALE
r
o
IN MILES
— r
AREA ACQUIRED IN
4
¥
A
8
1947
1953
1963
PLEASE NOTE: |00' ELEVATION CHANGE
BETWEEN CLIFF-TOP TRAIL AND STREAMBED BELOW
FIGURE 1 Parfrey’s Glen Scientific Area and its surroundings showing Study Areas I and II.
The state-owned property consists of an 88-acre scientific area and an additional 240
acres of access and buffer strips
1975]
Wynn andLoucks — Parfrey ’s Glen
29
FIGURE 2 Boulder-filled creek bed in the gorge cut by glacial meltwater and the
post-Pleistocene stream. The resultant downcut has exposed the old Baraboo
quartzite and the Cambrian sandstone and conglomerate overlying the contact
30
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
to the Baraboo region some 12,000 years ago. Scattered over the area are
remnants of the burial mounds of a later culture, the Effigy Mound
Builders of approximately 1,000 years ago. Since historic time, Sioux,
Winnebago, Chippewa, and Sauk Indians have lived within the district. It
was only after the Blackhawk War ended in 1832 that New Englanders
began to settle what is now Sauk County (Derleth 1948).
Early Post Settlement Development
In 1846 the first of a series of mills was built at Parfrey’s Glen. At this
time an earthen dam was built across the stream and a water wheel installed.
Various grist and saw mills were built during the ensuing 34 years. For ten
years, around the time of the Civil War, the Glen was also the site of a still,
giving the Parfrey’s Glen Road the name Still Road for a number of years.
Robert Parfrey, an Englishman who immigrated to New York State in the
early 1840’s acquired the mill and property in 1865. He worked there milling
grain and dressing mill stones until 1876 when he moved to Minnesota3.
In 1880 milling operations stopped. But by that time people who had
come to the mill were familiar with the beauty of the Glen and had come to
regard it as a scenic recreation spot (History of Sauk County, 1880). From
as far away as Madison, people were visiting the Glen in 1919.
August Derleth in the Sauk County Centennial History (1948) describes
Parfrey’s Glen as the most visited of the glens and gorges of the Baraboo
Hills. The Glen was feeling some impact at this time — certainly it was not in
its original pristine condition for the various dam and mill foundations can
yet be searched out among the vegetation. The land north of Parfrey’s Glen
road but south of the Glen proper had not been acquired by the State at this
time, and visitors had to cross private property and fencelines, which served
to make the glen entrance inconspicuous.
The Natural Areas Committee and Acquisition of the Glen
Correspondence of Norman Fassett (curator of the herbarium, University
of Wisconsin at Madison, 1926-54) shows he was already in 1939 thinking
of a natural areas preservation program. He mentioned the rapidity with
which land was being developed and the consequent demise of unusual
plant communities. Initiating such a program required a sympathetic
conservation commissioner — in the form of Aldo Leopold, appointed to the
Wisconsin Conservation Commission in 1945. An impediment to starting
the program was the interruption of World War II, during which Fassett
worked for a time in Columbia in the quinine industry.
In February 1945, under the leadership of Fassett and with the help of
Leopold, the Natural Areas Committee came into being to work under the
direction of C. L. Harrington, Superintendent of Forests and Parks,
Wisconsin Conservation Department. The committee consisted of a
representative from the University (Norman Fassett), the Milwaukee Public
1975]
Wynn andLoucks — Parfrey’s Glen
31
Museum (Albert Fuller), and the Wisconsin Conservation Commission
(Aldo Leopold). All three of these men had extensive knowledge of
Wisconsin’s vegetation and were superbly qualified to inventory and
recommend specific areas the state should acquire for preservation.
In 1947, the State Conservation Commission allocated $5,000 for land
acquisition. Of this sum, $2,000 was used to buy 88.8 acres of the Parfrey’s
Glen area, consisting primarily of the gorge4. By this time, however, there
already had been a long (almost 79 years) record of recreation use in
Parfrey’s Glen, which undoubtedly contributed to the state’s willingness to
buy the area.
In 1951, the Natural Areas Committee was replaced by the State Board
for Preservation of Scientific Areas (SBPSA) by an act of the state
legislature (Loucks 1968). The board was expanded to six members
representing the University Wisconsin — Madison, the State Universities, the
State Board of Education, the private colleges of Wisconsin, the Milwaukee
Public Museum, and the Conservation Commission, whose representative
was designated permanent secretary of the Board.
The duties of this new agency remained essentially those of the Natural
Areas Committee to: inventory and recommend areas that should be
acquired and given scientific areas status. With the formation of the Board,
a slightly different direction was taken, in that the Board undertook to first
inventory state-owned land and designate as scientific areas those areas that
were unusual or outstanding examples of the various Wisconsin plant
communities.
Parfrey’s Glen was the first area designated a scientific area by the
Wisconsin State Board for Preservation of Scientific Areas in 1952.
Scientific areas are defined as “permanently protected tracts of land or
water in a natural or near natural state which are managed 1) to provide
areas for scientific research, 2) to teach conservation and natural history,
and 3) to preserve for future generations, rare plants and animals or entire
biotic communities, as well as unique geological and archeological
features”5 .
Early in the history of the Natural Areas Committee, it had been decided
that most scientific areas would have to be managed — either treated to
maintain their original state, or merely checked from time to time to see
they were not disturbed. Therefore, when possible, scientific areas were
located in or near state parks or other public lands that were already
supervised. In keeping with this policy, Parfrey’s Glen was made an adjunct
to Devil’s Lake State Park. Thus Parfrey’s Glen is governed by state park
regulations, and is maintained by the Devil’s Lake park staff6.
Management and Promotion of the Glen: 1952-1962
For several years after its purchase, Parfrey’s Glen continued in an
unimproved state. This meant that to get to the Glen visitors had to cross
32 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
private property. As early as 1953 the Parks Division received a letter from
a Baraboo family asking why the Glen hadn’t been improved with picnicing
and camping facilities, as these people understood it was now a state park.
In the fall of 1952, the Citizens Natural Resources Association made a
field trip to the Glen. Their recommendations for management of the area
were as follows:
1 . that the parcel south of the present ownership be purchased for picnic sites and park¬
ing to provide logical access to the Glen;
2. that signs be erected to notify people the area is a scientific area and that picnicing
and campfires are prohibited in a scientific area, and
3. that a permanent botanical nature trail be created, with markers to identify trees,
plants, ferns, etc7.
The first two recommendations were followed: in 1953 the buffer zone to
the south was acquired for $5,000, although it was not until 1955 that a
gravel-surfaced road was constructed up to the scientific area proper. A
parking lot, seven picnic sites, a well, and outhouses were installed by 1959.
The trail through the Glen has never been improved except for a very short
section near the parking lot. At its far end, visitors to the Glen have created
a trail up the bluff; students of a botany class put in railroad ties at three- to
four-foot intervals to try to keep the bank from washing8. A nature trail
marking some of the species would have been educational, but also would
have risked more collecting of plants. If it drew attention to species without
protecting them or otherwise discouraging picking and digging, such a trail
might well have been damaging to the scientific values of the site.
In 1952 the State Board drew up the following general management
recommendations for the scientific areas. Briefly they are:
1. Areas are to be neither posted nor fenced.
2. Existing trails are to be maintained but none constructed.
3. No improvements are to be made.
4. There is to be no timber harvest or berry, nut, or herb gathering.
5. There is to be no picnicing, fishing, hunting or trapping.
6. Ecological management is allowed wherever necessary to maintain an area in an
original or desirable condition. This applies to such management practices as burning,
or mowing, and will apply mostly to prairie areas.
7. General recommendation: WHEN IN DOUBT, LEAVE IT ALONE.
Specific recommendations for Parfrey’s Glen by John Curtis, Chairman
of the SBPSA in 1953, consisted of: “General use-area development limited
to NWSW Sec. 23, balance of area accessible by trail only. Parking area,
1975]
Wynn and Loucks — Parfrey’s Glen
33
picnic facilities not objected to as long as restricted to general landing
area”9. Thus the buffer zone of Parfrey’s Glen, a scientific area set aside to
be preserved for purposes of education, was to be developed with a parking
lot and picnic facilities, both of which would encourage use of the Glen.
In the late 1950ies and early 1960ies the Wisconsin Conservation
Department chose to advertise the Glen, encouraged by local chambers of
commerce. Sauk County listed the Glen as a point of interest in both its
Sauk County brochure and the Sauk Trails: Hiking, Biking, Canoeing
brochure. Over the years mention of the Glen in Devil’s Lake State Park
literature increased from a few lines to five paragraphs in 1961, describing
location, geology and flora. The last two paragraphs served to attract more
visitors, yet asked the area to be treated with care:
“The development of this area is to be of an intentionally restricted nature. The
entrance road leads to a parking area. From this point, access to a small picnic area is
provided, but the rugged part of the Glen can be reached only by foot along the trail.
Toilets and a safe water supply are provided.
“This area must receive a high degree of personal interest and attention from all who
visit it so that its beauty and interesting scientific features may be fully preserved.
Therefore, it is required that the visitor to Parfrey’s Glen refrain from breaking or
removing any of the rock formations or plant materials.”
At the same time, an eight-foot sign was placed at the junction of the
Parfrey’s Glen road with the main highway (Fig. 3). By 1971 the old Devil’s
Lake brochures were no longer available and the new bulletin makes no
mention of the Glen. The sign has been removed and only a small marker
now indicates the entrance of the Glen.
Growing Concern Over Condition of the Glen: 1962-present
For several years during the 1950’s members of the State Board for the
Preservation of Scientific Areas were happy with the improvements made at
the Glen and felt the area was maintaining itself. The October 1960 minutes
show that Roman Koenigs, DNR representative from 1959-62, expressed
some concern about holding the line on preserving the scientific values and
keeping the site from being used for intensive recreational purposes.
Members of the Board visited the Glen at least twice a year to see how well it
was withstanding use. In May of 1962 Henry Kolka, the State Universities
representative to the SBPSA, reported that the Glen was in good condition.
In November of the same year he reported visiting the Glen several times
over the length of the summer and made several recommendations. He felt
it was then necessary to 1) construct paths and restore vegetation where
possible, and 2) post regulations relative to the use of the area. The Board
indicated that any progress he could make here would be desirable.
By the spring of 1963 the Board felt differently about the impact of
people on the Glen. The minutes of May of that year show the change of
attitude of the Board:
34
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
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1975]
Wynn and Loucks — Parfrey’s Glen
35
The Board is concerned with the tremendous overuse of this area. Should it be closed?
The consensus of the Board is that people cannot be kept out of it, therefore, posting the
area and constructing paths with shrubby (thorny) borders, etc., to keep people where
wanted may help. Signing should stress the importance of preserving this valuable area.
Mr. Knudsen was asked to look into the matter of pathway construction. Mr. Knudsen
reported that the land at the upper end of the Glen was under option. This will help for
water diversion.”
Attendance at the Glen (concentrated in the summer months) in 1963 was
25,500 (Wisconsin Blue Books (1960-1970).
By November 1963 George Knudsen (Chief Naturalist in the Department
of Natural Resources) reported on how to decelerate destruction of the
area. The Scientific Areas Preservation Council decided that his recommen¬
dations for signing, trail marking,, “you are here” maps, and barriers be
tried where they would be a practical deterrent to unwanted trail use.
Knudsen was requested by the Board to go ahead with his plans and to use
Parfrey’s Glen as a pilot project.
For a number of reasons the work in the Glen was never carried out. Mr.
Knudsen had to convince the administrative staff in the Parks division that
action was needed, and this was difficult. There were several personnel
changes which also hurt the effort to protect the Glen. There was and still is
a feeling that success is measured by the number of visitors. Present staff at
the DNR have pointed out that “. . .there was and is no one strong
spokesman for a save-the-Glen faction who could gain the respect needed
and push through reforms.”
The following year steps were taken to eradicate Ribes species, so as to
control pine blister rust and help save the white pines in the area
(eradication was not allowed on the cliff faces). At the same time the U.W.
geology department registered a complaint that it was having trouble using
the area for field trips because so many bus loads of high school and grade
school students were scheduled on the same days. SAPC minutes comment,
“The matter will be checked with the Parks and Recreation Division to see
if any solution can be found”10.
In April 1969 a Madison attorney, Tim Wyngaard, inquired about the
over-use of Parfrey’s Glen. The Natural Areas Committee of the U.W.
Center system also expressed concern to Orie Loucks, chairman of the
SAPC until 1970. The Council, through staff ecologist Cliff Germain,
wrote the Bureau of Parks and Recreation to discourage further
development and to see that attention was given to the problem of
uncontrolled overlapping in the scheduling of school groups into the area
on weekends in May.
Adjacent Development Threats
A further threat of the Glen began developing late in 1969 when the
SAPC learned that Joseph Kosik, a Pontiac, Michigan attorney and ski
developer had acquired land adjoining both sides of the Glen. He wanted to
36 Wisconsin A cademy of Sciences, A rts and Letters [V ol . 63
develop a ski area involving use of part of the Parfrey’s Glen scientific area.
Kosik proposed a trade of 20 acres of land inside Devil’s Lake State Park
for the right to,
. . put some ski runs, which would consist of putting up a chair lift and two pipes for
making snow, over your property. The runs would be 80 to 120 feet in width, all the
mulching would be done by us, and we would keep the grass cut in the summer time.”
There was to be no substantial cutting or filling of earth on the hillside.
‘‘We would want one right of way across your property connecting our east and west
development; however, the bottom part of your property would not be affected and we
would be above the entrance to the Glen. The number of runs we would want would be no
more than three or four so you can see that in the trade we would be giving you several
acres for every acre of use that you would be giving us in return.”
The Parks Division opposed the proposal, as did the SAPC. Kosik
subsequently moved the ski operation about one-fourth mile east of
Parfrey’s Glen11.
Data on number of visitors to the Glen between April and October of
each year have been recorded in the Wisconsin Blue Book since 1960. They
indicate a rise from roughly 20,000 visitors in 1960 to well over 42,000 in
1970. Since then, development of Devil’s Head recreation area has
progressed substantially. The developer has acquired 1,300 acres of the
Baraboo Hills to provide five ski slopes, a wide beginners area, a chalet to
accommodate 800, a skiers’ lounge, gift and ski shops, etc. They expected
80,000 skiers the first season. Summer use will include a golf course, tennis
courts, a riding stable and indoor and outdoor pools. The development also
includes condominium and home sites and a marina on Lake Wisconsin.
Eighty building lots will be available on or near Lake Wisconsin with an
additional eight sites surrounding the ski slopes and a 25-acre lake.
Devil’s Head specifically mentioned Parfrey’s Glen in its 1972 literature
as a place suitable for hiking and horse back riding. The Devil’s Lake Park
Superintendent has since asked that they remove mention of the Glen from
their literature. Nonetheless many more people may be exposed to the Glen
going to and from Devil’s Head than would have been the case if the
development had not been so close.
Initiatives to Curtail Use
Staff of the Division of Parks and Recreation indicated that by 1967 they
were ready to take steps to try to limit the pressure on Parfrey’s Glen. At
this time, however, the reorganization of state government took place12.
The problem since then has been one of retaining a park supervisor long
enough to familiarize him with the need to take steps to preserve the area,
and then to have him stay in charge long enough to implement them.
In September of 1969, several members of the Bureau of Parks and
Recreation met with George Knudsen to make recommendations for steps
1975]
Wynn and Lo ucks — Parfrey ’s Glen
37
to be taken “. . .to reverse the destruction of the area.” Out of this meeting
came a series of recommendations ranging from complete protection
(closing the area except to students, instructors and guided hikes); to partial
protection (the bottom trail to be repaired, possibly railings added and
bridges over the stream, or even a board walk to be constructed); to no
protection and continuing use as at present. All persons expressed concern
over the condition of the Glen but did not feel it could be closed to the
public. However several representatives did feel . .the state recreation
division should provide primitive access type areas for those interested in
making a little effort to see something unique” and thus were in favor of
removing picnic facilities and shifting the existing parking lot closer to the
main road. Several of the recommendations stemming from this meeting
were implemented a year later.
In early October of 1970, close to the end of the season, the picnic tables
and grills were removed. More important, a gate was installed at the
entrance of the road into the Glen that is closed every evening at sundown.
ANALYSIS OF HUMAN IMPACT ON PARFREY’S GLEN
By June of 1970 the Scientific Areas Preservation Council was aware of
the need for specific evidence of degradation of Parfrey’s Glen. They
wanted a summary of the ongoing degradation and a method devised to
monitor it. From this they hoped to develop an understanding of the
potential effects if degradation were not checked, to be followed by
recommendations for preservation and management. To meet this need, the
senior author undertook field studies in the Glen during 1970 and 1971.
Signs of Human Impact
Physical and aesthetic deterioration were found to be the primary
manifestations of the heavy people impact on the Glen. The main path was
found to be heavily worn— in some places rutted, in others continually
exposing many roots and stones (Fig. 4). Of equal concern is the
proliferation of secondary pathways through the Equisetum in the bottom
lands, and the killing of much of the original vegetation along the tops of
the cliffs (Fig. 5). In addition, some of these subsidiary trails are short cuts
up and down cliff faces and their use results in dislodged vegetation and
sand which starts erosion. As the sand washes down the cliff faces it kills the
mosses and ferns and as they in turn wash away, they expose more sand and
so the cycle expands.
Typically, a certain number of plants are picked, broken and trampled in
any heavily used area. Fortunately, many of the rare plants of the Glen are
located above peoples heads and out of reach, but they are still vulnerable
to washing. Trampling on top of the cliffs, however is preventing the
reproduction of the white pine and mountain ash, and over a large area,
even oak and the herbaceous and woody ground layer species.
Wisconsin Academy of Sciences, Arts and Letters
FIGURE 4 The public paths in the Glen are heavily worn and are leading to severe erosion
1975]
Wynn and Loucks — Parfrey’s Glen
39
40
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
The Glen is best experienced alone or with one other person on a day
when one can leisurely take the time to let the senses absorb all that
surrounds. But having too many people both within view and earshot
detracts from the serenity and beauty of the Glen, while peoples’
paraphernalia, the cars jamming the parking lot and the access road, and
trash overflowing all available bins, are all too evident. The majority of
Glen visitors are well behaved and do not litter. Nonetheless sheer numbers
can mar and degrade both the Glen experience and its physical existence.
Vegetation Study
Two areas already subject to wear were selected as sites for detailed study
(Fig. 1). Area II comprises the path and the surrounding area as it climbs
the cliffs, and Area I is an adjoining area on top of the cliffs. These areas
were chosen because they showed three degrees of disturbance: undisturbed
(Fig. 6), partially disturbed and very disturbed. Transects were laid out and
60 quadrats located along them in each area, such that one-third were
designated in each of the undisturbed, partially disturbed and very dis¬
turbed areas (Wynn 1973).
Determination of a Vegetation Disturbance Index . Presence and number
of each herbaceous or low shrubby species found in Areas I and II were
recorded over a 15-month period from June 1970 to September 1971 to
determine changes in numbers of individuals. Seven species which showed
distinct change in numbers over the study period have been identified as
indicator species. “Decreaser” species (Dyksterhuis, 1957; Curtis, 1959) are
at maximum densities in an undisturbed plant community and decrease in
density with increasing intensity and duration of disturbance. In this
instance the disturbance is trampling. Antennaria neglecta (pussytoes),
Aster macrophyllus (big leaf aster), Gaylussacia baccata (huckleberry), and
Leucobryon glaucum (cushion moss) species were designated as
“decreasers”. Each of these lost one-third to one-half their original number
(Fig. 7).
“Increasers” are species that were original members of the community
and which increase in density initially under light disturbance, apparently in
response to lessened competition (Dyksterhuis, 1957). These species also
decrease under conditions of severe disturbance. Two increasers recognized
from the data were Vaccinium myrtilloides (blueberry) and Hamamelis
virginiana (witch hazel). Vaccinium increased only slightly, from 144 to 155
individuals in Area I but from 55 to 145 individuals in Area II, an area being
subjected to relatively heavy use at the time this study began.
“Invaders” are a third category that includes plants and other
measurable features that are not capable of entering the original community
but which become established with disturbance. A species of moss on bare
soil, open area covered only with litter, and surfaces with neither vegetation
1975]
Wynn and Loucks — Parfrey’s Glen
41
FIGURE 6 Undisturbed understory vegetation some distance off path along the trail up the slope (Research Area II)
42 Wisconsin A cademy of Sciences, A rts and Letters [V ol . 63
nor litter (bare) were designated “invaders”. Invaders showed a slight to
moderate increase in Area I, already badly degraded, but increased rapidly
in the less disturbed Area II (Fig. 7).
From the data in Figure 7, and the indicator species identified, a
procedure for computing a Disturbance Index was set up and applied to
each condition of disturbance in both sampling areas (Table 1). The
presence of the indicators in any of the 20 quadrats in each class was
weighted by 5 for decreasers, 3 for increasers and 1 for invaders. Of the 9
indicators, 4 are decreasers, 2 are increasers and 3 are invaders. To make the
number of increaser and invader indicators equal to the decreasers, the
former were multiplied by 2 and the latter by 1.3. In Table 1, columns 1
(number of occurrences) and 2 (equivalence factor) are multiplied together
to give a value in column 3 for each species, which, when multiplied by the
weighting term, (column 4) give the disturbance index component for each
species (column 5). The summed Disturbance Index components are then
divided by the total value of column 3 and multiplied by 100 to give a
Disturbance Index Total per stand. (5/3 x 100 = Disturbance Index Total
per stand.)
The procedure outlined in Table 1 was applied to the quadrat data
available for the three observation periods during 1970 and 1971. The
results in Table 2 show the changes in Disturbance Index (D.I.) that took
place during the 15 months from June of 1970 to September 1971.
The potential range of the Disturbance Index is from 100 (very disturbed)
to 500 (diverse, undisturbed). A Disturbance Index value of 500 will occur
if a decreaser is in fact present in every quadrat, but no increasers or
invaders appear; a value of 100 will occur if only invaders are present. A
value of >400 represents frequent occurrence of the decreaser species, and
can be viewed as a healthy ground cover for this type community. A value
between 250 and 400 indicates an intermediate degree of disturbance, and
values lower than 150 indicate severe disturbance.
The utility of establishing a measure of vegetation degradation is its
ability to quantify the present condition of vegetation sustaining some
disturbance. The data involved only the occurrence of indicator species and
is therefore readily obtained and can be computed annually to determine a
trend in the quality of the plant communities.
Interpretation of Impact on Forest Herbs and Shrubs. The results of the
Disturbance Index indicate that the understory vegetation is being degraded
severely, and those areas that were already so damaged as to preclude much
further damage (with Disturbance Index values around 160-170) are not
recovering.
Area I at the top of the bluffs appears to have reached a static, but
unhealthy condition. Disturbance Index values for partly disturbed sites
dropped from 270 in June of 1970 to 245 in September of 1971, indicating
gradual breakdown of a healthy system. The very disturbed areas, reduced
1975]
Wynn and Loucks — Parfrey’s Glen
43
AREA I
6-70
9-70
6-70
9-70
INDICATOR SPECIES
DECREASERS
—80—
—40 —
— 0 —
(25)
9-71
ANTENNARIA NEGtfCTA
PUSSEYTOES
6-70
—80—
— 40 —
— 0 —
9-71 v 6-70
ASTER MACROPHYLLUS
LARGE LEAFED ASTER
—80 —
— 40—
— 0 —
6-70 9-70 9-71 ~ 6-70
QAYLUSSAC1A BAQQATA
HUCKLEBERRY
AREA IE
(95)
9-70
9-70
9-70
W4)
9-71
9-71
9-71
9-70
—30*
-20-
— 10-
6-70
9-71 6-70
LEUCOBRYON GLAUCUM
9-70
9-71
SQUARE METERS INDIVIDUAL PLANTS
44 Wisconsin A cademy of Sciences, A rts and Letters [V ol . 63
INCREASERS
(12)
(16)
-120—
— 80—
-40—
— 0 —
VACCINIUM MYRTILLOIDES
BLUEBERRY
(23)
6-70
9-70
9-71
— 80—
— 40 —
— o —
6-70
9-70
9-71
HAMAMEUS V1RQM.ANA
WITCH-HAZEL
INVADERS
— 10 —
— 5 —
-0 —
(I)
6-70
(8)
9-70
(18)
9-71
HYPNUM S.R
— 10 —
— 5—
— 0 —
LITTER
—30 —
— 20 —
— 10 —
— 0 —
EMPTY
(7)
6-70
6-70
(9)
9-70
9-70
(14)
9-71
9-71
FIGURE 7 Changes in the number of individuals of the indicator species from June 1970
through September 1970 to September 1971. Each Decreaser species was reduced by
one-third to one-half their original numbers. The response of Increasers and Invad¬
ers was more irregular, depending on initial conditions.
1975]
Wynn and Loucks—Parfrey's Glen
45
Table 1 . Sample calculation showing use of the indicator species and computation of the
Disturbance Index
*The equivalence factor is required because different numbers of species are used for
increasers, decreasers, and invaders.
♦♦Weighting terms were arbitrarily assigned to create a spread of values, high values represent¬
ing undisturbed vegetation, low values, disturbed vegetation.
***D„L Sum = D.I eomp./Equiv. factor x 100
Table 2. Comparison of values of the vegetational Disturbance Index over a fifteen month
period from June, 1970through September, 1971 in upland habitats at Parfrey’s Glen.
to Carex pensylvanica and sparse litter, are remaining constant with values
in the 160’s and 170’s*
In Area II, on the slope, a rich, undisturbed vegetation existed until June
of 1970, as indicated by the very high D.I. value (475). The D.I. values
dropped sharply in both undisturbed and partly disturbed quadrats during
46
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
the summer of 1970, and sustained some further damage by the next
September. During the year, the path had been widened and eroding sand
washed onto the previously undisturbed areas. Thus, by September 1971,
the quadrats that had been undisturbed in the spring of 1970 show serious
disturbance (D.I. 345), and the areas of partial disturbance (D.I. 440 in
1970) dropped to very disturbed levels (D.I. of 212) by the fall of 1971. The
very disturbed quadrats also dropped by the end of the second year.
The responses of individual species and environmental measures also
show the effects of human impact over the 15-month period. Bare area has
increased 60% in both study areas and by 1971 fully one-third of the
quadrats sampled show severe damage. Northern species such as
wintergreen, pipsissawa, and Canada mayflower show most of the outright
mortality. When healthy, these species develop as mats of herbaceous
cover. The shrubby species, particularly blueberry, seem to be able to take
advantage of disturbance, at least initially. The sequence in the decline of
the vegetation particularly along the path up the cliffs, seems to be:
(1) Thick moss and herbaceous mats are either loosened or covered with washing sand;
(2) Sensitive herbs die out due to the trampling and the increased exposure;
(3) Eventually the shrubs lose their rooting and show reduced vigor; and
(4) Finally, only a scattering of Carex pensylvanica and the invading moss species is left.
The data available to date are probably not sufficient to reach any
conclusion as to the effects on the reproduction. The dominant overstory
tree, white pine, is not reproducing successfully in any of the areas, but only
a few seedlings per acre are needed. . .Seedlings 1 - 2 years of age can be
found in the partially disturbed areas but nothing beyond that age. Older
seedlings are frequent in the undisturbed areas but none occur in the
severely or partially disturbed sites.
DISCUSSION: THE PAST AS A GUIDE TO THE FUTURE
The problem of overuse and the resulting degradation at Parfrey’s Glen
seems to have arisen in part from misconceptions as to intent of the original
acquisition. Operationally, the Glen is viewed as a scenic recreational area,
as evidenced by its management through the administration of Devil’s Lake
State Park. The tradition of public use precluded the option of having the
former Conservation Department close the Glen to the public when it first
was designated as a state Scientific Area. The addition of picnic facilities in
the 1950ies actively encouraged the public to come to the Glen. Indeed the
main thrust of the Conservation Department’s management has been to
create an intensively used recreation area, or to at least accommodate the
public as the public wished.
1975]
Wynn and Loucks—Parfrey *s Glen
47
It is the sensitive and rather exotic flora, combined with the high canyon
walls, that attract people to Parfrey’s Glen. Should the vegetation become
severely damaged, as indicated now by the results in this report, the area
will lose some of its attractiveness to visitors. Thus, for recreational as well
as the educational and research purposes, it is necessary to maintain the
physical and biological integrity of the area.
Use of a vegetation index of disturbance has documented both the
amount of degradation and the rate at which it is proceeding. Those areas
that were considered originally to be undisturbed or partially disturbed
degenerated to a “disturbed” rating in 15 months. At the same time, total
bare area increased 60%. If this rate of deterioration is allowed to continue,
the two study areas will have almost no ground cover left within five years.
If the scenic value of the resource is to be maintained (or restored), it
appears that the responsible agency, the Department of Natural Resources,
should take the steps necessary to terminate the cause of the damage.
In this study, the physical and biological carrying capacity of an
educational and/or recreational area has been defined as that level of use
which allows the area to maintain itself in a healthy condition, for the
purposes intended, over a significant period of time. Use at Parfrey’s Glen
implies visitors for educational and recreational purposes. The numbers of
visitors should be managed within limits that allow maintenance of the
qualities that attract visitors. Such a goal required a sensitive measure of the
condition of the biological features of the Glen.
The results reported here suggest that if the Disturbance Index is
determined every year at Parfrey’s Glen, it can be shown whether the Glen’s
vegetation is deteriorating or recovering under whatever management
practices are followed. Presumably, a steady state can be reached between a
more limited number of visitors and the vegetational carrying capacity of
the Glen. As long as the index shows continued deterioration, further
limitation on users would be necessary.
MANAGEMENT POLICIES FOR PARFREY’S GLEN
The foregoing analysis has suggested a range of guidelines appropriate
for guiding management policies in a sensitive area such as Parfrey’s Glen.
(1) Consideration of the physical and biological characteristics of the area that led to its
establishment as a Scientific Area should come first; consideration of accommodating
larger numbers of visitors should be second.
(2) A carefully monitored management program should be implemented with means for
guiding intensity of use until a steady state in recovery of the vegetation has been
maintained for several years.
(3) To achieve a recovery, the numbers of visitors should be decreased to the levels
reported during the early 1960ies, approximately 25,000 persons per season; this may
be accomplished by making public access to the area more demanding and by limiting
use of the area to hiking rather than picnicing.
48 Wisconsin A cademy of Sciences , A rts and Letters [Vol . 63
(4) The areas to be used for hiking in the Glen should be clearly marked, directing people
where, as well as where not to go.
As of 1970, a number of steps had been taken by the Dept, of Natural
Resources in response to recommendations by the State Naturalist, George
Knudsen, and other expressions of concern: Picnic tables and benches have
been removed and picnicing is now prohibited; a gate has been erected at the
entrance road which is closed daily between sundown and 8 AM the
following morning; and a sign at the gate notifies the public of the hours the
Glen is open, and that area use is restricted to hiking on existing trails only.
On the basis of the above analysis and guidelines, the results of this study
indicate that the following additional steps should be taken:
(1) To restrain freedom of access, the entrance roadway should be torn up and a small
parking lot relocated at the Parfrey’s Glen town road. This would increase the total
length of the hike through the Glen by % mile.
(2) The main path through the lower Glen should be covered with crushed granite or other
material to alleviate the eroding conditions of the muddy path. The path along the
edge of the upper cliffs, as well as all subsidiary paths, should be blocked off by using
fallen trees and brush. If this proves ineffective, these paths should be planted so as to
close off traffic.
(3) Natural obstacles such as dead trees should be thrown across eroding areas in order to
control the loss and decomposition of soil.
(4) Areas on the top of the cliffs should be experimentally treated with a thin layer of
wood chips or other mulch and covered with nylon mesh to simulate leaf and needle
litter, a treatment that has been shown to encourage seedling and herbaceous growth.
If successful, this should be followed up with reintroductions of native shrub and herb
species.
(5) The large groups of grade shcool, high school, and college students who annually use
the Glen should be notified of the problem of overuse of the Glen, and should be asked
to consider other locations or to obtain permission from the Bureau of Parks and Rec¬
reation before visiting the area.
(6) The Bureau of Parks and Recreation should initiate a procedure for handling reserva¬
tions as a means of controlling the number of visitors at any one time. These
procedures would allow spreading out groups as widely as possible over the spring and
fall months. Organized groups should not be permitted on weekends or holidays,
because of the heavy public use at those times.
(7) An electric sensor should be installed at the gate to give more accurate counts of the
numbers of vehicles entering the area.
(8) At the end of each year the numbers of visitors should be totaled and the vegetation in¬
dex recomputed. If the index shows further deterioration of the vegetation, additional
steps should be taken:
The area could be set up to operate solely on a reservation system via Devil’s Lake
State Park. This could entail an electronic tunstile in the gate with “keys”
obtainable only at the Park. If group traffic is still too heavy, and is the cause of
continuing damage, each group should be restricted to visits on a rotating basis of
once every one or two years.
1975]
Wynn and Loucks—Parfrey’s Glen
49
The steps outlined above are designed (in keeping with the above
guidelines) to further alleviate the human impact on the Glen, both by
limiting areas of public access and making access more difficult.
Action of the Scientific Areas Preservation Council , 1972
A preliminary copy of this report was made available to the SAPC in
early 1972. In May of 1972, the SAPC met with representatives of the DNR
to review the status of visitor management at the Glen. The council made
nine recommendations addressing a goal . .to maintain. . .a sustained
level of use which would protect existing vegetation and restoration of
damaged sites”13.
1 . Establish conservative opening and closing hours in spring and fall and on summer
evenings.
2. Establish a new parking lot near the highway and close the present road to all traffic ex¬
cept educational groups with reservations.
3. Permanently close the trails leading up the bluffs.
4. Begin designing, and by 1973 begin installing, a deadend boardwalk.
5. Establish regulations to prohibit hiking beyond the end of the box canyon.
6. Move toilet facilities to a site near the county highway entrance.
1. Within 2 or 3 years take steps toward installing a perimeter fence.
8. Control publicity to prevent unwarranted promotion of use.
9. Through contacts in educatinal agencies, work toward the establishment of a system of
reservations to prevent overlapping visitation schedules.
In addition, it was suggested that cooperation might be solicited from the
Environmental Education Administration, Dept, of Public Instruction, in
trying to limit the number of groups taking educational tours in the Glen
during any one season.
The SAPC recommendations were aimed primarily at preserving the Glen
by physical amendments (installing a boardwalk, closing the present road,
establishing a new parking lot), without necessarily reducing the number of
visitors. While the SAPC did not specifically ask for a monitoring program
in its recommendations, it did suggest curtailment of public access over and
above use of a dead-end boardwalk, and asked for curtailment of
“unwarranted promotion of use.”
Action by the Department of Natural Resources , 1972
In mid- July of 1972 a group of 10 Dept, of Natural Resources personnel
concerned with the management of Parfrey’s Glen met to discuss
50
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
recommendations of the Scientific Areas Preservation Council. The staff
committee agreed on the following decisions, and proposed that they be
implemented by May 1, 1973:
1 . The entire area shoud be closed to the public, except for developed facitlities. This will
involve amending Code 45 to read, “Use of area is restricted to constructed facilities
only, except by permit issued by chief naturalist and Scientific Areas Council. No food
or beverage permitted on trail.”14 Constructed facilities will consist of the parking
area, toilets, and a boardwalk into the canyon. This will limit indiscriminate use of the
upper rim of the gorge and should eliminate further damage to vegetation there.
2. Limit hours of use. Code 45 should be further amended to reflect “Parfrey’s Glen is
closed to the public from one half hour before sunset to sunrise.” This will prevent un¬
attended use of the Glen.
3. Construct a boardwalk into the canyon. Park Planning will immediately design a
boardwalk into the canyon to protect its unique vegetation. Park Planning as part of
the review of the site plan, will also investigate the possible construction of a hiking trail
beyond the end of the box canyon.
4. Station a limited term employment naturalist at Parfrey’s Glen. An LTE naturalist will
be stationed at the Glen to conduct tours on a scheduled basis. The naturalist is
expected to have credentials to enforce Code 45 and will have the limited employment
training required.
5. Continue present parking lot and toilet facilities. In view of the above, the parking lot
and toilets will remain in their present location. This decision will be subject to reval¬
uation in the future.
6. Road to be gated during closed hours.
7. Post boundary on area. The boundaries will be posted because the costs of fencing
the entire tract would be high. A decision on fencing is deferred to determine the
effectiveness of posting.
8. Control publicity and promotion at this time. The area is not to be publicized or pro¬
moted in any way until the above items have been implemented. Once the above
control measures are in effect, degeneration of the area should be eliminated and the
public need not then be denied knowledge of the area.
9. Encourage advance scheduling by schools. Schools using the area should be encour¬
aged to make advance reservations with the naturalist in order that the school group
tours do not conflict with one another.
Evaluation of Actions, 1971-1972
The group making the DNR recommendations stated that the objective of
the Bureau of Parks and Recreation at Parfrey’s Glen
“. . .should not be to limit public enjoyment and educational value of this unique area by
restricting or eliminating public use. Our objectives should be to eliminate all environ¬
mental degeneration through the means outlined. If the area is to be ‘locked up’ as it were,
it is questionable if our Department has any statutory or funding authority to
accomplish this end.”15
1975]
Wynn and Loucks — Parfrey’s Glen
51
The DNR proposals highlight the fact that no state agency has the
authority to enact or enforce regulations restraining public activities on
state land except by the addition of local regulations in what is known as
Code 45. Two of the proposed restrictions to provide protection for the area
involve revisions to Code 45 which may delay implementation of the needed
protection by a year or more. On the other hand the posting of signs and
blocking of trails to the cliff-tops involved little cost and can be done at
once16.
The proposed boardwalk will limit and concentrate the use of Parfrey’s
Glen to those areas that are developed, will prevent access to the upper trail
where the most serious damage is occurring, and will allow the vegetation to
recover up to the boardwalk. The current damage to vegetation on the cliff
tops will not be alleviated until specific treatments are made (e.g. mulching)
to stop erosion and encourage revegetation (Wynn, 1973). In restraining
wandering and climbing, the boardwalk will concentrate visitors in a
controlled area, and to some extent the enjoyment of the Glen in relative
solitude will be lost. The naturalist capable of interpreting the geology and
flora of the Glen will greatly enhance educational value.
The DNR actions indicate that they continue to believe they must
accommodate a major public presence on land that was specifically
acquired as a preserve. In authorizing a boardwalk, the Department is
acknowledging the need for preservation, but in the context of continued
heavy public use and at the expense of the “natural” aesthetics of the area.
In the tradeoff between maintenance of natural aesthetics and the
physical preservation of Parfrey’s Glen, the boardwalk increases the quality
of natural vegetation at relatively little loss of aesthetic quality. In light of
the earlier management guidelines suggested in this paper, the boardwalk
appears to be the most satisfactory solution to the problem of overuse in
such a small, fragile area.
However, two years later (May 1974) none of the proposed measures had
been acted upon due to the high cost of the boardwalk and the seasonal
naturalist’s position.
CONCLUSIONS
The background on ownership and use of Parfrey’s Glen over the past
120 years has been summarized, together with a comparison of damaged
and undamaged biota. The results document the continuing degradation of
the Glen and lead to a number of suggestions for new management to
restore the original qualities sought by visitors to the Glen.
The county, state and federal agencies concerned with the use of natural
resources in central Wisconsin should be further encouraged to recognize
the limits of fragile areas. Properly guided, the public also will develop a
greater awareness of its impact on fragile areas and the means necessary to
lessen that impact. With greater public and agency awareness and
52
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
cooperation, natural areas like Parfrey’s Glen can be rehabilitated, used,
and preserved without drastic dislocation of public rights and privileges.
ACKNOWLEDGEMENTS
The research was carried out under the sponsorship of the Department of
Botany and the Institute for Environmental Studies. The authors are
grateful for the support of the University of Wisconsin Graduate School
and for the assistance of the Wisconsin Areas Preservation Council. We
also wish to thank Ken Lange for providing early historical records.
NOTATIONS
1 . Parfrey’s Glen is located in the southwest quarter of Wisconsin in Sauk County in Township
1 1 N, Range 7E , Sections 22, 23 . It may be reached by going west one block on Highway 113, then
north 2.5 miles on Cemetery Road and then west 0.3 miles on the Parfrey’s Glen Road.
2. The bottom of the Glen is characterized by some red maple, sugar maple and basswood but
particularly by yellow birch and musclewood and a few white pine higher up on the cliffs. The
cliff tops on the west facing side are covered with birch, white pine, and mountain ash along their
edges, but further back, red oak, white oak, and some large tooth aspen are present.
3. Letter to Ken Lange, Devil’s Lake Naturalist, from Mrs. Helen Toms, a Parfrey
descendent, dated August 22, 1970.
4. Minutes of meeting of Wisconsin Conservation Commission, January 14, 1947.
5. John T. Curtis, 1952, Statement of Policy, Minutes of the State Board for the Preserva¬
tion of Scientific Areas.
6. Robert Freeman, Report on Parfrey’s Glen and the Scientific Areas Preservation Council.
Re: Boyle and Cords vs. Anderson, August, 1971. Office of the Attorney General, State of
Wisconsin.
7. Interoffice memorandum, Wisconsin Conservation Department, toE. J. Vanderwall, from
W. E. Scott, Subject: CNRA visit to Parfrey’s Glen, October 2, 1952.
8. Personal communication with Ken Lange, Naturalist, Devil’s Lake State Park.
9. John T. Curtis, General Management Recommendations, SBPSA, February 21, 1953.
10. See SBPSA minutes from May 1, 1962 through January 1964 for that information.
11. Letter to Lowell Hanson, acting director, DNR, from Joseph Kosik, Attorney at Law,
Pontiac, Michigan, October 14, 1969.
12. The Departments of Conservation and Resources and Development were combined into
the Department of Natural Resources. At this time the State Board for the Preservation of
Scientific Areas became the Scientific Areas Preservation Council with essentially the same
duties.
13. Minutes, SAPC May 1972.
1975]
Wynn and Loucks— -Parfrey’s Glen
53
14. Code 45 is the body of administrative rules for managing state parks, forests, and wildlife
areas. The code is determined by the Natural Resources Board and is usually amended each year.
15. Minutes, DNR Committee on Parfrey’s Glen, July 13, 1972.
BIBLIOGRAPHY
Curtis, John T. 1959. The vegetation of Wisconsin. University of Wisconsin Press, Madison,
590 pp.
Dalziel, I. W. D., R. H. Dott and J. H. Zimmerman. 1969. Geology of the Baraboo District,
Wisconsin. Geological and Natural History Survey, Madison, 78 pp.
Derleth, August. 1948. Sauk County Centennial History. 41 pp.
Dyksterhuis, E.J. 1957. The Savannah Concept and its use. Ecology 38: 435-42.
History of Sauk County. 1880. Western Historical Company, Chicago.
Loucks, Orie L. 1968. Scientific areas in Wisconsin: fifteen years in review. BioScience 18:
396-398.
Wisconsin Blue Books. 1960-70. Department of Administration, State of Wisconsin.
Wynn, Sarah. 1973. A Social and Evironmental History of Parfrey’s Glen. M.S. Thesis.
University of Wisconsin— Madison, 59 pp.
ECOLOGICAL AND HISTORICAL ASPECTS OF ASPEN
SUCCESSION IN NORTHERN WISCONSIN1
James S. Fralish
Southern Illinois University
—Carbondale
ABSTRACT
Compositional change (succession) was investigated in 53 aspen
communities of north-central Wisconsin. Replacement of aspen by other
species of the northern hardwood-white pine forest varied widely across the
soil texture gradient, if only site quality and site requirements were
considered. Replacement patterns also appear closely related to competition
and historical factors such as cutting and fire which have eliminated seed
sources in certain geographic areas.
Quaking aspen {Populus tremuloides Michx.) is the major component of
the early successional forest in northern Wisconsin. This forest became
established some 40 to 60 years ago as a result of widespread cutting and fire
which substantially reduced the pre-settlement forest to scattered patches.
Aspen is shade intolerant, and thus, like other pioneer species, will
eventually be replaced by northern hardwood-conifer components through
the process of succession.
Succession, the gradual change in forest composition over time, is a
function of differences in shade tolerance and ability of species in the
seedling and sapling size classes to withstand competition compared to
overstory trees. Since most tree species found in the northern hardwood
forest are considerably more shade tolerant than quaking aspen, it has been
assumed that in the absence of continued disturbance these species would
replace aspen on nearly all sites, if given sufficient time. Time is frequently
of critical importance in the case of aspen, since it matures in only 40 to 60
years in northern Wisconsin.
Aspen stands begin to deteriorate soon after maturity is reached. Trees in
the main canopy die, possibly due to competition, and crowns of the
remaining trees do not expand sufficiently to fill the gaps. Wind velocity
increases in these more open stands and the remaining trees may suffer
increased mechanical as well as moisture stress. Recently, Tobiessen and
Kana (1974) reported the absence of a mechanism to control water loss from
quaking aspen leaves. The absence of such a mechanism may ultimately
cause stand deterioration through death of mature aspen whose crowns are
suddenly exposed to increased wind velocity and associated water loss. The
process of deterioration may take less than 5 years after maturity is reached.
1 . Publication of this paper has been aided by a grant from the Norman C. Fassett Memorial
Fund.
54
1975]
Fralish — Aspen Succession Wisconsin
55
Moreover, for some sites, a period of 60 years may not be sufficient time
for seed to become available and seedlings established in the understory. As
stands deteriorate on dry sandy soils, the vegetation becomes open,
uneven-aged nonproductive aspen with Rubus , and other miscellaneous tree
and shrub species (Fig. 1) as described by Fralish (1972). On these poor
FIGURE 1: Aspen in an advanced stage of deterioration on dry sandy soil.
sites, quaking aspen can be easily regenerated and site productivity
maintained. On better sites, conversion is generally rapid because of large
numbers of shade tolerant species usually found in the understory;
however, while site productivity is maintained, the quality of hardwood
stems is generally low. It is on these sites that time and money must be
invested to maintain the aspen forest type.
In a recent northern Wisconsin study (Fralish, 1969), the conversion of
aspen stands to other species was investigated. The objective of this paper is
to examine species invasion patterns in quaking aspen stands and relate
these patterns to soil, site, and historical factors.
56
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
STUDY AREA AND METHODS
The study area is located in north central Wisconsin and includes
Lincoln, Oneida, Vilas, Price, and Taylor counties. These counties are
representative of areas logged for pine and hardwood and subsequently
burned.
Upland soils are classified as Spodosols (weak Podzols intergrading to
Gray Brown Podzolics) with an albic (A2) horizon near the surface and an
underlying spodic (Bhir) horizon. Soil textures range from coarse sand to
silt loam depending upon the character of the geologic deposit: glacial
outwash, glacial till, or loess. Dry, coarse sand and light sandy loam soils
(Crivitz, Hiawatha, and Vilas series) are found in glacial outwash, while
soils of medium texture ranging from heavy sandy loam to loam developed
in glacial till (Elderon, Iron River, and Pence series). These soils are
excessively drained but often have a water table within the lower portion of
the rooting zone.
Over a large area of Lincoln, Price and Sawyer counties, glacial material
is covered with 18 to 36 inches of loess. Soils formed in loess are
substantially finer in texture than those formed in glacial deposits and have
a higher water holding capacity. On slopes and ridge tops these silt loam
soils are well and moderately drained (Goodman, Lynne, and Stambough
series) and somewhat poorly drained in depressional areas (Clifford series).
In this paper, soils formed in glacial outwash, glacial till, and loess are
referred to as coarse-textured (70-95970 sand), medium-textured (30-70%
sand), and fine-textured (0-30% sand) respectively.
Stands chosen were: 1) required to be fully stocked or occupying the site,
2) undisturbed by cutting or fire since establishment, 3) distributed within a
stratification system to include approximately equal numbers of stands on
each of three soil texture classes, and 4) further subdivided on the presence
or absence of a white pine seed source within 660 feet. A total of 53 such
quaking aspen stands were selected for study.
Within each stand, five points were randomly located with the criteria
that any two points could not be closer than 76 feet. Each of the 5 points
represented the center of 3 nested circular quadrats: tree data were collected
on the 0.10 A quadrat, sapling data on the 0.025 A quadrat, and seedling
data on the 0.01 A quadrat. Species and diameter were recorded for all trees
over 4.5 in. in diameter at 4.5 ft above ground level (d.b.h.). Saplings
smaller than 4.5 in. but larger than 1.0 in. d.b.h. were recorded by species.
Seedlings were considered smaller than 1 .0 in. d.b.h. but larger than 0.25 in.
at 6 in. height.
Soil near each of the five points was examined for horizon type, texture
and depth. Samples from each major horizon were collected and analyzed
for texture in the laboratory using the Bouyoucos method described by
Wilde, Voigt and Iyer (1964). For the study area as a whole, soil texture
formed a smooth gradient from coarse sand to fine silt loam; however, in
the analysis, the gradient was broken into as many as 9 divisions on the
1975]
Fralish — Aspen Succession Wisconsin
51
basis of percentage of sand (i.e., 1-10, 10-20,. . ., 80-90%). Presence
(number of stands in which a species occurs/total number of stands) and
density (number of stems per acre) for seedlings, saplings, and trees for
species other than aspen were calculated and plotted for each division of the
textural gradient.
RESULTS AND DISCUSSION
Several species or species groups appear as major components in the low
and mid-level strata of aspen stands. Sugar maple (Acer saccharum
Marsh.), red maple (A. rubrum L.), and other somewhat shade tolerant
hardwood species were found in high density in a large proportion of
stands. Included in the northern hardwood group are white ash (Fraxinus
americana L.), American elm (Ulmus americana L.), red elm (U. rubra
Muhl.), yellow birch (Betula lutea Michx.f.), American basswood ( Tilia
americana L.), and eastern hemlock ( Tsuga canadensis (L.) Carr.). White
pine (Pinus strobus L.) was also a common understory plant on many sites.
A number of other species were found on a variety of sites but in low
density; most are generally shade intolerant so they contribute little to stand
conversion. These species are white birch (Betula papyrifera Marsh.), black
cherry (Prunus serotina, Ehrh.), pin cherry (P. pensylvanica L.), willow
(Salix spp.), red oak (Quercus rubra L.), red pine (P. resinosa Ait.) and
balsam fir (Abies balsamea (L.) Mill).
Analysis of the data was limited to species that probably will be major
components of the forest on some sites as succession continues. Sugar and
red maple replacement patterns are analyzed separately because of their
density and common occurrence. The other northern hardwood species are
treated as a group because of their low individual numbers, yet significant
collective contribution to the process of conversion. White pine will
eventually be important on some sites and is considered separately.
Three primary factors apparently influence species invasion into aspen
stands: site quality, seed availability, and inter-species competition. While
these factors must be considered separately, they do interact to create some
unusual distribution patterns.
Effect of Site Quality. The relationship between per cent presence and
soil texture is, in part, a function of species site requirements and site
quality. There is a nearly linear relationship between per cent presence and
soil texture for sugar maple and the other northern hardwood species (Fig.
2a and 3a) which are adapted to sites where soil moisture is readily
available. They are found in all stands on soil of 0-10% sand and in about
one-half of the stands on medium textured soil, although some seed is
generally available to most stands. These species are rarely present on
coarse textured soil.
Density of sugar maple and northern hardwood is also controlled by site
quality (Fig. 2b and 3b). Xeric soil conditions appear to limit sugar maple
density at the far end of the texture gradient (80-90% sand). Although seed
58
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
PERCENT SAND ( B2 HORIZON )
FIGURE 2: Upper(a): Percentage of stands (presence) containing sugar maple in any size class
by ten per cent sand classes. Lower(b): Average number of seedlings, saplings, and
trees per acre by ten per cent sand classes for stands containing sugar maple.
FIGURE 3: Upper(a): Percentage of stands (presence) containing northern hardwood species in
any size class by ten per cent sand classes. Red and sugar maple are excluded.
Lower(b): Average number of seedlings, saplings, and trees per acre by ten per cent
sand classes for stands containing northern hardwood species. Red and sugar maple
are excluded.
1975]
Fralish — Aspen Succession Wisconsin
59
sources adjacent to aspen stands are absent, sporadic input of some sugar
maple seed occurs through long range dispersal. In eleven study stands on
soil of 80-90% sand, only one sugar maple stem was recorded in the
seedling class, but four stands had numerous sugar maple stems below the
minimum seedling size. Such seedlings had originated from seed germinated
earlier in the spring. The absence of stems older than a few months is
evidence that sugar maple seedlings do not survive on the driest soils.
Eastern hemlock density pattern is an exception to the general trend of
decreasing density as soil texture becomes coarser. Hemlock does not
appear on silt loam soils and is present on medium and coarse textured soils
in low but consistent density. Because of decreasing numbers of hardwood
stems, it accounts for an increasing proportion of the total number of stems
as the percentage of sand increases (i.e., 3% in the 50-60% class; 29% in the
70-80% class; 87% in the 80-90% class). Hemlock will probably continue to
increase in importance on coarse textured soil.
In contrast to sugar maple and other northern hardwood species, both
red maple and white pine are tolerant of a wide range of habitat conditions.
Red maple in particular appears in a large proportion (80%) of the study
stands (Fig. 4a) and at moderate density, regardless of soil texture (Fig. 4b).
The presence or absence of understory white pine is a reflection of the stand
selection process as an equal number of stands with and without a white
pine seed source was sampled on each of three broad soil texture classes.
The relationships indicated in Fig. 2 and 3 suggest that rate of succession
to sugar maple and northern hardwoods is determined by site quality: as
available soil water decreases, the rate of succession decreases, particularly
at the coarse end of the texture gradient. However, density of sugar maple
across the texture gradient follows a more parabolic relationship (Fig. 2b),
while northern hardwood species density is variable with size class (Fig. 3b).
Red maple presence is relatively constant, yet seedling density changes
substantially across the gradient (Fig. 4b). Differences in indicated rates of
succession are influenced not only by site quality but also by the availability
of seed and inter-species competition discussed in the following sections.
Effect of Seed Availability. Presence or absence of a seed source for
invading species appears dependent on the interaction of historic and
geologic factors. The effect of such interaction on succession is different for
each geologic deposit: outwash sand, till, and loess. Seed availability will be
considered with particular reference to sugar maple, as it is one of the most
important species in the Lake States forest. At present, tree-sized sugar
maple and stems of northern hardwood species are too young to produce
seed, so that seed must come from trees located outside the study stands.
Glacial outwash (70-90% sand) is found in the northern and eastern parts
of the study area. Sites on this material are generally dry and have little
topographic relief. After cutting, it is probable that these sites were burned
frequently and severely because of their generally xeric condition, and
completely because of flat topography. As a result, sugar maple and other
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Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
FIGURE 4. Upper(a): Percentage of stands (presence) containing red maple in any size class by
ten per cent sand classes. Lower(b): Average number of seedlings, saplings, and trees
per acre by ten per cent sand classes for stands containing red maple.
northern hardwood stands appear to have been eliminated as active or
potential seed sources where soil moisture reserves could support them.
This hypothesis is strengthened by considering one study stand on soil of
76% sand. Substantial numbers of sugar maple seedlings and saplings were
present because seed was available from an adjacent mixed hardwood
stand, predominantly sugar maple, and because of somewhat improved soil
moisture levels compared to most soil of coarse texture. The hardwood
stand was considerably older than the aspen and exhibited little evidence of
past fire.
Glacial till is found scattered through the central, north central and east
central portions of the study area. Aspen stands on glacial till (30-70%
sand) have relatively high numbers of sugar maple stems (Fig. 2b), primarily
due to availability of seed and improved soil moisture reserves that permit
1975]
Fra l is h — Aspen Succession Wisconsin
61
higher rates of seedling survival and growth. Six aspen stands adjacent to
pole-sized northern hardwood stands contained between 274 and 1000 stems
per acre with over 50% in the seedling category. Four stands isolated from
maple seed sources had less than 200 stems per acre with two stands
containing less than 10 per acre. Twelve stands with no sugar maple in the
understory were also isolated from a seed source.
Northern hardwood stands are generally common on glacial till.
Moderate topographic relief of these deposits may have modified the effects
of wildfire and thus, scattered hardwood stands on protected sites were not
eliminated by fire after cutting. These stands now produce large amounts of
seed. Farming still continues on broad ridges of this material and may have
provided some protection from fire through the presence of interspersed
cultivated fields.
Loess deposits are located in the western and southern portions of the
study area. Twelve of fourteen study stands on these soils contained sugar
maple in at least one stratum in each stand although seed sources appeared
absent in a number of stands. Four stands located adjacent to pole-sized
hardwood forest had understories of maple ranging in density from 260 to
900 per acre. A fifth stand had only 86 stems per acre but a density of 1200
stems below a diameter of 0.25 in. at a 6 in. height. Four of seven stands
isolated from a seed source had less than 50 sugar maple stems per acre.
Two stands with no maple were on loess isolated in a large section of dry
sandy soil in the east central part of the study area where a seed source does
not presently exist.
These silt loam soils (0-30% sand) retain large amounts of water and tend
to have a fragipan layer that results in lateral movement of water near or on
the surface, and in slow internal drainage. It is suggested that after forests
were cut on fine textured soil, ridge tops became relatively dry and burned
over, thus generally clearing the site for aspen invasion. Substantial
amounts of water existed in lower topographic positions due to runoff, and
recently cut northern hardwood stands were more protected. Forty to fifty
years later, aspen stands on higher ground are often adjacent to hardwood
stands developing in depressions, and large amounts of sugar maple can be
found in the understory. In some areas, drier depressions burned along with
the slopes and ridges, and seed sources were entirely eliminated. However,
seeds from trees some distance away occasionally reach all stands; because
moisture conditions are generally good to excellent on silt loam soils,
seedling establishment rates are probably high, and every stand contains a
few sugar maple stems.
Seed sources for sugar maple (i.e. , mixed hardwood stands) are also
sources for northern hardwood species and thus similar distribution
patterns should occur. The average density pattern for hardwood saplings
and trees across the texture gradient (Fig. 3b) is somewhat similar to that for
sugar maple. Highest density is found on the medium textured and some
fine textured soils with low density at the extreme ends of the texture
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Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
gradient. Unlike tree and sapling densities, however, seedling numbers
appear to increase exponentially as soil texture becomes finer. Difference in
seedling density between sugar maple and northern hardwoods is best
interpreted in the next section on competition.
Red maple bears seed at an early age; thus the historical effects of fire are
generally not evident on medium and fine textured soil. Many small trees
now in the aspen understory appear to be active seed sources. However,
recovery from cutting and fire is slow on coarse textured soil and, as it
proceeds, larger amounts will appear in the aspen understory.
The effect of white pine seed availability on the composition of the aspen
understory is illustrated in Table 1 . Regardless of soil texture, where seed is
TABLE l
AVERAGE NUMBER OF WHITE PINE SEEDLINGS, SAPLINGS, AND
TREES PER ACRE FOR ASPEN STANDS WITH AND WITHOUT A WHITE
readily available it appears that white pine will be a component of the forest
replacing aspen. In the absence of a seed source, white pine seedling and
sapling density is low (2-9 stems/ A). Moreover, the distribution patterns of
seed sources have been substantially changed due to fire and topography
and resemble patterns for deciduous species.
On soils of 70-90% sand, mature white pine are frequently found near
places of human habitation and at edges of swamps and low depressions
where fire was infrequent. On flat higher land surfaces, white pine is more
or less absent. In contrast, mature white pine are nearly ubiquitous on
medium textured soil and in the course of data collection there was some
difficulty locating stands without a seed source. It appears that white pine
will replace aspen where seed is available on coarse textured soil and will be
a component of the hardwood forest replacing aspen on soil of medium
texture. Mature white pine are generally absent on fine textured soil and
only three aspen stands with seed source were sampled. White pine of any
size are generally absent in the newwood area of west-central Lincoln
County, although early logging records indicate pine was present in the late
1800ies. The absence of white pine is probably related to past cutting and
fire.
1975]
Fralish — Aspen Succession Wisconsin
63
Interspecies Competition. Competition affects individual species density
across the soil texture-moisture gradient. The shade created by aspen and
other species probably affects sugar maple establishment and survival
substantially less than does available soil moisture and seed availability.
Sugar maple is an exceptionally strong competitor on moist sites where it
may dominate the understory to the detriment of other species. Red maple
and other northern hardwood species are also adapted to moist sites and
usually occur in the same stands with sugar maple (Loucks and Goff 1967).
However, except for hemlock, they are slightly to moderately less shade
tolerant than sugar maple and the degree of competition may effect their
success or failure.
The data in Figs. 2b and 3b must be compared by soil texture groups to
show the effect of competition. On coarse textured soil, stem density is low
so competition is not a factor in survival of somewhat shade intolerant
species such as red maple or white pine. On fine textured soil, seed sources
for sugar maple and northern hardwoods are often absent and thus
numbers of stems are often relatively low. Sugar maple and northern
hardwoods are found in equal average density with approximately 230 total
stems per acre for all size classes; only 25% of these stems are classed as
saplings and trees. At these densities and size classes, competition is not a
factor affecting seedling survival and thus density of northern hardwood
seedlings is relatively high compared to numbers found on medium and
coarse textured soil. Although most intolerant of the deciduous species, red
maple is at its highest density (335 stems/A for all size classes) particularly
in the seedling class (255 stems/A). It appears that an intermediate
community with a higher proportion of red maple than found in undis¬
turbed forest may develop before its density is reduced to pre-disturbance
levels.
Competition is more severe on medium textured soil. Sugar maple has an
average density of 467 stems/A with nearly 40% in the sampling and tree
classes. This intermediate layer combined with the aspen overstory and
other larger stems creates considerable shade and substantially reduces the
density of northern hardwoods. There is a sharp drop in seedling numbers
from fine to medium textured soils, even though seed is more generally
available because of the close proximity of hardwood stands. An average of
only 55 seedlings per acre is recorded (Fig. 3b). Densities of yellow birch,
basswood, and white ash are most affected by this increased level of
competition.
Red maple is more shade intolerant than northern hardwood species and
thus the relative decrease in density is greater for red maple seedlings than
for northern hardwoods. Lowest average seedling density (90/ A) on soil of
25 to 45% sand is recorded where highest average combined density for
sugar maple and northern hardwoods is found. A review of individual stand
data strongly suggests that red maple seedling numbers are substantially
reduced by the high density of more shade tolerant saplings and trees found
on medium textured soil.
64 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
White pine is the least shade tolerant of the major tree species replacing
aspen. The data in Table 1 indicate a decreasing seedling and sapling density
from coarse textured (129/A) to fine textured soil (52/ A) for stands with a
seed source. White pine occurs only in stands on medium textured soil
where deciduous species are nearly absent. Decrease in density appears due
to competition from more shade tolerant tree species, and understory
shrubs ( Corylus cornuta, hazel and Pteridium aquilinum , bracken fern).
Corylus in particular increases in frequency and density as soil texture
becomes finer. Sugar maple, northern hardwoods, and red maple are
sufficiently shade tolerant to be unaffected by density of Corylus. Similar
reductions in white pine numbers due to competition were reported by
Logan and Farrar (1953) and Clement (1966).
CONCLUSIONS
Systematic change is occurring in the aspen community of northern
Wisconsin. Sugar maple, red maple, and other species associated with the
northern hardwood forest predominate in understories of stands on sandy
loam and silt loam soil as the relatively high water holding capacity of these
soils permits the growth and development of species that require sustained
moisture. Relationships that occur between vegetation response (presence
and density) and soil texture are the result of environmental factors (soil
moisture, topography), seed availability, fire history, and adaptations of
the various species; there appears to be interaction between a number of
above factors. For example, past fires on level terrain of outwash sand have
substantially changed the geographic distribution of mature trees and
stands that would normally provide seed to initiate succession. Steeply
rolling topography of glacial till areas altered the severity of fire on various
sites and some hardwood stands recovered rapidly after cutting; they now
provide seed for invasion of adjacent aspen stands.
Fire as modified by topography has changed the distribution of mixed
hardwood stands in north-central Wisconsin, and as a result, has influenced
the rate of succession in many aspen stands. The present patterns for sugar
maple stems are thus explained on the basis of fire occurrence (as it affects
seed source distribution) and site requirements. Presence and density of less
shade tolerant hardwood trees and saplings may also be explained by these
two factors; however, seedling distribution is influenced by competition
from the developing mid-canopy strata as well as from the availability of
seed and site requirements. Red maple bears seed at a very early age and
thus is less affected by fire history and topography, but its density is
strongly influenced by competition.
Data presented for eastern hemlock, red maple, and white pine strongly
suggest that these species will become increasingly important on coarse
textured soil; few important hardwoods are able to tolerate the dry
conditions of these soils. Hemlock is present in small numbers and will not
1975]
Fralish — Aspen Succession Wisconsin
65
significantly contribute to aspen conversion for some decades. However,
red maple appears in nearly all stands across the textural gradient and will
be an important component of replacement stands. The distribution and
density of white pine is strongly related to availability of seed and
competition from trees and shrubs.
ACKNOWLEDGEMENTS
The author wishes to thank Dr. Orie L. Loucks (Department of Botany,
University of Wisconsin, Madison) for his technical assistance during the
course of the research, and the North Central Forest Experiment Station,
St. Paul, Minn., and the Wisconsin Department of Natural Resources,
Madison, for their financial assistance.
BIBLIOGRAPHY
Clement, John R. 1966. Development of a white pine under-plantation in thinned and unthin¬
ned aspen. For. Chron. 42: 244-250.
Fralish, J. S. 1969. Site indices and rates of conversion in northern Wisconsin aspen. Ph.D.
Dissertation. Univ. of Wis. Madison, Wisconsin.
Fralish, J. S. 1972. Aspen: youth, maturity, and old age. Aspen Symposium. North Central For¬
estry Exp. Sta. Gen. Tech. Bull. No. NC-1. pp. 52-58.
Logan, K. T., and J. T. Farrar. 1953. An attempt to grow white pine under an aspen stand.
Canad. Dept. Res. and Dev., Div. For. Res. Silvi. Leaf. No. 77.
Loucks, O. L., and F. G. Goff. 1967. Seedling and sapling composition of the aspen type in
Menominee County in relation to soil texture. Univ. Wis. For. Res. Note. No. 181. 7 pp.
Tobiessen, P., and T. M. Kana. 1974. Drought-stress avoidance in three pioneer tree species.
Ecology 55: 667-670.
Wilde, S. A., G. K. Voigt, and J. G. Iyer. 1964. Soil and plant analysis for tree culture. Oxford
Publishing House. Calcutta, India. 209 pp.
THE LITTORAL MACROPHYTE VEGETATION OF
SOUTHEASTERN DEVIL’S LAKE1
F. Christopher Baker
Madison , Wis.
INTRODUCTION
Over the past century Devil’s Lake has been studied by many commercial
and government agencies, but little has been done on the aquatic vegetation
of the lake. Prior to the present study only the types of vegetation were
known. The purpose of this study was to describe and map a segment of the
present submerged vegetation in a specific area of the lake.
Devil’s Lake (Fig. 1) is a glacial lake overlying an ancient Wisconsin River
bottom. The lake is located in eastern Sauk County (T-ll-N, R-6-E) about
'Publication of this paper has been aided by a grant from the Norman C. Fassett Memorial
Fund.
66
1975]
Baker — Macrophytes Devil's Lake
67
three miles southeast of Baraboo, Wisconsin. The maximum depth is 12.2
m according to the Wisconsin Conservation Dept, lake survey map of
8/12/55.
Kashawago Springs, on the southwest side, is the major inlet to the lake.
Numerous other springs also add to the water supply. Water seepage
through the lake bottom and evaporation are the only outlets.
The east and west sides of the lake floor are very steep, with large rocks
and little sediment to support vegetation. The north and southwestern areas
are heavily used for recreation purposes. The southeastern section of the
lake is not heavily used and has a large, gently sloping lake floor ideal for
vegetative growth. For this reason it was chosen for the study area.
METHODS
Field Methods
Devil’s Lake was sampled by a line transect method developed from that
of Lind and Cottam (1969). Plastic ropes marked in 5m intervals were used
as the transit lines. Three 150 m transect lines were run from the shoreline
toward the center of the lake at 100 m intervals. Because of the depth of
water and length of line a rowboat was used for laying the line. Every 20 m
the line was weighted to stop drifting. Stakes were used to anchor the ends
of the line in the water. Once laid, the line was studied by a swimmer, using
SCUBA apparatus. Plant species intercepting the 5 m marks and their
density were recorded. At the 50, 100 and 150 m marks on the 150 m line,
100 m intercept lines were run parallel to the shoreline. Plant species were
recorded as before. For mapping purposes the azimuth of each line was
taken with a compass.
One meter square quadrats were harvested every 50 m on the intercept
lines. Number of total stems in each quadrat and the dried weight of the
vegetation harvested were recorded. From these data estimates of the
average standing crop and density of the total plant population were found.
Bottom sediment was sampled on transect line intercept 2. Samples were
taken every 37 m starting with sample 1 at 37 m. Voucher specimens of the
plants are on file at the University of Wisconsin — Madison Herbarium.
RESULTS
Water Depth, Bottom Sediment
The outer and inner limits of the vegetation appear controlled by depth.
The mean depth of the littoral zone is 1 m near shore and 6 m offshore.
Scattered and highly stunted plants of Potamogeton robbinsii and Elodea
canadensis can be found below the depth of 6 m.
Sand composes almost all of the littoral zone sediment: 95% of the total
littoral zone is sand with 5% organic matter, located at the outer limit.
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Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
Vegetation of Devil's Lake
Seven plants were recognized in the lake community: Potamogeton
confervoides , Potamogeton amplifolius, Potamogeton robbinsii, Elodea
canadensis , Vallisneria americana, Myriophyllum verticillatum and Isoetes
braunii.
P. confervoides (Fig. 2) is scattered, occurring between 1 and 3.6 m in
depth. The outer zone for the plant corresponds to the inner zone for P.
robbinsii (Fig. 2). The latter grows in a solid stand extending from
approximately 1 to 6 m at which point it becomes very scattered and
stunted.
FIGURE 2 Distribution and relationship between P. confervoides and P. robbinsii
M. verticillatum (Fig 3) grows very scattered, at 1.2 to 4.5 m depths
contributing little to the population of the total community.
V. americana (Fig. 3) is a relatively scattered plant, allowing most
community species to compete for space. It was usually found in loosely
spaced clumps, at depths 1.8 to 5 m, but the entire group of clumps did not
exceed 35 m in width.
E. canadensis (Fig. 4) covers the largest area and is found at 1.2 to 6 m
depth. It grows mainly in solid stands at depths from 2 to 6 m and is
scattered at less than 2 m depth.
P . amplifolius (Fig. 5) is the largest plant in the community and grows in
small (5m2 to 20 m2) pure stands, suggesting a community in itself by its
complete dominance of the area inhabited. Its range is between 3 and 4.8 m
depth.
1975]
Baker — Macrophytes Devil's Lake
69
FIGURE 3 Distribution and relationship between V. americana and M. verticillatum
FIGURE 4 Distribution of E. canadensis
I braunii (Fig. 5) is a rare plant in the community, found only in one
limited area; it grows singly or with several others nearby, at the depth of
1.6 m.
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Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
Productivity of the Standing Crop
On cross transect D to A, which falls approximately at the 2 m depth, five
1 m2 samples were taken to give an estimate of the community standing
crop. Along this transect the total community density averaged 36 stems/m2
and the standing crop 40 g/m2. On transect E to B, which falls at
approximately 3.5 m depth, five 1 m2 samples showed a total community
density of 116 stems/m2 and a standing crop of 120 g/m2.
DISCUSSION
In the aquatic plant community of southeastern Devil’s Lake, E.
canadensis seems to be the most successful species. It occurs at all depths
and is dominated only by P. amplifolius , and possibly P. robbinsii in part.
It does not appear to be a dominating plant because of its ability to coexist
with the more scattered plants such as P. confervoides.
P . amplifolius dominates other species in the area it occupies. It covers
little area in the total community and is apparently not a very successful
plant as evidenced by its sparse distribution.
P. robbinsii is the most abundant plant in the community, dominating
most species and often inhabiting large areas in pure stands. P. robbinsii
and E. canadensis are apparently quite compatible, being frequently found
together in solid stands with no infiltration of other community species.
1975]
Baker — Macrophytes Devil's Lake
71
V. americana is apparently restricted by depth, growing only between 2
and 5 m. It is also rarely found inhabiting an area with other vegetation; so
it seems to be restricted to only open areas between other stands on the lake
floor.
P. confervoides is a successful plant in the shallower depths of the water.
It is the only plant in the community that grows in solid stands at less than 2
m. Below 2 m it becomes scattered and noncompetitive for space.
M. verticillatum fe apparently successful in competing for space with the
other species, being found in dense stands of such plants as E. canadensis
and P. robbinsii. However, it does not grow in solid stands itself, but is
scattered within the stands of the other species.
A unique relationship occurs between P. robbinsii and P. confervoides.
They apparently can not coexist in the same area, as shown by the narrow
overlapping between them. This inhibition occurs in both shallow and deep
waters in relation to these plants.
SUMMARY
With the exception of P. robbinsii and P. confervoides , there are
apparently few distinct relationships in the total community of southeastern
Devil’s Lake. Environmentally, water depth seems to be the major factor in
controlling the vegetative growth in the littoral zone. Bottom sediment
could play a part in limiting the vegetative growth below the depth of 6 m,
but it appears that at lesser depth it has little effect.
Because of the relatively small size of the area sampled and the
pronounced differences in the lake floor terrain, future research is needed in
other areas of the lake in order to draw any major conclusions concerning
the vegetation as a whole. The Kashawago Springs and surrounding area,
the northeastern, and northwestern portions of the lake would be of
particular interest for such future research.
ACKNOWLEDGMENTS
The author wishes to express his thanks to Dr. John W. Thomson, Dr.
Frank B. Baker, and LeRoy Lee for critical reading of the manuscript and
for advice; to Jeff Becker for aid in the field, and to the Dept, of Soil
Science at the University of Wisconsin — Madison.
The work upon which this paper is based was supported in part by the
Wisconsin Academy of Sciences, Arts and Letters, Junior Academy
Program.
BIBLIOGRAPHY
Lind, C. T., and G. Cottam. 1969. The submerged aquatics of University Bay: A study in
eutrophication. Amer. Midland Naturalist 81: 353-369.
HISTORY AND THE HUMANITIES*
Frank L. Klement
Marquette University
Milwaukee, Wis.
The Humanities have their roots in that cultural diversity called “Western
civilization.” These roots fed upon the trivium and quadrivium of the
medieval university1 and upon the humanistic scholarship of the 14th
century, when Petrarch and Boccaccio advocated a new attitude toward the
classical past. These self-styled humanists turned their backs upon
scholasticism and the so-called “art of arid disputation” and advocated
practices which they said would teach men wisdom, the attainment of a kind
of knowledge that would make men grow in virtue. The humanists,
according to their own words, sought to reintegrate man into the world of
nature and history, and to interpret him in this perspective; they considered
the liberal arts to be instruments or disciplines which educated man as such,
putting him in a position to exercise his freedom. They believed that poetry,
rhetoric, history, ethics and politics nurtured the spirit of freedom which
justified man’s claim to dignity and human values. The humanists of the
Renaissance, then, contrasted these disciplines or subject-matter fields with
divine studies, both as to means and meaning.
The roots of the Humanities also fed upon the reaction to the
overemphasis and glorification of science and scientism following that
intellectual movement called the Enlightenment. Some 19th century
humanists saw science rather than theology as their adversary, and they
contended that man could find the truth through insights and intuition,
formulating the vague concepts of transcendentalism. These “new
humanists” nurtured the romantic movement as well as the liberalism and
nationalism which swept over Europe and America during the first half of
the 19th century. “To be sure,” they said, “man is a part of nature and can
be studied as such by the natural sciences; but in addition, man is also a
product of his culture and of his own drives and choices, and in these
respects he cannot be known without an understanding and comprehension
of purpose and meaning”2.
History, as the branch of knowledge dealing with the past, antedates the
Humanities. Clio, the muse presiding over history, dates back to the ancient
Greeks. Herodotus, one of the earliest practicing historians, stated that he
wrote “to preserve from decay the remembrance of what man had done.”
Thucydides said “. . .history is philosophy learned from example.” Cicero
claimed that history possessed several dimensions — that it molded the spirit
and humanized mankind. “History,” he wrote with feeling, “is the witness
that testifies to the passing of time; it illuminates reality, vitalizes memory,
provides guidance in daily life, and brings us tidings of antiquity”3. Cicero
even wrote down guidelines for historians: “The first law for the historian is
♦Presented as a paper on September 17, 1974, as a part of the program dedicating Richard E.
Hibbard Humanities Hall on the campus of the University of Wisconsin-Eau Claire.
72
1975]
Klement — History and Humanities
73
that he shall never utter an untruth. The second is that he shall suppress
nothing. Moreover, there shall be no suspicion of partiality in his writing,
or of malice. The humanists of the 14th century, by glorifying Greek and
Roman literature, inadvertently transformed history into a discipline, an
area of knowledge worthy of study.
The Enlightenment, setting the base for social sciences, gave disciples of
Clio a definite assignment. Apostles of the Enlightenment claimed that the
world of mind and matter was governed by perceptible Natural Laws and
that reason could discover these guiding principles and prompt man to live
in harmony with them. History was but the record of the progress made in
discovering the Natural Laws and man’s headway in abiding by them. The
debate, whether history belongs to the Humanities or the social sciences,
really dates back to the dogmatic assertions of such proponents and
prophets of the Enlightenment as Voltaire or Rousseau or John Locke.
An array of notables, on the other hand, have put history on the side of
the angels, discrediting it as a social science. Hegel said, in effect, that we
learn from history that we learn nothing from history. “What experience
and history teach,” he wrote in the introduction to his renowned work,
Philosophy of History , “is this— that people and governments never have
learned anything from history, or acted on principles deduced from it”5. H.
G. Wells also cast an aspersion, writing, “Human history is in essence a
history of ideas”6. Winston Churchill, with a gift for imagery, said,
“History with its flickering lamp stumbles along the trail of the past, trying
to reconstruct its scenes, to revive its echoes, and kindle with pale gleams
the passion of former days”7. And Willa Gather, a lady of letters, wrote
perceptively, “The history of every country begins in the heart of a man or
woman”8.
At the turn of the century, that is, in the decades between 1890 and 1910,
two forces made an effort to kidnap Clio and hold her for ransom. One of
the forces, “the scientific method” as defined and practiced by Leopold
von Ranke, tried to depict history “as it actually happened.” Ranke made
an effort to present what he called “objective history,” an account devoid
of political partisanship, nationalistic narrowness, moral judgments, and
religious partiality. He tried to apply and extend Barthold Niebuhr’s
scientific method of investigation. He introduced the seminar as we know it
and insisted that only contemporary accounts and related materials be used
as sources. He put facts upon pedestals, discredited history as a literary art,
de-humanized history, and set up false idols for Clio. Under Ranke’s
influence, history became less humanistic and the historian ceased to make
moral judgments and became impervious to human values.
The other force, even less tangible and much more subtle, was
“nationalism,” defined as “a state of mind” dictating that “everyone owes
his supreme secular loyalty to the nation-state.” Hans Kohn called it a
psychological phenomenon, adding that nationalism was “an act of
consciousness” that recognized the “nation-state as the ideal form of
political organization” and nationality as the “source of all creative
74 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
cultural energy and economic well-being”9. During the 1890ies the
nationalistic upsurge in the United States endorsed the big-navy policy,
intensified the imperialistic urge, shaped Frederick Jackson Turner’s
concepts and put history into the high school curriculum10. “Nationalism,”
an observant critic once wrote, “is another name for egotism”11. Anyway,
American scholars, unwittingly perhaps, drank deeply from the cup,
glorifying in their country’s past, optimistic about its future, discrediting
rival nations, justifying that which had happened, visualizing Americans as
a superior people, and characterizing their country as “God’s best hope on
earth.” They developed “consensus history”, holding that the views of the
majority were the correct views and that minority views which failed to get
majority approbation were devious and devilish, heretical and heinous.
John C. Calhoun, for example, devised a process called “nullification” as a
means to save the Union and negate the drift toward egocentric sectionalism
and civil war. Nationalist historians presented “nullification” as a system
which would destroy the Union rather than save it, declared “nullification”
as a political heresy, and presented Calhoun as a being having horns, a
forked tail, and cloven hoofs.
Nationalist historians, in endorsing consensus history, discredited
dissenters, i.e., those who opposed majority opinions and the course of
events, as despicables and dastards, men whose hearts were black and
whose minds were blank. They tarred and feathered dissenters of Civil War
days. Democrats who criticized the policies of the Lincoln administration
became known as “Copperheads,” symbolized in the poisonous snake that
struck without warning. Nationalist historians, accepting much Republican
political propaganda as historical fact, pictured Copperheads as traitors,
passed myths about subversive secret societies into the stream of history
(adulterating and polluting it), believed that the upper Midwest was
threatened by plots and conspiracies, and smeared the movement with a
brush dipped in tar. Clement L. Vallandigham, the most famous of the
Copperheads, was the worst of a bad lot, put into the company of Judas
Iscariot and Benedict Arnold, all three deserving a place in infamy.
The apotheosis of Lincoln, begun soon after his assassination, reached its
zenith during the 1890ies. The means of Lincoln’s death, following the
defeat of the Confederacy, tended to transform a mortal man into an
immortal one and cloak his every action, even the unconstitutional and
extra-legal ones, with sanctity. “This murder, this oozing blood,” Count
Adam Gurowski confided to his diary while manning an observation post in
Washington, “. . .opens to him immortality”12.
Nationalism as a force and apotheosis as a process wove a web of myth
and legend about Lincoln. The Horatio Alger story took a new form. Beset
by problems and handicaps and enemies, Lincoln triumphed over all.
Mythmakers embellished upon the real: (1) he was born in a log cabin and
into abject poverty; (2) his mother died when he was a child; (3) his father
was “a shiftless rover;” (4) his “one true love,” Anne Rutledge, died; (5)
the woman he married (Mary Todd) was “a hellcat” and “a millstone
1975]
Klement — History and Humanities
75
around his neck;” (6) he defeated Stephen A. Douglas in the debates; (7) he
walked from a pile of rails to the White House; (8) he was plagued by
incompetent generals, a quarreling Cabinet, conspiratorial-minded Copper¬
heads, dissidents within his own party, and a galvanized South.
Mythmakers have Lincoln composing the “Gettysburg Address” on the
back of an envelope while a jolting and jiggling train rumbles toward
Gettysburg and they perpetuate the legend that the Emancipation
Proclamation freed the slaves. The mythmakers ignore Lord Acton’s
well-worded dictum: “Truth is the only merit that gives dignity and worth
to history”13.
Perhaps a few corrections are in order: (1) Abraham Lincoln was not born
into a family plagued by poverty, but into one far above the average in the
community — his father owned three farms and held a generous measure of
worldly goods; (2) every school child knows that Lincoln split rails, but how
many (including adults who regard themselves as Lincoln experts) know
that he also tended a still? (3) Lincoln, early in his political career, engaged
in “dirty tricks,” planting an anonymous letter (with a mythical dateline)
which was filled with ridicule and insinuation, and implying dishonesty in
the state auditor’s office, into a newspaper edited by a friend; (4) how many
know that Lincoln, as a lawyer, took a case for a slaveowner recovering a
fugitive slave and used his legal acumen to refashion chains and re-enslave a
man seeking freedom? (5) how many know that Lincoln, as a state
legislator, jumped out of a second-story window during a session, in order
to break a quorum and prevent an honest vote upon an issue? (6) how many
know that Lincoln, as a presidential candidate, purchased a newspaper
(somewhat covertly) to advocate his own nomination and election14? (7)
why is it necessary to cloak President Lincoln’s illegal and unconstitutional
acts with mantles of legality and propriety rather than justifying them
upon grounds of expediency and good sense?
Nationalism, penetrating the American psyche, evolved into chauvinism
as the 19th century gave way to the 20th. Stephen Decatur’s famous toast
“Our country! In her intercourse with foreign nations may she always be in
the right; but our country right or wrong!” won a place below the masthead
of the Chicago Tribune. Edward Everett Hale’s famous story, The Man
without a Country , became must reading in the schools. And nationalism,
generated by World War I, tainted history writing, seeking to make that
discipline its handmaiden. Well-known history professors of the
department of history at the University of Wisconsin (Madison), took time
out to write political and patriotic propaganda, misrepresenting the truth in
the process. Several, later, repudiated their handiwork and admitted,
shamefacedly, that they had violated the canons of scholarship and had
rendered a disservice to their discipline15.
T. S. Eliot, a keen observer of the human scene, cast criticism in the
direction of Clio’s craft:
76
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
Think now
History has many cunning passages,
contrived corridors
And issues, deceives with whispering
ambitions,
Guides us by vanities16.
Earlier, Thomas Moore had said quite the same thing. In his work “The
Skeptic” we find these lines:
How oft we sigh
When histories charm to think
that histories lie17.
While nationalism continued to affect the writing of 20th century history,
several other forces and factors gave shape to the American mind. Charles
Beard, entranced by economic determinism, brought a different emphasis
to American historical scholarship, and a host of others, many of whom
were disciples of Fabian Socialism, washed and dried his blistered feet.
Sigmund Freud, charting the boundaries of psychoanalysis, filled a well
with insipid and contaminated water, which some biographers and
historians drew forth and proclaimed pure and sweet. Worship of the
golden calf during the 1920ies also affected history and the Humanities
adversely, deepening the strain of anti-intellectualism so prevalent in the
country during the past century. William James and John Dewey,
developing and devising “pragmatism” and “progressive education,”
challenged traditional views of learning and knowledge and tried to
discredit the traditional liberal arts.
Deweyites, as well as technocrats and the masters of capital and industry
scorned “knowledge for knowledge’s sake.” They did not understand that
it is useful to be wise as it is practical to earn a living. Academians
became “egg-heads” and technical schools sprouted like mushrooms. Some
schoolmen promoted the fallacy that training was the same as education,
and the concept of a liberal education reeled before the onslaught from a
dozen directions.
Despite the challenges from a variety of forces, the liberal arts flourished
during the 1940ies and 1950ies. In fact, the Humanities, along with higher
education, enjoyed a golden era. Historians re-defined their role in the halls
of learning. Most rejected the so-called “scientific history” borrowed from
Germany and they discarded the precept that the historian was a neutral
observer who stood outside of the history he was describing or writing. The
historian again accepted his role as a moral critic and stressed once more the
importance of individual personality in the making of historical decisions,
emphasizing contingency and chance. He became a humanist concerned
with metaphysical and theological aspects of an age. Arnold Toynbee set
the pace, exemplifying the new history and rejecting the “scientific history”
which said that an era was entrapped by an amoral society and a neutral
universe. Arthur M. Schlesinger, Jr., writing about the coming of the
1975]
Klement— History and Humanities
77
American Civil War, told us that causes and crusades were ennobling and
that they gave dignity to man18.
But Vietnam, both as an anti-Communist crusade and a policy,
degenerated into a fiasco and a dilemma. The young, seeing many of their
generation becoming victims of Vietnam, took the lead in challenging old
values and old practices, and the 1960ies ushered in an era of change
reminiscent of the 1830ies. A wave of social consciousness enveloped the
nation. Egalitarianism became a religion, with activities challenging the old
institutions and practices and norms.
The restless 1960ies posed some special problems for historians. Radicals,
recognizing that tradition and devotion to the past negated change, put
history on a contrived “enemies list.” They saw history as upholding the
old, bolstering the institutions some wanted to tear down. They imagined
that the Humanities and the liberal arts had failed society, and they talked
of relevancy and immediacy and existentialism. Masters of inconsistency,
they repeated historical statements to downgrade history. They relished the
comment made by Henry Ford (for whom they had naught but contempt)
when he said “History is more or less bunk”19. They repeated the
characterization of history by Augustine Birrell, writing about Thomas
Carlyle, when the English essayist spoke of that “great dustheap called
‘history’”20. They liked Voltaire’s statement: “History is little more than a
picture of human crimes and misfortunes”21 and the similar words of
Edward Gibbon when he said that history was “indeed little more than the
register of the crimes, the follies, and the misfortunes of mankind”22. Their
favorite, however, was a quotation of Paul Valeiy, a French poet and critic:
“History is the most dangerous prodjct evolved from the chemistry of the
intellect. . .History will justify anything. It teaches precisely nothing, for it
contains everything and furnishes examples for everything”23.
These radicals selected and distorted, like Hitler in his own day. And
naturally they ignored the advice of sages. They turned their backs upon
Santayana’s aphorism that nations and people who did not know their past
were destined to repeat their mistakes24. They could not accept a comment
made by Oliver Wendell Holmes, Jr., a jurist who possessed a social
conscience — Holmes said, “. . .a page of history is worth a volume of
logic”25. Nor did they have any respect for Sir Walter Scott, who put up a
signpost for the floundering prelaw student: “A lawyer without history or
literature is a mechanic, a mere working mason; if he possesses some
knowledge of these, he may venture to call himself an architect”26.
The excesses of the radicals of the 1960ies discredited their cause.
Students who had participated in campus riots and violence excused their
conduct as “the indiscretions of youth.” A tone of sensibility and saneness
is now returning to the campuses. The Humanities and liberal arts are being
rediscovered and are regaining respectability. Relevancy as a term of
approbation has lost its charm. Sensible folk are again emphasizing that
man possessed an intellect and a spirit as well as a body, and that, while
mammon feeds the body, the Humanities nurture the mind, attaching fibers
7 8 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
of dignity and humanity to it. “Man cannot live by bread alone.”
Self-restraint will again become a virtue and the cultivation of personal
knowledge and dignity will again be regarded as desirable. The Humanities,
with history tagging along, will again regain the prestige which once was
theirs. A man is free only if he removes the shackles which make him a slave
to the mundane, if he respects the lasting human values, and if he cultivates
the attributes which make him a distinctive, intelligent creature. Man, as a
mortal being, does not reside with the angels, but neither does he belong
with the swine in the pigpen.
Science does not hold all of the answers for mankind. George Santayana
gave men excellent advice in a poem entitled “O World Thou Choosest
Not:”
O World, thou choosest not the better part!
It is not wisdom to be only wise,
And on the inward vision close the eyes,
But it is wisdom to believe the heart.
Columbus found a world, and had no chart,
Save one that faith deciphered in the skies;
To trust the soul’s invincible surmise
Was all his science and his only art27.
As the unsure 1970ies leave the restless and rebellious 1960ies behind,
three groups of historians woo Clio, seeking her favor and trying to seduce
her. One group represents the quantitative historians who tell Clio that
history is a numbers game. Some quantifiers have opened up new avenues
for research; others have become slaves of statistics and they have made
history sterile — see Edward Pessen’s book, Riches , Class , and Power before
the Civil War , a graceless compilation of charts and tables interlaced with
dull generalizations28.
The second group consists of those who believe that psychology holds the
key to the explanation of the actions of individuals or groups29. These
historians are entranced with words like “ego,” “repression,” “mother-
figure,” and “psychic trauma.” They speak of psychobiography and
psychohistory and hold up Erik Erikson’s study of Martin Luther as a
model30.
The third group, self-styled “the New Left,” consists of historians
addicted to socialism. They see competitive capitalism as the root of all evil,
regard the American foreign policy as imperialistic and Russia’s policy as
simply the reaction to America’s, and hold that liberalism is a false and
outdated ideology31.
But if Clio were wise— and I believe she is — she will not listen to the
blandishments of those who would lead her out of the garden and into the
woods. For in the garden the flowers bloom, the bees seek honey, the
hummingbird wings gracefully, the mockingbird gives its recital of song, the
dewdrops turn silvery in the morning sun, and the sweet and mystical
fragrance of roses fills the air. Clio will tell her would-be seducers that
1975]
Klement — History and Humanities
79
history belongs with the Humanities and that the Humanities have the
responsibility of making men humane — they are expected to practice
civility, courtesy, politeness, humility, and good behavior. Education
should produce human beings who think and feel deeply and who can take
flights of imagination outside the world of reality and into untold realms of
beauty. It should produce persons who treat others with compassion,
consideration, and justice. Society should not train people to be lawyers,
doctors, teachers, clergymen, or businessmen, but it should educate so that
those who follow the professions are real persons, i.e. , personalities who are
lovable and humane and who make their living through the professions or
business. The more hatred and intolerance and injustice we find — the more
inhuman men become — the greater the need for the Humanities.
ACKNOWLEDGMENT
The author hereby expresses his thanks to Miss Helen Wanken, a graduate student and
research assistant in the History Department, Marquette University. Miss Wanken provided
nearly every one of the footnotes, corrected errors in the quotations, substantiated some of the
generalizations through further research, and helped transform a general paper into a scholarly
one.
NOTATIONS
1 . The trivium included grammar, logic, and rhetoric whereas the four sciences (geometry,
astronomy, arithmetic and music) constituted a three-year program. Together they made up the
seven liberal arts.
2. Otto Allen Bird, “Humanities,” Encyclopedia Britannica : Macropaidia (15th edition,
Chicago, 1974), VIII, 1180.
3. Cicero, DeOratore, Book II, Section 36. (translated by E. W. Sutton, Cambridge: Harvard
University Press, 1942.)
4. Ibid., Section 62.
5. Georg Wilhelm Friedrich Hegel, The Philosophy of History, translator, J. Sibree (New
York: Wiley Book Company, 1944), p. 6.
6. H. G. Wells, The Outline of History, II (New York: The Macmillan Company, 1920), p.
572.
7. Stated in a speech (defending Neville Chamberlain) in the House of Commons on
November 12, 1940.
8. Willa Gather, O Pioneers, (Boston: Houghton Mifflin Company, 1937), pp. 56-57.
9. Hans Kohn, The Idea of Nationalism: A Study of Its Origins and Background (New York:
The Macmillan Company, 1944), p. 16.
10. Nationalism of the 1890ies also underwrote the nativistic movement of the era, helped
bring the world’s fair of 1892-93 into being, and fastened the melting pot theory to American
life. Israel Zangwill wrote his famous book, The Melting Pot, in 1914.
11. Anglomane, “Bull and Nongtongpaw,” Fraser's Magazine 30 (October 1844): 418.
12. Gurowski, Diary . . . from March 4, 1861, to November 10, 1865 (3 vols., Washington,
1862-1866), 3: 398.
13. John Emerich Edward Dalberg- Acton, The History of Freedom and Other Essays
(London: Macmillan and Company, 1907), p. 149.
14. The paper was the Illinois Staats-Anzeiger (Springfield). He bought it on May 30, 1859 and
sold it back to the original owner shortly before his inauguration.
15. University of Wisconsin Faculty, War Book of the University of Wisconsin: Papers on the
Causes and Issues of the War (Madison: University of Wisconsin, 1918). Merle Curti and
Vernon Cars ten son, The University of Wisconsin, 2 vols., (Madison: University of Wisconsin
80
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
Press, 1949), II, p. 1 19 merely says “the historians made their contributions to the propaganda
campaign.’’ In effect, the co-authors sweep an important affair under the rug.
16. T. S. Eliot, “Gerontion,” The Complete Poems and Plays: 1909-1950 (New York:
Harcourt, Brace and World, Inc., 1958), p. 22.
17. Thomas Moore, “The Sceptic,” The Poetical Works of Thomas Moore, A. D. Godley, ed.
(London: Oxford University Press, 1924), p. 144.
18. Arthur M. Schlesinger, Jr. “The Causes of the Civil War: A Note on Historical Sentimen¬
talism,” The Partisan Review 16 (October 1949): 969-981.
19. Charles N. Wheeler, who interviewed Henry Ford, incorporated the quotation in an article
published in the Chicago Tribune, May 25, 1916.
20. Augustine Birrell, Obiter Dicta, First Series (New York: Charles Scribner’s Sons, 1915), p.
10.
21. Francois Marie Arouet de Voltaire, L’lngenu and Histoire de Jenni, J. H. Brumfittand M.
I. Gerard Davis, eds. (Oxford: Basil Blackwell, 1960), p. 29.
22. Edward Gibbon, The Decline and Fall of the Roman Empire, 2 vols., (New York: The
Modern Library, N.D.), I: 69.
23. Paul Valery as cited in Ferenc M. Szasz, “The Meanings of History,” The Historian 30
(February 1968): 242.
24. George Santayana, The Life of Reason: Vol. I: Introduction and Reason in Common
Sense (New York: Charles Scribner’s Sons, 1924), p. 284. The exact citation is “Those who
cannot remember the past are condemned to repeat it.”
25. Holmes, in New York Trust Co. v. Eisner, 256 U.S. 345, 349 (1925).
26. Sir Walter Scott, Guy Mannering, 2 vols. (Boston: Houghton Mifflin Company, 1912), II:
75.
27. George Santayana, “Sonnet III,” Poems (New York: Charles Scribner’s Sons, 1923), p. 5.
28. Edward Pessen, Riches, Class, and Power Before the Civil War (Lexington,
Massachusetts: D. C. Heath, 1973).
29. Jacques Barzun discredits advocates of quantitative history and psycho-history in an
interesting and well-written book, Clio and the Doctors: Psycho-History, Quanto-History and
History (Chicago: University of Chicago Press, 1974). Barzun believes that efforts to transform
history into a social science result from the historians’ wishes to overcome the uncertainty of the
discipline. He states that “the desire to understand is undone by the rival desire to quell uncer¬
tainty through reductive ideas.” One reviewer (Arthur Schlesinger, Jr.) wrote, “Every student
of history will wish to read Jacques Barzun’s brilliant defense of the humanity of history against
the reductionism of the new historical technologies.”
30. Erick Erikson, Young Man Luther: A Study in Psychoanalysis and History (New York:
Norton, 1958).
31. See, for instance, Barton J. Bernstein, ed., Politics and Policies of the Truman
Administration, (Chicago: Quadrangle Books, 1972).
THE AMERICAN CHESTNUT IN WISCONSIN
Craig D. Tiedemann
and
Edward R. Hasselkus
University Wisconsin —
Madison
INTRODUCTION
The American chestnut, Castanea dentata (Marsh.) Borkh., was one of
the most economically and ecologically important tree species in the eastern
United States in 1900. The species was most abundant in the southern
Appalachian mountains, where it comprised about 25 per cent of the forest
stand on some 33 million acres.
However, 50 years later the American chestnut was practically extinct
within its native range. One of the most virulent and destructive plant
diseases ever known, chestnut blight, destroyed the equivalent of over 9
million acres of pure American chestnut after the blight was introduced
from Asia around the turn of the century (U.S.D.A., 1964).
Wisconsin lies completely outside the native range of chestnut. Settlers
from the eastern states established American chestnut trees here in the mid
to late 1800ies. So far, these isolated trees and their progeny have escaped
infection by the blight. They constitute a significant portion of the
genetically pure American chestnuts left in the world.
TAXONOMY
The genus Castanea is associated with the oaks ( Quercus ) and beeches
( Fagus ) in the family Fagaceae.
Castanea consists of 12 or 14 species in 3 sections, all native to the
northern hemisphere. Castanea dentata belongs to section Castanea, along
with C. sativa Mill., European chestnut; C. mollissima BL, Chinese
chestnut and C. crenata Sieb, and Zucc., Japanese chestnut. Members of
section Castanea produce 3 nuts per bur. The chinkapin species of the
southeastern United States comprise section Balanocastanon. Members of
this section produce 1 nut per bur (Elias, 1971).
All of the Castanea species so far investigated, including C. dentata and
all species mentioned above, have a chromosome number of 2n = 24
(Jaynes, 1962).
81
82 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
DESCRIPTION
In the southern Appalachians, American chestnuts were fast growing,
and often attained heights of 60 to 90 ft with trunk diameters of 3 to 5 ft at
4.5 ft from the ground (Saucier, 1973). The leaves are lance-shaped with
coarse teeth that point forward toward the narrow, pointed tip. The bark on
the trunk and larger limbs is dark brown and shallowly fissured, with flat
ridges.
Forest-grown trees are tall and very upright with few or no branches near
the ground. Open-grown American chestnuts have a round to upright oval
growth habit. Chestnuts sprout prolifically near the base, and open-grown
trees may as a result be multi-trunked. Chestnut stumps also resprout
vigorously. A forest-grown tree with 4 large trunks arising from a single old
stump is present in Bayfield county.
American chestnut heartwood is grayish brown or brown and resembles
that of oak. It is moderately light in weight, easily worked and glued, and is
very decay-resistant, equaling bald cypress and redwood in this last respect.
Chestnut wood contains 6 to 10% tannin and both it and the bark were
important tannin sources. Other uses include pulp, lumber, utility poles,
rail ties, fenceposts, mine timbers, shingles, barrel staves and fuel (Saucier,
1973).
Chestnuts begin blooming when fairly young. Four to 6 year old saplings
often flower when grown under good conditions (Jaynes, 1969). Unisexual
flowers of both sexes are present on the monoecious plants. The flowers are
borne in stiff catkins arising from the leaf axils. The catkins in the lower
leaf axils mature first. These are wholly staminate, about 4 to 8 in long, and
are creamy white with a sickly sweet odor. Blooming dates of individual
plants vary, but the staminate catkins usually mature during the first week
of July in southern Wisconsin. Female flowers occur in clusters of 3 inside a
prickly green involucre. One or more of these clusters is borne near the base
of a shorter, bisexual catkin. The bisexual catkins are uppermost on the
shoot, and so mature about a week later than the staminate catkins. Jaynes
(1969) suggested that chestnuts are both wind and insect pollinated.
All Castanea species and hybrids require cross-pollination to produce
viable nuts. Trees must be planted within 200 feet of one another to ensure
pollen transfer. A scion from a different chestnut tree grafted onto an
isolated plant can serve as a pollen source (Jaynes, 1969). Following
pollination of 1 or more of its female flowers, the involucre develops into a
protective, globular bur 2 to 2.5 in. in diameter and densely covered with
sharp branched spines (Fig. 1).
The bur splits open along 4 lines when it matures in early October,
exposing 1 to 3 nuts. The brown nuts are about 1 in long and 0.75 in wide,
and range in weight from 75 to 150 nuts per pound (Jaynes, 1969). The
kernels are sweet and edible after roasting or boiling. They are starchy
rather than oily, and contain 40 to 45% carbohydrates, 5% oil and 50%
water, when fresh (Jaynes, 1969).
1975]
Tiedemann and Hasselkus — Chestnut in Wisconsin
83
FIGURE la Bark character of American chestnut. Note basal sprouts. (Dane County)
84
Wisconsin A cademy of Sciences, A rts and Letters [ Vol . 63
lb Flowering catkins of American chestnut. (July 4, 1973 Trempealeau County)
lc Mature chestnut burs with nuts (October 6, 1973, Trempealeau County)
1975]
Tiedemann and Hasselkus — Chestnut in Wisconsin
85
PROPAGATION
American chestnut is easily propagated from seed, if the seed is stratified,
as soon as it is ripe, with an equal volume of barely damp sphagnum moss,
peatmoss, sawdust or sand in polyethylene bags or ventilated cans at 32 to
40F. The nuts begin to desiccate and die if stored dry at room temperature
for more than a few days. Stratified chestnuts begin germinating after about
3 months. When the nuts begin to sprout, they should be planted or the
storage temperature lowered to slightly below 32 F. Plant the sprouting nuts
at depth of an inch or less. Germination is hypogeous. The nuts may be
sown directly outdoors in the fall at a depth of 1 in, where the cold winter
temperatures will substitute for artificial stratification (U.S.D.A., 1948).
No inexpensive method of asexual chestnut propagation has been
developed. Air layering, budding and hardwood cuttings are all
unsatisfactory (Jaynes, 1969). American chestnut is readily grafted,
although the graft union between a scion and stock of different Castanea
species often fails after 1 to 5 years (Jaynes, 1974). Moore (1963) and Jaynes
(1965, 1967) have both reported on the use of the nut graft in chestnut
propagation.
Stooling is used to propagate own-root plants of European chestnut
cultivars in France (Jaynes, 1969), while recent research indicates that
juvenile chestnut cuttings treated with high auxin concentrations can be
rooted under mist (Jaynes, 1974).
Rabbits and rodents relish chestnut seeds and seedlings; thus they require
wire protection for several years. Chestnuts develop a strong taproot and
are difficult to transplant when more than 2 years old, unless they have been
root pruned.
CULTURAL REQUIREMENTS
American chestnut is intermediate in shade tolerance, along with white,
red and black oak (Baker, 1949). Cain (1931) noted that American chestnut
occurred on acid soils, from pH 4.6 to 5.3, in the Great Smoky mountains.
No symptoms of iron chlorosis, associated with acid soil-requiring plants
that are grown in neutral or alkaline soils, have been observed on American
chestnuts growing in Wisconsin. American chestnuts tolerate a wide variety
of well drained soils. Light, sandy soils provide better drainage than heavier
clay soils. An ideal site for American chestnuts is a sunny, well drained
hillside with sandy loam soil (Wyman, 1971).
DISEASES AND PESTS
Chestnut blight is the most serious disease of American chestnut. Diller
(1965) and Beattie and Diller (1954) gave excellent accounts of this disease
and its history in the United States.
86 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
The fungus that causes chestnut blight, Endothia parasitica (Murr.)
A.&A., is indigenous to China, Korea and Japan. It was introduced into the
United States on infected Asiatic chestnut nursery stock sometime before
1904, when blighted American chestnuts were first noticed in the New York
Zoological Park. There was no plant quarantine law prior to 1912, or the
diseased Asian plants might have been discovered and destroyed. Chestnut
blight spread through the native range of American chestnut at the rate of
about 20 miles a year, and reached the last stronghold of native American
chestnuts, the southern Appalachians, by the early 1950ies. A few American
chestnuts still survive at high elevations in the Great Smoky mountains,
apparently because the blight organism is poorly adapted to the conditions
there (Price, 1973).
The blight fungus invades a chestnut stem through wounds and kills the
phloem and cambium, producing a swollen or sunken canker. The canker
enlarges until it girdles the stem and kills the portion above the canker.
Watersprouts often develop below the canker. The blight reinfects the stems
repeatedly until the tree is killed to the ground.
American chestnut is the least blight-resistant Castanea species, followed
by European chestnut and the chinkapin species. Chinese chestnut is the
most blight-resistant species, followed by Japanese chestnut. Other
blight-susceptible plants growing in the United States include golden
chinkapin, Castanopsis chrysophylla (Hook.) DC. (Hepting, 1971); post
oak, Quercus stellata Wangenh. (Clapper et al., 1946); live oak, Q.
virginiana Mill. (Peacher, 1969) and, probably, pin oak, Q. palustris
Muenchh, (Stipes and Phipps, 1971). The blight fungus also occurs on
maple, hickory and sumac, but causes little or no damage to these species
(Diller, 1965).
The root bark of American chestnut is highly resistant to blight infection,
even after inoculation (Graves, 1926). Thus the root system remains alive
and capable of sprouting for years after the trunk has been killed. Sprouts
are still occasionally found within the native range of American chestnut,
and may remain alive long enough to produce a few nuts before they
contract the blight and die. These sprouts plus the chinkapins, cultivated
oriental chestnuts and blight-susceptible oaks all serve as hosts for Endothia
parasitica and provide for the continuing production of chestnut blight
inoculum in the eastern United States.
A few large American chestnuts have been found that are blighted but
alive and appear to resist the disease. Some of these are being used in the
breeding programs of the University of Tennessee (Thor, 1973) and of the
National Parks and Conservation Association (Sayers, 1974).
Castanea dentata has been crossed with C. mollissima , C. crenata and
several other Castanea species in the breeding programs of the United States
Department of Agriculture and the Connecticut Agricultural Experiment
Station in attempts to develop a blight-resistant, timber type chestnut
adapted to eastern United States forests. The Connecticut program is still
1975] Tiedemann and Hasselkus— Chestnut in Wisconsin 87
in operation, headed by R. A. Jaynes. Both programs have developed
promising hybrid cultivars, but the difficulty of asexual propagation has
limited their use in reforestation.
The fungicide benomyl inhibits the growth of Endothia parasitica in
chestnut trees, when applied as a soil drench (Jaynes and Anagnostalsis,
1971) or pressure injected into the trunk (Jaynes, 1974). Inoculation
experiments have demonstrated that American chestnut is susceptible to
oak wilt, a disease caused by the fungus Ceratocystis fagacearum (Hepting,
1971). American chestnut is also subject to root crown canker, caused by
the soil-borne fungus, Phytophthora cinnamomi. Conditions favoring
Phytophthora attack include a high water table and heavy soil (Jaynes,
1969). American chestnut is not subject to any serious leaf diseases.
Major chestnut pests include several species of weevils whose larvae infest
and destroy the nuts, and the bicolor and two spotted mites, which attack
the leaves (Jaynes, 1969).
WISCONSIN AMERICAN CHESTNUTS
The oldest published report of American chestnuts in the state (Trans.
Wis. Agr. Soc., 1858-1859) tells of an exhibition of chestnut burs by Jacob
Lowe of Loweville in Columbia county that won a prize from the State
Agricultural Society. The burs were from 8 year old, 16.5 ft seedlings in his
garden, said to be the first grown in the state. The report also mentions that
American chestnuts grow rapidly and might be valuable to plant for fencing
timber. Lapham et al. (1867) mentioned that American chestnuts had been
planted and were producing nuts in Wisconsin. He recommended that more
be planted for their valuable nuts, which commanded the highest price of
any nut, $9 or 10 per bushel in New York City. Lapham also encouraged the
planting of American chestnuts because they are adapted to poor, sandy or
gravelly soils, are fast growing and provide fine, rot-resistant wood.
Mature American chestnut trees occur in several states besides Wisconsin,
including Illinois, Iowa, Michigan, Missouri, California, Oregon and
Washington (Fig. 2). None of the surviving American chestnuts outside its
natural range are regarded as being blight-resistant, but rather as having
escaped infection (Diller and Clapper, 1965).
The isolation of the scattered Wisconsin chestnuts, the historical lack of
other blight-susceptible plants in the state and the prevailing westerly winds
are natural barriers to the entry of chestnut blight into Wisconsin.
However, there is a continuing danger that the gap between the Wisconsin
chestnuts and the blight area to the east could be bridged. For this reason
the seedling distribution project undertaken by the Wisconsin Conservation
Department from 1942 to 1944 was discontinued. The project was begun by
William Brener, the former Superintendent of the Griffith State Nursery at
Wisconsin Rapids, after he discovered the large grove of American
chestnuts in Trempealeau county. The Trempealeau county grove was the
88
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
FIGURE 2 Nautral distribution of American chestnut in the United States and Canada (after
Saucier, 1973)
sole seed source for the project (Brener, 1974). A total of 51,000 seedlings
were distributed during the 3 years of the project (Brener, 1953). Wakelin
McNeel of the Wisconsin College of Agriculture, who was known as
“Ranger Mac” on his radio programs, was very active in distributing
chestnut seedlings to high school agriculture instructors and county
extension agents. The fate of most of these chestnut seedlings is unknown,
1975] Tiedemann and Hasselkus— Chestnut in Wisconsin 89
but it may be assumed that those that were not protected from rabbits and
rodents had a high mortality rate.
The chestnut distribution project was discontinued when Brener learned
of the possibility that an increased American chestnut population could
make it easier for the blight to gain a foothold in and spread through
Wisconsin.
The largest American chestnut tree in Wisconsin is located in the largest
chestnut grove in the state on the Einar Lunde farm in Trempealeau county.
It is 11 ft in circumference at breast height (4.5 ft above ground), 67 ft tall
and has a spread of 55 ft. The Wisconsin record tree was formerly the
national champion as well (Scott, 1960), but has now been superseded by an
American chestnut in Oregon City, Oregon that is 15 ft 8 in in
circumference at breast height, 90 feet tall and has a spread of 64 feet
(Pomeroy and Dixon, 1966).
At the northernmost margin of its natural range in New York state and
New England (Saucier, 1973), American chestnut occurred in areas included
in the United States Department of Agriculture’s plant hardiness zone 4, in
which average minimum winter temperatures are -30 to -20 F (U.S.D.A.,
1960). A healthy American chestnut with no apparent winter injury is
growing in Spooner, Wisconsin, a locality included in U.S.D.A. plant
hardiness zone 3, where average minimum temperatures range from -40 to
■=30 F (Fig. 3).
American chestnuts grow rapidly in Wisconsin. A closely spaced pair of
20 year old chestnuts growing in full sun at 1721 Hickory Drive, Madison*
were 2 ft 1 in and 1 ft 1 1 in, respectively, in circumference at breast height
and both were 25 ft tall. As the 2 trees were planted only about 2 ft apart,
some mutual stunting may have occurred. The 2 chestnuts at the Wisconsin
Dells Ranger Station, growing in full sun and transplanted once as
seedlings, were approximately 20 years old when they were measured. Low
crotches hindered accurate measurement of their circumferences at breast
height, but this measurement was approximately 2 ft in both cases. They
i were both about 25 ft tall, with spreads of about 23 ft.
LOCATIONS OF WISCONSIN CHESTNUTS
Key to abbreviations: cbh: circumference at breast height (4.5 ft from ground)
h: height
s: spread
ADAMS COUNTY
Birchcliff Resort: 0.5 mi N. of Wisconsin Dells on River Road, SW !4 sec. 34, T-14-N, R-6-E
-1 large tree about 150 yd S-SW of Loomis house: 2 trunks, one 7’8”, the other 5’9” cbh; 50’ h;
46’ s
*W. E. Scott residence
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Wisconsin Academy of Sciences , Arts and Letters
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FIGURE 3 Distribution of American chestnut trees and groves in Wisconsin, with plant
hardiness zones (after U.S.D.A. 1960) Zone 3 -40 to -30 F; Zone 4 -30 to -20 F; Zone 5
-20 to -10 F
-9 fruiting trees plus seedlings and saplings near large tree: largest is 5’ cbh
-4 fruiting trees near Loomis house: largest is 5 ’6” cbh
-2 fruiting trees N of pool: largest is 4’1L’J cbh
-Measured July 2 and 28, 1973, by Craig Tiedemann
According to Damon Loomis, the former owner of the resort who still owns most of the chest¬
nuts, there were 2 trees present on the property when his father purchased it in 1916. One of the
original trees is still present; the other died recently, probably as a result of lightning because a
crack is present along the length of the trunk. Damon planted the trees near the pool and house
after digging them as seedlings from around the original 2 trees. Leo Sims of Middleton,
Wisconsin, is the present owner of the resort.
1975]
Tiedemann and Hasselkus— Chestnut in Wisconsin
91
BAYFIELD COUNTY
Springhill Orchard: 1 mi W of Hwy. 13 on Hwy. J, S Va sec. 15, T-50-N, R-4-W
-1 large, 4-trunked tree in woods 100 yds. NE of house: 3’6”, 2’, 3’8.5”, 3’4” cbh; 55’ h
-10 seedlings and saplings 25 yd SE of large tree
-9 fruiting trees along gully E of house: largest is 3 ’2” cbh; 35’ h
-Measured August 17, 1974, by Craig Tiedemann
According to owner Ralph Mueller, the property was first purchased by people named Ritten-
hause who came from New Jersey in the 1800ies, but nothing is known of the origin of the
chestnuts.
The stump from which the multiple-trunked tree arises was assumed to have been left after a
logging operation about 45 or 50 years ago removed the parent tree (Volavka and Muhvich,
1971).
COLUMBIA COUNTY
Wisconsin Dells Ranger Station: River Road, Wisconsin Dells, sec. 3, T-13-N, R-6-E
-2 trees, one 1 ’10” cbh; 26’ h; 23.5’ s and the other 2’ cbh; 25’ h; 23’ s
-Measured July 28, 1973, by Craig Tiedemann
According to a ranger at the station, the trees were planted about 16 years ago as 3 to 5 year old
seedlings obtained from the Birchcliff Resort in Adams County.
DANE COUNTY
Longenecker Horticultural Gardens: University Wisconsin Arboretum-Madison
-arboretum nursery: 2 trees, one in E belt II, row 2 is 1’ cbh; 15’ h; 15’ s and fruiting heavily;
the other one in E belt II, row 5 is smaller and not fruiting
-Longenecker Gardens, NE section: 4 trees, the largest is 8.5” cbh; 15’ h; 8’ s
-Measured August 15,1 974, by Craig Tiedemann
H. D. Tiemann, a former Forest Products Laboratory Director, presented these chestnuts to
the UW-Madison arboretum (date unknown).
826 Minakwa Drive, Madison
-5 closely spaced trees along Briarhill Road: the largest is 3 ’4” cbh, and all bear fruit
-Measured October, 1973, by Craig Tiedemann
According to Mrs. Cora Schlinkert, the owner of the property, a contractor named Leland
Bancroft planted the trees at about the time he built the house, which was approximately 25 years
ago.
92 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
600 Chapman Street, Madison
-1 small sapling in curb strip
October 14, 1974, by Craig Tiedemann
Dean E. A. Gaumnitz: 5114 Milward Drive, Madison
-2 bearing age trees: one 3’7” cbh, 45’ h. 24’ s; the other 1’6” cbh, 22’ h
November 23, 1974, by Craig Tiedemann
The largest tree was present when the property was purchased in 1956, according to Mr.
Gaumnitz. A man named Dietz owned the property before 1956.
Walter Scott: 1721 Hickory Drive, Madison
-2 trees spaced 2’ apart: one 2’1” cbh, and the other I’ll” cbh; both 25’ h; 20’ s; both fruit
heavily
-Measured September 15, 1973, by Craig Tiedemann
According to Walter Scott, these trees were planted in mid-April, 1954, and the seeds were
obtained from the Lunde farm in Trempealeau County.
311 Few Street, Madison
-1 tree: 4’ cbh
-Measured October 12, 1973, by Craig Tiedemann
Property is owned by Bob Hamilton, Middleton.
Nevin Fish Hatchery: Fish Hatchery Road, S of Madison
-1 tree: 10’ h
-Measured April 10, 1974, by Craig Tiedemann
Mark T. Purcell: 3210 Nottingham Way, Arbor Hills
1975]
Tiedemann and Hasselkus — Chestnut in Wisconsin
93
-1 tree? 6-7” diameter
Tree existed in fenceline when property was purchased 15 years ago.
(Schreder, 1970)
Phil Smith property: Rutland Twp. sec. 29, T-5-N, R-10-E
-1 tree: 2-2.5” caliper
1970 by Phil Smith (Schreder, 1970)
Lake Kegonsa State Park: NW lA sec. 20, T-6-N, R-ll-E
-1 tree: 8’5” cbh
-Measured July 7, 1973, by Craig Tiedemann
Chestnut is at the north edge of the woods across the railroad tracks where Pattison Road
makes a sharp bend, just north of the Yahara River.
FOREST COUNTY
Yard: 0.5 mi S of Pickerel Lake, SW14 sec. 32, T-34-N, R-13-E
-1 tree: 25’ h
M. Nee, August 8, 1971 (UW-Madison herbarium)
GRANT COUNTY
Glenhaven
-1 tree: 9’1” cbh
Measured June 13, 1973, by Craig Tiedemann
Tree located on the hillside about 40 yds behind postmaster Floyd Fralick’s house on the N
side of Hwy. V
Harmon Bunt farm: Millville Twp. SW lA sec. 5, T-6-N, R-5-W
-number and size unknown
Herbarium specimen (UW-Madison) collected by L. J. Musselman, May 21 , 1968
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Wisconsin Academy of Sciences, Arts and Letters
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GREEN LAKE COUNTY
American Baptist Assembly Grounds: 2 mi W of Green Lake on Hwy, 23
-11 fruiting trees at sharp bend on Aisle of Pines, SW !4 sec. 25, T-16-N, R-12-E: largest is
4’6.5” cbh
-14 fruiting trees in 3 rows E of Lovers’ Lane and S of an open field, NW Vi sec. 30, T-16-N,
R-13-E: largest is 4’ 11” cbh
-Schreder (1970) reported finding 3 trees near the log house and 1 tree near the intersec¬
tion of Circle Drive and Broad Highway, but they could not be located
Measured November 21, 1973, by Craig Tiedemann
According to Dr. J. E. Dollar, resident director, the chestnuts were introduced by Mrs. Victor
Lawson, the wife of the original owner of the estate, about 1910 (Schreder, 1970).
KENOSHA COUNTY
Richard Lindl residence: Petrifying Springs Park Sec. 11, T-2-N, R-22-E
-12 small trees
(Schreder, 1970)
Trees planted in 1962 from seeds obtained at the Lunde farm in Trempealeau County.
LAFAYETTE COUNTY
Raymond L. Sweeney residence: South Wayne
-1 tree: size unknown
According to Mr. Sweeney, the tree was planted in 1 968 from a seed obtained from a chestnut
tree near Lena, Illinois.
MARQUETTE COUNTY
Front yard of residence: 1 or 2 blocks E of Hwy. 23-22 junction on Hwy. 23, Montello
-1 tree: size unknown
-Confirmed 1974 byE. R. Hasselkus
Tony Zelencik property: Town of Springfield Sec. 22, T-17-N, R-8-E
-1 tree: size unknown
-Confirmed 1960 byE. L. Vinton (Schreder, 1970)
1975]
Tiedemann and Hasselkus— Chestnut in Wisconsin
95
OUTAGAMIE COUNTY
Carl Wettengel cottage: On Hwy. T about 0.5 mi S of Hwy. 45 NW !4 sec. 34, T-22-N, R-15-E
-3 trees in the NW section of the pine plantation behind the cottage: largest is 3 ’0.5” cbh
According to the chestnut distribution records kept by the Griffith State Nursery, 325
seedlings were sold to Mrs. George R. Wettengejirrfhe spring of 1943. These trees are apparently
all that remain.
PIERCE COUNTY
Courthouse grounds: Ellsworth
-1 tree: 53” cbh
Measured 1959 by forester Eugene P. Ruetz
SAUK COUNTY
Edward Nisham residence: 226 N Pine Street, Reedsburg
-1 tree: 6’9.5” cbh
According to Mrs. Nisham, the tree may have been brought from New Hampshire or
Vermont. It is in a state of decline.
Simon Dischler farm: Sumpter Twp. SE XA sec. 6, T-10-N, R-6-E
-5 large trees in woods on steep hillside S of the house, about 30 yards from the base of the hill:
the largest 3 are 84.5”, 69.5” and 65” cbh
(Schreder, 1970)
The trees reportedly were planted around 1900 by a member of the Abbott family, the original
owners of the farm (Schreder, 1970).
River Valley School Forest - Spring Green Unit: 1 mi N of Wisconsin River on Hwy, 23, Between
sec. 18 and sec. 19, T-8-N, R-3-E
-31 trees in a row spaced 7’ to 10’ apart along the S edge of a pine plantation; a few seedlings
present also: largest is 3’ 11” cbh, 40’ h, 30’ s
-Measured June 13, 1973, by Craig Tiedemann
Most of the trees are multi-trunked. The chestnuts are growing on the well-drained brink of a
sandy bank, only a few yards from silver maples, river birches and other river bottom trees.
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Wisconsin Academy of Sciences , Arts and Letters
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SHAWANO COUNTY
Hayman Falls County Park: Pella Twp. Sec. 7, T-26-N, R-14-E
-1 small sapling
Planted in June 1970, by Larry M. Fenton, Shawano.
TREMPEALEAU COUNTY
Einar Lunde farm: 3 mi E of Trempealeau, Caledonia Twp. NW!4 sec. 29, T-18-N, R-8-W
-26 large trees in an E-W row behind the house, along with several hundred seedlings, saplings
and young trees: the largest is the state record American chestnut and is IT cbh, 67’ h and
55’ s, the second largest is 11’ 6.5” cbh, 49’ h, 46’ s
Measured July 4, 1973, by Craig Tiedemann
According to the Tremealeau County Register of Deeds, a land grant was issued to Bestwick
Beardsley in 1854 for the farm on which the chestnuts grow. According to Albert G. Johnson of
the Minnesota Landscape Arboretum who talked to the late O. E. Beardsley, a former owner of
the farm, in the early 1940’s, the trees were brought from New York and planted in the 1880ies
(West, 1974). Lunde purchased the farm in 1952. He has encouraged the natural reproduction of
the trees, and set out some young chestnuts in rows. Lunde is able to sell all the nuts he can
gather, mostly to chestnut breeding programs in the eastern states. Many of the older chestnuts
are in a state of decline.
VERNON COUNTY
Brick house and barn: W side of Hwy, 14-61, just S of LaCrosse County, Hamburg Twp.
NW'/4 sec. 3, T-14-N, R-6-W
-1 live chestnut: 7’8.5” cbh, 48’ h
-2 dead chestnuts; Schreder reported dead in 1970
Measured September 7 , 1 973 , by Craig Tiedemann
Formerly the Koethe Nursery and later the Northwood Nursery; now a private residence.
WALWORTH COUNTY
Near Main and Cass Streets: Whitewater
-1 tree: 75” cbh, 60’ h and 30’ s
Measured by Dr. Andrew I. Rosenberger in 1941
Observed to be in a state of decline in November, 1974, by E. R. Hasselkus (probably due to
placement of pavement over the root zone of the tree).
WASHBURN COUNTY
214 Elm Street, Spooner
1975]
Tiedemann and Hasselkus— Chestnut in Wisconsin
91
-1 tree: 3*2.5** cbh
Measured July 4, 1973, by Craig Tiedemann
The only American chestnut in Wisconsin known to be growing in U.S.D.A. plant hardiness
zone 3, in which minimum winter temperatures reach -30 to -40F (U.S.D.A., 1960). The tree was
healthy with no signs of winter injury, and was blooming well. Planted by the late Bessie
Nelson, the former owner of the property on which the tree stands.
WAUKESHA COUNTY
Albert Johnson property S 4195 Big Bend Road Waukesha, E lA sec 23, T-6-N, R-19-E
-1 tree, About 100 yds, W of house: 3’8” cbh
Measured June 20, 1973, by Craig Tiedemann
Camp Sidney Cohen: E shore of upper Lake Namahbin, Mill Road, Delafield
-1 tree: 2*9.5” cbh, 40’ h
Measured June 20, 1 973 , by Craig Tiedemann
According to Normal Adelman, camp director, the tree was present on the property when it
was purchased for the camp in the 1930ies.
Charles E. Nelson, Jr. rsidence: 2526 Hwy. ZD, Dousman
-1 young fruiting tree: size unknown
Reported by Walter E. Scott, 1974
WAUPACA COUNTY
Clintonville Clinic: 13th Street, Clintonville
-1 tree: 9*1.5” circumference at 2.5’ from the ground, below a crotch
Measured July 5, 1973, by Craig Tiedemann
There is a young mountainash growing in the rotten crotch.
S side of Town Road: Royalton Twp. Sec. 30, T-22-N, R-13-E
-1 tree, with top cut off at 30’: 28” diameter at breast height
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Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
Confirmed 1970 by John Reynolds (Schreder, 1970)
Just W of old Schoenick Nursery: About 4 mi N of Weyauwega, near Hwy 1 10 Royalton Twp.
-several large trees and some seedlings
Reported September 23, 1970, by acting forestry agent Ray Weber of Langlade County
Just E of Waupaca: near old Hwy. 10, about 100 yds, behind Pennybeckers fruit stand,
Waupaca Twp.
-1 large tree
Reported September 23, 1970, by acting forestry agent Ray Weber of Langlade County
CHESTNUTS REPORTED BUT NOT RECENTLY CONFIRMED
DODGE COUNTY
Schaumberg’s Resort: E side of Lake Emily Sec. 5, T-13-N, R-13-E
Several large trees reported by Earl Loyster of the Department of Natural Resources; in 1973
he informed me that he collected nuts from 2 chestnuts at this location in 1939 and hasn’t seen
the trees since; I searched for them on July 6, 1973, but couldn’t find them (C. Tiedemann).
GRANT COUNTY
Farm near Platteville
September 30, 1957
H. Goder
(UW-Madison herbarium)
KEWANEE COUNTY
Norman Thibadean property (former Dr. Robert Minikan summer estate)
Sugar Bush
Luxemburg Twp.
July 27, 1966
Anselm M. Keefe
(UW-Madison herbarium)
ROCK COUNTY
Clinton
W. E. Scott
SAUK COUNTY
Reedsburg School Forest: Reedsburg
1975]
Tiedemann and Hasselkus— Chestnut in Wisconsin
99
-12 fruiting trees reported by Schreder (1970); I searched the Reedsburg School Forest in the
NW Va see. 27, T-12-N, R-5-E on two occasions, but could not locate them (C. Tiedemann).
ACKNOWLEDGMENTS
The authors wish to thanlTWalter E. Scott for much valuable information, also the patient
Wisconsin landowners who were visited during the study, and Elizabeth S. Tiedemann, who
assisted in many ways.
BIBLIOGRAPHY
Baker, F. S. 1949. A revised tolerance table. I. Forestry 47: 179-181.
Beattie, R. K., and J. D. Diller. 1954. Fifty years of chestnut blight in America. J. Forestry 52:
323-329.
Berry, F. H. 1960. Relative resistance of some chestnut species and hybrids inoculated with the
blight fungus. Plant Dis. Reporter 44: 716-717.
Brener, W. H. 1953. Letter to W. E. Scott.
Brener, W. H. 1974. Personal correspondence.
Cain, S. A. 1931. Ecological studies of the vegetation of the Great Smoky mountains of North
Carolina and Tennessee. Bot. Gaz. 91: 22-41.
Clapper, R. B. 1952. Relative blight resistance of some chestnut species and hybrids. J. Forestry
50: 453-455.
Clapper, R. B. 1954. Chestnut breeding, techniques and results. J. Heredity 45: 106-1 14, 201-208.
Clapper, R. B., G. F. Gravatt and D. C. Stout. 1946. Endothia canker on post oak. Plant Dis.
Reporter 30: 381.
Diller, J. D. 1965. Chestnut blight. United States Department of Agriculture. Forest Service.
Forest Pest Leaflet 94.
Diller, J. D. and R. B. Clapper. 1965. A progress report on attempts to bring back the chestnut
tree in the eastern United States, 1954-1964. J. Forestry 63: 186-188.
Elias, T. S. 1971. The genera of Fagaceae in the southeastern United States. J. Arnold
Arboretum 52: 159-195.
Graves, A. H. 1 926. The cause of the persistent development of basal shoots from blighted chest¬
nut trees. Phytopath. 16: 615-621.
Graves, A. H. 1950. Relative blight resistance in species and hybrids of Castanea. Phytopath. 40:
1125-1131.
Hepting, G. H. 1971. Diseases of Forest and Shade Trees of the United States. United States
Department of Agriculture. Forest Service. Agriculture Handbook 386.
Jaynes, R. A. 1962. Chestnut chromosomes. Forest Sci. 8: 372-377.
100
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
Jaynes, R. A. 1965. Nurse seed grafts of chestnut species and hybrids. Proc. Amer. Soc. Hort.
Sci. 86: 178-182.
Jaynes, R. A. 1969. Handbook of North American Nut Trees. Northern Nut Grower’s Assoc.,
Knoxville, Tenn.
Jaynes, R. A. 1974. Will the American chestnut return? Horticulture 52(8): 41-43.
Jaynes, R. A., and S. L. Anagnostalsis. 1971. Inhibition of Endothia parasitica by benomyl in
field-grown American chestnut trees. Plant Dis. Reporter 55: 199-200.
Jaynes, R. A., and A. H. Graves. 1963. Connecticut hybrid chestnuts and their culture. Connec¬
ticut Agr. Expt. Sta., New Haven. Bulletin 657.
Jaynes, R. A., and G. A. Messner. 1967. Four years of nut grafting chestnut. Internat. Plant
Propagators Society, Combined Proc. 17: 305-310.
Johnson, A. G. 1972. Letter to W. R. West, quoted in 1974 letter from W.R. West to E. R.
Hasselkus.
Lapham, I. A.., J. G. Knapp and H. Crocker. 1867. Report on the disastrous effects of the
destruction of forest trees, now going on so rapidly in the state of Wisconsin. Attwood and
Rublee, State Printers, Journal Office. Madison, Wis.
Metcalf, H. 1914. The chestnut bark disease. J. Heredity 5:8-18.
Moore, J. C. 1963. Propagation of chestnuts and camellia by nurse seed grafts, Internat. Plant
Propagators Society, Combined Proc. 13: 141-143.
Peacher, P. H. 1969. Live oak in Mississippi infected by Endothia parasitica. Plant Dis.
Reporter 53: 304.
Pomeroy, K. B., and D. Dixon. 1966. Social register of big trees. American Forestry
Association.
Price, V. J. 1973. In search of the American chestnut. Soil Conservation 39(3): 12-15.
Rehder, A. 1940. Manual of Cultivated Trees and Shrubs, 2nd ed. Macmillan Co., N. Y.
Saucier, J. R. 1973. American chestnut. . .an American wood. Unites States Department of
Agriculture. Forest Service. Fact Sheet 230.
Sayers, W. B. 1974. The king is dead: long live the king. Nat. Parks and Conservation
Magazine 48(9): 8-13.
Schreder, D. L. 1970. A survey of the American chestnut in Wisconsin. Unpublished report.
Scott, W. E. 1960. American chestnuts in Wisconsin. Dane County Conservation League
Newsletter 7(2).
Stipes, R. J., and P. M. Phipps. 1971 . A species of Enthodia associated with a canker disease of
pin oak ( Quercus palustris) in Virginis. Plant Dis. Reporter 55: 467-469.
Stout, A. B. 1926. Why are chestnuts self-fruitless? J. New York Botanical Garden 27: 154-158.
Thor, E. 1973. The American chestnut 1973. Natl. Parks Conservation Mag. 47(9): 9-12.
1975]
Tiedemann and Hasselkus — Chestnut in Wisconsin
101
Transactions of the Wisconsin State Agricultural Society with Reports of County Societies, and
Kindred Associations. 1858-1859. 5: 105.
United States Department of Agriculture. 1948. Woody Plant Seed Manual. Miscellaneous
Publication 654.
United States Department of Agriculture. Agricultural Research Service. 1960. Plant hardiness
zone map. Miscellaneous Publication 814.
United States Department of Agriculture. Agricultural Research Service. 1964. Chestnut blight
and resistant chestnuts. Farmer’s Bulletin 2068.
Volavka, W. R. and J. R. Muhvich. 1971. A tree grows in Bayfield. Wisconsin Conservation
Bull. 36(3): 18-19.
Wyman, D. 1971. Wyman’s Gardening Encyclopedia. Macmillan Co., N. Y.
THE STYLISTIC IDENTIFICATION OF
FREDERICK JACKSON TURNER WITH
ROBERT M. LA FOLLETTE: A PSYCHOLOGICALLY ORIENTED
ANALYSIS OF LANGUAGE BEHAVIOR
Ronald H. Carpenter
University Florida
Gainesville
On July 16, 1893, Frederick Jackson Turner wrote a letter to Woodrow
Wilson. In apologizing for what was apparently a long overdue reply to
Wilson, Turner’s excuse was that he had been preoccupied with “the final
agonies of getting out a belated paper for the American Historical
Association”1. The “belated paper” was of course his celebrated Chicago,
AHA address of July 12, 1893 on “The Significance of the Frontier in
American History.” That Frontier Thesis, as it is now known, is an eminent
statement among American historical thought and the foundation of
Turner’s fame as historian2.
Actually, Turner had expressed his theme earlier in “Problems in
American History,” published in Aegis of November, 18923. Among some
favorable responses, Albion Small at the University of Chicago expressed
his delight and suggested that the article deserved “a more prominent place
than the columns of a college newspaper”; more important for Turner,
Herbert Baxter Adams at Johns Hopkins read the article and invited the
young historian to present its point of view in longer form at the AHA
meeting scheduled for Chicago that next July 12, 18934. Turner accepted.
But Turner did not work diligently at his revision — as indicated by his
apology to Wilson. What occurred in the final, hurried stages of revising the
Frontier Thesis for presentation to the AHA5? Of crucial interest here are
his adaptations in favor of the hortatory, evocative language behaviors
endowing the address with its distinct rhetorical tone6. Certainly that
rhetorical tone has caused negative reactions on the part of some
historians7. Nevertheless, it is clear that the Frontier Thesis is rhetoricaly
founded discourse; what remains is the isolation and then application of the
psychological model that helps clarify how and why Turner functioned in
July, 1893 as less the historian and more the rhetorician8.
The vehicle for clarifying this position is a psychologically oriented
analysis of style, those specific verbal behaviors more reflective of Turner’s
individualistic options of syntax and lexicon than of the word choice and
word arrangements more characteristic of the customary and familiar idiom
for his language9. Such a language analysis reveals the likelihood that the
pervasive rhetorical quality of language in the Frontier Thesis is the ultimate
product of Turner's emulation for and imitation of Robert M. LaFollette's
style in discourse . In short, an instance of identification.
102
1 975] Carpenter— Turner /LaFollette style identification 1 03
Identification is a pyschological phenomenon. To be regarded initially as
an “acquired cognitive response,” identification is a process whereby in
effect, “some of the characteristics of a model belonged to the individual
and the individual behaved as if some of the characteristics and affective
states of the model belonged to him”10. And numerous psychological
studies substantiate the influence of an identificand, as he evinces a model
behavior which in turn tends to become a pattern for subsequent, imitative
behavior on the part of a respondent11.
As a basis for understanding how LaFollette could become an
identificand and stylistic model for later imitation by Turner, note that
identification is what is known in the philosophy of science as “a
dispositional concept— a concept which refers to certain qualities and
effects of processes within an observable phenomenon, although these
processes cannot be observed themselves; e.g., electricity.”12. To overcome
the difficulties inherent in dealing with such an amorphous quality, the
prudent approach is to maintain the viewpoint advocated by Weiss that one
is dealing with resultant imitative behaviors which on supposition can be
linked to instigating conditions:
As with other psychological processes identification cannot be observed directly.
Hence, evidence concerning it is obtained by measuring overt behavior which on
suppostion is linked to the unobservable aspects of the phenomenon. But to make the
concept predictive, it is necessary to determine what conditions lead to the occurrence and
depth of identification or the choice of an identificand. In other words, to increase the
concept’s theoretical value, the kind of involvement it points to must be linked to
instigating conditions as well as to resultant behavior. Since a sentiment toward a
character is at the root of identification, the attractiveness of the character’s qualities
should be a determinant of identification. Attractiveness may result from the identifier’s
perception of one or more of the identificand ’s salient characteristics. These the person
may already possess or, if not, would like to possess13.
As drawn from the context of this broader psychological perspective, three
factors emerge as the viable model of an instance of identification: (1) the
choice of identificand and qualities that serve as instigating conditions, (2)
the linking dispositional forces constituting motivation for a modelled
behavior, (3) the resultant behavioral manifestation of the identification.
Utilizing this framework, the remainder of the essay will now explicate the
rhetorical basis of the Frontier Thesis in terms of the stylistic identification
of Frederick Jackson Turner with Robert M. LaFollette.
Any instigating conditions for an identification phenomenon must evolve
from an initial positive valence between the two parties in the transaction.
In epitomizing a foundation of an identificand’ s influence, McGuire argues
from a considerable body of evidence which strongly indicates that some
primary dimensions of similarity are necessary to establish the essential
attractiveness that instigates identification14. For what would be the
ultimate rhetorical language behavior in the Frontier Thesis, the essential
source of similarity with LaFollette can be found in the early stylistic
predilections Turner evinced in the scrapbook he began in high school in
Portage, Wisconsin.
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Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
While still a high school senior in January and February of 1878, young
Turner contributed a regular “Pencil and Scissors” column to his father’s
newspaper. Containing quotations and brief passages that impressed
Turner as a high school senior, six issues of that column appear in his
scrapbook and suggest the style he would emulate. In the shorter quotations
which begin each column, antithesis is the prevailing feature of style,
evincing itself in epigrams such as “Art is long, life short”; or “Live to
learn and learn to live”; or “Love swells like Solway, but ebbs like its tide”;
or “We should esteem virtue, though in a foe ; and abhor vice , though in a
friend .” The longer passages rarely incorporate antithesis, but they almost
always employ parallel repetitions at beginnings of successive phrases or
shorter sentences, often in groups of two as in “ Every candid
acknowledgement, every conquest. . .”; or “Doubt springs from difficulty.
Doubt is the recoil of the mind. . .”; or “It is a building of character. It is a
building that must stand. . .”15.
Young Turner incorporated these features of style in his winning high
school commencement oration on June 28, 1878, “The Power of the
Press,” which also appears in his scrapbook with a report of the event16. In
addition to a few parallel repetitions with like beginnings for successive
items, as in “it was conceived. . .It rose. . .,” there are a few instances of
alliteration, as in “sweetest songs,” or “words of wisdom.” Turner’s major
stylistic effort, however, seems to be aimed at achieving antithesis.
Although he can create overt antithesis between “risen and decayed ” or
“The Past became the Present ,” Turner’s efforts as a high school senior
more often do not attain good balance and apposition. They are less
antonymical, as in “of the ignorant by the ignorant,” or “not only a
possibility , but even a probability” ; and those attempts are sometimes too
diffuse and extended: “the more despotic a monarch, the greater the
restrictions does he place upon the utterances of the Newspaper; while on
the other hand, as the freedom of the Press increases, do does the freedom
of the people.” Nevertheless, these are the three facets of the stylistic
predilection Turner took with him as he matriculated at the University of
Wisconsin.
While Turner was a freshman at Madison in 1879, Robert M. LaFollette
was a senior, establishing a remarkable oratorical career with a speech that
won, successively, a contest at the University of Wisconsin in April 1879, a
state championship on May 2, and an Inter-State Contest a week later in
which winners from six states met in Iowa City. Turner’s scrapbook
contains his story describing LaFollette’s triumphant return to Madison
after winning the state championship at Beloit, Wisconsin; and that account
tells of the crowd waiting at the telegraph office for news of the contest
result, marching in a group to the station with a small band to await
LaFollette’s 2:25 A.M. train, and participating in a victory parade back to
the campus17. The adulation is obvious, and next to the account of the
event, Turner’s scrapbook contains a copy of “Iago,” Lafollette’s prize
winning oration.
1975]
Carpenter — Turner/LaFollette style identification
105
“Iago” corroborates Turner’s budding taste in style. The one
hundred-twenty sentences of LaFollette’s oration are founded stylistically
on a total of sixty-five antitheses. And they appear in the artful forms that
predominated in Turner’s “Pencils and Scissors” but eluded him in “The
Power of the Press.” LaFollette’s antitheses are balanced, as in reference to
“ poverty of sentiment and wealth of intellect ” or “a twisted body and a
majestic mind." In developing its points about a “union of opposites” and
a “moral antithesis,” the oration also can extend a theme antithetically.
Richard III is more humanly terrible ; Iago more devilishly perfect. Richard loves
nothing human; Iago hates everything good. . . .Richard is fire; Iago, ice. Richard III is
more objective; Iago more subjective. . . .Richard III mounts the throne of England on
a score of dead bodies; Iago wins the throne of Hell in three strides. The conscience of
Richard wakes from its swoon; Iago has no conscience.
The parallel repetitions occur readily at beginnings of successive segments,
as in “ Whatever is most mean, whatever is most hard, whatever is vilely
atrocious. . or "All its artful cunning, all its devilish cruelty,” or “He is
hardly human. . .He is wanting in ethical parts. . .He is a fraction. . .He is a
paradox.” And permeating the entire oration is LaFollette’s gift for
alliteration as in “rtoble mature,” “Somber mingling of a smile and a
sneer,” “cursed cunning,” “hypocritical and heartless,” “passionate,
powerful,” and “cynical, sly.” LaFollette’s style displays the fruition of
Turner’s early predilection; and the scrapbook’s inclusion of “Iago” is
suggestive of Turner’s emulation of that style. For a psychologically
oriented analysis, that similarity with Turner’s earlier personal predilection
can be the initial positive valence necessary for identification.
When psychologists explain the dispositional forces that enable such an
instigating condition of similarity to evolve into an ultimate behavioral
response, they inevitably identify the element of reward. Consider the
summary by Weiss of the extensive data about the positive influence of a
person’s perception of the reward attained by a model:
If a person perceives that his own behavior and personality are exhibited by an identi-
ficand who is successful, the “match” can serve as confirmation or reinforcement. . . .
one incentive for identification is the perception that the model commands or attains a
rewarding or satisfying state. Psycho-logic may lead the identifier to conclude that, if he
possessed the characteristics of the identificand, he too would achieve desired goals18.
Perhaps there is sufficient evidence to warrant an axiom: “to the extent that
the observer experiences the model’s reinforcement vicariously, the
observer will be prone to reproduce the model’s behavior”19.
Turner’s newspaper account of the adulation accorded LaFollette is
certainly indicative of his experiencing a model’s reward vicariously. And
Turner certainly knew of the subsequent rewards of LaFollette’s rhetorical
prowess. “Iago” brought LaFollette not only the hero’s return described by
Turner but also an extraordinary gathering in the assembly chamber of the
state capitol, where he was formally congratulated by the university regents
106
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
and leading citizens of Madison20. Eighteen months later, in part due to
fame won by his Interstate oration, LaFollette was elected district attorney
of Dane County and began his political career21.
The likelihood that he might become LaFollette’ s successor in oratory at
Wisconsin could have been suggested to Turner by his earliest experiences in
Madison. As a Wisconsin freshman and sophomore, Turner’s program
called for six essays and six public declamations a year as well as required
attendance at the rhetorical exercises in which juniors and seniors delivered
chapel-stage orations and in which underclassmen delivered declamations
of special merit22. Turner achieved “Rhetoricals” grades in his freshman
and sophomore years of 90% and 93%23. A sophomore rendition of Marc
Antony’s “Address to the Romans’’ at the College Rhetoricals, April, 1881,
was judged “the finest declamation and the best rendered that has been
heard from the Assembly Hall Stage”24. (Turner had been stricken with
spinal meningitis at the end of his freshman year in 1879 and did not return
as a sophomore until 1881 shortly before the rhetoricals). Of course a
declamation is the oral presentation of a speech written earlier by another
person. Of more pertinent interest here is what Turner himself would write
as his rhetorical style.
Initial attempts to imitate LaFollette ’s winning style apparently started in
May 1882. Turner’s Commonplace Book contains several early drafts of an
oration called “The Imaginativeness of the Present”25. Experimenting
stylistically, he incorporates some syntactical inversions, “Lament not. .
.Weep not. . .,” of the type recommended in Spencer’s Philosophy of Style ,
which he read that year26. But the tendency is still to rely on antitheses
like those between “the practical ” and “the ideal ” or “the past dreamed —
the present acts .” Parallel repetitions are consistently at beginnings of
successive segments and noticeably in groups of two, as in “ He only
predicts. . .he only shows. . .” or “ Imagination respects the cause. . .
Imagination is a perception. . .” Even in early drafts, Turner also seems to
achieve alliteration easily.
Much of what would be his Burrows prize oration, “The Poet of the
Future,” is articulated in earlier drafts of the speech developed in his
1881-82 Commonplace Book27. Another indication of Turner’s attention to
style well in advance of the Burrows contest on May 18, 1883 is a letter from
home dated a month earlier, in which his father says he is “Glad that you
have got your oration completed. Now that you have got it in form you will
be able to reconstruct sentences and add some ideas that will suggest
themselves without giving you much labor”28.
The “form” that Turner settled upon to win the Burrows prize was
eminently antithetical, with some of the better LaFollettesque appositions
reserved for essentially thematic statements like “The reign of aristocracy is
passing ; that of humanity begins” ; “He will unite the logic of the present
and the dream of the past”; and “He will reflect all the past and prophesy
the future” The parallel repetitions are there, usually in groups of two at
1 975] Carpenter — Turner/LaFollette style identification 1 07
the beginnings of successive phrases or short sentences, as in “ Beneath
every literature there is a philosophy. Beneath every work of art there is an
idea of nature and life”; and alliteration occurs as in “/isping /ines,” or
“cold critical,” or “proclaims the progress.”
Winning the Burrows Prize at the Junior Exhibition of May 18, 1883 had
to be a milestone in Turner’s oratorical career at Wisconsin. This particular
contest was among the most important events in campus life (in a day when
oratorical prowess was a greatly admired attribute among college students).
The recognition was laudatory. One report observed that “Mr. Turner as
predicted, had an excellent production”; and, after comparing the strengths
of the oration to others in content and delivery, the article concluded
succinctly: “As was expected, the judges decided in favor of Mr. Turner of
Adelphia”29. Another report had similar praise:
The verdict of the audience was in perfect accord with the judges. There was no possibility
of doubt regarding the justice of the award. To the audience Mr. Turner’s oration was the
superior one of the evening in all the essential points of thought, composition and
delivery30.
Similarly, his commencement oration “Architecture Through Oppression”
won the Senior Lewis Prize on June 18, 1884, and the stylistic carryover to
that oration is complete. With antitheses from his 1881-82 Commonplace
Book oration, Turner amplifies a Lewis prize theme that “the history of
humanity has been a romance and a tragedy .”
Millions groaned that one might laugh, servile tillers of the soil, sweating that others
might dream; drinking the logwood of life while their masters quaffed its nectar, Many
are the historians who have painted the glories of the past; few there are that tell the
lamentation and the ancient tale of wrong.
More alliteration accompanies the now inevitable parallel repetitions at
beginnings of successive phrases or short sentences31. The three stylistic
features still prevail; the rhetorical style so reminiscent of LaFollette
belongs to Turner32. Turner now has the sobriquet “remarkable boy
orator” of Wisconsin33. On the strength of that rhetorical reputation,
Turner’s first teaching responsibilities at the University of Wisconsin during
the academic years 1885-86 through 1887-88 were in teaching Rhetoric and
Oratory under David B. Frankenburger34. He would not again have the
most crucial need of those “rewarded” rhetorical language behaviors,
however, until the summer of 1893, at the turning point of his career as
historian. At that time, another dispositional force probably came into play
as motivation to rely on the rhetorical style modelled after LaFollette.
As a product of psychological identification, modelled behavior also is
predicated upon a perception of a “need relevance” on the part of a
respondent— usually within the parameters of an identificand’s behavior
that is “most relevant” to the identifier’s needs at a given time35.
Identification, and any facet of the process subsumed under the term, must
be regarded as an instance of “incidental learning” whereby the imitative
1 08 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
behavior evinces itself in applications upon later occasions and in “new
settings in which the model is absent’’36. What often can call forth such
modelled behavior is described best in more rhetorically oriented
terminology as an “ exigence ” that can be modified by discourse:
i
Any exigence is an imperfection marked by urgency; it is a defect, an obstacle, something
waiting to be done, a thing which is other than it should be. . . . An exigence is rhetorical
when it is capable of positive modification and when positive modification requires
discourse or can be assisted by discourse37.
Apply this concept of exigence to the ninth annual AHA Convention.
In terms of those who heard Turner on the evening of July 12, 1893 as
well as those who could later read his treatise, the American Historical
Association was an audience described by Billington as having a widespread
preconceived “Germanic germ” notion of the essential movement of
American history.
Historians of that generation stood almost solidly behind the “germ” theory to explain
the genesis of their nation’s institutions. Each had evolved from an English institution,
and beyond that from its “germ” in the forests of medieval Germany; this was demon-
stratably true because comparisons revealed unmistakable similarities with ancient
Teutonic practices that were sure proof of common origins. To suggest, as Turner did,
that this was untrue, and that American customs were shaped by contact with the
wilderness no less than by inheritance from a medieval brotherhood flew in the face of
tradition, logic, and common sense38.
The exigency created by Turner’s different philosophical basis led to his
seeking a well delineated response from the 200 or so members of the
immediate audience and the profession at large: more study and research
into the distinctly American frontier factors that influenced national history
and development. After a brief reference to the census of 1890, that theme
is stated emphatically in the introductory remarks, and it is repeated
fourteen times in references to specific facets of the frontier that should be
studied. In an autobiographical statement twenty-nine years later, Turner
could still say in retrospect that his 1893 paper was in some degree “a
protest against eastern neglect, at the time, of institutional study of the
West”39. So the rhetorical nature of the event and exigence made a
rhetorical language response relevant.
Now, as a final dispositional force probably operative in Turner’s last
minute preparations, consider his own strong feelings that history should
not be dull, dry, or uninteresting in its style. Rather, “vivacity” was desired
in historical composition. Perhaps the first inkling of this belief appears in
1888. After attending the fifth annual AHA Convention in Washington in
December, 1888, Turner wrote to William F. Allen about his reactions to
the convention and observed that “the papers were good, but many of
them, especially those of the younger men. . .were too much in the nature of
detailed research — facts not illuminated — not of the most interesting
character for a spoken address”40. A commitment to an ideal style of
historical composition found expression in his 1891 essay, “The
1975]
Carpenter — Turner/LaFollette style identification
109
Significance of History.” Admitting that attempts to “force dull facts into
vivacity” could result in distortion, Turner would gladly admit that in
itself an interesting style, even a picturesque manner of presentation, is not
to be condemned, provided that truthfulness of substance rather than
vivacity of style be the end sought”41. So Turner had a rationale for relying
on the stylistic maneuvers described in nineteenth century textbooks as
sources of vivacity — and the same stylistic maneuvers as formerly
characteristic of LaFollette. Here, then, is how Turner probably was
constrained by these dispositional forces to evince the ultimate modelled
rhetorical style to be described now.
In the Frontier Thesis, antithesis is the salient source of style. Antithesis
evolves from a syntactical justaposition of semantic opposites which evinces
balance and apposition not characteristic of more idiomatic language
behavior42. Turner’s rhetorical tendency, however, is to use antithesis to
phrase his main theme or application for the audience intially and, then, to
amplify that theme43. Unlike 1892’s “Problems in American History,”
1893’s address states its theme antithetically: “Our early history is the study
of European germs developing in an American environment. Too exclusive
attention has been paid by institutional students to the Germanic origins ,
too little to the American factors”44. The influence of the frontier upon the
arriving European is immediately illustrated with two antithesis: “It takes
him from the railroad car and puts him in the birch canoe. It strips off the
garments of civilization and arrays him in the hunting shirt and the
moccasin”45 .
Much of the amplification in the address is developed similarly. For
instance, “the West was not content with bringing the farm to the factory. .
.tariffs were passed, with the cry of bringing the factory to the farm.”
There are 47 antitheses, developing within single or successive sentences
such justapositions as those between “ slender paths of aboriginal
intercourse” and “ complex mazes of modern commercial lines” ; “good”
and “ evil ”; “ dangers ” and “ benefits” \ “ primitive ” and “ developed ”;
“bonds of custom” and “ unrestraint” \ as well as a repeated antithesis
between “savagery” and “civilization”46.
Even while quoting others for amplification, Turner favors the well
turned antithetical phrase. He relies on Lamar: “In 1789 the states were the
creators of the federal government; in 1861 the federal government was the
creator of a large majority of the states.” There is the familiar line from
Lincoln that “this government cannot endure permanently half slave and
half free. It will become all of one thing , or all of the other.” There is also
an extended illustration about the difference “between a talking and a
working politician.”
Parallel repetitions are prominent, too, usually repeating the same word
or words uncommonly at the beginnings of successive phrases or short
sentences (and often in twos)47. Turner characteristically develops rhetorical
parallelism like “to the changes of an expanding people. . .to the changes
1 1 0 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
involved in crossing a continent” '“Stand at Cumberland Gap. . .Stand at
South Pass. . “ The exploitation of the beasts. . .the exploitation of the
grasses. . .the exploitation of the virgin soil. . and “It was western New
York. . .it was western Virginia. . .”48.
Alliteration is still another of Turner’s stylistic characteristics. The
alliterative antithesis between savagery and civilization recurs several
times49. He also lapses easily into alliterative sequences such as “traders and
trappers,” “./locks or /urs,” “/deas and /nstitutions,” and “de cade to
decade distinct advances.”
The address also has a metaphorical theme, describing social institutions
in essentially biological terms. Thus, institutions and constitutional forms
become “organs”; a geographic area can be subject to “cross fertilization”
and undergo “evolution” into “a higher stage”; and civilization has
“arteries” and a “complex nervous system.” While the frontier is
sometimes personified as it “had leaped” or “skipped” or “was on the
march,” the prevailing metaphorical theme is of social organisms
undergoing evolution according to a Neo-Lamarckian conception of
biological environmentalism in the realm of human society50. This
metaphor is not so much unique to Turner as it was characteristic at that
time of the newly accepted science of evolutionary human geography.
The rhetorical style, personal to Turner himself in 1893’s Frontier Thesis,
is founded distinctly upon antithesis, alliteration, and parallel repetition,
particularly at the beginnings of successive phrases or short sentences.
Certainly other individualistic options were available to him, but his
personal imprint upon the discourse is founded upon choices in favor of
only these three rhetorical features, and these are the foundations of Robert
LaFollette’s 1879 style in “Iago”!
Many years later, upon his retirement from Harvard in 1924, Turner
indirectly substantiated his stylistic identification with LaFollette. On May
24th of that year, Turner was the honored guest at a Harvard History Club
dinner commemorating his forthcoming retirement. His address on that
occasion is described by Billington as “a gay little speech that stressed trivial
experiences of his boyhood that had stirred his interest in western his¬
tory”51. As further evidence for this psychologically oriented analysis of
language behavior, however, that address is more significant. Typically
Turner ian, the longhand draft starts out with a carefully worded statement
about “some of the forces that have influenced my career”; but by the time
Turner gets to the fifth page of longhand, the manuscript becomes just a
topical list of the specific influences about which he will speak
extemporaneously. Prominent on that list is Turner’s intention to discuss
“LaFollette — Iago”52. So at the close of his teaching career in 1924, while
summing up all the major influences upon his life, Frederick Jackson
Turner had to acknowledge directly the impact of a speech that he heard as
a University of Wisconsin freshman in 1879.
In summary, the rhetorical tone of Frederick Jackson Turner’s Frontier
Thesis is primarily an effect on its style. As it was evinced in the hurried,
1975]
Carpenter — Turner/ LaFollette style identification
111
final stages of adapting his address, Turner’s rhetorical style well may be
the ultimate behavioral manifestation of his emulation for and imitation of
Robert M. LaFollette’s stylistic characteristics. That stylistic identification
is explained here as a psychological phenomenon. The basic similarity
between Turner’s early stylistic predilections and LaFollette’s rhetorical
language behavior can be regarded as an instigating condition. Then,
dispositional forces probably came into play as influences upon Turner in
July, 1893 just before the AHA Convention. Being acutely aware of the
“rewards” to LaFollette, Turner had the use of that style reinforced for
him as he, too, attained rhetorical effectiveness with it. Then, likely
operating under the pressures of the rhetorical exigency of 1893 and finally
succumbing to the constraint of his own strong feelings about a desirable
quality of historical writing, Turner relied extensively on the modelled style
of his winning orations. Within the parameters of this psychologically
oriented analysis, these language behaviors are accounted for best as the
product of an early stylistic identification with Robert M. LaFollette.
NOTATIONS
1. Letter to Woodrow Wilson, July 16, 1893, in Box 1 of the Turner Collection at the Henry E.
Huntington Library, hereafter cited as HEH, TU.
2. Turner did not receive widespread positive reaction in Chicago the night of July 12 at the
ninth annual AHA meeting. He delivered the paper again in Madison, Wisconsin on December
14, 1 893 . After publication in 1 894 by the State Historical Society of Wisconsin, it then appeared
over the years with only very minor revisions in anthologies and also as Chapter One of Turner’s
1920 book, The Frontier in American History. In 1921, Charles A. Beard described its “immense
and salutary’’ influence by saying “in the literature of American History there is perhaps no
essay or article more often cited or quoted than Professor Turner’s”; now, Billington epitomizes
Turner’s impact by avering that with the possible esception of Charles A. Beard’s work, the
Frontier Thesis “did more to vitalize the study of American history than any other
interpretation.” See Charles A. Beard, “AReviewof The Frontier in American History” New
Republic, 25 (February 16, 1921), 349, as well as Ray A. Billington, The Genesis of the Frontier
Thesis: A Study in Historical Creativity (San Marino, 1971), p. 4. While I was working at the
Huntington in 1971 with the Turner collection, Professor Billington, Senior Research Associate
of the Libarary, graciously allowed me to read drafts of this book as well as his now published
Bancroft Prize biography, Frederick Jackson Turner: Historian, Scholar, Teacher (New York,
1973).
For a brief description of initial reaction to the address, see Fulmer Mood’s introduction
essay, “Turner’s Formative Period,” in The Early Writings of Frederick Jackson Turner
(Freeport, New York, 1919), p. 39; for other descriptions of Turner’s influence upon American
historical thought, see Harvey Wish, Contemporary America, rev. ed. (New York, 1955), pp.
46-47, 517; Max Lerner, American as a Civilization (New York, 1957), p. 34; and Richard
Hofstadter, The Progressive Historians (New York, 1969), pp. 47-164.
3. Reprinted in Early Writings, pp. 71-83. In its broad outline, this article presents the same
points in the same sequence as 1893’s “Significance of the Frontier,” and Turner’s first footnote
in the Frontier Thesis points to its “foundation” in this 1892 essay.
Billington maintains that Aegis, a publication of Wisconsin undergraduates, had invited
Turner to prepare a paper on some aspect of Wisconsin’s early history. Turner, however,
“delayed preparing his essay until the last moment, as was his custom,” and decided to advance
his new interpretation. Billington, loc. cit.
1 1 2 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
For a brief description of how Turner’s concept had origins as a graduate student at Johns
Hopkins, see Hofstadter, pp. 68-71.
4. Letter from Albion Small, Nov. 9, 1892, and letter from Herbert Adams, Nov. 29, 1892,
HEH, TU Box 1.
5. In Chapter Three, “The 1893 Essay and Its Reception,” Billington agrees that Turner
probably wrote the draft of his Chicago address immediately before the convention. See The
Genesis of the Frontier Thesis . For other indications of Turner’s propensity for last minute
preparation of manuscripts for addresses, see Billington’s description of Turner developing a
commencement speech for the University of Washington in 1914, in “Frederick Jackson Turner:
Non-Western Historian,” Trans. Wis. Acad. Sci., Arts, Lett., 59, 9-10, 1971.
6. These are the language usages characterizing discourse with suasory design, as opposed to
more “scientific” or “epistemological” usages that might be expected to predominate in
scholarly, historical writing. After C. K. Ogden and I. A. Richards, The Meaning of Meaning
(New York, 1923), pp. 123-6, 149, and 158-9.
7. See Hofstadter’s critical reaction to Turner’s “vagueness,” “imprecision,” “overstate¬
ment,” “obsessive grandeur,” and “disposition to illustrate but not to define.” Pp. 84, 1 19-29,
126.
For a most interesting interpretation of Turner’s rhetorical tone, see David W. Noble,
Historians Against History: The Frontier Thesis and the National Covenant in American
Historical Writing Since 1830 (Minneapolis, 1965). Noble labels Turner a “Jeremiah,” warning
against losing a desired Puritan ethic derived from contact with nature and the wilderness rather
than the destructive traditions and institutions of the Old World. See in particular pp. 3-16,
37-58.
8. Much of the discussion about the origins of Turner’s language appears in my essay “The
Rhetorical Genesis of Style in the ‘Frontier Hypothesis’ of Frederick Jackson Turner,” South¬
ern Speech Communication Jour., 36, (Spring 1972), 233-248; the psychologically oriented
model of identification probably accounting for this phenomenon is an outgrowth of my back¬
ground research into the effects of the motion picture Patton on Richard Nixon at the time of
the Cambodian Incursion. See Ronald H. Carpenter and Robert V. Seltzer, “Nixon, Patton
and a Silent Majority Sentiment about the Viet Nam War: The Cinematographic Bases of a
Rhetorical Stance.” Central States Speech Jour., 25, 105-110, 1974.
9. This operational definition of style is derived from Rulon Wells, “Nominal and Verbal
Style” and Charles E. Osgood, “Some Effects of Motivation on Style of Encoding,” both in
Style in Language ed. Thomas A. Sebeok (New York, 1960), pp. 215 and 193.
10. Jerome Kagan, “The Concept of Identification,” Psych. Rev., 65, 304, 1958.
11. See for instance Albert Bandura and Aletha Huston, “Identification as a Process of
Incidental Learning,” Jour. Abnormal and Social Psych., 63, 311-318, 1961; Albert Bandura,
Dorothea Ross, and Sheila Ross, “Transmission of Aggression Through Imitation of
Aggressive Models,” Jour. Abnormal and Social Psych., 63, 575-582, 1961; Eleanor E.
MacCoby and William C. Wilson, “Identification and Observational Learning From Films,”
Jour. Abnormal and Social Psych., 65, 76-87, 1957; David J. Hicks, “Imitation and Retention
of Film-mediated Aggressive Peer and Adult Models,” Jour. Personality and Social Psych., 2,
97-100, 1965; and Robert S. Albert, “The Role of Mass Media and the Effect of Aggressive
Film Content Upon Children’s Aggressive Responses and Identification Choices,” Genetic
Psych. Monogr., 55, 221-285, 1957.
12. Albert, 252.
1975]
Carpenter — Turner/LaFollette style identification
113
13. Walter Weiss, “Effects of the Mass Media of Communication,’’ in Handbook of Social
Psychology, 2nd ed. by Gardner Lindzey and Elliot Aronson (Reading, Massachusetts, 1969),
V. p. 99.
14. William J. McGuire, “The Nature of Attitudes and Attitude Change,” in The Handbook
of Social Psychology , 2nd ed. by Gardner Lindzey and Elliot Aronson, (Reading,
Massachusetts, 1969), III, pp. 180, 187.
15. Turner’s scrapbook is initially dated 1876, HEH, TU, Box 55.
16. His first prize was Macauley’s History of England , as well as a favorable review in the
newspaper which his father owned and published. See the Wisconsin State Register, June 22 and
July 6, 1878.
As indications of Turner’s still earlier rhetorical experience, he had been chosen in his last two
years of high school as one of a half dozen Portage youths to present Memorial Day declama¬
tions. Wisconsin State Register, May 26, 1877 and June 1, 1878.
17. The story, dated May 3, 1879, is titled “A Portage University Student Enthusiastic Over
the Oratorical Contest.” It is signed merely “F.” but the story is almost certainly written by
Turner.
18. Weiss, pp. 98-100.
19. Abert Bandura, Dorothea Ross, and Sheila Ross, “Imitation of Film-mediated Aggressive
Models,” Jour. Abnormal and Social Psych., 66, 3, 1963.
20. See Gordon F. Hostettler, “The Political Speaking of Robert M. LaFollette,” in
American Public Address: Studies in Honor of Albert Craig Baird, ed. Loren Reid (Columbia
1961), pp. 115-116.
21. See Hostettler, ibid. , and Carroll P. Lahman, “Robert M. LaFollette,” in A History and
Criticism of American Public Address, Vol. II. ed. William Norwood Brigance (New York,
1943), p. 945.
22. Catalogue of the University of Wisconsin 1881-1882, p. 55. The 1883-84 catalogue reads
the same.
23. Turner’s University of Wisconsin transcript is included in Box 53, HEH,TU.
24. Wisconsin State Register, April 30, 1881 , and the University Press of the same date. Much
of this material about Turner’s early rhetorical preparation will appear in Billington’s
forthcoming biography.
25. “F. J. Turner’s 1881 Commonplace Book,” HEH, TU Vol. III.
26. That Commonplace Book lists all the works read by Turner in 1880, 1881, and 1882, the
year in which he read Spencer’s Philosophy of Style as well as his principal rhetorical text,
Adams Sherman Hill, Principles of Rhetoric.
27. When compared to his high school oration, the several drafts of the speech in Turner’s
Commonplace Book constitute a bridging exercise, combining several ideas from “The Power of
the Press” with what he had read as a college student. Later, the drafts of “The Imaginativeness
of the Present” were cannibalized to form parts of both his junior and senior prize orations.
28. Letter from Turner’s father, April 19, 1883, HEH,TU Box A.
114
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
29. University Press, May 19, 1883. A text of the oration is published in the University Press ,
May 26, 1883.
In contrast to the prestigious and longer established Athena and Hesperin, Adelphia was a
small and relatively newly formed literary society. University Press , May 17, 1881.
30. Wisconsin State Journal, May 19, 1883.
31. A text of this oration is published in the University Press, June 21, 1884.
32. There are examples of that style for rhetorical effect throughout Turner’s life. For
instance, Turner’s eulogy of Frankenburger, Feb. 8, 1906, evinces the same stylistic character¬
istics. HEH,TU Boix 55.
The Turner Collection at the State Historical Society of Wisconsin also contains not only the
final draft of an address on Jan. 31, 1906 to University of Wisconsin alumni but also a long
hand earlier draft. As he polishes what will be his final version, the attempt to create and balance
antithesis is apparent. Hereafter cited as SHSW, TU.
33. See Joseph Schafer, “The Author of the ‘Frontier Hypothesis’,” Wis. Mag. History, 15,
86-89, 1931.
34. In the 1885-86 and 1886-87 issues of the Catalogue of the University of Wisconsin, Turner
is listed among “Instructors and Assistants” in Rhetoric and Oratory; in 1887-88, he is listed as
an “Instructor in History and Oratory,” Although Turner was by this latter date committed to a
career in teaching history, he still taught freshmen Elocution.
For a description of Turner as a teacher of Rhetoric and Oratory, see Goodwin R. Berquist,
Jr., “The Rhetorical Heritage of Frederick Jackson Turner,” Trans. Wis. Acad. Sci. Arts
Lett., 59, 28-30, 1971. Although he refers to Turner’s orations over the years, Berquist does
not analyze the specific rhetorical language behaviors that are the focal point of my essay.
Upon graduation, Turner worked a year as a newspaper reporter. After making up his mind to
do graduate work in history, his “champagne taste” life style called for a means to support
himself while doing his M.A. at Wisconsin. The position to teach Rhetoric and Oratory served
that purpose.
35. Eleanor E. MacCoby, William C. Wilson, and Rober V. Burton, “Differential
Movie-viewing Behavior of Male and Female Viewers,” Jour. Personality, 26, 259-260, 1938.
36. See Bandura and Huston, 311; Bandura, Ross, and Ross, 3, as well as their “Transmission
of Aggression,” 575.
37. Lloyd F. Bitzer, “The Rhetorical Situation,” Philosophy and Rhetoric, 1, 6-7, 1968.
38. Billington, loc. cit.
39. Turners autobiographical letter to Constance L. Skinner, March 15, 1922, MSE 902,
SHSW,TU.
40. Letter To William F. Allen, Dec. 31, 1888, HEH,TU Box 1.
41. “The Significance of History” in Early Writings , p. 44. In this essay, Turner lapses at
times into the style of his earlier college orations. There is a noticeable use of parallelism at the
beginnings of serial items, and in particular an extended passage founded upon a sequence of
10 successive antitheses, pp. 52-53.
42. An explanation of why antithesis deviates from idiomatic usage appears in my compilation
“The Essential Schemes of Syntax: An Analysis of Rhetorical Theory’s Recommendation for
Uncommon Word Orders,” Quart. Jour. Speech, 55, (April 1969), 161-168.
1975]
Carpenter— Turner/ LaFollette style identification
115
43. The apparent appropriateness of antitheses for articulating main themes or morals in
discourse is discussed in my commentary with Robert V. Seltzer, “Situational Style and the
Rotunda Eulogies,” Central States Speech Jour., 22, (Spring, 1971), 11-15.
44. Early Writings , p. 188. Compare this statement to Turner’s more idiomatic version in
“Problems in American History,” Early Writings , p. 72.
45. Of interest to both the historian and the stylist is an appendix to Early Writings which
compares minor changes made in the Frontier Hypothesis during successive publications. The
text used for this stylistic analysis is as it appeared originally in the Proc. State Historical Soc.
Wisconsin (Madison, 1894).
46. Actually there are some places in the 1892 essay which are almost antithetical, but they do
not have the balance and apposition of his 1893 effort. Although the Frontier Hypothesis is
considerably longer, its number of antitheses can be compared to the extent to which these con¬
formations appear in some contemporary discourse. See “Situational Style and the Rotunda
Eulogies” as well as our commentary “On Nixon’s Kennedy Style,” Speaker and Gavel, 7, (Jan¬
uary 1970), 41-43.
47. The basis for parallel repetitions being uncommon is discussed in “The Essential Schemes
of Syntax,” loc. cit.
48. There are a few good examples of parallel repetition in “Problems in American History,”
too. They tend to be carried over virtually intact to the 1 893 address. Compare, for instance, the
parallel uses of “It was” on pp. 79 and 217, Early Writings.
49. Turner’s repeated apposition of “savage” and “civilization” may reflect his father’s con¬
tinued editorial condemnation in their Wisconsin State Register of “savages” who massacred
honest settlers and the drunken, “worthless savages” who alarmed women and generally men¬
aced life and property in Portage. As an impressionable twelve year old, Turner saw troops
arrive in Portage in early 1873 to remove forcibly the nearby “savages” to a Nebraskan
reservation. In the Wisconsin State Register Feb. 17, 1866; April 26, May 3, and Aug. 9, 1873;
and April 20, 1878. Billington discusses Turner’s youth at length in Chapter Two, “Fred J.
Turner: Background and Training,” in The Genesis of the Frontier Thesis (as well as in his
Bancroft Prize biography).
50. William Coleman, “Science and Symbol in the Turner Frontier Hypothesis,” American
Historical Review, LXXII (1966), 22-49. Coleman’s article also has a shorter description of
Turner’s boyhood in Portage, p. 46.
Turner’s earlier and prominent reliance on this metaphorical theme appears in “The
Significance of History,” Wisconsin Jour. Education, 21 (October and November, 1891),
230-234, 253-256. The essay is reprinted in Early Writings. See in particular pp. 45, 50, and
52-57.
51. Billington, Frederick Jackson Turner, p. 388.
52. Turner’s longhand draft of this address is in HEH, TU Box 56.
IDENTIFICATION AND MANAGEMENT OF EURASIAN
WATER MILFOIL IN WISCONSIN
Stanley A. Nichols
University Wisconsin —
Madison
ABSTRACT
The rank growth of Eurasian milfoil (Myriophyllum spicatum L.)
restricts recreational and other uses of Wisconsin waters. It is a recent
invader into the state and is easily confused with a native variety of the same
species. Quick identification is necessary so the problem species can be
eliminated or controlled by chemical, mechanical or habitat manipulative
techniques before it becomes more widespread. The two types can be
separated with 70% effectiveness by determining whether the specimen has
more or less than 14 pairs of leaflets. Eurasian milfoil characteristically has
more than 14 pairs of leaflets.
INTRODUCTION
The Eurasian variety of Myriophyllum spicatum L. causes serious
problems for lake usage in many North American lakes. Presently, the
range of Eurasian milfoil in Wisconsin is limited, but because of the number
of hard water, eutrophic lakes in the state, and the rapidity with which the
species can spread, quick identification and control of the plant is
necessary. The purpose of this report is to develop a method for the field
identification of the species and to discuss its life history in relation to
control measures.
IDENTIFICATION AND DISTRIBUTION IN THE STATE
Many species of the milfoil genus {Myriophyllum) look alike and some
species are nearly impossible to separate without flowers or fruits. The
Eurasian milfoil is most likely to be confused with the native variety of the
same species (M spicatum var. exalbescens [Fernald] Jepson).
Originally Fernald (1919) described the native variety as a separate species
(M exalbescens Fern.), but it was later reduced to varietal status (Jepson,
1925 and Fernald, 1945). The morphological differences between the two
types are reviewed in Appendix A. A primary field characteristic seems to
be the number of pairs of leaflets present per leaf. The Eurasian variety
characteristically has 14 or more pairs of leaflets and the native variety
characteristically has less than 14 pairs of leaflets (Patten, 1954).
116
1975]
Nichols — Eurasian water milfoil
117
Some American investigators working in various regions failed to
recognize the new species and Patten (1954) indicated that there was not a
clear separation between the two types. The difference, until recently, was
largely academic. Within the last 20 years, milfoil has become a problem
weed in numerous areas (Patten, 1956; Springer, et al., 1966; Crowell, et
al., 1967 and Nichols and Mori, 1971). The plant causing the problem
commonly has over 14 pairs of leaflets and, therefore, would be considered
the Eurasian variety. The distinction between the two is critical because the
native plant is common and widespread throughout the state (Fig. 1), but
does not appear to cause the serious nuisance weed problems that the
Eurasian variety causes.
A study was undertaken using methods of numerical taxonomy
(Appendix B) to see if the field characteristics of 14 pairs of leaflets
effectively separated the plants. It was found that the two types were not
clearly distinct, but the plants with 14 or more pairs of leaflets tended to
group together and those with less than 14 pairs of leaflets tended to group
together. The number of pairs of leaflets was about 70% effective in
separating the two types. It would, therefore, appear to be a useful field
identification characteristic.
The collections of milfoil at the University of Wisconsin — Madison
Herbarium were examined, and by the leaflet characteristic criterion, it was
ascertained that Eurasian milfoil was found at only two locations (Fig. 1):
Horeshoe Lake in Manitowoc County and the Madison lakes. It has been
reported from other lakes in southeastern Wisconsin, such as Pewaukee
Lake, but no specimens are on file for examination. The first Eurasian
specimen was collected in 1966; it appears that the milfoil entered the
Madison lakes sometime between 1962, when the last native type was
collected in Lake Mendota, and 1966.
LIFE HISTORY AND ECOLOGY
Eurasian milfoil is an aggressive plant with a wide ecological amplitude.
The life history and ecology of the plant has been studied by Patten (1954),
Lind and Cottam (1969 and Nichols (1971). Patten (1956) found that the
distribution of milfoil in Lake Musconetong, New Jersey, was determined
primarily by substratum particle size, water depth, and water temperature.
Maximum plant density coincided with the distribution of fine organic ooze
and diminished to nearly total absence on sand. Plant growth did not occur
at depths greater than seven feet and other things being equal, warmer
temperatures favored greater luxuriance. Nichols (1971) found maximum
biomasses of milfoil in depths that ranged from 1.5 to 4.5 ft (0.5 - 1.5 m) in
soil textures that ranged from 11% to 26% sand-sized particles and in soil
where organic matter ranged from 5% to 14%. The Eurasian milfoil has an
affinity for alkaline waters and under highly calcareous conditions it
precipitates an encrustation of marl. The plant can utilize bicarbonate for
118
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
FIGURE 1. The distribution of Myriophyllum spicatum in Wisconsin. Mapped from collec¬
tions at the University of Wisconsin-Madison Herbarium.
photosynthetic purposes, so it has a definite advantage, in alkaline waters,
over species which need free C02 (Hutchinson, 1970). In general, the
Eurasian variety has ecological requirements similar to those of the native
variety; therefore, any lake containing the native variety might be
susceptible to invasion by the Eurasian type.
The plant is a perennial with two flowering periods and two growth peaks
during the summer. It flowers in mid-June and late summer. The second
flowering generally occurs in late July, but can last considerably longer,
with fruiting heads still visible in mid-October. The peak biomass occurs
1975]
Nichols — Eurasian water milfoil
119
shortly after the flowering period and both flowering periods are followed
by autofragmentation of the plant. Plant fragments will line windward
shores of the lake, causing additional lake problems.
Eurasian milfoil has a high reproductive potential, both sexually and
asexually. Patten (1956) reported that milfoil seeds from the early flowering
were largely inviable, but an 85% germination rate was obtainable from
seeds of the second flowering period. There also appears to be a need for a
period of after-ripening, as year-old seeds had a higher germination rate
than newly developed ones. Partial removal of the seed coat, scarification,
freezing, drying, and exposure to extremes of pH all enhance germination.
The seeds are heavier than water, so they sink to the botton when released.
Seeds, however, may be transported long distances because fruit-containing
spikes are capable of flotation; seeds can be carried by ice floes and wildlife.
Patten (1956) indicated that sexual reproduction was of minor significance
in maintaining the species because seedlings are subject to predation and are
intolerant of shading.
The plant can reproduce asexually by means of vegetative buds and stem
fragments. Vegetative buds are normally axillary; and profuse bud
development can occur in the early spring. Each bud can be easily detached
from the parent and grow into a new plant. Weber (1972) found this to be
an important reproductive mechanism in the native variety. Whether it is
used by the Eurasian variety is open to question, as Hulten (1947) believes
that winter buds never develop in the Eurasian variety. Stem fragments can
vigorously sprout adventitious roots, sink, and again produce a new plant.
Cottam and Nichols (1970) reported denuding a 10 by 10 m area in
University Bay of Lake Mendota. One month later, the plot was reinvaded
to the extent of 36 plants per square meter. Patten (1956) did a similar
experiment on Lake Musconetong, New Jersey, where he cleared a 1 x 4 m
plot. One month after an initial planting of 15 plants, 80 individuals were
recorded. Currituck Sound, North Carolina, illustrates the rapidity with
which milfoil can spread. First reports of the plant were received in 1965. At
this time approximately 100 acres (40 ha.) were in the infestation stage and
500 (200 ha.) to 1,000 (400 ha.) additional acres showed initial
establishment. By the summer of 1966 these figures had risen to 8,000
(3,000 ha.) and 67,000 (26,800 ha.) acres, respectively, (Crowell, et al.,
1967).
MANAGEMENT AND CONTROL
The methods of invasion into the state and establishment of the plant are
not well documented. Eurasian milfoil was first collected in the Chesapeake
Bay Region in 1902 (Steenis, et al., 1961). By 1967 the plant was established
in the Northeast in Vermont, New York, Pennsylvania, New Jersey, and
Delaware. In the Midwest, it has been reported in Ohio, Indiana, Illinois,
and Wisconsin. Its presence has been noted in the states of Maryland,
1 20 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
Virginia, North Carolina, Georgia, Florida, Alabama, Louisiana, Texas,
Oklahoma, and California.
A control and management program needs to be concerned with the
prevention and restriction of the plant infestation, and then with the
reduction in the area of the plant infestation. In Wisconsin, little attention
has been given to restricting the spread of plants from lake to lake. In New
Zealand, where they are very experienced with problems relating to the
spread of alien flora, it is common practice to post warnings on lakes
reminding boaters to clear all aquatic vegetation from boats, motors and
trailers to prevent material from being transported to adjacent lakes.
Since the plant can spread rapidly from vegetative parts, it is important to
minimize the disturbance of established plant beds. Motor boats traveling
through beds can produce untold numbers of stem fragments, all of which
can take root and produce new plants. Any measure to mechanically control
the species should remove plant fragments from the lake. If the plants are
cut, but not removed from the lake, large numbers of vegetative propagules
are produced.
Management techniques fall into four groups: chemical treatment with
herbicides, mechanical treatment, biological control, and habitat manipula¬
tion.
Chemical treatment can be effective in controlling the plant on a
short-term basis; however, this practice is not without shortcomings. After
treatment, the dead plant remains in the water which can produce problems
with dissolved oxygen and eutrophication. Herbicide application and effect
can be indiscriminate such that beneficial species might be eliminated along
with the milfoil. Since some of the herbicides are not transported to the
roots (Steward, 1971), they should be placed as close to the root system as
possible. The ecological implications of long-term use of large doses of
herbicides in the water system are not well understood. Therefore, the
practice should be approached with extreme caution.
Mechanical harvesting, if used repeatedly, is effective in controlling
milfoil (Nichols and Cottam, 1972). Cutting is most efficient when done
twice during the summer, shortly before the periods of peak biomass.
Harvesting removes problem biomass from the lake; it can be very selective
as to the area treated; and it can reduce plant growth the subsequent year.
Cleaning small problem areas, such as around docks or swimming beaches,
regularly, with a rake, is also effective.
Habitat manipulation such as overwinter drawdown, dredging and sand
blanketing can also be used to control milfoil. Beard (1969) found
drawdown to be effective in controlling milfoil in the Murphy Flowage,
Rusk County, Wisconsin. The milfoil was probably not the Eurasian
variety, but reports from southern states indicate that drawdown would
have the same impact on Eurasian milfoil (Jarman, 1970). Drawdown may
have to be repeated at varying time intervals, but the results are more
enduring and cheaper than they are with either herbicides or harvesting. If
1975]
Nichols — Eurasian water milfoil
121
dredging were done to a depth below that of the photic zone, it would limit
the growth of milfoil. Dredging is quite expensive, but it may be the best
solution in certain highly critical areas. Sand blanketing involved laying
black plastic on the bottom of lakes and covering it with sand or gravel.
This procedure was used in the Marion Millpond at Marion, Wisconsin
(Born, et al., 1973). It was effective in controlling plant growth for one
season after initial control, but longer term control was not promising.
Generally speaking, the coarser the material used in covering the plastic, the
better the control. Milfoil was not the species of primary concern at
Marion, but the procedure should be effective for milfoil control. The
author achieved spot control of native milfoil during the summer of 1973,
by floating black plastic sheeting on the surface of a farm pond in Richland
County. The plants were killed after 3-4 weeks of shading. In Wisconsin,
the use of herbicides and habitat manipulation procedures require a state
permit.
No specific biological controls of milfoil have been developed that would
be suitable in the Wisconsin area. Research being done on milfoil control in
other areas of the country includes the use of the white amur
(Ctenopharyngodon idella Val.), insect predators, viral attack, and
competition from other aquatic plants. These are certainly interesting
techniques and may provide longer-term control, but presently they are
largely in the experimental stage (Little, 1968).
Eurasian milfoil does contribute to the aquatic eco-system by providing a
low-grade food for water fowl, producing oxygen, acting as a nutrient
filter, and stabilizing hydro-soils. The species is not, therefore, all bad, but
other more desirable species can do the same job. Recent research at the
University of Wisconsin - Madison has indicated that milfoil has about the
same protein content as alfalfa hay; also, it has a high xanthophyll content,
which may make the species commercially valuable at some future time
(Koegel, et al. , 1972).
SUMMARY
The rank growth habit of Eurasian milfoil causes serious problems in
many North American lakes by restricting recreational use of the lake and
by crowding out more desirable species. This milfoil is very similar to the
native variety of the same species, but the two types can be separated with
70% effectiveness, by determining whether the specimen has more or less
than 14 pairs of leaflets.
Although the range of the Eurasian milfoil in Wisconsin is limited, the
species is very aggressive and has the biotic potential to spread rapidly in the
state. A management program needs first to be concerned with restricting
the spread of the species and then with controlling it through habitat
manipulation, or by chemical, mechanical, or biological means.
122
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
ACKNOWLEDGMENTS
The author wishes to acknowledge Mr. Brian Marcks and Mr. Scott Mori
for assistance in assembling the plant collections and the University of
Wisconsin - Madison Department of Botany for drafting the figures. Mr
Scott Mori and Dr. Tom Daniel are acknowledged for their critical review
of the manuscript.
The study was funded in part by the Upper Great Lakes Regional
Commission through the Inland Lake Renewal and Management
Demonstration Project.
APPENDIX A
The morphological differences between the two
varieties of Myriophyllum spicatum
The morphological differences between the Eurasian and native varieties of Myriophyllum
spicatum are many, but the most distinctive ones are as follows (Love, 1961): (1) The number
of pairs of leaflets on each primary rachis is usually 14 to 24 in the Eurasian variety and 4 to 14
in the native type (Fernald, 1919 said 14 to 21 and 7 to 1 1). (2) Winter buds are unknown in the
Eurasian type, whereas they are typical of the native variety. (3) The floral bracts are rhombic
to elongate in the Eurasian type, but typically spathulate-ovate in the native type. (4) The
female bracts in the Eurasian type are longer than the fruits, but in the native variety they
rarely equal the fruits in length. (5) The bracteoles are reniform or suborbicular in Eurasian
milfoil, but always ovate in the native variety. (6) The bracteoles are broader than long in
Eurasian milfoil, whereas they are longer than broad or of equal dimensions in length and
breadth in the native variety. (7) The stem of the dried plant is usually fulvous or olivaceous in
color, but it is rarely whitened in the Eurasian variety; it is always distinctly whitened in the
native variety.
The general appearance of these two types is depicted in Fig. 2. Note the difference in the
number of leaflets.
APPENDIX B
The numerical taxonomy of Myriophyllum spicatum plants
Materials and methods
Mass collections of milfoil plants were taken from populations in three Wisconsin lakes. The
lakes sampled were Lake Wingra (T-7-N, R-9-E, sec. 27 and 28), Dane County; Pine Lake
(T-19-N, R-8-E, sec. 11), Waushara County; and Horseshoe Lake (T-17-N, R-22-E, sec. 20),
Manitowoc County. The population from Pine Lake appeared to be all native variety plants;
the population from Horseshoe Lake appeared to be all Eurasian type plants; the population
from Lake Wingra appeared to have a mixture of both types. In fact, the population in Lake
Wingra appeared to have three distinctive types: one type had the appearance of the Eurasian
form and flowered in mid-June; the second type appeared to be the Eurasion form and had a
late July flowering date; the third type had the appearance of the native variety and had a late
July flowering date. Early flowering plants were not found in Horseshoe or Pine Lakes. Each
population was sampled only once during a period from 1968-1971. Each of the three Lake
Wingra types, were, however, sampled. All specimens were pressed and placed on file at the
University of Wisconsin-Madison Herbarium. Twenty-five characters (Table 1) were measured
on each specimen. A total of 85 specimens met all the criteria for analysis.
1975]
Nichols — Eurasian water milfoil
123
FIGURE 2. Photograph of the two varieties of milfoil, a - Native Myriophyllum spicatum var.
exalhescens [Fernald] Jepson. b - Eurasian Myriophyllum spicatum L.
The polythetic agglomerative method described by Orloci (1967) and an R type ordination
were the numerical techniques used in seeking natural groupings of plants. The R. weighting
factors (Table 1) were obtained by doing a Q-type analysis on the 25 attributes in entity space,
using a principal components analysis as described by Orloci (1966).
Results
Neither method of numerical taxonomy would indicate a clear separation of the two
varieties. The agglomerative method tends to group specimens with less than 14 pairs of leaflets
with each other. Those with more than 14 pairs of leaflets are also grouped together (Fig. 3). If
a Q/K value of 16 is arbitrarily used as a cutoff point, eight groups of plants are formed. One
group is made up primarily of plants with less than 14 pairs of leaflets. In the group primarily
containing 13 or less leaflets, 14.8% of the specimens contained 14 or more pairs of leaflets.
The remaining seven groups had a total of 30% of the specimens with less than 14 pairs of
1 24 Wisconsin A cademy of Sciences ; A rts and Letters [V ol . 63
TABLE 1: CHARACTERS MEASURED ON MILFOIL PLANTS *
*Only specimens with an inflorescence length over 35 mm were measured. All leaf measurements
were made on the right-hand leaf of the 5th whorl of leaves from the inflorescence. The distance
between leaflets is the distance between the 1st and 2nd leaflets. Inter node length and stem
diameter were measured between the 4th and 5th whorl of leaves. All floral measurements were
made on the lowermost, right-hand flower that showed normal development.
1975]
Nichols— Eurasian water milfoil
125
FIGURE 3. Agglomerative classification of milfoil plants. Location: W - Lake Wingra, P -
Pine Lake, H - Horseshoe Lake, m - Mori collection, ni - Nichols collection, ne -
Nelson collection, R - Read collection.
126
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
leaflets. The two groups with the greatest difference were those that had specimens primarily
from Horseshoe Lake and those early flowering specimens from Lake Wingra. The native
variety plants from Pine Lake and Lake Wingra tended to be lumped together and were
intermediate in variability.
The ordination methods indicated a continuous variation of plants based on the characters
measured (Fig. 4). The ordination axes were divided into quarters and the percentage of plants
with less than 14 leaflets were calculated for each quarter. Plants in Group I had ordination
numbers of less than 240 on the first axis and less than 248 on the second axis: Group II
contained plants from 240 to 300 on Axis I and 248 to 316 on Axis II. Group III plants ranged
from 300 to 360 on Axis I and 316 to 384 on Axis II; Group IV contained the remainder of the
plants. Group I contained the highest percentage of plants with less than 14 leaflets, with
75.7%; 55.2% of the plants in Group II, 22.2% of the plants in Group III and no plants in
Group IV had less than 14 leaflets. Again, there is no clear separation, but there is a continuum
formed between plants with less than 14 leaflets and plants with more than 14 leaflets.
500i —
50
400
50
300
50
200
50
100
100
GROUP
GROUP KL
• i
i
i
GROUP n
group i <:
50
200
50
300
50
400
50
1
500
AXIS I
FIGURE 4. R - Ordination of milfoil plants.
1975]
Nichols — Eurasian water milfoil
127
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nical Report OWRR B-019-Wis. University Wisconsin Water Resources Center, Madison,
111pp.
Nichols, S. A., and G. Cottam. 1972. Harvesting as a control for aquatic plants. Water Res.
Bull. 8:1205-1210.
Nichols, S. and S. Mori. 1971. The littoral macrophyte vegetation of Lake Wingra. Trans.
Wis. Acad. Sci. Arts Lett. 59: 107-119.
Orloci, L. 1966. Geometric models in ecology. I. The theory and application of some ordina¬
tion methods. J. Ecol. 54:193-215.
1 28 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
Orloci, L. 1967. An agglomerative method for classification of plant communities. J. Ecol.
55:193-206.
Patten, B. C. 1954. The status of some American species of Myriophyllum as revealed by the
discovery of intergrade materials between M. exalbescens Fern, and M. spicatum L. in New
Jersey. Rhodora 56:213-225.
Patten, B. C. 1956. Notes on the biology of Myriophyllum spicatum L. in a New Jersey lake.
Bull. Torrey Bot. Club 83:5-18.
Springer, P. F., G. F. Beavens and V. D. Stotts. 1966. Eurasian Watermilfoil - A Rapidly
Spreading Pest Plant in Eastern Waters. Northeast Weed Control Conference, Halifax,
Nova Scotia, 1961.
Steenis, J., V. D. Stotts, and C. R. Gillette. 1961. Observations on Distribution and Control of
Eurasian Watermilfoil in Chesapeake Bay. Mimeo, 7 pp.
Steward, K. K. 1971 Translocation of Herbicides in Two Submersed Aquatic Plants. Weed
Science Society America Meetings, Dallas, Texas.
Weber, J. A. 1972. The importance of turions in the propagation of Myriophyllum exalbescens
(Haloragidaceae) in Douglas Lake, Michigan. Mich. Bot. 11:115-121.
A CASE STUDY IN THE DECELTICIZATION OF IRELAND:
THE O’CONORS OF CONNACHT*
Gareth W. Dunleavy
and
Janet Egleson Dunleavy
University Wisconsin —
Milwaukee
PART I: 12th Century to 18th Century
In 1892 Douglas Hyde addressed the National Literary Society of Ireland
on the subject of deanglicization. His lecture before that group is now much
anthologized1. It would not have been necessary had there not been, for
more than 800 years, a corresponding systematic and progressive
decelticization by the English. The story of the decelticization of Ireland
and its effects can be read in the history of the O’Conors of Connacht, an
ancient ruling family which claims descent from Queen Maeve of the Tain
Bo Cualgne of the first century; Turlough Mor O’Conor, “Monarch of
Ireland’’ in the twelfth century; and Rory O’Conor, the last High King of
Ireland, who died in retirement twenty-nine years after the Anglo-Norman
invasion. It is a story of intrigues, of feuds and rivalries fostered by foreign
legates, of loyalties manipulated through reward and confiscation, of bitter
choices between unacceptable alternatives, of petty jealousies and fears, of
greed and ambition, of shifting values, and of imposed stereotypes which
became, to the everlasting dismay of men like Douglas Hyde, self-fulfilling
prophecies believed in and spread by the very men and women who suffered
most from their imposition.
The story began when King Rory O’Conor’s emissaries arrived at
Windsor in 1175, ready to negotiate an agreement with Henry II. They left
with a treaty that proclaimed Rory’s fealty to the King of England. What
Rory O’Conor took to be pro forma submission to a more powerful king
for his lifetime only, following Irish custom, in fact established that the
kings of England should in future be lords paramount of Ireland — and that
all future monarchs of Ireland as well as Irish chieftains or petty kings
should hold their domains as tenants or vassals of the English crown. Rory
obviously did not understand the feudal system in all its bearings. He did
not see, for example, in the words of John O’Donovan, a nineteenth-cen¬
tury chronicler of the O’Conors of Connacht, “that according to this
system of law, on the rebellion or disobedience of any of them, Henry could
deprive. . .[Rory] and his tribe of their territory at his pleasure and grant the
same to his English followers’’2. Reduced in prestige, unable longer to
*Presented December 29, 1973, at the Annual Meeting of the Modern Language Association
(Celtic Section).
129
1 30 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
control O’Conor factions that flouted his authority, Rory soon was forced
into so-called voluntary retirement in the monastery at Cong, while
Connacht was left to the powerful and greedy Norman lords, De Lacy of
Meath and De Courcy of Ulster. Rory’s last humiliation was revolt against
his rule by two of his own sons.
In addition to destroying the prestige of Irish chieftains among their own
people by reducing them to vassalage, the English fostered self-destructive
feuds for plainly political reasons with results of the kind described in Cox’s
Hibernia Anglicana :
As if some malignant star had influenced all the inhabitants of Ireland to contention,
the Irish also quarreled with one another, and M’Dermot of Moylurg encountered the
King of Connaught and slew him and two thousand of his men, whereupon the Lord
Justice was sent over to give an account of this bustle and why he permitted it. . .he
answered that it was no damage to the king that one rebel destroyed another.3
In some cases clearly the English objective was to prevent any possibility of
the emergence of a new Irish High King. For example, when Edward Bruce
arrived in Ireland in 1315, power contests among the O’Conors had left the
kingship of Connacht in dispute for nearly a century. At this point,
however, the Earl of Ulster sought alliance with young Felim O’Conor, who
then claimed the kingship. When Felim’s position was threatened, the
family rival was eliminated with the aid of the Anglo-Norman lord of
Connacht, Richard de Bermingham. But then in August of 1316, when
Felim, grown bold in the position he had been helped to achieve, rebelled
against de Bermingham, he was defeated and slain by English forces.
Within the Pale, that stronghold of English loyalists, the victory thus
won over the Connacht king at the Battle of Athenry was celebrated as a
significant triumph in the campaign to weaken and eventually exterminate
the chieftains of the Great Irishry. Ironically, however, both de
Bermingham and his ally, de Burgo, were husbands of Gaelic Irishwomen.
What was gained in the field in the name of the English was lost in the
bedchamber as more and more Anglo-Normans in Ireland became, in the
words of one complainant, “more Irish than the Irish.” Designed to block
this new threat to English rule, the Statute of Kilkenny was passed in 1366.
It barred English loyalists from speaking the Irish language, taking an Irish
name, wearing an Irish cloak, cutting their hair in the Irish fashion, or even
riding a horse, Irish style4. Almost unenforceable in the fourteenth
century, the Statute was for the most part ignored by those it attempted to
regulate. To the native Irish, however, the intent of the law was clear: they
responded to this attempt to establish apartheid by setting aside their own
private rivalries and uniting against the English in a greater show of strength
and defiance than before. Hugh O’Conor, King of Connacht, joined with
O’Brien of Thomond to defeat the Earl of Desmond, for example. For a
short time it seemed as if English policies had backfired — that what had
been constructed as a strong measure in the continuing campaign of
decelticization had instead unified the Gaels. Quickly, the English returned
1 975] Dunleavy and Dunleavy — Decelticization Ireland 1 3 1
to the more successful methods of divide and conquer which they previously
had applied. The alliance between O’Conor and O’Brien was short-lived;
and O’Conors and O’Briens were encouraged to wage wars disastrous to the
Irish against each other and neighboring chieftains throughout the
fourteenth and fifteenth centuries. Meanwhile, having learned that despite
their inability to sustain stable rule in their own territory, the O’Conors
were capable of rallying the Irish in ways that could not be ignored, the
English adopted a different method of dealing with them. In a letter to the
Lords of the English Council in 1569 the English Governor of Connacht
wrote of the area under his jurisdiction:
There rested nothing to be done in that province but the unitinge of the captaines in her
majesties service and the winning of the ancient Castell of Roscoman. . . . but before our
comminge to the house, O’Connor Donne, who long time hath usurped the possession
thereof, offered to resign it, which indeed he did after some speache had with him,
whereby he found there was no means to save himself and his countrie from spoile and
destruction5.
Shortly after this capitulation, a fiant ratified by Queen Elizabeth
confirmed the nomination of O’Conor Don to be “captain of his country,
the castle of Roscommon excepted,” he to hold his title “during good
behavior,” making clear the nature of the “speache” the English Governor
had had with him.
Meanwhile, of course, the English had found a new basis for legal and
military action against the Irish: their refusal to conform to the Anglican
religion. In 1570 the Crown-appointed first “President of Connaught,” Sir
Edward Fytton, inventoried all the land held in the province and according
to State papers quoted by Charles Owen O’Conor in The O’Conors of
Connaught , burned idols and images in Connacht churches, and expelled
the friars6. The president regretted to report, however, that the Irish of
Connacht were “not willing to embrace justice, nor reform themselves to
English government”; nor were they willing to adopt the State religion. A
rebellion termed “civil war” by the English broke out: in 1572 O’Conor
Don was indicted for high treason. The beginning of a more coercive policy
on the part of the English against the Irish chieftains during the last quarter
of the sixteenth century is reported in the Annals of Loch Ce:
... an Act of Parliament was held in Dublin, and several of the Irish who attended it
were hanged, and the rest came away without profit, and a great tribute — viz, an ounce of
gold for every quarter of land — was laid on Connaught, and the sovereignty of each
Gaelic lord was lowered 7.
The Act referred to is that which established the Composition of Connacht,
by which the Gaelic chiefs of the province were made “territorial
magnates,” holding lands not through ancient claims but directly from the
English Crown under English law. Acceptance, of course, implied
acknowledgement of the Crown’s right to grant lands; refusal meant
confiscation. Faced with this devil’s choice, the O’Conors thus became
132 Wisconsin A cademy of Sciences , A rts and Letters [ Vol . 63
absolute owners of the land, with inheritance following the English system
of primogeniture rather than the Gaelic system established by ancient
Brehon law. Twin blows had been struck: one extending the authority of the
Crown; the other eroding yet more of the Gaelic tradition in Ireland.
Plagued by dissension and conflict in their own ranks, perceiving any
continuing fight for provincial independence as futile, lacking any concept
of a unified Irish nation, chieftains such as Hugh O’Conor Don continued
to work within the English system in the seventeenth century. Knighthood
was one step in the process; the voluntary surrender of the Fiant and patent
granted under Elizabeth I for a new Fiant and patent regranted by James I
in 161 7 was another. If no longer defiant, the chieftain of the Connacht
O’Conors was not yet completely submissive, however. Until his death in
1632, Sir Hugh employed what influence and power he retained to protect
vulnerable younger sons of other former members of the Gaelic aristocracy
and the Roman Catholic clergy. But his efforts could not stem the tide of
anglicization which flowed all around him. When an Irish chieftain died, his
minor sons were declared wards of the King, and in many cases were taken
to England, where they received an English education and were brought up
in the Protestant faith until they were of age. Then they were returned to
their estates in Ireland, loyal to the Crown, members of the Church of
England. Insidious as it now appears, this practice was not strongly
opposed, probably because its effects were so slow to be felt. While some
leaders of Irish families gathered at the O’Conors’ Ballintobber Castle to
protest existing but not stringently enforced laws against Catholics, and the
Castle itself was known as a haven for Roman Catholic clerics, others
followed a policy of accommodation. Virtually no one spoke out for
Ireland’s Gaelic heritage, although it was more threatened than her
Catholicism.
The growing power of the English Puritan Parliament during the reign of
Charles I alarmed the Irish, however, and Charles O’Conor Don, who
succeeded Sir Hugh, became one of the leaders of a confederation of
Catholic and Irish Connachtmen which met for the purpose of planning
how best to resist this new threat. Their confederation was short-lived.
Following the Rebellion of 1641, in the land confiscation acts of 1642 and
1652, Hugh O’Conor Don, son of Charles, was stripped of his land and was
listed as one of a number of dangerous Irishmen, excluded from all pardon.
He and his son, among many others like them, fled to the Continent, where
they joined the Duke of Gloucester’s regiment which served the exiled
English king, Charles II. Under English kings, the Irish had not fared well;
under Cromwell, clearly their lot would have been far worse had they
remained in Ireland. Their only hope, they believed, was restoration of the
monarchy followed by reward for loyalty to the Crown during the
Cromwellian period.
Restoration of the monarchy, however, brought only slight relief to the
Irish Catholics who had served Charles II. In 1660, approximately
1975]
Dunleavy and Dunleavy — Decelticization Ireland
133
one-tenth of the lands claimed by Hugh O’Conor Don was returned to him.
Additional confiscations further diminished the wealth and influence of
once powerful Irish Catholic families, following the defeat of James II at
the Battle of the Boyne, thirty years later. Caught in a struggle for mere
physical survival, the remnants of the Gaelic aristocracy had little to give to
the preservation of their Gaelic heritage. In 1695 the first of the Penal Laws
was passed: for the next 134 years the struggle of Irish Catholics in Ireland
was no longer to recover what they had lost in land, wealth, influence, and
cultural traditions but merely to retain what little they still had. Gone were
the dreams of once more inaugurating a proud King of Connacht on the
mound at Carnfree, of presenting him with the white wand and fitting him
with the symbolic shoe. Gone were the hopes of new Brehon assemblies on
the hillsides of Connacht. Gone were the poets and satirists who guaranteed
treaties between the kings of Connacht and other provincial kings,
threatening one who would break a treaty with a satire that would shame
him across the land. Donough a Lia, great-grandson of Sir Hugh O’Conor,
lived as a small farmer, tilling the ground at Kilmactranny, Co. Sligo. To
his sons he often said, “Boys, you must not be impudent to the poor.
Remember, I am the son of a gentleman, but you are the sons of a
ploughman”8.
PART II: 18th Century to 20th Century
If the struggle of the native Irish from 1695 to 1829 was not to recover
what they had lost in the twelfth century but to retain what little they had in
the eighteenth, they were by no means unified in their ideas of what should
be protected or how protection could be assured. After the Reformation
the ethnic badges worn by native Irishmen were their Gaelic heritage, on
the one hand, and their restricted Catholicism, with its outlawed bishops
and illegal practices, on the other. While on the surface the Penal Laws
seemed directed against Catholicism, in actual fact they served more to
erode those aspects of Gaelic culture which had been rallying ground for
opponents of English rule in Ireland. Thus in the eighteenth century, the
choices open to the native Irish were these: 1) to relinquish both ethnic
badges and enjoy modest prosperity; 2) to cling only to the ethnic badge of
Catholicism and suffer impoverishment. In neither case was it advisable for
the native Irish to retain or attempt to regain their Gaelic heritage. For
impoverished Catholics, ignorance of English law, language, and customs
rendered them unfit for the only employment opportunities open to them
and their children: service in the Big Houses. For prospering Protestants,
adherence to Irish law, language, and customs invited charges of treason.
At the beginning of the eighteenth century these were the choices faced by
Denis O’Conor, whose brother, father, and uncle had been attainted of
treason for supporting James II in the last years of the seventeenth century.
Too young to have taken part himself in the political struggles espoused by
1 34 Wisconsin A cademy of Sciences, A rts and Letters [ Vol . 63
his brother, father, and uncle, Denis — or Donough a Lia, as he was
called — inherited estates which were in part confiscated because of the
family’s political activities, in part encumbered by mortgages made to gain
financial support for the Stuart cause. The owner of these mortgages was
Robert French, a Protestant, whose claims were so great as to make the
inheritance virtually worthless. In a complicated legal suit, however, a
settlement was reached which eventually gave Donough a Lia possession of
a small portion of the O’Conor family lands, subject to a perpetual annual
rent charge. In 1720, he moved from his small leased farm in Kilmactranny,
Co. Sligo, where he, the son of a gentleman, had become a ploughman to
O’Conor lands at Belanagare, Co. Roscommon9.
Donough a Lia had chosen to retain his Catholicism; like most who
shared his situation, he gave up much of his Gaelic heritage. But
Kilmactranny even today is a remote, not easily accessible corner of Sligo,
and Belanagare is not much more in the world’s eye. To Donough a Lia’s
cottage came David O’Duigenan and Cornan O’Cuirnin, Irish poets and
scholars. There also the famous harpist, Turlough O’Carolan, often called
the last of the Irish bards, played and sang. There, too, when he returned
from his frequent illegal trips through the countryside and to the Continent,
stayed Bishop Thady O’Rourke, Donough a Lia’s brother-in-law, with a
price on his head because the Penal Laws outlawed all Catholic bishops in
Ireland. Both English and Irish were the languages of Donough a Lia’s
cottage. His sons’ teachers were their uncle, Bishop O’Rourke, and hedge
schoolmasters, for it was forbidden either to educate Catholic children at
home or to send them abroad to be educated in Penal times. In addition to
English and Irish they learned mathematics, natural history, Latin,
philosophy — all the studies appropriate for gentlemen — while seeming to be
simple farm folk. As young adults, O’Conor children, cousins, and friends
made illegal trips to the Continent to further their education, to study for
the priesthood in Irish colleges in France, or to enter the service of
England’s enemy, the French king10. Had Donough a Lia lived closer to
Dublin, Cork, Limerick, or even Sligo, such a household probably would
have been difficult, if not impossible to maintain.
But clandestine life and limited economic security had their distinct
disadvantages, even in the comparative safety of Connacht, while the
temptation to give up all ethnic badges— to become English and
Protestant — was continually presented to young O’ Conors and other
Irishmen. Hugh, youngest son of Donough a Lia, succumbed, and for a
while it seemed as if (following the provisions of the Penal Laws) he would
supplant his elder brother Charles and inherit his father’s small estate, for
this was the reward held out to children of Catholics. Ironically, Charles
was protected by what until then had seemed a heavy encumbrance: the
perpetual rent charge to the Frenches. He argued that the estate was not
owned entirely by him, that it was merely his under an irredeemable rent
charge, and that therefore the Frenches had both an interest in and title to
1975]
Dunleavy and Dunleavy—Decelticization Ireland
135
the land (in this argument he was, of course, supported by the Frenches).
The matter was settled by agreement: The Frenches continued to receive
their annual rent charges. Hugh and his heirs received sums which further
encumbered the estate (as decelticized Protestants for whom the professions
and other opportunities were opened, they prospered financially in other
ways, too). Charles struggled along at Belanagare, Catholic and Gaelic,
remembering Carolan, O’Cuirnin, and others, watching the spread of
anglicization around him.
By necessity, like his father, Charles O’Conor of Belanagare was a
farmer; by inclination he was a scholar. With his increasingly unique
fluency in written and spoken Irish and the training he had received from
his hedge schoolmaster and Bishop O’Rourke, he set for himself the task of
preserving as much of his Gaelic heritage as he could, collecting
manuscripts where he knew them to be found— sometimes in the cottages of
other families once wealthy and powerful and celebrated by Irish poets,
sometimes in the possession of Irishmen abroad. Among those he added to
the O’ Conor manuscript collection were the Book of O’ Conor Don and the
Book of the Magauran, both dunaire copied by Irish scribes on the
continent in the seventeenth century11. Such collections of eulogistic bardic
poems in their honor had once been the prized possessions of each Irish
chieftain’s family. Charles copied manuscripts he borrowed, annotated
those he studied, exchanged copious notes about manuscripts with other
Irish scholars, and published a number of well-received treatises on Irish
history and related subjects. At the same time, together with Wyse and
Curry, he helped to found the Catholic Association, to try to relieve some
of the sufferings of the Catholics of Ireland12.
Still, as it had flowed and eddied around his father, anglicization
continued in the world around Charles O’Conor, called “The Historian”;
his own elder son, Denis, although intensely concerned with protecting the
family’s Catholicism, absorbed the dominant decelticized attitude toward
things Irish. More affected by his father’s attempts to preserve the family’s
Irishness, Charles’s younger son, also named Charles, and his two sons,
Thomas and Denis, joined the Society of United Irishmen in the hope of
stemming anglicization through political means. Immediately after the
ill-fated Rising of ’98, the two sons left Ireland for the United States; their
father soon followed, dying in New York in 1808. Of the Historian’s elder
son’s many children, only the second son (another Charles), a Catholic
priest trained in Rome, showed any interest in the scholarly work of his
grandfather; his older brother, Owen, heir to Belanagare and to the title
O’Conor Don, worked actively for Catholic Emancipation (Daniel
O’Connell was his close friend and associate) but had no real interest in his
grandfather’s Irish books and manuscripts. As for the Historian’s younger
grandchildren (influenced, no doubt, by their father), they were more
concerned with taking advantage of repeal of the worst of the Penal Laws to
improve their social and economic position than with preserving their
1 36 Wisconsin Academy of Sciences, Arts and Letters [Vol. 63
Gaelic heritage. However, another grandson, Mathew, wrote a history of
the Irish Brigades in France. Indeed, when the Duke of Buckingham, a
collector of books and manuscripts, suggested that he might have a
commission in his regiment for a younger son of a family kind enough to
make him a gift of some ancient Irish writings, Denis and most of his
children considered the offer a bargain to be snapped up at once. Only Dr.
Charles O’Conor, the priest, objected — strenuously, insisting on the value
of his grandfather’s work against the sneers of father, brothers, and
cousins. To obtain the manuscripts he coveted, the Duke invited Dr.
Charles O’Conor to become librarian of his valuable collection at Stowe
and chaplain to the Duchess, a Catholic. Disgusted with a father who so
lacked a sense of the past, who seemed nothing but a “Paudeen fumbling in
a greasy till,” Charles accepted the Duke’s offer and — ironically-served
his Irish interests by living out the rest of his life in England13. There he
pored over the treasures of the Irish past that early nineteenth-century
Ireland either ignored or had forgotten; meanwhile, Denis, eldest son of his
elder brother, was being groomed to become the next O’Conor Don, chief
of their ancient family — first in an English boarding school, where he was
mocked for being Irish, then on the Continent, where he spoke of himself as
an Englishman, traveled in English aristocratic society, and sought an
‘‘advantageous match” (a wife who was not necessarily Irish nor even
Catholic, according to his correspondence, but who had to be a young lady
of good social standing and adequate means).
As things turned out, Denis O’Conor did marry the daughter of a
well-to-do Irish Catholic landowner, however, and with prosperity — not
only from his wife’s fortune but also from the rising value of his father’s
successful investments in land — came once again the social status enjoyed
by the O’ Conors of hundreds of years past. When Catholics were admitted
to the professions and to seats in government following Catholic
Emancipation in 1829, Owen was elected to represent Co. Roscommon in
Parliament. When Owen died in 1831, Denis was elected to the same seat. In
Roscommon, as family correspondence indicates14 Irish was not entirely
unknown to Denis and his brother and sisters: phonetically spelled phrases
crop up from time to time in playful, informal letters. But Irish is clearly
not the language of a gentleman, in anyone’s estimation, in the early
nineteenth century. Denis’s accomplishments are his proficiency in Latin,
French, Italian, German, and the King’s English. What becomes proper and
desirable at this time, however, is the family’s aristocratic Gaelic past. The
years of ploughing the land in Kilmactranny are forgotten as genealogists
and historians are asked to delve into ancient manuscripts— the same
manuscripts regarded as worthless by Denis’s grandfather and uncles,
excepting his uncle Charles— to trace the lineage of O’Conor Dons and
kings of Connacht and to validate the family coat of arms. The message
from Englishman to Irishman is clear: for a man who is essentially English
in speech, manners, education, dress, taste, and political sympathies to
claim an ancient and noble Irish heritage is to enhance his position as an
1975] Dunleavy and Dunleavy — Decelticization Ireland 137
English gentleman; for a man who is essentially Irish in speech, manners,
education, dress, taste, and political sympathies to claim an ancient and
noble Irish heritage is to invoke laughter at his folktale foolishness or
suspicion of probable disloyalty. Those who were English in everything but
political sympathies at this time — the educated but rebellious sons of the
Ascendancy who espoused the Irish cause in the nineteenth century, for
example — were regarded as traitors. Those whose nationalism was cultural
rather than political were interesting curiosities in fashionable society if
dilettantes, respected but harmless scholars if serious.
Like the O’Conors, children of affluent Irish families of the nineteenth
century usually had English nannies or French governesses to make sure
that they did not grow up speaking the brogue, in imitation of “Paddy,”
the derogatory name applied to all brogue-speaking Irishmen15. When
Denis O’Conor’s children were old enough for formal education, like him
they were sent first to an English school and then to the Continent, to polish
their manners and their French. Meanwhile, poor children in Ireland often
were beaten in school and at home for speaking Irish: to get along in the
English society of nineteenth-century Ireland, it was necessary to speak
English16.
By 1892, except in the poverty-stricken and isolated areas of the
Gaeltacht, English was the language of Ireland. English law was the law of
the land; English education was the model for Irish schools; English culture
was the dominant culture; London was the intellectual, social, and artistic
center of Ireland’s English-speaking world. To be sure, a few followers of
Thomas Davis and the mid-century young Irelanders still sang songs and
recited poetry about the Irish past (in English); the Irish language, Irish
folklore, and ancient Irish monuments had been discovered by philologists
and antiquarians; some enthusiasts (Charles Owen O’Conor Don and
Douglas Hyde among them) were promoting a Society for the Preservation
of the Irish Language; other enthusiasts were promoting the playing of Irish
games; a group of writers (later acclaimed as founding members of the Irish
Literary Renaissance) were speaking of a Celtic revival; a chair in Irish was
established at Trinity College, Dublin. But these were no longer attempts to
stem the tide of anglicization, but rather evidence that decelticization was
virtually complete. From this point on, as Douglas Hyde recognized,
Ireland would have to undergo a corresponding process of deanglicization if
ever it were to be Gaelic again.
NOTATIONS
1. “The Necessity of De-Anglicising Ireland’’, 1000 Years of Irish Prose , ed. Vivian Mercier
and David H. Green (New York, 1950), pp. 79-89.
2. Quoted by Charles Owen O’Conor Don, The O’Conors of Connaught (Dublin, 1891), p.
73.
3. R. Cox, Hibernia Anglicana, p. 77, quoted in The O’Conors of Connaught, p. 118.
1 3 8 Wisconsin A cademy of Sciences » A rts and Letters [ Vol . 63
4. Statutes and Ordinances and Acts of the Parliament of Ireland, King John to Henry V, ed.
H. F. Berry (Dublin, 1907), pp. 431-469.
5. State Papers, A. D. 1569, quoted in The O’ Conors of Connaught , p. 190.
6. The O’Conors of Connaught, p. 186.
7. Annals of Loch Ce', A.D. 1584, quoted in The O’Conors of Connaught, p. 190.
8. J. P. McGarry, The House of O’Connor (Dublin, 1971), p. 28.
9. A very brief summary of this case may be found in The O’Conors of Connaught , pp.
286-290. Documents and letters which spell out the problems faced and the procedures followed
in the settlement are described in the O’Conor Papers. This collection of approximately 18,000
items has been catalogued by the authors, under grants from the American Philosophical
Society, the American Council of Learned Societies, the American Irish Foundation, and the
University of Wisconsin-Milwaukee. Permission to consult or quote from the Catalog or from
any item in the O’Conor Papers must be obtained from the O’Conor Trustees, Clonalis House,
Castlerea, Co. Roscommon, Ireland.
10. Letters and diaries describing these visits and comments relating to the movements, legal
and illegal, of Bishop O’Rourke may be found in the O’Conor Papers (see 9. above).
1 1 . The Book of O’Conor Don remains with the O’Conor Papers (see 9. above); the Book of
the Magauran has been in the National Library of Ireland since 1972.
12. Manuscripts, diaries, and letters of Charles O’Conor of Belanagare, related to his work as
an antiquarian and his role in the Catholic Association, are in the O’Conor Papers (see 9. above).
13. Working drafts of some of Dr. Charles O’Conor’s manuscripts and much of his
correspondence are preserved in the O’Conor Papers (see 9. above); some of his private papers
are also to be found in the Huntington Library. The manuscripts collected by Charles O’Conor,
The Historian, which Dr. Charles O’Conor took with him to Stowe for the most part are now in
the British Museum Library; some papers and manuscripts are in the Royal Irish Academy.
14. Preserved in the O’ Conor Papers (see 9 above), which are especially rich in materials
related to the social, intellectual, economic, and political history of Ireland in the eighteenth to
twentieth centuries.
15. Cf. Joseph Hone, The Life of George Moore (New York, 1936), pp. 21-22; also Janet
Egleson Dunleavy, George Moore: The Artist’s Vision . The Storyteller’s Art (Lewisburg, Pa.,
1973), p. 25.
16. Cf. Douglas Hyde, Beside the Fire (London, 1890), xlii; also Gareth W. Dunleavy,
Douglas Hyde (Lewisburg, Pa., 1974), p. 59.
CEMETERIES: A SOURCE OF
GEOGRAPHIC INFORMATION
Maurice E. Perret
University Wisconsin —
Stevens Point
Most people show some reticence to visit cemeteries. They enter them
only to see the tombs of relatives or friends or to attend funerals. Once the
feeling of uneasiness is overcome, one may consider a cemetery as a field of
investigation which furnishes many data to scientists. Geologists examine
the tombstones as good samples of rocks, either of local origin or imported,
sometimes from distant countries1. Historians discover some facts from
epitaphs of notable persons. Genealogists often find the only records
relating to some ancestors. Demographers will gather statistics. Sociologists
examine differences between classes and several have published papers on
the subject2. Art historians study the forms and decoration of monuments.
Geographers can make the greatest use of the information offered there.
Up to the present, however, very few studies have been published in this
country. In his article Necrogeography in the United States3, Fred Kniffen
mentions only two papers dealing with the subject in American
geographical periodicals: William D. Pattison’s The Cemeteries of Chicago:
a Phase of Land Utilization4 and Larry W. Price’s Some Results and
Implications of a Cemetery Study5. Since that time, a few papers on
cemeteries have been published: J. B. Jackson’s The Vanishing Epitaph -
From Monument to Place6, Donald C. Jeane’s The Traditional Upland
South Cemetery7, and Richard F. Francaviglia’s The Cemetery as an
Evolving Landscape8, W. G. Hardwick, R. J. Claus and D. C. Rothwell’s
Cemeteries and Urban Land Value9, Donald C. Jeane’s A Plea for the End
of Tombstone-Style Geography10. Some papers brought commentary such
as Eileen Schell’s Letter to the Editor, referring to Cemeteries and Urban
Land Value11, or Francaviglia’s Comment in Reply to A Plea for the End of
Tombstone-Style Geography12. One master’s thesis deals also with
cemeteries: Mark Trembley’s Cemeteries: Diverse Landscape Features in
the San Francisco-Oakland Metropolitan Area13.
One aspect of the cemeteries, however, has been neglected: the
information that they can provide in regard to pioneer settlers and to the
occupation of a region. Often, the settlement forms and agricultural
practices show a diversity of patterns that cannot be attributed to physical
factors but to differences between ethnic groups. For rural areas, historical
data are scarce; the geographer must gather information from all possible
sources, and cemeteries may furnish valuable indications.
139
1 40 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
The field work for this paper was made chiefly in Wisconsin, but the
method can be applied to other regions in the United States and Canada. On
the other hand, it could not be used in countries that have been densely
populated for centuries. In Europe, for instance, the lack of space has
brought different customs. The human remains buried in the ground are not
protected by law. Early graveyards located around churches in villages and
cities have been abandoned as burial grounds, the land being used now for
parks, squares, streets, new buildings. In some countries, graves are
established only for a limited time. After a number of years, a section of a
cemetery is declared obsolete, tombs and their content are removed and the
section is ready for new burials. In some cases, bones are kept in an ossuary;
in other cases they are burnt. The ossuary of Stans, Switzerland, shows
skulls on which have been marked the names for identification.
Rural or small town cemeteries are the most useful source of information
as they often provide data that cannot be found in other places. Cemeteries
in cities also may be useful, but often their size makes them more difficult to
study. Furthermore, in a city, documents such as death records, registers of
naturalization, etc. and books (history, genealogy, directories, etc.) will
offer more material than a cemetery.
Beginning of Settlement in the Area
Rarely is the year of the first establishment in an area known with
certainty. This is the case for the town of Chippewa Falls, a logging
community in Northern Wisconsin. A large tomb bears an inscription: “to
the memory of the valiant pioneer Jean Brunet born in 1791 in Gascony,
France, deceased in 1877 at Chippewa Falls, builder of the first Chippewa
Falls saw mill in 1836“ (Fig. 1) but this does not date his arrival as a
pioneer. In other cases, the dates of arrival of several individuals concur
and one may infer when the settlement started (Figs. 2 and 8). Lacking this
information, one may deduce that the time of the first establishment will be
not long before the date of burial on the oldest graves. The pioneers were
generally healthy people, but the precarious sanitary conditions were hard
on children and in almost any cemetery the first ones to be buried were
children, although their graves are not always identifiable either because
their parents may not have wanted to incur the expense of a monument or
because there was no stonecutter in the vicinity; wooden markers that may
have been used have now vanished. Near Amherst, Wisconsin, a group of
Amish families settled down about fifteen years ago. They established their
own cemetery, which at present contains five tombs of children designated
by wooden markers without inscription and one tomb of a thirty-seven year
old woman who may have died at childbirth. Among old tombs there may
also be some elderly people, parents of the original settlers who came with
them or who joined them later. In many rural areas, a small cemetery
indicates a community of ten or fifteen families who settled together and
1975]
Ferret— Cemeteries: geographic resource
141
Fig. 1. Grave of Jean Brunet, in the Chippewa Falls Catholic Cemetery,
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Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
Fig. 2. Slab typical of the early tombstones in Woodlawn Cemetery, Green Bay.
1975]
Per ret — Cemeteries: geographic resource
143
one may trace their history and the various generations up to the present
time.
Origin of Settlers
On some tombs there is the indication of birth place (Figs. 2, 6 and 8).
Settlers from the East gave it, occasionally with other details; for instance
one epitaph reads:
JUSTIN G. PINNEY
BORN IN BECKET, MASSACHUSETTS 1805
EMIGRATED TO CRAWFORD CO., PENNA. 1815
SETTLED IN WINDSOR, WISCONSIN 1846
DIED JULY 29, 1863
Most Irish people similarly record their birth place on the tomb — place,
parish and county; Queen’s County and King’s County often mentioned are
now respectively Laoighis (Laois or Leix) County and Offaly County.
Swiss, Welsh and Norwegian people also often state the name of the
birthplace. These people were presumably proud of their origin. (Figs. 3
and 7). Other ethnic groups rarely give such data or at best some general
region like Prussia, Belgium, Bohemia, Europe.
Another way to find out about the origin of a group is by the language
used on the monument. Whenever there is a group of settlers speaking a
foreign tongue, the first epitaphs are in their native language (Figs. 4, 5, 7
and 9). With a little practice, it is possible to distinguish between the various
languages: German, Polish, Swedish, Danish, Dutch, Czech, Croatian,
Welsh, Finnish, French, Spanish, Italian, etc. (See Appendix).
Subsequent Occupation of Land
In some areas, various ethnic groups have succeeded one another on the
same land. By looking at the dates on the tombs and at the ages of the
people buried, one may see who came first, who came later. Near the church
of Saint Patrick, Town of Lanark, Portage County, Wisconsin, the old
tombs are of Irish people whereas the newer ones are of Polish people.
Recent platbooks show that at present only one or two Irish families own
land in the vicinity, the rest being in the hands of Polish farmers.
Process of Assimilation of Foreign Settlers
At first all inscriptions are in foreign languages. Then some families start
to use English, later all families do so but may retain the original language
in a verse. It seems that in some localities English was required. In many
cemeteries where foreign languages were commonly used, English became
144
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
Fig. 3. Grave in the Welsh Cemetery, Caledonia Township, near Portage.
1975]
Per ret — Cemeteries: geographic resource
145
Fig. 4. Tomb with an inscription in Finnish, Municipal Cemetery, Owen.
146
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
'
SB®
if
■■ ■ -X
Fig. 5. Tomb in the cemetery of Polonia. Note the difference in the names between husband
and wife.
1975]
Per ret— Cemeteries: geographic resource
147
the only language after World War I; this is specially noticeable for
German. In regions where Polish or Czech communities are large, the Slavic
languages may be used even today.
Another indication of assimilation is shown by customs special to one
ethnic group. Until the middle of last century, most Scandinavian country
people did not use family names or middle names but simply a given name
and the filiation, Paul Peterson (Paul, son of Peter), Christina
Halvorsdatter (Christina, daughter of Halvor). This usage is still common
in Iceland, but has been abandoned in the other Scandinavian countries.
When Scandinavian settlers came here, some still remained faithful to the
old tradition and we find in the cemetery of New Hope, Portage County,
Wisconsin, a tomb to:
NILS OG MRS MARTHA GRUNDESEN
GRUNDE NILSEN
MIKKE NILSEN
MARTHE NILSDATTER
GINE NILSDATTER
KARL NILSEN
(The parents and their children; the first child is traditionally given the
name of the grandfather).
Polish names have the appropriate masculine, feminine or neuter form
for the family. In the cemetery of Saint Peter, Stevens Point, Wisconsin,
there is a monument to the family LEWANDOSKICH with the name of the
father (Ojciec) JAKOB LEWANDOWSKI and of the mother (Matka)
JOZEFINA LEW ANDO WSKA . The neuter form is not common and in
Polonia, Wisconsin, we find the stone of the KOZYCZKOWSKI family
with TEOFIL E. KOZYCZKOWSKI and MARYANNA KOZYCZ-
KOWSKA (Fig. 5).
Given names are also a clue to the degree of assimilation. Foreign born
individuals have first names characteristic of their country: Bernhard,
Johann, Wilhelm in German, Franciszek, Piotr, Stanislaw in Polish, Ole,
Sven, Thor, Khersti in Scandinavian countries. The immigrants may also
give the same names to their children, but often choose an English
equivalent, for instance John instead of Johann, Jan, Jen, Jean or
Giovanni; Peter for Piotr, Peder, Pierre; Henry for Heinrich or Henri. Or
they may give some English names that may remind them of their native
name: Stanley for Stanislaus, Barney for Barnabas. Many of the first
generation born in this country wanted to show that they were truly
Americans and have nothing to do with their ancestors and they give
American names to their children: Washington, Lincoln, or some English
names like Douglas, Kenneth, Milton. Family names may be changed. In
Somerset, Wisconsin, the catholic cemetery contains French names and one
epitaph states that one boy came with his parents from Canada in 1868. The
evidence of an immigration of French Canadians at that time is further
given by tombs with French names dating from the early 1870ies. There is
148 Wisconsin Academy of Sciences, Arts and Letters [Vol. 63
apparently one exception: a large family monument bears the name
“GRANT”; it is, however, the name of a family of French Canadian
origin, as the monument stands in the middle of a family plot and the
tombstone of the father has the inscription “Edouard La Grandeur”; the
name was probably too long and too difficult to pronounce and the children
changed it to Grant. Such changes of names are often visible in cemeteries.
Several versions of the same names, either different spellings or translations
or adaptations, may sometimes be found in the same family plot or in the
same cemetery: Gut and Good, Czecz and Check, Dziurdziela and Jurgella,
Hauer and Hower, Lukaszevicz, Lukasevitch and Lukasavage, Weber and
Weaver. On the monument of the family Mankiewicz, in St. Peter’s
Cemetery, Stevens Point, are listed the names of the parents, one daughter
and one son, Ralph killed in action. Next to the monument is a soldier’s
stone with the indication “Ralph L. Mansavage, Wisconsin, Pvt. 337 Inf.”
One may also note that the group of foreign ethnic origin has mixed with
other groups: sometimes the maiden names of married women are given and
in family plots are sons-in-law, daughters-in-law, grandchildren and other
relatives whose names are testimonies of marriages outside of one group.
Other Indications
Other information may be taken from epitaphs. In Peshtigo, Wisconsin,
a mass grave contains the bodies of unidentified persons who perished in the
fire that swept the area and destroyed the city in 1871, on the same day as
the Chicago fire. Some tombs mention the fact that the deceased person
died in the fire. There may also be references to local disasters, floods,
tornadoes, epidemics. A study of dates may show for some years an
abnormal number of deaths, hinting at some unusual condition. For
instance, in the case of the Grundesen family mentioned above, four small
children died within two months, probably from a contagious disease.
With more caution one may also obtain some ideas on life span for a
definite period or for an ethnic group.
Origin of Place Names
Etymologists often trace the origin of place names to come cities or towns
in England or other countries, or to some illustrious individuals who have
their names in dictionaries or encyclopedias, or to some physical feature
that may be spelled similarly. This may be true in some cases, for instance
for names of important cities such as London, Berlin, Athens, Rome, Paris,
names of presidents and notable army men: Washington, Jefferson,
Lafayette, Custer, or discoverers or prominent citizens in the state:
Columbus, Marquette, Dodge (first governor of the Territory of
Wisconsin). But many names of towns, villages, roads, lakes, streams, were
taken from local residents buried in nearby cemeteries. The Town of Hull,
1975]
Per ret — Cemeteries: geographic resource
149
Portage County, Wisconsin, may have been named after the city of Hull in
England, but it is more likely that it refers to one Mr. Hull who lived in the
area, as some Hulls are found in cemeteries and at present Hulls are still
residents of the county. In the graveyard close to Boelter Lake, there are
graves of the Boelter family. In the cemetery of Gleason, several Gleasons
are buried and the village was probably named after Salem Gleason
(1844-1916). The small place of Altdorf, Wisconsin, could have been named
by German settlers, but who would call a new settlement “Old Town”? It
was named after the city of Altdorf, the seat of Canton Uri, Switzerland,
and in the cemetery of Altdorf, Wisconsin, there is a monument to “Jost
Bissig, born at Altdorf, Kt.Uri, Switzerland” and other monuments to
persons born in other places of Canton Uri, Switzerland.
Caution to be Taken in Conducting a Field Study
The field study in cemeteries may furnish much information but it must
be carefully conducted. Not all former residents of one area or one place are
buried in the local cemetery. Some may have died in a nursing home, a
retirement home, a veterans hospital or in other localities away from their
regular home. All graves are not marked. Monuments are not erected on all
tombs and plain markers for persons who were poor or died without
relatives or friends may have disappeared. At the beginning of settlement in
the Midwest, farmers used to bury their dead in a lot on the farm; these lots
would not be shown on topographic maps and often do not now have
tombstones or markers of any kind. Later there were small graveyards for a
number of farms. Many of these are now abandoned but most are shown on
maps, often under the name of the largest monument, or under the name of
a prominent person buried there: “Lombard Cemetery”, “Pratt
Cemetery”, in Portage County, Wisconsin. Most civil towns have a
municipal cemetery but often there are special burying grounds for
religious denominations: most catholic parishes have their own cemetery;
Jews, Mennonites, Amish, sometimes Lutherans have their separate
cemeteries; special ethnic groups, Welsh, Bohemians, Norwegians,
Germans, may also have their own graveyard, and so have veterans or
inmates of institutions. In Portage County, Wisconsin, with a population of
about forty-eight thousand inhabitants, where the earliest tombstone does
not go back earlier than 1846, there are more than fifty cemeteries.
Local residents will often be willing to indicate the location of cemeteries,
but they are not to be blindly trusted. In one town, a lady was asked about
the cemeteries. She promptly answered: “We have two cemeteries, the
Municipal Cemetery and the Catholic Cemetery” and when asked about
their location, she indicated: “The Municipal Cemetery is right here in
town, the Catholic Cemetery is on the county trunk road, south of town;
you go past a small cemetery, it is three hundred yards further.” Without
noticing it she had mentioned a third cemetery, which proved to be the most
150
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
interesting, as it contained the graves of the pioneers who had come directly
from Denmark about one hundred years ago.
In Watertown, Wisconsin, on the west side of the city, there is a large
cemetery. Most tombs are for Irish people and many stones bear the exact
birthplace, the parish and the county in Ireland. All but three counties of
Ireland (namely Londonderry, Wicklow and Carlow) are represented,
evidence that the Irish people did not emigrate by groups from the same
town or the same district. One might therefore think that Watertown is a
city where the Irish ethnic group predominates, but this is not now the case.
In fact there are hardly any Irish names on the signs of the shops and hardly
an Irish name in the city directory. The Germans are the dominant ethnic
group and, besides a large municipal cemetery, there is a large Lutheran
cemetery and a large Moravian cemetery14. The Irish who came here were
not settlers but worked on railroad construction and often moved with the
work. In other places, Irish people did migrate in groups. In the cemetery of
the town of Erin, Wisconsin, the gravestones of the pioneers indicate that
they all came from two or three parishes in the same Irish county and at
present the same names are found on the mailboxes of the farms in the
vicinity.
How to look for Information in a Cemetery
In a small cemetery with a few score of tombs, one can look at each stone,
but in most places this would take much time and little profit would be
gained. Most interesting are the oldest graves, some monuments to
prominent people, tombs that indicate a foreign heritage. Most cemeteries
are not chronologically organized, but there may be an old and a new
division, or a division for children. Cemeteries are generally divided in
family plots, each containing several graves representing more than one
generation; sections may be reserved to members of religious or military
orders.
At first, it seems a hard task to find the oldest tombs, especially in large
cemeteries, but it is relatively easy. Monuments have a style and styles
change with time. In Wisconsin, the oldest tombstones are white sandstones
or limestones which were found locally and were easy to carve. (Figs. 2 and
6). The earliest style is the rectangular slab common in America since
colonial times. This type is used for monuments in the 1850ies and earlier
and some were still erected after 1860. They usually bear the name of the
deceased, the date of death and the age, often in years, months and days, or
the dates of birth and death. In the case of children or wives, the first name
is on the top line and below is the indication son, daughter, wife of so and
so. Allegoric pictures are often used: weeping willows, hands, doves, roses,
dogs, wreaths; sometimes quotations from the Bible are inscribed, or verses
or an epitaph. During the 1860ies, the inscriptions and the pictures are of
the same type, but the slabs have a rounded or pointed top. Except for
1975]
Per ret — Cemeteries: geographic resource
Fig. 6. Typical of the middle of last century are the tombstones of the two wives of William
Sylvester in the cemetery of Portage.
1 52 Wisconsin Academy of Sciences, Arts and Letters [Vol. 63
children who died at the same time or at short intervals and are buried
together, tombs are individual. After 1870, there is a definite change:
obelisks and steles appeared and soon dominated the cemeteries. In catholic
cemeteries, a cross tops them (Fig. 5). In protestant cemeteries there may be
an urn (Fig. 7). Some are for individuals, but most are for families. On one
face are the names of the parents, sometimes with one or two children, on
other faces are names of children and other relatives(Fig. 8); the father’s
name may also be alone on one side and the mother’s name on the opposite
side. Symbols, epitaphs, verses became scarce. Granite started to be used,
especially red granite common in Wisconsin (Montello in the south central
part of the state has a large quarry and several quarries are located in the
northern part). The monuments were taller and about 1900 the obelisks
reached ten or twelve feet. After 1905 the height decreased and the low
blocks for individuals were introduced (Fig. 9). These were often erected
when one of the spouses died but the name of the other spouse, and his date
of birth might be inscribed, leaving in blank the space for the later date of
death. In recent years, lawn cemeteries have been established where only a
plaque for the individual grave lies flat on the ground with name, and dates
of birth and death. These are the most characteristic types of monuments
but there are many others. In Wisconsin, mausoleums are not common,
although some can be found in the larger cities.
Sometimes, monuments do not seem to correspond to the period in which
the burial took place. Some people are conservative and prefer a type no
longer stylish. Some monuments may have been erected years after the
death of the individual or they may reflect a style that was already used in
some parts of the country but not yet locally. This may be the case of the
monument to Emily A. Forsythe, wife of Lieutenant B. D. Forsythe who
died at Fort Vancouver, Oregon, on July 26, 1853, age 17 years, 10 months
and 23 days and was buried with her infant daughter Annie (Fig. 10). The
tomb is in Green Bay, Wisconsin. When a family erects a monument on a
plot and single stones or markers for the individuals, some of those may
replace monuments on graves of persons buried elsewhere and reburied in
the family plot or even may be mere cenotaphs, for instance for
grandparents or small chidren who died before the family had come to the
area.
The information gathered from cemeteries should not, however, be the
only source used for studies of settlement, but one should attempt to find
other data that may confirm what has been found. For instance, consult
public documents such as death and birth records, tax rolls, deeds,
mortgages, preemption certificates, plats, records of naturalization, local
newspapers and magazines. Or one may interview local residents, especially
older persons who have lived for many years in the region and who may be
the descendants of the original settlers. They may possess valuable
documents such as letters, pictures, photographs, certificates of birth,
baptism, marriage, etc. Only by using all possible sources of information,
may one trace the history of a region and obtain a true picture of its
occupation.
1975]
Ferret — Cemeteries: geographic resource
Fig. 7. Tomb with an inscription in Welsh, in the Welsh Cemetery, Caledonia Township, near
Portage.
Wisconsin Academy of Sciences, Arts and Letters
■MM
■ : ■
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Slliliil
S3IIIS®
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Fig. 8. Monument of the Whitney family in the Woodlawn Cemetery, Green Bay. Daniel
Whitney, from New Hampshire, was one of the first Anglo-Saxon settlers in the area.
1975]
Per ret — Cemeteries: geographic resource
155
Fig. 9. Section of St. Hedwig Cemetery, near Thorp. Note the red granite blocks for couples
and the single stones of grey granite, with pictures for father, mother and son.
Wisconsin Academy of Sciences, Arts and Letters
mm
Fig. 10. Tomb of Emily Forsythe and her infant daughter, in Woodlawn Cemetery, Green Bay.
1975]
Perret — Cemeteries: geographic resource
157
NOTATIONS
1. In the cemetery of Nelsonville, Wisconsin, a tombstone bears the inscription “Granite from
Norway.”
2. See W. Kephart, 1950. Status after death. Amer. Sociol. Rev. 15: 635-643; F. Young, 1960.
Graveyards and social stand. Rural Sociol. 25: 446-450.
3. Geographical Rev. 1967, 57: 426-427.
4. Ann. Assn. Amer. Geogrs. 1955, 45: 245.
5. Professional Geogr. 1966, 18: 201-207.
6. Landscape, Winter 1967-68, 17: 19-21.
7. Landscape, 1969, 18: 39-41.
8. Ann. Assn. Amer. Geogrs. 1971, 61: 501-509.
9. Professional Geogr. 1971, 23: 19-21.
10. Ann. Assn. Amer. Geogrs. 1972, 62: 146-148.
11. Professional Geogr. 1971, 23: 376.
12. Ann. Assn. Amer. Geogrs. 1972, 62: 148-149.
13. M. A. Thesis, University California— Berkeley. 1970
14. Moravian, in this case, does not refer to the region but the Moravian Church, a protestant
denomination which had its origin in Moravia but spread to Germany where it represents a
low church, a church of brethern or evangelical church, opposed to the Lutheran church
considered as high church.
APPENDIX
LANGUAGES USED IN EPITAPHS
When epitaphs are in a foreign language, some sentences or words may be clues to the
language and consequently the ethnic group of the deceased.
Some indications are found at the same spot in many epitaphs, especially on older graves.
Heading
Commonly used in German, in French and in Slavic languages, occasionally in others. It is a
line above the name and with the meaning of : “Here lies”, “Here rests in peace” or “In
Memory of”. The following phrases may be observed:
A LA MEMOIRE DE (memoire)
AQUI REPOSA
CI-GIT (Ci-git)
ER COFFADWRIAETH AM
HAR HVILAR (Har Hvilar)
HER HVILER
HIC JACET
HIER RUHET IN FRIEDEN
ICI REPOSE
QUI RIPOSA
R.I.P. (Requiescat in Pace)
TASSA LEPAA (Tassa Lepaa)
TU SPOCZYWA
ZDE ODPOCIVA
: French
: Spanish
: French
: Welsh
: Swedish
: Danish or Norwegian
: Latin (sometimes used for priests)
: German
: French
: Italian
: Latin (often used for catholics)
: Finnish
: Polish
: Czech (Bohemian)
158
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
Date of birth
It is the first date, when there are two or more, and it is generally preceded by a word meaning
“born”, which has the following equivalents:
It is the date when only one is given. When there are more than one, it is the last (the others
may refer to the birth, the emigration, the wedding, the settling in the area, the ordination for
priests). It is generally preceded by a work meaning “died”, “deceased”, which has the
following equivalents:
1975]
Per ret — Cemeteries: geographic resource
159
MURIO
OVERLEDEN
STARB
STOARM
UMARK(UM)
UMREL (UM)
UMRO (UM)
ZEMREL
ZOMREL
: Spanish
: Dutch or Flemish
: German
: Frisian
: Polish
: Czech (Bohemian)
: Croatian
: Czech (Bohemian)
: Slovac
Age
The word “age” has the following equivalents:
AE (AETAS, AETATIS) :
AGE (age) :
ALDER :
ALTER :
EDAD :
ETA :
IDADE :
IKA (Ika) :
OED :
STARI :
VEK :
VJEK :
WIEK :
Latin (often used on old tombs)
French
Danish, Norwegian, Swedish
German
Spanish
Italian
Portuguese
Finnish
Welsh
Czech (Bohemian)
Czech (Bohemian) or Slovac
Croatian
Polish
are found:
Years
The following equivalents
ANNEES (anees)
ANNI
ANNOS
ANOS
ANS
BLWYDD
JAARE
JAHRE
LATA
LETA
ML
ROKU
Father
The equivalents found are:
APA
ATYA
BABO
FADER
OCE
OJCIEC
OTAC
OTEC
PADRE
PAI
: French
: Italian or Latin
: Portuguese
: Spanish
: French
: Welsh
: Dutch or Flemish
: German
: Polish
: Czech (Bohemian) or Slovac
: Welsh
: Czech (Bohemian) or Polish
: Hungarian
: Hungarian
: Croatian
: Danish, Norwegian or Swedish
: Slovene
: Polish
: Croatian
: Czech (Bohemian) or Slovac
: Italian or Spanish
: Portuguese
[Vol. 63
1975]
Ferret— Cemeteries: geographic resource
161
Husband
The equivalents found are:
EHEMAN^
EPOUX (epoux)
MARIDO
MARITO
MAZ
PRIOD
: German
: French
: Portuguese or Spanish
: Italian
: Polish
: Welsh
Wife
The equivalents found are:
EHEFRAU
EPOUSE (epouse)
ESPOSA
FEMME
FRAU
FRU
FRUE
GATTIN
MOGLIE
MUJER
MULHER
VROUW
ZENA
ZONA
: German
: French
: Portuguese
: French
: German
: Danish or Norwegian
: Swedish
: German
: Italian
: Spanish
: Portuguese
: Dutch or Flemish
: Croatian, Czech (Bohemian) or Slovac
: Polish
Note
As in many languages the inflection of words marks the case, the gender, the number, words in
inscriptions may have different endings than those indicated above; for instance for the
feminine: geborene (geboren), nata (nato, natus), narodena (narodeny), ni£ (ne), zemrela
(zemrel); in Polish, roku is a case of rok and the plural is lata. Other differences may be
attributed to old spellings or simply to ignorance or to mistakes made by the stonecutter who
did not know the language of the inscription he was carving.
Other scripts
If the inscription is not written in roman script, it may be in one of the following alphabets:
Hebrew for Jews; Cyrillic for Bulgarians, Russians, Serbians and Ukrainains; Greek for
Greeks.
PHOSPHOROUS SOURCES FOR THE LOWER MADISON LAKES
William Sonzogni
University Wisconsin — Madison
and
G. Fred Lee
University Texas — Dallas
The Madison lakes, among the most studied lakes in the world, are hard
water eutrophic lakes formed by morainic damming during the most recent
ice age. Four of the lakes, Lake Mendota, L. Monona, L. Waubesa and L.
Kegonsa, form a chain of lakes along the Yahara River as shown in Fig. 1.
The current sewered area of metropolitan Madison and the scheme of flow
of treated wastewater is also shown in Fig. 1 . Lake Mendota is the largest
and deepest of the lakes, followed in order of area and depth by Monona,
Kegonsa and Waubesa. Lake Wingra, the smallest and shallowest, is fed by
spring and urban drainage and drains into L. Monona (Fig. 1). Pertinent
physical characteristics of the lakes are summarized in Table 1.
The phosphorus loading to L. Mendota was recently revised by Sonzogni
and Lee (1974). Also, Kluesener (1972) recently estimated the phosphorus
input to L. Wingra. However, it has been over twenty years since estimates
of the phosphorus loadings to the lower Madison lakes, Monona, Waubesa
and Kegonsa, were made. Since that time, significant diversions of sewage
effluent from each of the lower lakes has occurred. The objective of this
paper is to estimate the phorphorus loading to the lower Madison lakes.
TABLE 1 . PHYSICAL CHARACTERISTICS OF THE MADISON LAKES
(AFTER LAWTON, 1961)
Land Use
Land usage within the basins of these lakes was estimated from maps and
current information provided by the Dane County, Wisconsin, Planning
Department. All incorporated land area was considered to be urban. The
remaining land was categorized as rural, marshland, or woodland, except
162
1975]
Sonzogni and Lew — Phosphorus Madison Lakes
163
FIGURE 1 Map of Madison lakes showing the 1958 diversion and current sewered area.
1 64 Wisconsin A cademy of Sciences , Arts and Letters [ Vol . 63
that land designated as residential or land used for transportation, utility or
communication purposes was counted as urban. Marshland and woodland
were estimated from a map prepared by the planning department.
Land use within the watersheds of each of the lower lakes is compared in
Table 2. Lake Monona has the highest urban drainage area. Lake Kegonsa
has mostly rural land in its drainage basin.
TABLE 2. APPROXIMATE LAND USE WITHIN THE WATERSHEDS OF THE LOWER
MADISON LAKES
Urban and Rural Runoff
Annual loading rates based on the amount of urban or rural area in the
watershed have been estimated for the Madison area by Sonzogni and Lee
(1974). The loading rate used in this report for urban runoff was 0.64
kg/ha-yr (0.57 lb/ac-yr) for soluble ortho-P and 1.10 kg/ha-yr (0.98
lb/ac-yr) for total-P, while for rural runoff a loading rate of 0.33 kg/ha-yr
(0.30 lb/ac-yr) for soluble ortho-P and 0.67 kg/ha-yr (0.60 lb/ac-yr) for
total-P was used. These loading rates are the best and most current available
for the Madison area and they will be used to calculate the annual loading to
the lower Madison lakes. The basis for the above loading rates is discussed
fully in Sonzogni and Lee (1974).
From the land use information in Table 2 and the above loading rates, the
predicted annual phosphorus input to the lower Madison lakes from rural
and urban runoff has been computed and recorded in Table 3. Lake
Kegonsa receives the largest rural contribution of phosphorus, while L.
Monona receives the largest urban contribution.
TABLE 3. PHOSPHORUS LOADING FROM RURAL AND URBAN RUNOFF FOR THE
LOWER MADISON LAKES
1975] Sonzogni and Lee— Phosphorus Madison Lakes 1 65
Yahara River
The soluble ortho-P loading to L. Monona, L. Waubesa and L. Kegonsa
via the Yahara River has been estimated based on average flow data and
average nutrient concentrations in the outflows of the tributary lakes.
Flow. The only continuous gauging station on the Yahara River is the
U.S.G.S. station near McFarland at the outlet of L. Waubesa. This gauge
has been operating continuously since 1930. Table 4 lists the average
monthly flow data obtained since October 1960 as well as the monthly flow
from May, 1972, through April, 1973.
TABLE 4. YAHARA RIVER FLOW AS MEASURED AT THE USGS GAUGING
STATION AT THE OUTLET OF LAKE WAUBESA
♦Includes Oct 1972 through April, 1973, and May, 1972
Unfortunately, there are no recent discharge measurements for the
Yahara River at the outlet of L. Mendota or L. Monona. Flow from these
lakes was measured in the 1940ies and early 1950ies (Sawyer et al., 1943,
1944; Burgy, 1950; Ketchum, 1954; McCaskey, 1955; Staron, 1956). In
order to estimate the current outflow from L. Mendota and L. Monona, a
ratio of Mendota and Monona outflow to the corresponding Waubesa
outflow (measured at the gauging station near McFarland) was computed
from the historical data. To apply this ratio to recent times, however, it was
necessary to correct the L. Waubesa discharge to account for the loss of
flow to L. Waubesa when the effluent from Madison’s Nine Springs Sewage
Treatment plant was diverted around the Madison lakes in December, 1958.
166
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
This flow was relatively constant at about 20 cfs in the mid 1940ies (Sawyer
et al., 1943, 1944) and 25 cfs in the early 1950ies (Madison Metropolitan
Sewerage District data). The ratios, computed over average flows for 4 mo.
and 8 mo. periods, are given in Table 5. The months were grouped as shown
because over the years the Yahara River flow tends to be low during June
through September and high the remainder of the year. Nutrient
concentrations in the outflow from L. Mendota and L. Monona tend to
follow the same pattern. Furthermore, nutrient concentrations are relatively
constant during each period. Thus, average flows and nutrient
concentrations can be used to obtain a reasonable nutrient loading estimate.
TABLE 5 . RATIO OF LAKE MENDOTA AND L. MONONA TO L. WAUBESA OUTFLOW*
♦Actual L. Waubesa Outflow adjusted by subtracting approximate average flow of the Madison
Nine Springs Sewage Treatment Plant
As can be seen in Table 5, the flow ratios are reasonably constant during
the specified periods. Hence, the average of flow ratios compiled in Table 5
were used to estimate current flow in these lakes based on current flow from
L. Waubesa (Table 3). It is recognized that this is a crude method of
estimating flow from these lakes, but no better alternatives were readily
available.
Nutrients. Soluble orthophosphate (ortho-P) concentrations in the outlet
of the Madison lakes were determined recently at approximately weekly
intervals (longer intervals during winter months) by Fitzgerald et al.,
1973a). Analyses were made by the stannous chloride procedure (Standard
Methods, 1965). Average monthly concentrations of soluble ortho-P in the
outlet water of L. Mendota, L. Monona and L. Waubesa are presented in
Table 6 for the period May, 1972, through April, 1973. The average
concentrations for the period June - September, 1972, and October - May
(May, 1972, October - December, 1972; January - April, 1973) are also
listed in Table 6. As mentioned previously, average monthly concentrations
during the two periods are relatively constant so that use of the average
discharge rates to calculate total loading is not unreasonable for these
waters. Table 6 is based on data reported by Fitzgerald et al. (1973a) as well
as unpublished data of Dr. G. P. Fitzgerald, University of Wisconsin,
Madison.
Phosphorus Loadings. Yahara River soluble ortho-P loadings have been
summarized in Tables 7 and 8. Table 7 shows the monthly and total annual
1975]
Sonzogni and Lee— Phosphorus Madison Lakes
167
TABLE 6. AVERAGE CONCENTRATION OF SOLUBLE ORTHO-P IN THE OUTFLOW
OF LAKES MENDOTA, MONONA AND WAUBESA
output of soluble ortho-P from L. Waubesa. In Table 8, the soluble ortho-P
output of L. Mendota and L. Monona is given during the two periods for
which flow estimates are available. A similar breakdown of the L. Waubesa
outlet data is presented in order to compare the usefulness of using average
flows and concentrations over the 4 and 8 month periods. As can be seen by
comparing the annual soluble ortho-P output for L. Waubesa in Tables 7
TABLE 7. MONTHLY SOLUBLE ORTHO-P LOADING FROM LAKE WAUBESA
OUTLET
168
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
and 8, the use of average concentrations and flows over the periods in Table
8 gave very similar results compared to calculations based on the monthly
periods in Table 7.
TABLE 8. PHOSPHORUS IN THE OUTFLOWS OF LAKES MEDOTA, MONONA AND
WAUBESA BASED ON AVERAGE FLOW AND CONCENTRATION DURING
4 AND 8 MONTH PERIODS
Although the quantity of total-P leaving the lakes was not measured, it is
possible to roughly estimate the total-P output based on the soluble ortho-P
data. According to data collected at the University of Wisconsin Water
Chemistry Laboratory during 1971 and 1972, the total-P concentration was
about 3.9 times greater than the soluble ortho-P concentration in the
epilimnion of L. Mendota during June through September. On the other
hand, during the period October through May, it was only about 1.3 times
greater. Based on these relationships, the quantity of total-P leaving L.
Mendota, L. Monona and L. Waubesa has been calculated and recorded in
Table 8.
While the relationship between total-P and soluble ortho-P in L. Monona
surface water is likely to be similar to that in L. Mendota surface water, the
relationship may not be valid for L. Waubesa. This is because L. Waubesa
is relatively shallow and usually well mixed, while L. Mendota and L.
Monona are dimictic lakes with long periods of stratification. This
difference in stratification pattern could lead to a different relationship
between total-P and soluble ortho-P between Waubesa and the two upper
lakes, Mendota and Monona. However, a limited amount of total-P and
soluble ortho-P data for the outlet water of L. Waubesa reported by
Fitzgerald et al. (1973a) indicate that surface water soluble ortho-P to
total-P ratios for L. Waubesa were similar to those for L. Mendota.
Consequently, the Mendota relationship was used for Waubesa.
As shown in Table 4, flow during the sampling period, October through
April, 1972-1973, was above average. In addition, extremely heavy, high
1975]
Sonzogni and Lee— Phosphorus Madison Lakes
169
intensity rains occurred during March and April, 1973, which caused a
considerable amount of phosphorus to be washed into the lakes. Lake
Mendota, for instance, exhibited a substantially higher soluble ortho-P
content during the spring of 1973 than during recent previous springs. Thus,
the concentrations of soluble ortho-P observed in the outlet water during
March and April, particularly in the outlet water of L. Mendota which has a
very large rural drainage basin, were probably higher than normal.
Consequently, because of the higher than average flows and concentrations
during the year reported, the estimated phosphorus loading from the
Yahara River may be somewhat high compared to a 4 ‘ normal* * year.
Lake Wingra and Stream Base Flow
The outflow from I , Wingra, which forms Murphy Creek and empties
into L. Monona, should also be considered a nutrient source. Recently, the
U.S.G.S. installed a gauging station at the outlet of L. Wingra and flow
data from this station are given in Table 9. The soluble ortho-P
concentration in L. Wingra is relatively constant throughout the year and
averages about 0.005 mg/lP (Armstrong et al., 1972; Kluesener, 1972).
Total phosphorus is also relatively constant and averages about 0.06 mg/1.
Based on these concentrations and the average flow rate, it is estimated that
the outflow from L. Wingra contributes about 20 kg (45 lbs) of total-P to L.
Monona each year.
Other sources which should be mentioned include the several small
streams tributary to the lower lakes (Door Creek, Starkwater Creek, etc.),
since the rural and urban runoff calculations previously discussed do not
include the base flow component of these streams. However, because P
concentrations in base flow (portion of the total tributary flow which is
derived from ground water) are typically low and the flow from these
streams is quite low compared to the Yahara River, they will be ignored as
nutrient sources.
TABLE 9. DISCHARGE, LAKE WINGRA OUTLET (DATA FROM U.S.G.S.)
1 70 Wisconsin A cademy of Sciences, A rts and Letters [ Vol . 63
Wastewater Effluent
The only known source of municipal wastewater to the lower Madison
lakes is the Village of Cottage Grove. The Village operates a sewage
stabilization pond which discharges about 19,000 gallons of effluent daily
to L. Kegonsa via Door Creek (Wisconsin DNR, 1971). Assuming a
concentration of 10 mg/1 and 15 mg/1 for soluble ortho-P and total-P,
respectively, about 260 kg (580 lbs/yr) of soluble ortho-P and 395 kg (870
lbs/yr) of total-P are supplied by the treated sewage effluent to L. Kegonsa
each year.
Another waste water source to be considered is discharge from septic
tanks. Although all of the lower lakes are surrounded by houses and
cottages, only those surrounding L. Kegonsa are unsewered and would have
septic tanks in operation. Because phosphorus is readily sorbed by
non-sandy soils, as are found in the Madison area, septic tanks would be a
source of phosphorus only when surface discharge occurs, as a result of the
tanks becoming plugged, or if the P sorption capacity of the soil between
the septic tank tile field and the lake is exceeded.
In estimating this source, the per capita contribution was assumed to be 3
lbs/person for soluble ortho-P and 4.5 Ibs/person for total-P (Sonzogni
and Lee, 1974). Although the population along the shores of L. Kegonsa is
approximately 3,000 during the summer, a population of 500 was assumed
to be annual residents using malfunctioning septic tanks. Thus, about 675
kg (1500 lbs) of soluble ortho-P and 1,000 kg (2,250 lbs) of total-P is
estimated to enter L. Kegonsa each year from septic tanks.
The other potential wastewater sources of phosphorus should be
mentioned. The City of Madison operates a landfill adjacent to Murphy
Creek in a former marshy land which is a ground water discharge area. The
water quality of Murphy Creek is affected by leachate from the landfill
(Wisconsin DNR, 1971), but it is not known how much phosphorus is so
contributed. Another potential source is a lagoon on the grounds of the
Dane County Coliseum which also drains into Murphy Creek. Air
conditioning water from the coliseum is now discharged into the lagoon. It
is not known if the lagoon outfall is a significant source of phosphorus to
Murphy Creek, although phosphate compounds are frequently used in
cooling tower recirculation water to inhibit corrosion and scale formation
(Lee and Stratton, 1972).
Precipitation , Woodland Runoff and Marshland Drainage
Kluesener (1972) measured the nutrient content of rain and snow fall as
well as dry fallout during his study of L. Wingra. He found, based on an
average annual rainfall of about 30 inches, about 0.18 kg/yr-ha lake surface
(0.16 lbs/yr-acre lake surface) of soluble ortho-P and 0.24 kg/yr-ha lake
surface (0.21 lbs/yr-acre lake surface) of total-P could be expected to enter
L. Wingra from atmospheric precipitation. Similarly, the contribution from
1975]
Sonzogni and Lee— Phosphorus Madison Lakes
171
dry fallout was found to be 0.15 kg/yr-ha lake surf. (0.13 lbs/yr-acre lake
surf.) and 0.81 kg/yr-ha lake surf. (0.72 lbs/yr-acre lake surf.) for soluble
ortho-P and total-P, respectively. Assuming his results are typical of the
Madison area, the phosphorus input from these sources for the lower
Madison lakes have been computed as in Table 10.
TABLE 10. PHOSPHORUS LOADING TO THE LOWER MADISON LAKES FROM
ATMOSPHERIC PRECIPITATION AND DRY FALLOUT
Neither woodlands nor marshes are thought to be significant sources of
phosphorus to the lower Madison lakes (see Sonzogni and Lee, 1974).
However, studies of the amounts of nutrients derived from drained marshes
by Bentley (1969) and Amundson (1970), which were summarized by Lee et
al., (1971), have shown that drainage of a marsh can potentially be a
significant source of phosphorus. Laboratory studies have shows that large
amounts of phosphorus can be leached from drained marsh soil over a
period of several years. Since there has been some drainage of marshes
within the watersheds of the lower Madison lakes, this source should be
considered. However, in the absence of information on the extent of
recently drained marshland or the quantity of phosphorus potentially
released, no attempt will be made to include the effects of drained marshes.
Thus the phosphorus input from woodland areas or marshlands was
assumed to be zero.
DISCUSSION
The estimated nutrient loadings to L. Monona, L. Waubesa and L.
Kegonsa are summarized in Table 11. For the Yahara River contribution,
the quantity of soluble ortho-P leaving each lake (Tables 7 and 8) is
assumed to be the same quantity that enters the next lower lake. It can be
seen that the largest source of phosphorus to the lower Madison lakes is the
Yahara River; that is, for each of the lower lakes the outflow from the high¬
est lake in the chain is the principal phosphorus source. In contrast, L.
Mendota, the headwater lake which has a much larger drainage basin than
the lower lakes, receives most of its phosphorus input from rural runoff.
Rural runoff is the second most important source to L. Waubesa and L.
Kegonsa, but for L. Monona urban runoff is the second leading
contributor.
172
Wisconsin Academy of Sciences , Arts and Letters
[VoL 63
TABLE 11. PHOSPHORUS LOADING TO THE LOWER MADISON LAKES IN KG/YR
♦assumed to be zero
The new nutrient loading estimates for the lower lakes are much lower
than the pre-diversion estimate of Sawyer et al. (1944) who found the
loading (including sewage input) of soluble ortho-P to be 58,700 kg and
53,900 kg for Waubesa and Kegonsa, respectively. Nonetheless, despite this
large reduction in the phosphorus loading, Waubesa and Kegonsa are still
highly eutrophic as discussed previously.
Table 12 shows the phosphorus loading to each of the Madison lakes on a
unit surface area and unit volume basis. As can be seen, L. Waubesa has the
highest unit loading rate, followed by L. Kegonsa, L. Monona and L.
Mendota. The eutrophic status of these lakes, based on the severity and
frequency of obnoxious algal blooms and nuisance weed growth, is in
accordance with this order. Stewart and Hasler (1972) reported a noticeable
decrease in Secchi disk transparency data in going from Mendota to
Monona to Waubesa. Thus, L. Mendota is generally considered to be the
least eutrophic followed by L. Monona, L. Kegonsa and L. Waubesa. The
unit loading rates are particularly high for L. Waubesa and L. Kegonsa
compared to L. Mendota and L. Monona.
Finally it should be emphasized that the estimates of loading rates are
predicated on many assumptions and are, at best, only rough
approximations. Nonetheless, the estimates are believed to be the most
current and reasonable estimates based on the data available.
1975]
Sonzogni and Lee — Phosphorus Madison Lakes
173
TABLE 12. PHOSPHORUS LOADING TO THE LOWER MADISON LAKES PER UNIT
SURFACE AREA AND LAKE VOLUME
Future of the Lower Madison Lakes
It is of interest to examine the potential effect of future alterations of the
watersheds of the lower lakes. The Dane County Planning Commission
(private communication, 1972) has estimated that the urban area within the
L. Mendota watershed will roughly double in size by 1990 (the increase will
vary somewhat according to the growth rate projection used). No estimate
of future urbanization has been made for the lower lakes. However, based
on the loading factors for urban and rural runoff which were discussed
previously, urbanization of rural land will result in a somewhat higher
phosphorus input to the lakes (see Sonzogni and Lee, 1974). Nevertheless,
even if extensive urbanization did take place, the increase in phosphorus
loading would be small compared to the total loading, which is dominated
by the Yahara River input.
Not all conversions of agricultural lands to urban areas would necessarily
result in an increase in nutrient flux since some rural areas, such as heavily
manured lands, could be such that little or no increase occurs upon
urbanization. On the other hand, the effect of urbanization could possibly
be of greater magnitude than expected, if the new urban areas were at one
time marshes, since as was mentioned previously, there is some evidence
that the drainage of marshes could result in a significant release of
phosphorus to the drain water (Lee et al., 1971). This release would
probably take place over a period of several years. Lee et al. (1971) esti¬
mated that marshes of the type found in southeastern Wisconsin could yield
on the order of 45 kilograms of phosphorus per hectare upon drainage.
ACKNOWLEDGMENT
This investigation was supported by the U. S. Environmental Protection
Agency Research Grant No. 16010EHR and training grant No. 5T1-WP-22.
In addition, support was given this investigation by Departments of Civil
Engineering at the University of Wisconsin and the University of
Texas-Dallas. We also wish to acknowledge the assistance of the Dane
County Planning Commission.
174
Wisconsin Academy of Sciences ; Arts and Letters
[Vol. 63
BIBLIOGRAPHY
American Public Health Association, American Water Works Association and Water Pollution
Control Federation. 1965. Standard Methods for the Examination of Wastewater . 12th
Edition, Amer. Pub. Health Assn., New York.
Amundson, R. W. 1970. Nutrient Availability of a Marsh Drainage. M. S. Thesis, Univ.
Wisconsin-Madison . 56 pp.
Armstrong, D. E., M. G. Rodel, and R. T. Bannerman. 1972. Quantification of Phosphorus
Cycle in Lake Wingra. Eastern Deciduous Forest Biome Memo Report 72-111,
Univ. Wisconsin-Madison. 16 pp.
Bentley, E. M. 1969. The Effects of Marshes on Water Quality. Ph.D. Thesis, Univ. Wisconsin-
Madison. 197 pp.
Burgy, R. H. 1950. Hydrologic Study of Lake Mendota. M. S. Thesis. Univ. Wisconsin-
Madison. 131 pp.
Fitzgerald, G. P., S. L. Faust, and C. R. Nadler. 1973a. Correlations to evaluate the effects of
wastewater phosphorus on receiving waters. Water and Sewage Works 120: 1, 48-55.
Fitzgerald, G. P., P. D. Uttormark, S. L. Faust and C. R. Nadler. 1973b. Application of Algal
Assays to Inland Lake Renewal Projects. EPA Grant 16010 EHR, Water Res. Center, Univ.
Wisconsin-Madison.
Ketchum, R. W. 1954. Hydrologic Summary of Lake Mendota Tributaries. B.S. Thesis, Univ.
Wisconsin-Madison. 119 pp.
Kluesener, J. W. 1972. Nutrient Transport and Transformations in Lake Wingra, Wisconsin.
Ph.D. Thesis. Univ. Wisconsin-Madison. 242 pp.
Lawton, G. W. 1961. Limitation of Nutrients as a Step in Ecological Control. Algae and
Metropolitan Wastes ; Tech. Rept. W61-3, Cincinnati, Ohio pp. 108-117.
Lee, G. F., E. M. Bentley, and R. Amundson. 1971. Effect of marshes on water quality. Proc.
Inter natl. Ecological Assoc., Leningrad, Russia
Lee, G. F. and C. L. Stratton, 1972. Effect of Cooling Blowdown Water on Receiving Water
Quality — A Literature Review. Rept. Water Chemistry Program, Univ. Wisconsin-Madison.
53 pp. mimeo.
McCaskey, A. E. Jr. 1955. Hydrologic Characterizaties of Lake Mendota Drainage Basin.
Ph.D. Thesis, Civil Engin., Univ. Wisconsin-Madison 117 pp.
Sawyer, C. N., J. B. Lackey, and A. T. Lenz. 1943. Investigations of the Odor Nuisance Occur¬
ring in the Madison Lakes, Particularly Lakes Monona, Waubesa and Kegonsa from July
1942 to July 1943. Rept. to Governor’s Committee, State of Wisconsin
Sawyer, C. N., J. B. Lackey, and A. T. Lenz. 1944. Investigations of the Odor Nuisance Occur¬
ring in the Madison Lakes, Particularly Lakes Monona, Waubesa, and Kegonsa from July 1943
to July 1944. Rept. to Governor’s Committee, State of Wisconsin.
Sonzogni, W. C., and G. F. Lee. 1974. Nutrient sources for Lake Mendota- 1972. Trans. Wis.
Acad. Sci. Arts Lett. 62: 133-164.
1975]
Sonzogni and Lee — Phosphorus Madison Lakes
175
Staron, L. A. 1956. Runoff Measurements in the Lake Mendota Basin. B.S. Thesis, Univ.
Wisconsin-Madison, 31 pp.
Stewart, K. M., and A. D. Hasler. 1972. Limnology of some Madison lakes: Annual cycles.
Trans. Wis. Acad. Sci. Arts Lett. 60: 87-123.
Wisconsin Department Natural Resources. 1971. Lower Rock River Pollution Investigation
Survey. February, 1971, 35 pp.
THE IMPACT OF OVERWINTER DRAWDOWN ON THE AQUATIC
VEGETATION OF THE CHIPPEWA FLOWAGE, WISCONSIN
Stanley A. Nichols
University Wisconsin —
Madison
ABSTRACT
The Chippewa Flowage in northwestern Wisconsin has undergone
overwinter drawdown for the past 50 years. A comparison of vegetation
between areas within the flowage where depth of drawdown varies and
between other lakes in northwestern Wisconsin provides insights into the
changes in aquatic plant communities with water level fluctuation.
Increased drawdown decreases the size of the littoral zone and “forces”
species into shallower water. The species composition shifts to species
tolerant of drawdown as drawdown increases. After 50 years of drawdown,
water fluctuation appears to be the “stable” condition in the Chippewa
Flowage.
INTRODUCTION
The Chippewa Flowage, Sawyer County, Wisconsin, is a large
(approximately 6,120 ha) area of interconnected bays, lake basins and
flooded river channels. Various areas of the flowage are affected differently
by water level fluctuation. Some areas have a relatively stable water level, as
surface water connection with the flowage is severed by less than a 1.5 m
drawdown. Other areas can experience as much as 9 m fluctuation in water
level. This continuum of water level change provides a framework on which
to compare the vegetation of various areas within the flowage. In the past,
several surveys have been made on the aquatic vegetation of lakes in
northwestern Wisconsin. These surveys provide baseline information for
comparison with the Chippewa Flowage data.
The flowage was originally licensed in 1921 and was first completely filled
in 1923. It has been operated as a storage reservoir for downstream
hydro-electric power generation, flood control and recreation. Management
practices have involved substantial fluctuations of water level. Winter
drawdown, which begins near the end of October, normally ranges from 3.3
- 6.3 m depending upon hydrologic factors in the watershed. The flowage
refills with the spring flood, and to accommodate recreational users
drawdown in the summer months has been limited to less than one meter.
The Chippewa Flowage offered a unique and perhaps rare opportunity
for this study because of its history of drawdown, its varying water levels
176
1975]
Nichols—Drawdown Chippewa Flowage
177
within one water body and the amount of good information available on the
vegetation of surrounding lakes.
METHODS
Field Methods
The Chippewa Flowage was divided into 20 areas for study (Table 1).
These areas gave a broad geographical coverage of the flowage and
represent a variety of drawdown conditions.
TABLE 1 : RELATIVE FREQUENCY (%) OF MAJOR SPECIES IN FLOWAGE AREAS
o _>
c/5 c/3
Anacharis
21 26 52
61 31
0
8
17
7
0
9
5
1
3
55
species
canadensis
latifolia
Other 19 15 8 7 29 51 8 11
178 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
Within each area, two types of plant data were collected. A
comprehensive species list was compiled by visiting each area and recording
all species encountered, once in midsummer and once in late summer, 1971 .
This procedure provided data on species presence or absence in an area.
A more intensive study was made during the late summer of 1971 to
determine the frequency distribution of the major species in each lake basin.
Sampling was done with a line transect method with a one meter basic
sampling unit (B.S.U.) (Nichols and Mori, 1971) (Fig. 1). In addition, the
length and end point depth of each transect was recorded as a
representation of the length and outer depth of the littoral zone.
Laboratory Analysis
The information was placed in matrices of “presence-absence” and
“relative frequency” data. Information on the vegetation of Callahan Lake
and Nelson Flowage in Sawyer County, the Mondeaux Flowage in Taylor
County, Murphy Flowage in Rusk County, the medium hard water lakes of
Sawyer County and the soft water lakes of Rusk County were also available
to use in these data matrices as comparison areas. Only “presence-absence”
data were available for the Nelson Flowage and the lakes of Rusk and
Sawyer Counties. Frequency data were available for Mondeaux Flowage,
Murphy Flowage and Callahan Lake. These data were available from
personal records. Beard (1969, 1973) described the vegetation of Murphy
Flowage and the data on the Rusk and Sawyer County lakes were available
from the Bordner (1932, 1935) surveys. Both soft and medium water lakes
were used in the comparison because of the alkalinity range found in the
Chippewa Flowage.
Principal components analysis of weighted similarity coefficients (Orloci,
1966) was used to analyze the data matrices for community changes.
Simpson’s Index I- 1 pi2 (Greenberg, 1956; Berger and Parker, 1970) was
used to calculate diversity. Other analyses used standard statistical methods
(Snedecor and Cochran, 1969). Naming of aquatic plant species followed
Fassett (1969).
RESULTS
General considerations
In total, 56 lakes were compared in this study, 20 of which are in the
Chippewa Flowage system. Five additional lakes are flowages; four of these
have stabilized water levels.
One hundred and twelve species of aquatic plants were recorded in the
lakes, 76 of which were found in the Chippewa Flowage system. The
additional 36 species were found in comparison lakes, but not in the
Chippewa Flowage. Of the 36 species not found in the Chippewa Flowage,
five were found where drawdown occurred.
FIGURE 1 Map of Chippewa Flowage showing lake basins and transect sampling areas
1 80 Wisconsin A cade my of Sciences , A rts and Letters [V ol . 63
Table 1 gives the relative frequency of the major plant species in the
various flowage areas. Anacharis canadensis, Glyceria borealis and Najas
flexilis are by far the most common species. A species was listed in Table 1,
if it had a relative frequency of at least 10% in any area of the Flowage.
Nichols (1972) gives a complete list of all the species, their presence or
absence in each lake and their relative frequency in lakes where frequency
data were available.
Drawdown vs outer depth of littoral zone
The depth of the outer limit of the littoral zone (Table 2) was calculated
as the mean outer depth of the transects in each lake basin. Significant
correlation (r = -0.79, 95% confidence level) was found between the depth
of the littoral zone and the amount of drawdown. Generally speaking, the
littoral zone will be shallower with a greater drawdown.
Fluctuating water levels make plant growth in the shallow and deep end
on the normal littoral zone difficult. As the water drops, the shallow area
becomes exposed beach, which is unsuitable for aquatic plant growth. The
deep end of the littoral zone becomes shallower, but plants cannot migrate
fast enough to take advantage of the new condition before they are again
flooded, possibly to a greater water depth.
Amount of open area in littoral zone and diversity
No significant correlation was found between the amount of open area in
the littoral zone and the amount of drawdown.
The Blank Area of the littoral zone (Table 2) refers to the percentage of
open space or in other words B.S.U.s with no vegetation. Because of the
size of the Flowage, the absolute amount of open area was not calculated.
There may be significant differences in the absolute amount of open area in
the lake basins which would correlate with drawdown.
Many lakes with little drawdown tended to have a low diversity
(Simpson’s Diversity, Table 2). However, significant correlation was not
found between drawdown and diversity. Thus, it appears that drawdown
has little impact on community diversity.
Ordination and correlation with drawdown
Ordinations were performed using both presence-absence and relative
frequency data. A complete list of the eigon vector values are presented in
Nichols (1972). The patterns of these ordinations were then correlated with
drawdown.
Drawdown showed significant correlation (r = 0.89, 95% confidence)
with the first axis of the presence-absence ordination and the second axis (r
= 0.80) of the relative frequency ordination. These analyses indicate that
vegetational patterns are influenced by drawdown. The exact nature of
change with regard to amounts and kinds of vegetation cannot, however, be
explored with ordinational analysis.
1975]
Nichols—Drawdown Chippewa Flowage
TABLE 2: List of Lake Descriptions
181
The explanation as to why drawdowns of varying depth, beyond the end
of the normal littoral zone, should affect the plant community differently is
not clear. Ordinational results indicate that the communities are different, a
fact which leads to some interesting questions for further research.
Species considerations
The vegetational patterns observed in the ordinations are a result of
differential species response to drawdown and a variety of other factors.
The common species (those having a 25% occurrence in the 56 stands,
Nichols (1972)) were tested by the chi squared test to determine if they were
occurring more frequently or less frequently than might be expected in areas
where drawdown occurred. The results are summarized in Table 3.
Relative frequency data were also considered to determine if the species
common to drawdown situations were affected differently by the amount of
drawdown. Species with an occurrence in at least 25% of the flowages were
considered. The flowages were lumped into 3-m drawdown classes and the
relative frequencies of the species in each drawdown class were totaled. The
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Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
data were relativized by dividing the frequencies in each class by the total
frequencies for that particular species. The results are shown in Table 4.
The two methods are generally consistent in picking water level
preference of the species. Pontederia cordata is an exception. One analysis
shows it prefers stable water, yet in the Chippewa Flo wage it was found
most frequently in the lakes with greatest drawdown. It is interesting to note
that species with an emergent life form are generally found more frequently
in severe drawdown conditions.
TABLE 3 : Preference of Common Species to Water Level Stability, (at X20.95)
Species showing preference for fluctuating water levels:
Anacharis canadensis
Glyceria borealis
Leersia oryzoides
Najas flexilis
Polygonum coccineum
Polygonum natans
Potamogeton epihydrous
Species showing preference for stable water levels:
Asclepias incarnata
Brasenia schreberi
Eleocharis acicularis
Nuphar variegatum
Nymphaea tuberosa
Species showing no water level preference:
Ceratophyllum demersum Vallisneria americana
Pontederia cordata
Potamogeton amplifolius
Potentilla palustris
Sagittaria heterophylla
Utricularia vulgaris
Potamogeton foliosus
Potamogeton gramineus
Potamogeton richardsonii
Salix interior
Scirpus validus
Sium suave
Typha latifolia
Three submergent species, Pontamogeton gramineus, Anacharis cana¬
densis and Najas flexilis , had a frequency of 10% or more of all the B.S.U.
sampled. Further analysis by chi squared technique was used to determine if
the depth distribution of the species was altered with increased drawdown.
All three species showed a significant shift to shallower water as the depth
of drawdown increased (Table 5). This information supports the
conclusions drawn earlier about the correlation between drawdown and the
outer limit of the littoral zone.
DISCUSSION AND CONSCLUSIONS
There is little doubt that fluctuating water level places stress on aquatic
plants. Because of the great diversity and adaptability within the plant
kingdom, there is also little doubt that some plants can survive under these
stress conditions, even benefiting at the expense of less adaptable species.
The ordinations performed reflect the community changes from species less
tolerant of drawdown to species more tolerant of drawdown.
1975]
Nichols — Drawdown Chippewa Flowage
183
TABLE 4: Relative Distribution of Major Species by Drawdown Class (Relative Vo)
'species with emergent life form
TABLE 5. Relative Frequency (Vo) Distribution of Plant Species by Water
Depth and Depth of Drawdown.
Water Depth
**X2 significant at 0.95
1 84 Wisconsin Academy of Sciences, Arts and Letters [Vol. 63
Over the period of fifty years it would appear that the plant species have
segregated themselves to the point where drawdown is the “stable”
condition. The variety of plant species in the flowage, for instance, is much
greater now than it was reported to be by Bordner (1932), who mentioned
only 17 species, all of which were found in this study. There is no significant
decrease in diversity with increased drawdown and in fact some of the
highest diversity areas had the greatest amount of drawdown. Greater
variety and diversity indicate greater community stability.
Generally, the stress conditions imposed by drawdown in the Chippewa
Flowage may not be as severe as they might first appear. Although the water
fluctuates drastically, most water level changes do not occur during the
growing season. Exposure of reproductive parts such as seeds is not always
detrimental and may even be beneficial or necessary for germination,
depending on the species.
Over- winter drawdown appears to limit the extent of the littoral zone. As
drawdown increased, the outer depth of the littoral zone became shallower
and the predominant submergent species were forced into shallower water.
This is consistent with information from Beard (1969) and Nichols (1974)
which found that the area occupied by aquatic vegetation was considerably
reduced after an initial over winter drawdown.
In Murphy Flowage Potamogeton robbinsii, Nuphar spp., Ceratophyl-
lum demersum, Myriophyllum spp. and Potamogeton amplifolius showed
the greatest decrease in area after two years of over-winter drawdown;
Megalodanta beckii, Potamogeton diversifolius and Najas flexilis showed
the greatest increase in area (Beard, 1973). In the Chippewa Flowage, Najas
flexilis did well under drawdown conditions. Nuphar variegatum did
poorly, but Ceratophyllum demersum was non-committal. Some species
which Beard (1973) indicated as increasing or decreasing slightly with draw¬
down agreed with Chippewa Flowage data and other species did not. These
data are not necessarily inconsistent, as Beard was dealing with absolute
area to study increase or decrease of a species. Based on relative data a
species may appear to increase, when it actually decreases less than other
species. For such situations it can be said that the species is a more impor¬
tant part of the existing vegetation, but the vegetation does not occupy as
great an absolute area.
Glyceria borealis , Leersia oryzoides, Polygonum natans, Salix interior,
Scirpus validus and Sium suave all showed an increase under drawdown
conditions. These species may have an ecological advantage because they
are emergent species that can survive under both terrestrial and aquatic
situations. They could begin their life cycle on land and still survive
flooding. This habit could also produce bias in the sampling because many
emergent species are normally found in terrestrial situations, and therefore
would not be considered in lists of aquatic plants. Flooding renders these
species aquatic. Some emergent species survive aquatic conditions even
though they may not prefer it.
1975]
Nichols— Dr a wdo wn Ch ippewa Flo wage
185
Asclepias incarnata, Brasenia schreberi, Eleocharis acicularis , Nuphar
variegatum , Nymphaea tuberosa, Potamogeton amplifolius. Potent ilia
palustris and Sagittaria latifolia showed a preference for stabilized water
level. As might be expected, species that prefer stabilized water conditions
are more predominant in areas of lesser drawdown.
Some species appear to be able to recover after repeated water
fluctuation. Anacharis canadensis , Najas flexilis, Potamogeton ameri-
canus , P. foliosus and P. gramineus are species of this type. They occur
more frequently in drawdown classes greater than 0-3 m. It would appear,
therefore, that these species can increase under repeated drawdowns, at
least when compared to other species, although some show initial decrease
in area (Beard, 1969).
Certainly this sort of information is valuable to persons interested in
managing aquatic plants by drawdown techniques. A final question remains
however: What influence do the changes in vegetation caused by water
fluctuation have on higher trophic levels in the aquatic food chain? This
question is not easy to answer and this study is merely a beginning in
answering it.
BIBLIOGRAPHY
Beard, T. D. 1969. Impact of an Overwinter Drawdown on the Aquatic Vegetation in Murphy
Fiowage, Wisconsin. Wisconsin Department Natural Resources, Res. Rept. 43, Madison.
16 pp.
Beard, T. D. 1973. Overwinter Drawdown, Impact on the Aquatic Vegetation in Murphy
Fiowage, Wisconsin. Wisconsin Department Natural Resources, Tech. Bull. 61, Madison.
14 pp.
Berger, W. H , and F. L. Parker. 1970. Diversity of planktonic Forminifera in deep sea sedi¬
ments. Science 168: 1345-1347.
Bordner, J. S. 1932. Land Economic Inventory of Northern Wisconsin, Sawyer County. Wis¬
consin Department Agrigulture and Markets. Madison. 69 pp.
Bordner, J. S. 1935. Land Economic Inventory of the State of Wisconsin, Rusk County. Divi¬
sion of Land Economic Inventory, Madison. 52 pp.
Fassett, N. C. 1969. A Manual of Aquatic Plants. University Wisconsin Press, Madison. 405 pp.
Greenberg, J. H. 1956. The measurement of linguistic diversity. Language 32: 109-115.
Nichols, S. A. 1972. The Aquatic Vegetation of the Chippewa Fiowage. Appendix T, Chippewa
Fiowage Investigations. Inland Lake Demonstration Project, Madison, Wisconsin. 44 pp.
Nichols, S. A. 1974. Harvestng and Habitat Manipulation for Aquatic Plant Management: A
Review of Techniques. Wisconsin Department Natural Resources, Tech. Bull. 77, Madison.
34. pp.
Nichols, S. A. and S. Mori. 1971. The littoral macrophyte vegetation of Lake Wingra. Trans.
Wis. Acad. Sci. Arts Lett. 59: 107-119.
186
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
Orloci, L. 1966. Geometric models in ecology. I. The theory and application of some
ordination methods. J. Ecol. 54: 193-215.
Snedecor, C.W., and W.C. Cochran. 1969, Statistical Methods. Iowa State Univ. Press.
Amer, la. (6 ed).
ENVIRONMENT AND BEHAVIOR IN THE TRANSITION
OF A WISCONSIN COMMUNITY
James W. Kolka
and
Mary Ellen Kolka
University Wisconsin —
Green Bay
and Madison
INTRODUCTION
This paper analyzes the relationship between the physical environment
and human behavior by examining the chronology of this interface from a
community’s inception in the mid nineteenth century until 1930. Of
particular interest were the several technological modifications which, over
time, altered the impact of environmental conditions on human behavior in
and around the city of Eau Claire, Wisconsin. There were several changes,
dramatic and exceptionally complex. What especially caught our attention
was the transition from a community which had to adapt to environmental
conditions via limited human technologies to a community which, 80 years
later, was a creature of human technologies becoming detached from
environmental conditions. To suggest that the transition was akin to
moving from “God creating man in his own image” to “man creating God
in his own image” overstates the point, but it serves the purpose of alerting
the reader to the potential significance of the transition.
While this particular analysis might find aid and comfort in several
academic disciplines, it is the authors’ preference that it be accorded
recognition in that interdisciplinary realm known as “modernization.” We
realize the use of this term could imply that the transition was beneficial
because it frequently connotes identification with the developmental values
of a twentieth century western type culture, but a caution is in order.
Though the term modernization in our present society often suggests an
inherent “goodness,” we do not so imply. Instead it is viewed as a mixed
dynamic, both a blessing and a curse. In the words of C. E. Black,
“Modern societies, with a greater understanding of their physical and human
environment, have a greater capacity for assuring the material welfare of mankind; yet at
the same time, they face more complex personal and social problems and possess a greater
capacity for violence and destruction”'.
The introduction is complete. With the admitted advantage of hindsight,
denied those citizens whose fate it was to live these events, we shall proceed.
187
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Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
I
This study coveres the time span from 1946 to 1930 and it constitutes a
major transition in the socio-economic growth pattern of Eau Claire,
Wisconsin. In order to provide a sense of place relative to the times, a
description of the community in 1881 in The History of Northern Wisconsin
offers a beginning.
“Eau Claire is a rapidly growing and enterprising city situated on both banks of the
Chippewa River, about sixty miles from its mouth. The river is navigable to the falls,
eleven miles above. It enters the city from the north, having just described in its course a
well defined, but reversed letter S, which has been cut across to secure boomage. The Eau
Claire, a stream perhaps one-third the size, arises in the adjoining counties on the east,
and, receiving accessions north and south, enters the Chippewa at right angles, near the
center of town”2.
From Eau Claire, the Chippewa River wends its way past several small
villages (among them Durand), ultimately flowing into the Mississippi River
with such force that it slows the larger stream creating Lake Pepin, 27,813
acres in size. At this point merchandise was transferred from smaller river
craft to large river steamers or large rafts for distribution to the growing
markets of the middle Mississippi River Valley in the mid nineteenth
century3.
The reader can readily discern the significance of Lake Pepin, since river
travel was the primary transportation system of the Upper Mississippi
Valley in the past century. It still remains to explain why Eau Claire was
chosen as a point for settlement. In spite of the fact that the Chippewa River
is a major watershed for northwestern Wisconsin, in 1850 the stream posed
major obstacles to navigation. The river could be navigated to a falls eleven
miles above the site of Eau Claire, but only during periods of high water.
Consequently, the site offered the best compromise for settlement in that it
could be reached under the worst conditions (low water) by the best existing
technology (i.e., by keelboat which had sufficient size profitably to trans¬
port people and merchandise4). Furthermore, the Chippewa River had
sufficient water volume to transport small river craft because the Eau Claire
River emptied into it in the middle of the proposed site. Whatever resources
existed in the two watersheds could be exploited at a point of maximum
advantage. The location was therefore logical, albeit mandated by
environmental conditions and technological limitations of that era.
There was an external factor too—the growing demands for lumber in the
upper midwest. As a result, the city did not gradually evolve from farm to
village to city as did so many places at that time. Rather it exploded in the
manner of many mining and lumbering communities, in response to
pressures from the larger national society. Prior to the development of
sawmills, the future site of Eau Claire witnessed only a small French fur
trading post in 1784, a small lumbermill north of the area in 1833, and
virtually no agricultural development save for a few subsistence farms in the
1 975] Kolka and Kolka— Wisconsin Community Transition 1 89
1840ies5. Although the city site had been crossed by a few Indian trails, no
major villages were ever located there6. The absence of Indian settlement
was reinforced in 1825 by the Indian Council held at Prairie du Chien, when
the boundary lines were fixed between various tribes, particularly the Sioux
and the Chippewa. Because the line ran through the future site of Eau
Claire, what had been previously uninhabited became a “no man’s land.”
Thus, the white settlement of Eau Claire presented the site with its first
permanent human habitation.
II
In the great push westward across the nation, new communities began
to flourish along the primary transportation arteries, the rivers. By the
1840ies, frontier communities in the middle Mississippi valley in Illinois,
Iowa and Missouri were in search of lumber for construction8. Given this
demand, the immense white pine forests of the Chippewa River valley
offered an obvious attraction. Present estimates indicate that in the early
nineteenth century the Chippewa River watershed contained one-sixth of all
the white pine west of the Appalachians in the United States9.
Approximately 86% of the valley was covered with pine forests10. In 1880
the U. S. Census estimated that fifteen billion board feet of pine was found
in the valley, which constituted more than one-third of Wisconsin’s pine
reserves11. The remaining exploitable vegetation consisted of hardwoods
such as yellow and white birch, maple, oak, hemlock and several varieties of
smaller trees12.
The congruence of factors, a need for lumber, a transportation artery
which linked this need with a rich resource base and the ability to reach the
resource via existing technologies (river steamers and keelboats) made the
site selection fairly obvious. The list is not complete, however, since some
additional factors deserve mention, less significant, but important none the
less: (1) at this same time the state of Wisconsin began to wage a vigorous
campaign to attract settlers to the area; (2) large tracts of Chippewa
pinelands were opened for public sale; (3) capital and management from the
depleted eastern timberlands were in search of new areas for exploitation;
(4) waterfalls on the Eau Claire River offered sites for generating water
power (this should be noted with some caution as a contemporary historian
of Eau Claire suggests that it was less significant than earlier accounts
would lead one to believe); (5) a large oxbow lake (a previous meander of
the Chippewa River) offered an ideal log storage reservoir, in addition to a
large meander in the river in the north part of the city known locally as Dells
Pond. The pond was eventually dammed and used as a reservoir13. Were
this a statistical factor analysis of the siting of Eau Claire, the congruence of
factor loadings would call for a title. With a less quantifiable subject,
suffice it to say the site for a future city was compelling.
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Wisconsin Academy of Sciences ; Arts and Letters
[Vol. 63
III
Attention will now turn to the growth of the community as a center of
lumbering activity. Because Eau Claire began to grow at the far northern
end of a transportation artery, lines of supply were extremely long and
required weeks or months to traverse. The early mills brought into the
community were generally constructed in the east, shipped across country
by lake steamer to Milwaukee, by rail to Prairie du Chien, by river steamer
to the mouth of the Chippewa, reloaded on river keelboats and transported
to Eau Claire14. “With the exception of its indigenous timber resources, the
raw frontier of the Wisconsin pineries provided none of the many articles
necessary to construct and equip such a mill”15.
The rapid growth of sawmills and the awkward transportation routes
created a number of demands which were initially met by mill owners who
found it necessary to begin non-lumbering sidelines. Examples range from
farms for provisioning logging camps to grist mills to supply flour to feed
the lumberjacks16. Even though the original purpose of such sidelines was to
supply logging operations, production frequently exceeded company needs.
As a result, company managers allocated time for disposing of the surplus,
thus earning additional profits17. Although a few mill owners maintained
such sidelines, most discontinued them when food and provisions were
available from a growing number of secondary industries in the 1880ies18.
This phenomenon deserves some attention since the growth of secondary
industries was unique to the time and place of the community's
development. Isolated from sources of supply and sufficiently large to
generate business for support industries, Eau Claire began to attract
persons who made their livelihood provisioning the mills and lumber
camps. In essence, a nineteenth century support threshold was achieved.
Again, it should be remembered that environmental conditions (the river
transportation system and remoteness from alternate sources of supply)
made such secondary industries viable.
Examples of secondary activities reveal the degree of diversification and
specialization which evolved. The largest number of firms were engaged in
provisioning the “loggers;” woolen mills, soap manufacturers, meat
packing companies, breweries, flour mills, grain elevators, food suppliers,
shoe manufacturers, broom manufacturers, feed mills, and farmers who
sold vegetables, meat and dairy products19. In addition, a number of larger
industries engaged in support of the sawmills; construction of mill ma¬
chines, iron works, construction of sawmills, paper supply companies (ledg¬
ers, record books for mill operations), foundry and machine shops (steam
engines, saw blades, mill machinery), and transportation firms20. Finally,
some firms involved in making finished products settled in the city because
of the availability of raw materials; furniture factories, a trunk factory and
mill working firms21. All such activity was logical, given the constraints of
time and place, but the reader should give this aspect of the community's
development special note, as the consequences for Eau Claire would
eventually outweigh the later vicissitudes.
1975]
Kolka and Kolka — Wisconsin Community Transition
191
IV
Having established time, place and activity in the community’s early
development, we now direct attention to Eau Claire’s primary role as a
center for lumbering activity. It is in this realm that the most dramatic
sequence of changes can be found between environment and behavior. In
the fall of the year, lumber camps were constructed in the forest and
provisioned for the winter. As the ground froze and snow came,
lumberjacks worked out of these camps, felling trees and hauling them to
the nearby river bank22. This activity began in late fall (November) and
continued into March, approximately a four month period of mobility in
the forest. In the early lumbering period, 1850-1870, logs were skidded
singly across the snow to the driving stream23. Because of this rather
cumbersome method for hauling logs, lumbering operations were confined
to the vicinity of the driving stream.
Among the first efforts to avoid this environmental constraint was the
improvement of the method of bringing logs to the driving stream. Hauling
roads were iced. In time this practice became fairly systematic. Roadways
would be cleared in late summer and early fall, and ruts gouged to
accommodate sled runners24. As the weather turned cold, water was poured
over the ruts creating an iced roadway which not only withstood temporary
thaws, but was capable of accommodating sled loads which occasionally
exceeded one hundred tons25. Although the practice was used in some areas
as early as the 1870ies, it apparently was not widely employed until the
1880ies. The iced roadways and sled hauling greatly extended operations,
although never more than six to seven miles from the driving stream26.
Another environmental factor was the logging drive down the Chippewa
River and its tributaries. When the streams were free of ice in the spring,
logs were released from bank storage into the water and driven
downstream. “Inadequate rainfall during the spring driving season
destroyed or seriously impaired the drive and caused consternation at the
mill where the lack of logs paralyzed milling operations”27. To overcome
the vagaries of spring weather and erratic stream levels, attempts were made
to control the flow of the driving stream by constructing a series of dams.
This simple technology build up a head of water to refloat and transport
logs downstream. The obstacle of the dam itself was handled by directing
logs through sluices.
In addition to aiding spring log drives, the dam-sluice structures allowed
diversion of logs to reservoirs where they were held in water storage for use
by the various mills. (Directing logs to reservoirs was possible because each
log carried the “stamp” of the parent mill.) The construction of dams also
helped to reduce the danger of floods, which danger was two fold; (1)
during a flood, logs were often carried downstream past the mills and (2) a
flood of water and logs wrecked havoc, destroying riverside mills and
structures28. In fact, during Eau Claire’s history as a logging community,
1 92 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
several floods did severe damage to the town. While the construction of
dams did not eliminate floods, it certainly helped to reduce their frequency
and severity.
These modifications in logging practice reveal human attempts to reduce
the impact of climate and terrain on logging operations. It would appear
that the environment maintained the upper hand29. In the decade of the
1870ies the balance changed dramatically and a transition began which
transformed logging operations and initiated a series of innovations which
still pulsate through our contemporary society.
The next major change in lumbering operations was a direct product of
human invention. Even though the railroad had begun to replace water and
overland transportation systems in the east and was a major factor in
transporting materials during the Civil War, its impact was not felt in the
Chippewa Valley until 1879. In the spring of that year, the Eau Claire
Lumber Company decided to ship lumber to its various markets by
railroad30, a decision which precipitated a number of modifications in
lumber operations. Where previously rough cut lumber was shipped by
keelboat and river steamer to markets and there finished for use, to ship
such bulk by rail was economically prohibitive. Consequently, the Eau
Claire Lumber Company constructed a planing mill31. By December 1879,
four to five carloads of finished lumber were shipped each day by this one
mill to markets in Kansas and Nebraska32. By the turn of the century, Eau
Claire mills were shipping lumber to markets in Texas, the middle Atlantic
states and New England, which was the largest market for top quality
lumber and the birthplace of many of the mill owners33. But the bulk of the
shipments were still concentrated in the middle Mississippi Valley and the
Great Plains which had been outside the reach of earlier water based
transportation systems34. The change was dramatic. Between 1879 and 1900
the transportation changed from water based to 75% rail in the mid 1890ies
and 100% rail by the early 20th century.
While the railroad transformed the shipment of lumber to markets, it
exerted an even greater influence in the nature of logging operations.
Railroad logging began on a modest basis in the 1850ies in New York and
Pennsylvania and by the latter quarter of the 19th century this technology
spread as far as the state of Michigan35. In 1893 the Daniel Shaw Lumber
Company shipped twenty carloads of logs to its mill in Eau Claire and it was
proclaimed locally that, “the railroad idea has struck Eau Claire”36. This
announcement, modest in tone, masked a far more profound reality. With
the advent of railroad logging, operations were no longer confined to the
driving streams and immediate watershed. By the turn of the century the
Daniel Shaw Lumber Company had extended logging to within fifteen miles
of Lake Superior and the Upper St. Croix River, two entirely different
watersheds.
While the initial practice of railroad logging extended the reach of Eau
Claire based lumber companies into remote and heretofore uncut
1 975] Kolka and Kolka— Wisconsin Community Transition 1 93
timberlands and made it possible to cut and ship timber for the entire year,
instead of just the winter months, by 1900 it was apparent that the white
pine forests of the area were virtually depleted37. All was not completely lost
because the railroad made it possible to begin shipping hardwoods which
had previously exceeded the technological capabilities of logging
operations. “. . .The high density of oak, birch and maple made it
impossible to float their logs down the stream. Hemlock and basswood
would float for a short distance”38. So the remaining varieties of wood fell
prey to the insatiable appetities of the mills. The environmental limits of the
Chippewa Valley watershed and the seasonal rhythms of the Wisconsin
climate which had ruled the logging industry for forty years were at an end.
For better or worse, human interactions with their technologies gained the
upper hand and became the central behavioral dynamic.
V
Before examining the shift of the community’s economy from its primary
to its secondary industrial base, it is helpful to examine the dramatic growth
of the community from the inception of the lumbering era until 1930.
Although the first two sawmills were erected in 1846 and 1848, the popula¬
tion was quite small at that point in time. The earliest population found by
the authors was for 1855 with subsequent growth as follows39:
The above figures graphically illustrate the rapid growth until 1885, when
it first became apparent that the once abundant forests would sustain
logging for only a few more decades40. The sharp drop between 1885 and
1890 and the subsequent slow ascendance to the level of 1930 coincided with
the gradual shift in the city’s economic base.
A comparable examination of statistics on the yearly amount of board
feet of lumber cut, also reveal the growth and decline of the lumber industry
in the city. By one estimate, the Chippewa Valley mills were annually
producing thirty million board feet of lumber in the mid 1850ies, but this
included some mills not in the immediate vicinity of the city41. The earliest
year for which reliable statistics can be found for Eau Claire is 1873. A few
selected years will serve to illustrate how rapid was the growth and decline
1 94 Wisconsin A cademy of Sciences , A rts and Letters [Vol. 63
of the lumber industry in the city (the figures are for pine cut in millions of
board feet)42:
It should be emphasized that these figures represent pine cuts, because in
1905 23.6 million board feet of hemlock also were cut in the city43.
Fluctuations in the yearly amount cut are not visible in the above figures,
except for 1876. The leaner years resulted from several factors; floods, mill
fires, low snow fall in the forest impeding movement— to mention a few44.
As is evident, the pine lumber industry reached its peak output in the mid
1880ies and then rapidly declined.
Lumber processed after 1905 was almost entirely from hardwoods, and as
late as 1914, twenty million board feet of lumber was cut in the city45.
However, the end was in sight. In 1929 the last log was cut in the city by the
New Dells Lumber Company. No more timber was available46. The lumber
industry had endured in Eau Claire for eighty-four years, and Eau Claire
had at one time been the largest sawmill city in the world47.
The exact number of mills which operated in the city is difficult to
ascertain, as records are available for only the largest mills. Ownership
changed frequently, new mills were built, companies merged and changed
names. Also, when mills were sold they frequently acquired new names. In
the years 1873-1874 sixteen mills were listed as operating in the city with an
annual production of two million board feet or greater48. Figures for
smaller mills are not available.
The environmental and socio-economic reasons which made Eau Claire a
logical site for logging no longer existed. By the 1890ies the city site
determined the nature of logging operations, rather than logging operations
determining the site as originally had been the case. Even though the need of
a secondary industrial base no longer prevailed (remote location, the nature
of the mid nineteenth century river transportation and inaccessability to
alternate sources of supply), the secondary industries were in place and
represented a sizeable investment. More importantly, they were flexible. -
With the decline of the sawmills, the secondary industrial base began to
overshadow the primary industries in importance. This particular transition
took on new importance and ultimately determined the survival of the social
unit.
1975]
Kolka and Kolka— Wisconsin Community Transition
195
VI
By the 1880ies various segments of the community’s economic and
political leadership were aware that they were exhausting the natural
resource base upon which the city’s economy was built. Vast areas of forest
in the Chippewa River watershed had been leveled and no long term efforts
were being made to systematically perpetuate the lumber economy for
future generations by selective cutting and tree planting. To paraphrase
Kenneth Boulding, a “cowboy economy” had developed where production
and consumption were characterized by reckless and exploitative
behavior49. The natural resource “campsite was soiled” and it would soon
be time to move on.
During the economic depression of 1886, some people in Eau Claire
began to voice a concern about the economic development of the
community50. Editorials argued the need for a more diversified industry to
replace the threatened loss of the sawmills51. To accomplish this end the Eau
Claire Board of Trade, a voluntary businessmen’s organization, was created
to foster economic trade52. The Common Council of the City of Eau Claire
also actively encouraged industrial development53. A third device was the
Eau Claire Commercial Syndicate, created in 188754.
Of the three groups, the City Council was the most active. For a brief
time they engaged in offering financial inducements to firms to locate in the
city. For example, in 1882 the City Council granted a bonus of $5,500 to a
firm if it would move to Eau Claire, and in the period from June, 1887
through October, 1888, the Council granted $58,000 in bonuses to firms
which eventually settled in the city55. Although the inducements were
abandoned after 1888, the Council had been successful in its efforts.
Among the assortment of individuals who migrated to the area during the
lumbering era, several began to function as a viable political unit. The
community was sufficiently large that it did not collapse when the main
industry began to atrophy, as so often happened in smaller lumbering and
mining towns. The efforts to avert economic disaster give some indication
of the socio-political identity which had been achieved in forty years.
It is interesting to note that the “town leaders” perceived themselves as
members of a viable social unit (Eau Claire). The transition of a
conglomeration of human beings migrating to an area to exploit the natural
resources into a functioning social organism is fascinating. The attempts to
avert economic disaster are indicative of the changes which transpired in
forty years.
In addition to attempts to attract new industry, several of the secondary
industries began to produce merchandise for which there was a demand
outside of the lumber companies. A few examples should illustrate: (1) a
company which constructed mills shifted to general contracting, and
highway construction; (2) a company supplying paper products to mills and
lumber camps shifted to general school supplies; (3) a firm manufacturing
1 96 Wisconsin A cademy of Sciences, A rts and Letters [ Vol . 63
mill machinery shifted to structural steel for bridge and building construc¬
tion; (4) the meat packing plants shifted from serving lumber yards to sup¬
plying consumer demands and expanding their area of distribution: (5) a
grocery supply company became a regional wholesale distributor of gro¬
ceries; (6) a hardware supply firm began a regional distribution of hardware
supplies; (7) a mill machine firm shifted to producing small vehicles; (8) one
firm still manufactures sawmill equipment; and (9) the brewery still brews
beer56.
As might be expected, farming grew, new industries were added and the
community became a regional distribution and service center, but the core
of the community’s survival centered on the strong and diverse character of
its secondary industrial base. Save for a paper mill, virtually no remnant of
a lumber culture remained by 1930. The internal transition from a city
which grew in response to environmental conditions to a city focused upon
human technologies was complete.
CONCLUSIONS
Before the reader challenges our observation that Eau Claire is no longer
dependent upon environmental conditions, let us add a disclaimer. The sun
still shines, clouds still bring rain and rivers still flood. It is impossible to
walk outside on a cold winter day and not be reminded that Eau Claire has
long winters. Perhaps not the “nine months of winter and three months of
bad sledding’’ suggested by visitors from warmer climates, but winters none
the less. In sum, the environment exists and we acknowledge its influence.
Putting this aside, the city of Eau Claire did experience a profound
transition from a world in which the environment played a major role in
human behavior to a world based on human technologies which operate in
spite of environmental constraints. The forests which might have provided
several hundred generations of human use were obliterated in 84 years and
will not be resurrected in any manner comparable to their original form.
So much for the past; of importance now is the future. The danger lies in
not learning a lesson from what preceded. As we continue to operate in a
synthetic world of human technologies irrespective of environmental
constraints, we ignore the precarious interdependence with our ecosystem.
We are presently at a point where future environmental assaults threaten the
quality of our survival and for some sections of the world, threaten survival
itself.
While early citizens of Eau Claire may not have realized what they were
doing and it may have been a “rough and tumble” spectacular sort of
beginning, these early entrepreneurs of the lumbering era were poor
forefathers for future generations. Self aggrandizement did something for a
few, but little for the quality of life for most persons. To put this
observation in a present setting, the rapid consumption of prime farm land
for “house, lot and barbeque” enriches a few, provides some housing and
1975]
Kolka and Kolka — Wisconsin Community Transition
197
will make it increasingly difficult to feed future generations. Some overall
conception of ourselves, as trustees, as interdependent elements of
ecosystems, some coherent plan for the quality of life for ourselves and
future generations is imperative. Otherwise we can rightly be accused of the
sin of pride and having arrogated to ourselves “creating God in our own
image. “ To quote C. E. Black, “It is the task of modern societies to make
the best of their opportunities and to safeguard themselves as best they can
against the destructive capabilities of their power.”57.
NOTATIONS
1. Black, C. E., The Dynamics of Modernization. (New York: Harper Torchbooks. Harper
and Row, Publishers, 1967), p. 34.
2. “History of Eau Claire County” in History of Northern Wisconson edited by The Western
Historical Company, (Chicago: The Western Historical Co., 1881), p. 297.
3. The Wisconsin Blue Book 1964. edited by Wisconsin Legislative Bureau, (Madison:
Wisconsin Reference Bureau, 1964), p. 589.
Reynolds, A. R. The Daniel Shaw Lumber Company , (New York: New York University
Press, 1957), pp. 6-7.
4. Barland, Lois Sawdust City , (Stevens Point, Wisconsin: Worzalla Publishing Company,
1960), pp. 20-21.
5. Ibid., p. 1.
Reynolds, op. cit., p. 6.
6. Barland, op. cit., pp. 1-5.
History of Northern Wisconsin, op. cit., pp. 294-295.
7. Barland, op. cit., pp. 1-2.
8. Reynolds, op. cit., pp. 12-13.
9. Clark, James I. The Wisconsin Pineries: Logging on the Chippewa, (“Chronicles of
Wisconsin, No. 9” Madison State Historical Society of Wisconsin, 1963), p. 6.
10. Hotchkiss, George W. History of the Lumber and Forest Industry in the Northwest,
(Chicago: George W. Hotchkiss, 1898), p. 474.
Bailey, William F. ed. , History of Eau Claire County, Wisconsin: Past and Present, (Chicago:
C. F. Cooper and Company, 1914), p. 387.
1 1 . U. S. Census Office, Tenth Census of the United States: 1880. Forests of North America,
IX, 554.
12. Twining, Charles Edwin “Lumbering in the Chippewa Valley,” (unpublished master’s
thesis, University of Wisconsin, 1963), pp. 7-14.
13. Reynolds, op. cit., pp. 2-7.
1 98 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
Personal interviews with Dale Peterson, December 30 and 31, 1967. Mr. Peterson was then
candidate for the Ph.D. in history at the University of Minnesota. His dissertation examines
lumbering in Eau Claire from its inception to 1885.
14. Ibid., p. 7
15. Ibid., p. 7.
16. Ibid., p. 47.
17. Ibid., pp. 47-50.
18. Ibid., p. 49.
19. History of Northern Wisconsin , op. cit., pp. 306-308.
Barland, The Rivers Flow On, pp. 280-306.
20. Ibid. p. 280-306.
21. Twining, op. cit., pp. 31-49.
Reynolds, op. cit., p. 141.
22. Reynolds, op. cit., p. 141.
23. Ibid., p. 43.
24. Ibid., pp. 43-44.
25. Ibid., p. 141.
26. Ibid., p. 12.
Barland, op. cit., p. 47.
27. Barland, op. cit., pp. 90-91.
28. The reader should realize that the sentence leans on poetic license, but it serves to indicate a
degree of relationship.
29. Northwestern Lumberman, November 9, 1878, p. 3; April 26, 1879, p. 5.
30. Northwestern Lumberman, June 21, 1878, p. 7; July 12, 1879, p. 6; July 26, 1879, p. 2.
31 . Northwestern Lumberman, August2, 1879, pp. 2, 5; August 16, 1879, p. 2; September 13,
1879, p. 3; December 20, 1879, p. 6; September 14, 1880, p. 5.
32. Reynolds, op. cit., pp. 104-105.
33. Ibid., p. 104.
34. Ibid., p. 59.
35 Northwestern Lumberman, January 14, 1893, p. 1.
36. Reynolds, op. cit., p. 61.
37. Ibid., pp. 61-62.
1975]
Kolka and Kolka — Wisconsin Community Transition
199
38. Barland, pp. 58, 60.
U.S. Census Office, Tenth Census of the United States, 1880. Population I., p. 456.
Wisconsin Census Report: 1885, I., pp. 10. 35.
U.S. Census Office, Eleventh Census of the United States: 1890, Population I., p. 360.
Barland, Lois The Rivers Flow On, (Stevens Point, Wisconsin: Worzalla Publishing
Company, 1965), p. 267.
39. Eau Claire Daily Free Press, June 23, 1884.
40. Reynolds, op. cit., p. 30.
41. Wisconsin Lumberman, January, 1874.
Northwestern Lumberman, March 18, 1887.
Dale Peterson, op. cit., files for years 1870, 1882.
Barland, Sawdust City, pp. 47-48, for the year 1885.
Northwestern Lumberman, January 24, 1891.
American Lumberman, January 19, 1901, February 24, 1901.
42. American Lumberman, February 24, 1906.
43. Barland, Sawdust City, pp. 36-40.
44. Barland, The Rivers Flow On, pp. 335-340.
45. Ibid., p. 338.
»
46. Barnes, Marjorie D. Paul Bunyan Camp: Eau Claire, Wisconsin, (Eau Claire, Wisconsin:
Pamphlet printed by local publisher, name unknown, 1957), p. 1.
47. Wisconsin Lumberman, January, 1874.
48. Boulding, Kenneth E. “The Economics of the Coming Spaceship Earth” in H. Jarrett, ed.
Environmental Quality in a Growing Economy (Baltimore: Johns Hopkins Press). 1966.
49. Eau Claire Daily Free Press, January 5, 1886.
50. Eau Claire Daily Free Press, June 18, 1887, June 27, 1887.
51. Eau Claire Weekly Free Press, January 14, 1886.
52. Eau Calire Weekly Free Press, September 1, 1881.
53. Barland, Sawdust City, p. 118.
54. Smith, James Bruce, “A Business History of Eau Claire, Wisconsin, 1872-1910,” (rough
copy of an unpublished master’s thesis, University of Wisconsin, 1966), pp. 23-30.
55. Barland, The Rivers Flow On, pp. 280-306.
56. Ibid., pp. 339-340.
57. Black, op. cit., p. 34.
A SURVEY OF THE EDAPHIC ALGAE
OF WESTERN WISCONSIN
Joe M. King
Rice University
Houston , Texas
ABSTRACT
The enrichment culture technique was used to study the edaphic algae in
soils collected from 12 locations in western Wisconsin. In all,
representatives of 32 genera of algae were identified, those encountered
most frequently being Chlamydomonas, Chlorococcum , and Oscillatoria.
The distribution of edaphic algae in soil samples collected along 2 transects
was erratic and unpredictable.
INTRODUCTION
As members of the terrestrial microbiota, edaphic algae function in the
formation and stabilization of soils (Booth, 1941; Gray and Williams,
1971) . Members of the Cyanophyta contribute to soil fertility through
nitrogen fixation (Allison, et al., 1937; De and Mandal, 1956; Fogg, 1947;
Jurgensen and Davey, 1968) and metabolites excreted by edaphic algae are
utilized by other microorganisms (Gray and Williams, 1971; Lund, 1962).
Surveys of the microalgal populations of various terrestrial habitats in the
United States have been conducted in recent years. These investigations
have provided data which are useful in forming generalizations regarding
the relationships between edaphic algae, soil pH and macrovegetation.
Floristic surveys of soils in Pennsylvania (MacEntee, 1970), Tennessee
(Hofstetter, 1968) and Texas (Bischoff and Bold, 1963; MacEntee, et al.,
1972) have indicated that cultivated soils contain a greater diversity of algal
genera than do undisturbed forest soils. Acid soils usually contain a paucity
of blue-green algal flora. However, Arvik (1970) noted that Nostoc was the
dominant genus in terms of biomass in cultures obtained from acid soils
collected in northwestern Florida. A survey of North Carolina pine forest
soils (Jurgensen and Davey, 1968) indicated an inverse relationship between
soil pH and algal numbers.
After an intensive investigation of the edaphic algae in soils collected in
Texas, Pennsylvania, New York and New Jersey, MacEntee et al. (1972)
failed to find a correlation between genera in the macrovegetation and the
algae in their rhizospheres. Also, Archibald’s (1969) survey of the edaphic
algae in closely spaced samples, collected along a transect, indicates that
there is no predictability in the distribution of soil microalgae. However,
200
1975]
King — Wisconsin Edaphic A Igae
201
Arvik (1970) stated that it is probable that an association may be found
between edaphic algae and a given soil type.
In reference to the soils of Wisconsin, Prescott (1955) stated that “the
exploration of these terrestrial habitats is an interesting project still awaiting
the phycologist”. However, Olson’s (1961) investigation of the soil
microalgae of southern Wisconsin represents the only known publication on
the edaphic algae of this state. Therefore, an investigation of them in
western Wisconson was conducted in order to extend our knowledge of the
soil microbiota of this state.
METHODS
Soil samples were collected from 12 sites in western Wisconsin by use of a
small garden trowel. The locations of the collection sites are as follows:
Collection
Site Location and Description
A 6 miles SW of LaCrosse on Highway 61 . Cut-over forest of bur oak, white oak.
Second growth of interrupted ferm.
B Same location as A. Sample collected in undisturbed portion of forest.
C 2 miles W of Coon Valley on Highway 61. Tobacco field.
D Same location as C. Corn field.
E lA mile W of Barre Mills on Highway MM. Corn field.
F 1 mile NW of Barre Mills. Forest of ironwood, white pine, yellow brich.
G 7 miles NE of LaCrosse on Highway 61. Forest of white and red oaks.
H 6 miles N of LaCrosse on Highway 53. Bluestem and various prairie grasses.
I Goose Island County Park, 5 miles S of LaCrosse on Highway 53. Soil collected
on banks of Mississippi River.
J Same location as in I. Soil collected in stand of white pine, away from possible
inundation.
K 2 miles E of LaCrosse. Field.
L 2 miles N of LaCrosse. Field.
Triplicate samples were collected from sites A - J, while soil samples were
collected at intervals of 3 feet along 27 ft transects at sites K and L.
In order to minimize carry-over from sample to sample, the trowel was
wiped clean, immersed in alcohol and flamed after each sampling. The soil
samples were placed in sterile plastic bags for transport to the laboratory.
202 Wisconsin A cademy of Sciences, A rts and Letters [V ol . 63
In the laboratory, each sample was divided aseptically into four 20 g
subsamples. Two were placed in separate 125-ml Erlenmeyer flasks
containing 100 ml of sterile Knop’s Medium (MacEntee, 1970), while the
remaining two were introduced into similar flasks of sterile Bold’s Basal
Medium (BBM) (Bischoff and Bold, 1963). The inoculated flasks were
placed in a culture chamber at a temperature of 22_±_2C. An incident light
of 400 ft c was provided by 40 w cool-white fluorescent bulbs set on a 12-hr
light, 12-hr dark cycle.
After two weeks, the contents of each flask were examined
microscopically and the algal genera were tabulated. This procedure was
repeated every week for a period of six weeks. Subsamples of algae were
also removed from each flask and suspended in separate tubes of liquid
BBM. The contents of each tube were aspirated (Wiedeman, et al., 1964)
over duplicate petri plates containing BBM solidified with 1.5% agar. The
plates were then incubated under standard culture conditions.
Upon examining the plates at 2 weeks, dissimilarities in colonial
morphology were noticed. Portions of the various colonies were removed
by means of sterile Pasteur pipettes drawn to fine bores in a microflame,
and were inoculated into culture tubes containing sterile liquid BBM. When
growth appeared in these tubes, the algae were studied further and
identified to the generic level.
RESULTS AND DISCUSSION
Thirty-two genera of algae (Table 1) were identified from the soil
samples. Additional algae may have been present but unable to grow under
conditions of culture employed. Major differences in the composition of
algal populations were not observed for each soil sample incubated
simultaneously in Knop’s and BBM media. Both of these media are acidic,
pH 5.2 and 6.8 respectively; therefore, the influence of an alkaline medium
was not tested.
Table 1 summarizes the algae identified from 57 soil samples collected
from 12 sites in western Wisconsin. The algal genera encountered in the
majority of sites were Chlamydomonas, Chlorella, Chlorococcum,
Diatoma, Hormidium, Navicula, Oscillatoria, Stichococcus, and Tribon-
ema, while Anabaena, Anabaenopsis, Bracteacoccus, Characium, Chloro-
sarcinopsis, Cyclotella, Eudorina, Oedogonium, Planktosphaeria, Pyro-
botrys, Tetracystis, and Ulothrix were more rarely encountered. Most
genera identified were members of the Chlorophyceae, and relatively few
were Cyanophyceae. Collection site D yielded the fewest algal genera, while
site I contained the most abundant and varied algal genera. The more
diversified flora at site I is due to the presence of algae ( Cyclotella ,
Eudorina, Oedogonium, Phacus, Ulothrix) which are considered to be
aquatic organisms. Collection site I is located on the banks of the
Mississippi River and is inundated by flood waters during annual snow
1975]
King — Wisconsin Edaphic A Igae
203
TABLE I : REPRESENTATIVES OF ALGAL GENERA IDENTIFIED IN SOILS COLLECT¬
ED FROM 12 SITES IN WESTERN WISCONSIN
"Indicates presence of alga cited
204
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 63
melts. Water samples collected from the Mississippi River near site I
contained the above genera but site J, which is in the same area but remote
from the inundations, did not contain these aquatic algae. However, algae
such as Gonium, Oedogonium , and Pandorina have been reported
(MacEntee, et al., 1972) as being present in soils which were not close to
permanent or semipermanent bodies of water.
As stated in the introduction, Archibald (1969) contends that there is no
predictability in the distribution of soil microalgae. In order to evaluate this
hypothesis for Wisconsin soils, triplicate soil samples were collected at sites
K and L, every 3 feet along transects which were 27 feet in length.
At site K, Oscillatoria and Chlamydomonas were identified from all
intervals of the transect, while Characium, Chlorosarcinopsis, Eudorina
and Pyrobotrys were found in only one set of samples. At site L,
Oscillatoria and Tribonema were found in all of the soil samples, while
Cylindrospermum, Hormidium, and Tetracystis were found at only one
interval of the transect. The presence of other algae along both transects
was not uniform. Thus, it appeared from this study that the distribution of
microalgae in the soils tested was erratic and unpredictable, as Archibald
had found.
Since 27 soil samples were analyzed from each of the collection sites, this
raises the question as to how many samples have to be analyzed before a
complete microalgal tabulation is possible for one given area. Since algal
cells are dispersed by a variety of vectors, the possible combinations of
microalgae in a particular location seem to be astronomical. Certainly all of
the algal cells which reach a particular soil do not survive, but if soil
conditions are favorable, certain algae may function metabolically in the
soil strata. However, as soil conditions change, the survival of these algae
depends on their ability to form resistant cells. Thus, the composition of the
algal flora depends upon changing sets of physical and chemical factors
which govern the biological activities of the algal cells.
Once soil is collected, one is faced with the problem of detection by
growth of the microalgae present within the soil. After the addition of soil
sample to nutrient medium and incubation of the samples, the growth of the
majority of algae is probably induced. However, there are likely to be latent
cells of algae whose growth is not favored by the environmental parameters
used in a particular study. Also, the soil inoculum probably adds nutrient to
produce an unknown set of environmental conditions, thus modifying the
initial medium in supporting the growth of certain microalgae.
After the growth of algae has occurred, the identification of these
organisms becomes the utmost concern. Generic identifications are rela¬
tively easy to master but species identifications are usually laborious and
time-consuming. Thus, detailed tabulations of algal species are usually not
feasible, when large numbers of soil samples are analyzed.
1975]
King — Wisconsin Edaphic A Igae
205
In order to meet more fully the growth requirements of the various algae
present within a set of soil samples, various combinations of nutrient media
and conditions of culture might possibly be used in studies of edaphic algae.
In conjunction with the above, chemical analyses of the soil samples would
perhaps aid in obtaining correlations between edaphic algal populations and
soil types. Also, it might be possible that correlations between edaphic
algae, macrovegetation and soil types will be found only when the soil
microalgae are identified to the specific level.
BIBLIOGRAPHY
Allison, F. E., S. R. Hoover, and H. J. Morris, 1937 Physiological studies with the nitrogen-
fixing alga, Nosioc muscorum. Bot. Gaz. 98: 433-463.
Archibald, P. A. 1969. A study of the algal flora of bogs with special reference to the genus
Chlowcoccum. Ph.D. Dissertation. The University of Texas at Austin.
Arvik, J.H. 1970. Soil algae of northwest Florida. Quart. J. Florida Acad. Scie. 33: 247-252.
Bischoff, H.W. and H.C. Bold, 1963. Phycological Studies: IV. Some Soil Algae from
Enchanted Rock and Related Algal Species. University of Texas Publication No. 6318.
Booth, W.E. 1941. Algae as pioneers in plant succession and their importance in erosion
control. Ecology 22: 38-46.
De, P. K., and L. N. Mandal, 1956. Fixation of nitrogen by algae in rice soils. Soil Sci. 81: 453-
458.
Fogg, G. E. 1947. Nitrogen-fixation by blue-green algae. Endeavor 6: 72-175.
Gray, T. R. G., and S. T. Williams, 1971. Soil Microorganisms. Hafner Pub. Co., New York.
240 pp.
Hofstetter, A.M. 1968. A preliminary report of the algal flora from selected areas of Shelby
County, Jour. Tennessee Acad. Sci. 43: 20-21.
Jurgensen, M. F., and C. B. Davey, 1968. Nitrogen-fixing blue-green algae in acid forest
and nursery soils. Can. Jour. Microbiol. 14: 1179-1183.
Lund, J. W. G. 1962. Soil Algae: In: Lewis, R. [ed.] Physiology and Biochemistry of Algae.
Academic Press, New York. p. 759-765.
MacEntee, F. J., 1970. A preliminary investigation of the soil algae of Northeastern Pennsyl¬
vania, Soil Science 110: 313-317.
MacEntee, F. J., G. Schreckenberg, and H. C. Bold. 1972. Some observations on the distribu¬
tion of edaphic algae. Soil Sci. 114: 171-179.
Olson, J. W. 1961 . Soil Algae of Some Conifer and Hardwood Forests. Ph.D. Dissertation. The
University of Wisconsin.
Prescott, G. W. 1955. Algae of the Western Great Lakes Area. Cranbrook Inst. Sci. Bull. No.
31, Bloomfield Hills, Michigan. 977 pp.
Wiedeman, V. E., P. L. Walne, and F. R. Trainor, 1964. A new technique for obtaining axenic
cultures of algae. Can. Jour. Bot. 42: 958-959.
THOREAU IN LOUISA ALCOTT’S MOODS
Kathryn Whitford
University Wisconsin—
Milwaukee
In the last month of 1864, a scant two years after the death of Henry
David Thoreau, Louisa May Alcott published her first novel, Moods , in
which one of the chief characters was apparently modelled upon her fellow
townsman1. This fact has been generally recognized among Thoreau
scholars. There has, however, been no close examination of Moods either to
substantiate the identification of Warwick with Thoreau, to interpret such
an identification if it exists, or to discover whether the influence of Thoreau
extended beyond contributing a superficial likeness between the hero, who
was a student of the outdoors, and Louisa Alcott’s Concord neighbor.
This paper will not only document the resemblances between Thoreau
and Adam Warwick, but examine Moods in relation to Thoreau’ s first
book, A Week on the Concord and Merrimack Rivers2 to suggest that Miss
Alcott wrote a novel in which Thoreau’ s influence is considerably greater
than has been previously recognized. It will also attempt to discover
whether her handling of Warwick provides clues to Louisa Alcott’s
judgments of Thoreau.
Despite the title of the book and the epigraph from Emerson’s essay
“Experience”, “Life is a train of moods like a string of beads, and as we
pass through them they prove to be many colored lenses, which paint the
world their own hue, and each shows us only what lies in its own focus”, the
chief theme of the book is Love and Friendship. These are the moods, if
they can be so called, which color the attitudes and motivate the actions of
the major characters. Ultimately, it is true, the conflicts arising from the
disparate claims of love and friendship are resolved for Sylvia and Adam in
transcendent experiences which seem to prove the truth of Emerson’s
words. But if Louisa Alcott in this novel ultimately subscribes to an
Emersonian view, she does so in terms suggested by the long essay
“Friendship” in the Wednesday chapter of A Week. In fact it is almost as
though the novel set out to illustrate the pronouncements on “Friendship.”
In A Week Thoreau exalted Friendship in well-nigh religious terms. “It
[Friendship] takes place on a level higher than the actual characters of the
parties would seem to warrant”. Despite the fact that “any man will more
confidently carry his favorite books to read to some circle of intelligent
Women” for “the sexes naturally expect each other”, Friendship is no
respecter of sex and perhaps it is more rare between the sexes, than between
two of the same sex3. “It is one proof of a man’s fitness for Friendship that
he is able to do without that which is cheap and passionate”4. Finally,
206
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Whitford — Thoreau and Louisa Alcott
207
according to Thoreau, “Friendship is the education of man. It will make a
man honest, it will make him a hero, it will make him a saint”5, and the
deaths of friends “will inspire us as much as their lives. They will leave
consolation to the mourners as the rich leave money to defray the expenses
of their funerals”6.
In Moods , a plot summary of which follows, the characters’ capacities
for good are enlarged by friendship; passion, if the word can be applied to
any emotion in the novel, exists only to be renounced or transcended. It is in
fidelity to friendship, not love, that Adam becomes a hero and, perhaps, a
saint; and the deaths of Adam and Sylvia indeed leave consolation to their
mourners, if not to present day readers.
Adam Warwick is first met pacing a drawing room in Cuba where he
waits to break his engagement to Otilla. He is a man of “sternest Integrity”7
who became infatuated by Otilla’ s exotic beauty. Reluctantly he has learned
that she is a shallow coquette, and therefore he has resolved to free them
both from a disastrous pledge. Otilla, determined to regain her ascendency
pleads for a year in which to become what he believed her to be. Warwick
accedes to the request, then leaves abruptly, promising to return when the
year is out.
Meanwhile in a New England village, Sylvia Yule, a maiden of 17, is a
source of concern to her father and her older sister. She is between girlhood
and womanhood, beautiful, intelligent, and a creature of moods. She longs
for a friend, she tells her father, not a lover, and asks “Don’t you believe
there may be real and simple friendships between men and women without
falling into this everlasting sea of Love”8? At about this time Geoffrey
Moor, a neighboring landowner, returns from Europe accompanied by
Mark Yule and Adam Warwick. When these three friends project a boat
trip up the river, Sylvia gains permission to accompany them. On the
afternoon of the second day Mark and Geoffrey, wishing to climb the
bluffs, leave Sylvia and Adam reading in camp. After a minor altercation
over the merits of their respective books, during which Adam defends his
book (apparently Leaves of Grass) as containing “some truths in fig
leaves”9 Sylvia abandons her book and watches a battle between red and
black ants10. This fact is conveyed in a single sentence but is a clear
reference to Walden and the famous battle of red and black ants described
by Thoreau. She and Warwick then make birch bark baskets, she with
needle and thread, he “as an Indian would do”11 for he had “sojourned
among the Indians of whom he had learned much concerning their
woodcraft, art and superstitions”12. They cross the river to go berrying on
the other shore, then float down the stream to a bed of water lilies where
Warwick shows her a “true” face in her reflection in the stream13. (This
scene and even the basic plot of the love of two men for a 17 year old girl,
may derive from the courtship of Ellen Sewall by the Thoreau brothers, for
Harding says that Henry took 17 year old Ellen berrying and for a sail on
the river with Aunt Prudence Ward14. If so, it argues that details of that
208 Wisconsin A cademy of Sciences , A rts and Letters ( Vol. 63
courtship which scholars were long in learning may at one time have been
common knowledge in Concord).
Returning with the lilies, Sylvia sees smoke across the river and pleads to
be taken to the fire. They find a dangerous forest fire, and when Adam
dashes to the aid of an unknown man, Sylvia in typical 19th century heroine
fashion becomes bored and wanders into danger. Adam rescues her rather
perfunctorily and they begin the long walk back to camp. At a small pool on
the way, Adam whistles in imitation of the birds, feeds them bits of biscuit
and finally coaxes a sparrow to eat from his palm, much as young Joseph
Hosmer had seen chickadees alight on Thoreau’s arm15.
By the end of the three day trip, Warwick and Moor both find themselves
in love with Sylvia. Sylvia in turn has begun to fall in love with Adam.
Adam perceives that Geoffrey is in love for “He saw what others had not
yet discovered, and obeying the code of honor which governs a true
gentleman, loved his friend better than himself and held his peace”16. In
fact his responses to Geoffrey and Mark are so ambiguous that Geoffrey is
led to believe that Adam loves elsewhere. Shortly after their return to the
village Adam leaves without making either a declaration to Sylvia or an
explanation to his friends.
From this point onward the theme of love subordinated to friendship
dominates the plot. Sylvia, unaware of Geoffrey’s growing love, asks him
to be her friend. “She had never known friendship in its truest sense, for
next to love it is the most abused of words. She had called many ‘friend’ but
was still ignorant of that sentiment, cooler than passion, warmer than
respect, more just and generous than either, which may recognize a kindred
spirit in another and claiming its right, keeps it sacred by a wise reserve that
is to friendship what the purple bloom is to the grape, a charm which once
destroyed can never be restored”17. Thus “peacefully and pleasantly the
summer ripened into autumn and Sylvia’s interest into an enduring
friendship”18.
No word comes from Adam, so when Jessie Hope prepares to marry
Mark Yule, Sylvia consents to marry Geoffrey in a double ceremony. On
the last day of their honeymoon, Sylvia stays in camp while Geoffrey goes
mountain climbing. Adam appears, now free of his pledge, and in his
delight takes Sylvia in his arms before he knows that she is Geoffrey’s wife.
She determines to conceal her love for Adam from her husband, but after
several weeks, during which Adam is a houseguest, she yields to Adam’s
judgment that Geoffrey must be told. Sylvia at this juncture, turns to a
middle aged cousin to ask which man she should “cleave to”, since both
love her. Faith answers “to neither”19. Because your husband is , your lover
should be , your friend and nothing more. You have been taught hardly the
lesson many have to learn, that friendship cannot fill love’s place, yet
should be kept inviolate, and served as an austerer mistress who can make
life very beautiful to such as feel her warmth and deserve her delights.
Adam taught me this, for though Geoffrey took you from him, he still held
1975]
Whitford—Thoreau and Louisa Alcot
209
fast his friend, letting no disappointment sour, no envy alienate, no
resentment destroy the perfect friendship years of mutual fidelity have built
up between them”20. Moved by Faith’s advice, Sylvia returns to her father’s
home and Geoffrey leaves for Europe accompanied by Adam who will not
desert his friend.
Several months later, in an Italian village, while followers of Garibaldi
are vainly trying to repulse a group of marauding Croats attempting to sack
the convent, a cannon placed on a nearby hilltop is fired against the
invaders. A single man works the piece and superstitiously taking him for
the patron saint of the convent, the Croats turn and flee. Adam, for it is he,
falls wounded and is carried into the convent. He has nearly recovered when
Geoffrey appears bearing a letter in which Sylvia asks him to return. Both
men believe that she has made a choice between them. As Geoffrey looks
anxiously at Warwick, Adam says “Henceforth, Sylvia and Otilla are only
fair illustrations of the two extremes of love. I am glad to have known both,
each has helped me, and each will be remembered while I live. But having
gained the experience I can relinquish the unconscious bestowers of it, if it is
not best to keep them. Believe me, I do this without regret and freely enjoy
the happiness that comes to you”21.
This rather cavalier attitude toward his love is explained as the
consequence of a transcendent experience. “In the fierce half hour I lived
not long ago, I think a great and needful change was wrought in me. All
lives are full of such, coming when least looked for, working out the end
through unexpected means. The restless, domineering devil that haunted me
was cast out then, and during the quiet time that followed a new spirit
entered and took possession”22. He describes this experience as that
moment at which “we are conscious of a willingness to leave all in God’s
hands, ready for whatever he may send”23.
In this new mood Adam accompanies his friend on the voyage home.
When nearly in sight of land the ship founders. Adam and Geoffrey cling to
a spar until a lifeboat comes alongside; then Adam helps Geoffrey into the
now overfull boat. Since the spar has drifted away Adam swims into the
night never to be seen again. The whole episode seems a compound of
Thoreau’s line “If I have unjustly wrested a plank from a drowning man I
must restore it to him though I drown myself” and the death of Margaret
Fuller in a similar shipwreck off Fire Island. The association of her death
and Thoreau’s sentence probably came about because, as all Concord
knew, Thoreau went with William Ellery Channing to search the beaches of
Fire Island for Margaret’s body and effects.
Geoffrey learns that Sylvia has called him home because she is dying of
consumption. She had had a dream of death as a great roll of waves from
eternity, waves to which people give themselves gladly. As Adam’s
friendship triumphed over his love, so Geoffrey’s also triumphs as he nurses
Sylvia tenderly for the remaining months of her life.
The novel thus by its action exalts transcendent friendship above love and
illustrates that perfect friendship opens men’s hearts to transcendent
2 1 0 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
religious experience, that it links individual men with the spiritual tides of
the universe.
Finally both Adam and Sylvia turn from love to friendship. Sylvia
comforts herself and the others before her death not only by her glowing
faith in her vision of death but with the thought that the ordeal has served
them well. Mark and his Jessie will appreciate one another more, and guard
their child from the dangers of a mistaken marriage. Geoffrey has learned
strength and Adam learned gentleness through vicissitudes. Thus they are
all fitter for the time when they will give themselves to the waves of eternity.
If any novel could illustrate the exalted and bloodless allegiance of one
person to another that Thoreau described in ‘ ‘Friendship’ ’, Moods must be
that novel. And in view of the river trip, and all the other bits of evidence
which link Thoreau with Warwick it is difficult not to believe that Louisa
Alcott, consciously or unconsciously, is illustrating the essay which her
father thought “superior to anything he had ever heard”24.
If the theme of Moods is fairly clear, the handling of the
Thoreau/ Warwick character presents problems even while it offers one of
the major interests of the book. In ordinary circumstances the portrayal of
an historical character in fiction is not a matter for close analysis. But
Louisa May Alcott knew Thoreau well and she was writing before time
could have dimmed her memories. Moreover, many of the first readers of
Moods must have known Thoreau and might be expected to resent the
usurpation of his character, if not of his name25. Of course Miss Alcott
could point out that Adam Warwick was not Thoreau. Adam visited Cuba
and Europe. Adam rescued Sylvia from the fire, and an Italian town from
the rapacious Croats. Adam sometimes exuded the faint brimstone odor of
Byronic heroes, while Thoreau evoked thoughts of Andromeda and
muskmelon. Warwick had few high spirits and little humor; Warwick was
larger and taller than Thoreau. Of course, Warwick was not Thoreau, but
the resemblances persist and balance, or even outweigh, the differences.
Warwick is a big man, taller even than his two tall friends, but he has
“ruddy brown hair, an eminent nose and a beard like one of Mark’s stout
saints”26, all of which might apply to Thoreau. He is rich “in his own eyes,
because he makes his wants so few”27. Thoreau is further evoked by the
river trip, the defense of Whitman, the gratuitous reference to the ant
battle, the interest in Indians, the berrying expedition, the woods fire, the
art of calling birds to his hand, the deference to his friends in not urging his
love, and the scene of Adam’s death, as well as by such speeches as “It is
necessary to be just, it is not necessary to be happy” which illustrate his
integrity28.
So the reader is left to wonder whether Louisa Alcott in creating Adam
Warwick asked herself how Thoreau might have behaved had he been in
Warwick’s situation and then made Warwick act accordingly. If so, she
lends support to Emerson’s reading of Thoreau ’s character in the essay
“Thoreau”. It has been argued by subsequent critics and biographers that
Emerson unduly emphasized the stoic elements in Thoreau. But Louisa
1975]
Whitford — Thoreau and Louisa Alcott
211
Alcott gives Warwick a stern, solitary quality which supports Emerson’s
view and which suggests that the view may have been widely held among
those who knew him in Concord. She seems also to have seen in Thoreau a
capacity for active heroism which was never given scope in Concord. In this
too she supports Emerson who wrote that “he seemed born for great
enterprise and for command; and I so much regret the loss of his rare
powers of action, that I cannot help counting it a fault in him that he had no
ambition. Wanting this, instead of engineering for all America, he was the
captain of a huckle-berry party”. Louisa Alcott, however, does not endow
him with organizational leadership but with a capacity for solitary courage
and heroism, at the fire, in the Italian village and again at his death.
Finally in the portrayal of Adam Warwick, Louisa Alcott seems to testify
to the power of transcendental faith to release men from bondage to
particular people, places or events and this tends to support the view that
Thoreau ’s spiritual guest was successful.
Such a reading of Moods gains support from recognition of the strong
allegorical element in the novel. Little as I like name symbolism it must be
taken into consideration in any serious examination of Moods. Louisa
Alcott and her sisters grew up reading and dramatizing Pilgrim ’s Progress,
that staple of New England childhood. Therefore, when characters are
consistently given names appropriate to their personalities or novelistic
functions, the reader must suspect an element of conscious allegory.
Examining the names in this novel one discovers that Sylvia’s older sister,
cautious, conventional and methodical, is named Prudence. Mark Yule
marries Jessica Hope, and their first child, named for her aunt Sylvia,
becomes the hope that the family can outlive its history of domestic trouble.
Yule, the family name, seems to suggest not Christmas, but a pagan love of
comfort and easy living. Adam, of course, in Louisa’s Unitarian
Transcendental upbringing symbolized primal simplicity and strength, a
return to the original relationship of God and man. By the same pattern of
name symbols Sylvia becomes woods or trees, which of course is also the
meaning of Walden. Geoffrey, on the other hand is surnamed Moor,
spelled without the customary final E, and since a moor is a treeless plain,
he is apparently predestined to failure in his love for Sylvia.
The name allegory seems to support the action of the plot, allying Sylvia
with Adam; but finally Adam, like Thoreau at Walden, having
comprehended the experience, is content to give up the particular
“bestowers” of it. Adam, the Thoreau-like character, is better fitted for
renunciation than for domestic happiness, for his pleasure is finally not of
this world but of a timeless transcendent universe.
In summary then, it would appear that the identification of Warwick with
Thoreau is well founded, although the differences are as obvious as the
similarities. In creating the similarities Louisa Alcott drew upon her
memories of Thoreau and of Concord, upon A Week on the Concord and
Merrimack Rivers, upon Walden, and possibly upon an “Essay on Civil
Disobedience”. A Week on the Concord and Merrimack Rivers seems to
212
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
have furnished not only the prototype for the river excursion in Moods , but
through the essay on Friendship seems likely to have provided the theme of
transcendental friendship which underlies the plot development and is
emphasized by the almost too neat allegorical parallel conveyed by the
consistent name symbolism in Moods.
NOTATIONS
1. Louisa May Alcott. Moods, Boston, Loring Publisher, 1864.
A second book of this title was issued in 1882 but it is so altered that it must be considered a
different work. It includes ten chapters cut from the original and an altered ending. I have chosen
to work from the original edition, because it is closest to the time of Louisa Alcott’s association
with Thoreau.
2. Henry David Thoreau. A Week on the Concord and Merrimack Rivers, Boston and New
York, Houghton Mifflin & Co. 1906.
Walter Harding records that after Thoreau wrote the essay on Friendship he read it aloud to
Bronson Alcott, Louisa’s father, before he incorporated it into A Week . Thereafter the Alcotts
were given one of the first copies of the book; so there is ample evidence that it was available to
Louisa. (Walter Harding, The Days of Henry Thoreau, New York, Alfred Knopf, 1965, pp. 245,
252.)
3. Henry David Thoreau, A Week, p. 287
4. Thoreau, A Week, p. 290
5. Thoreau, A Week, p. 283
6. Thoreau, A Week, p. 303
7. Alcott, Moods, p. 51
8. Alcott, Moods, p. 37
9. Alcott, Moods, p. 59
Thoreau, in company with Bronson Alcott, met Whitman in Brooklyn in the fall of 1856 but
Thoreau’s subsequent defense of Whitman in letters to H.G.O. Blake would not have been
known to Louisa Alcott. Therefore it appears that she is drawing upon personal or family
knowledge of Thoreau’s attitudes.
10. Moods, p. 60
11. Moods, p. 62
12. Moods, p. 66
13. Moods, p. 68
14. Harding, The Days of Henry Thoreau, p. 95
15. Townsend Scudder, Concord: American Town, Boston, Little Brown & Co., 1947, p. 189
1975]
Whitford— -Thoreau and Louisa Alcott
213
16. Moods, p. 109
17. Moods, p. 117
18. Moods, p. 119
19. Moods, p. 243
20. Moods, p. 246
21. Moods, p. 277
This statement is a surprising anticipation of modern judgments concerning Thoreau’s love
for Ellen Sewall. In A Thoreau Handbook, Walter Harding quotes Henry Seidel Canby approv¬
ingly, “I doubt whether he [Thoreau] wanted to marry her; for after the idyllic opening of their
relationship she became more and more for him an experiment in the philosophy of love.” p. 5
22. Moods, p. 278
23. Moods, p. 278
24. Harding, The Days of Henry Thoreau, p. 246
25. Henry James Jr. reviewing Moods in the North American Review recognized the theme of
transcendental friendship but oddly did not connect Warwick with Thoreau. (July, 1865)
276-281
26. Moods, p. 50
27. Moods, p. 51
28. Moods, p. 251
CLIMATIC CHANGE AND ITS HISTORICAL SIGNIFICANCE
IN THE MIDDLE AGES
Richard R. Ring
Ripon College
Ripon
The physical environments in which men live and have lived in the past
are so crucial to the quality, and even to the duration of their lives that
reminders of this condition would seem almost superfluous. Historians
have been aware, intuitively at least, that the world is enough with us that it
ought to be accorded some place in our histories. Some historians, notably
Lynn White, Jr., have shown how man affects and changes his
environment — often detrimentally; and have even suggested that “the roots
of our ecologic crisis” are to be found in a specifically Christian view of
nature (White 1967). I wish to explore the opposite proposition: namely,
that the environment, and especially the climate, of the historical past have
changed; and that such changes have had a significant effect on human
societies. For the European Middle Ages the evidence for certain changes is,
I think, unequivocal.
The reasons for the general historical ignorance of the environment seem
to be two persistent attitudes. The first holds that historians, being mainly
concerned with the conscious elements in mankind’s long evolution, ought
to leave such subjects as man’s interaction with the environment to other
disciplines. The second significant attitude has been that the environment
has formed a largely unchanging backdrop for the human drama. This
latter point of view, in part reflecting a reaction to the environmental and
climatic determinism of Ellsworth Huntington, is rooted in an all too
pervasive anthropocentric skepticism. Historians and scientists rightly
reacted against sweeping pronouncements about historical effects of
climatic changes, based on slim and often questionable evidence, and
against attributing too much of human historical development to the
influence of climate. The result, however, is that “climatic history has been
peculiarly neglected by our historians” (Lamb 1965a). This statement is still
valid and is, if anything, an understatement, despite the excellent
introduction to the history of climate by E. Le Roy Ladurie (1971).
The reaction has proceeded too far and has hung on too long. Many have
overlooked the wealth of evidence recently adduced by climatologists from
archaeological, botanical, zoological, glaciological, and oceanographic
studies, and from historical documents. The weight of the evidence forces
one to conclude “that the climate does change and that there are
fluctuations varying from the scale involving a century or so to the large
scale involving millions of years and embracing the great Ice Ages”
(Veryard 1963). Studies of atmospheric carbon, ocean levels, ice cores,
pollen samples, tree-rings, and volcanic ash have contributed to the
214
1975]
Ring — Climate Middle Ages
215
certainty that the climate has changed within the historical period (Suess
1970; Bloch 1965; Johnsen et al. 1970; Ahlman 1949; Frank 1969; Schove
and Lowther 1957; Thorarinson 1970). But have the changes in climate had
a significant effect on human societies? This is the question which has led
historians to neglect climate; for their usual answer has been that any great
differences attributable to climatic changes seem unlikely (Slicher van Bath
1963a). Bearing on this difficult area of interpretation, recent studies have
demonstrated many correlations between, for example, climate and
agriculture. In spite of the fact that climatic influences on specific
vegetational patterns are often obscured by anthropogenic effects, “there is
no doubt that climatic changes or fluctuations over periods of 100 to 300
years, if of sufficient magnitude, must have a profound effect on the
economic life and products of the people” (Whyte 1963). In my opinion the
propositions that climatic changes in the historical period have occurred
and that these changes have had a major influence on human history are
now well established.
How does this conclusion affect medieval history and historians of the
European Middle Ages? First let me give the general picture of the medieval
climate drawn by climatologists such as Brooks, Lamb and Flohn.
Although these scientists do not always agree in detail, a number of salient
points stand out. First of all “it has. . .been firmly established that the
weather was extraordinarily good in Europe during the period A.D.
800-1200” (Flohn 1969). Brooks and Lamb date this “good” climate to the
two centuries between 1000 and 1200, or perhaps extending until about 1250
or slightly later (Brooks 1954; Lamb 1965b). This period which Lamb,
perhaps with some exaggeration, frequently calls a “little optimum” was
characterized by mean temperatures about 1-1. 5C higher than at present
(Lamb 1969a). This was particularly the case with summer temperatures;
moreover, summers generally started earlier and lasted longer. Winter
temperatures were apparently more like those now; and though winter
conditions were often cold they were mild at the beginning and the end of
the “little optimum” period, and seldom very severe (Lamb 1966, 1969a).
Changes in the precipitation patterns were probably even more important
than temperature change. Brooks at least thinks that they “leave the
most numerous and easily identified traces” (Brooks 1954). Both he and
Lamb picture the 200 or more years starting about 1000 A.D. as a long
comparatively dry period, in which the summers especially were warmer
and drier (Brooks 1954, Lamb 1966). This period of relative dryness was
followed by much heavier precipitation beginning sometime in the 13th
century. These changes are quite' noticeable in the references to climate in
medieval chronicles compiled by Britton (1937), and in the recent studies of
Brandon (1971 a and b). A third prominent feature of the European climate
during the high Middle Ages was its general stability; there was none of the
great storminess which characterized the period after about 1250 (Lamb
1965a), Brandon 1971b). All of these conditions occurred to varying degrees
in different parts of medieval Europe and it is at least possible that they
216 Wisconsin Academy of Sciences, Arts and Letters [Vol. 63
occurred in regular patterns shifting from west to east and back again.
Climatologists are now busy trying to explain these climatic changes and
other larger ones. But as medieval historians we are rightly more interested
in the possible effects on medieval society.
Up until now discussion of the role played by climatic changes in the
economic life of the Middle Ages has centered mostly on the period from
the 14th century on. In 1955, for example, Gustaf Utterstrbm proposed a
thesis relating the “secular depression’’ of the 14th and early 15th centuries
to changes in the climate. Although Utterstrbm asserted that he “had no
intention of suggesting that climate is a universal explanation of all these
complex relations’’, his work has met with only cursory treatment or else
downright rejection (Le Roy Ladurie 1959, Slicher van Bath 1963a, Duby
1968). Perhaps it would be wiser, in spite of the meager data, if historians
examined more closely the correlations between the “good’’ climate of the
high Middle Ages and the great development of European economic life
which occurred between the 10th and the 13th centuries. The general timing
is intriguing. That the “little climatic optimum’’ corresponds chronologi¬
cally with the period of greatest agricultural expansion in the medieval
world can hardly be coincidental. But, of course, this observation does not
get us very far. When, however, climatoligists discover that during the high
Middle Ages European “vineyards extended generally 4° -5° latitude farther
north and 100-200 meters higher above sea level than at present’’, then
historians should begin to take notice. Moreover, the conclusion that “the
change in the average length of the growing season between the opposite
extreme climates of the thirteenth and the seventeenth centuries over most
of England probably amounted to 15-20 per cent on the ground between sea
level and 200 m. elevation’’ (Lamb 1966), should be of great significance to
students of medieval agriculture. In other areas a drop in the prevailing
mean temperature of the same seemingly trivial order as is projected for the
medieval rise, i.e. about 1C, is enough to shorten the average growing
season by about two weeks and to double “the frequency of snow on the
ground in most of the inland districts of England” (Lamb 1969b). Other
observers have noted certain thermophilous species of plants “for which
summers have generally not been warm enough for reproduction by seed
since about the 12th century” (Perring 1965). These general conclusions and
bits of evidence suggest the need for many more detailed studies of medieval
agricultural patterns taking into consideration the probable effects of
climatic changes on those patterns. Here I wish only to suggest one broad
question to which such studies might contribute some answers.
How did the rapidly expanding populations of the high Middle Ages
maintain an adequate food supply? In a narrower context this question has
been at the heart of what Titow calls “The Standard of Living Contro¬
versy” (Titow 1969). During the period between the 11th and the mid¬
dle of the 14th centuries the population of England at least increased by a
factor of 3.5 to 4 times. Granted that this is only an estimate, it is the best
estimate which we have at present. But did the production of food during
1975]
Ring — Climate Middle Ages
217
this period of population expansion also increase nearly fourfold? Are there
factors which would allow us to postulate such an increase? Consider first
the extension of arable land. The high Middle Ages are well known as a
period of great agricultural colonization both external and internal; but no
one supposes, I think, that there could “possibly have been anything like
the doubling of that area [the arable] between 1086 and the end of the
thirteenth century” (Titow 1969). This proposition would hold good, I
think, for the continent as well as for England. What about an increase in
food production due to a rise in the yield ratios? While the farmers of
Western Europe in the 13th century had generally higher yields than those
of the Carolingian period, most historians agree that they could not have
hoped for more than 3 to 4 times as much as they sowed. Recent studies
show that the increase in yield rates in the high Middle Ages was something
in the order of 50 per cent (Slicher van Bath 1963b, Duby 1968). These
crude estimates (again they are the best we have) of the major factors which
increased medieval agricultural production allow us to postulate only about
a three-fold increase in the amount of food available. Consideration of
other possible factors does not help very much. There is very strong
evidence against the notion that legumes replaced cereals in any significant
way by the 13th century (Titow 1969). Technological advance— and this is a
much controverted subject— probably acted more to change the input of
labor necessary to produce a given amount of food than to increase the total
amount of food available.
Are we then to accept the proposition that the medieval population slowly
“starved to death” due to an inability to produce enough food? This is
precisely the danger to which some have pointed as being the common
historical experience of pre-industrial societies; even momentous agricultur¬
al advances in production are usually substantially neutralized by
population growth. Titow answers the question with an “inescapable”
affirmative, at least for 13th century England. In light of a progressive
decline in the amount of cultivated land per capita and hence a decline in the
quantity of food produced per capita he concludes “that there must have
been a deterioration” in the standard of living of the English peasantry
in the 13th century (Titow 1969). But how long had this process been going
on? Are we to assume that the peasantry in the 11th century, for example,
lived significantly above the subsistence level with respect to food?
Some additional factor would seem necessary in order to make sense out
of this disorderly picture, and I would like to suggest that this factor was the
“good” climate, the “warm epoch”, of the high Middle Ages. But how
could the climate have affected the major elements in the production of
food which I have outlined? I think that the key concept should be stability
or consistency. It has already been pointed out that climatologists view the
high Middle Ages as a period with more stable, less stormy climatic
conditions than during the subsequent period beginning about 1250. I
suggest that this situation has a corollary in agricultural production; that
the more stable and generally warmer and drier (summer) climate allowed
2 1 8 Wisconsin A cademy of Sciences, A rts and Letters [V ol . 63
the medieval farmer to achieve more regularly, more consistently, average
to above average harvests. A close look at the climatic and the harvest data
compiled by historians and climatologists lends some credence to this
suggestion; greater fluctuations in the climate and in harvests seem to occur
after the middle of the 13th century than before (Easton 1928; Titow 1960,
1970). While some have maintained that one of the basic features of the
rural economy of the Middle Ages was “the extreme irregularity of cereal
production” (Duby 1968), almost all of the evidence of irregularity in yields
comes from the early 14th century. I suggest that the production of food
was more regular during the high Middle Ages than is generally believed,
and that this greater consistency was a major factor in keeping the food
supply and population more or less in balance.
An improved climate, moreover, undoubtedly affected other factors
which must be considered in any calculation of the total amount of food
available. Distribution of food supplies is almost as important as their
production. Even a slightly improved climate in the high Middle Ages
probably contributed to better transportation systems and a greater ability
to store food; the storability and transportability of tillage crops are, and
must have been even in the Middle Ages, the main buffers against adverse
short term changes in climate. We must also consider the possibility that a
long term climatic improvement subtly changed certain agricultural
practices and thus contributed to a greater supply of food; such was the case
during the warming trend in England during the early part of the 20th
century (Lamb 1965a).
I would like to stress once more that much of this falls in the realm of
speculation; but I hope that it is neither too wild nor too trivial for your
palates. Few detailed studies of local areas, the sort urged by Professor
Titow, taking into account climatic and other environmental changes exist
at present. If I have convinced you of the importance of further study in this
area and of the significance of environment and climate for medieval
agriculture, and indeed all of medieval society, then I shall regard my task
as having been successful.
BIBLIOGRAPHY
Ahlman, H. W. 1949. The present climatic fluctuation. Geographical Jour. 112: 165-195.
Berger, Ranier, ed. 1970. Scientific Methods in Midieval Archaeology. Berkeley and Los
Angeles.
Bloch, M. R. 1965. A hypothesis for the change of ocean levels depending on the albedo of the
Polar Ice Caps. Paleogeogr., Paleoclimatol., Paleoecol. 1: 127-142.
Brandon, P. F. 1917a. Agriculture and the effects of flood and weather at Barnhorne, Sussex,
during the late Middle Ages. Sussex A rchaeol. Coll. 109: 69-93.
Brandon, P. F. 1917b. Late-medieval weather in Sussex and its agricultural significance. Trans.
Inst. British Geographers 54: 1-17.
1975]
Ring— Climate Middle Ages
219
Britton, C.E. 1937. A Meteorological Chronology to A.D. 1450 . London. Meteorological
Office, Air Ministry: Geophysical Memoirs, v. 8, no. 70.
Brooks, C.E.P. 1954. The climatic changes of the past thousand years. Experientia 10: 153-158.
Changes of Climate. 1963. Proceedings of the Rome Symposium organized by UNESCO and the
World Meteorological Organization. Rome, 2-7 October 1961.
Duby, G. 1968. Rural Economy and Country Life in the Medieval West. London.
Easton, C. 1928. Les hivers dans V Europe occidentale. Leiden.
Flohn, H. 1969. Climate and Weather. New York.
Frank, A. H. E. 1969. Pollen stratigraphy of the Lak of Vico (central Italy). Paleogeogr
PaleoclimatoL , Paleoecol. 6: 67-85.
Johnsen, S. J., et al. 1970. Climatic oscillations 1200-2000 A.D. Nature 227: 482-489.
Johnson, C. G. and L. P. Smith, eds. 1965. The Biological Significance of Climatic Changes in
Britain. London. Symposia of the Institute of Biology, 14.
Lamb, H. H. 1965a. ‘‘Britain’s Changing Climate,” in Johnson and Smith, pp. 3-31.
Lamb, H. H. 1965b. The early medieval warm period and its sequel. Paleogeogr., Paleo¬
climatoL, Paleoecol. 1: 13-37.
Lamb, H. H. 1966. The Changing Climate: Selected Papers . London.
Lamb, H. H. 1969a. “Climatic Fluctuations,” In General Climatology , 2. Edited by H. Flohn.
Amsterdam, pp. 73-249.
Lamb, H. H. 1969b. New look of climatology. Nature 223: 1209-1215.
Le Roy Ladurie, E. 1959. Histoire et Climate. Annales; ESC 14: 3-34.
Le Roy Ladurie, E. 1971. Times of Feast, Times of Famine: A History of Climate since the year
1000. Garden City, N.Y. Translated and revised from Histoire de climat depuis Tan mil. Paris,
1967.
Perring, F. H. 1965. “The Advances and Retreat of British Flora,” in Johnson and Smith, pp.
51-59.
Schove, D. J. and A. W. G. Lowther. 1957. Tree rings and medieval archaeology. Medieval
Archaeol. 1: 78-95.
Slicher van Bath, B. H. 1963a. The Agrarian History of Western Europe , A.D. 500-1830. New
York.
Slicher van Bath, B. H. 1963b. Yield Ratios, 810-1820. Wageningen: A. A. G. Bijdragen, 10.
Suess,H.E. 1970. “Climate and Radiocarbon during the Middle Ages,” in Berger, pp. 159-166.
Thorarinson, S. 1970. “Tephrochronology and Medieval Iceland,” in Berger, pp. 295-328.
220
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
Titow, J. Z. 1960. Evidence of weather in the account rolls of the Bishopric of Winchester, 1209-
1350. Econ. Hist. Review 2nd ser., 12: 360-407.
Titow, J. Z. 1969. English Rural Society , 1200-1350. London.
Titow, J. Z. 1970. Le climat a travers les roles de comptabilit^ de 1’^veche de Winchester
(1350-1450). Anna les; ESC 25: 312-347.
Utterstrom, G. 1955. Climatic fluctuations and population problems in early modern history.
Scand. Econ. Hist. Review 3: 3-47.
Veryard, R. G. 1963. “A Review of Studies on Climatic Fluctuations during the period of the
Meteorological Record,” in Changes of Climate, pp. 3-15.
White, L., Jr. 1967. The historical roots of our ecologic crisis. Science 155: 1203-1207.
Whyte, R. O. 1963. “The Significance of Climatic Change for Natural Vegetation and Agricul¬
ture,” in Changes in Climate, pp. 381-386.
THE VASCULAR FLORA OF TRANSECTS ACROSS NAVIGATION
POOLS 7 & 8 ON THE UPPER MISSISSIPPI
S. H. Sohmer
University Wisconsin —
La Crosse
During the summer of 1973 the River Studies Research Group of the
University of Wisconsin - La Crosse participated in studies on the
environmental impact of maintaining the nine-foot navigation channel on
the Upper Mississippi. The Group had responsibility for Navigation Pools 7
and 8 located between the towns of Trempealeau and Genoa, Wisconsin
and the adjacent portions of Minnesota. The Pools and the transects are
illustrated in Figs. 1 and 2. The study concerned the composition and
relative abundance of the vascular flora, both aquatic and terrestrial, along
the middle or B transects that were established across the pools. The
primary data can be seen in the report submitted by the River Studies
Research Group to the Army Corps of Engineers St. Paul District Office.
The transects were followed by compass, over open water with a canoe
and through marshes and alluvial forests on foot. They were visited in early
June and the middle of July. Fall flowering plants are therefore not well
represented. All vascular plants encountered within approximately 2 - 3 feet
on either side of the transect line were collected. Notes were taken on plant
associations of which only representative specimens were collected from
large monotypic assemblages. Trees along the transect lines were marked
with paint or colored pieces of plastic and can be revisited in the future.
The taxa are listed in order of relative abundance within groupings based
on habit and habitat. Therefore, all trees found in what could be generally
termed alluvial forest, for example, are reported together. This kind of
grouping is sometimes artificial, but necessary to cope with the highly
dissected and heterogeneous habitats found along most of the transects.
The figures represent the frequency with which a given species was found
within a particular habitat. Only one specimen need have been collected at a
given site for that species to be counted, and, therefore, the figures do not
indicate relative abundance at a given site. The primary data mentioned
above report the species collected within each section of the transect and cite
the author’s collection numbers for the specimens. The first set of this
collection is deposited in the herbarium of the University of Wisconsin at La
Crosse. Nomenclature follows that of Hartley (1966).
221
222
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 63
FIGURE 1 Navigation Pool 7 and location of the transect. Army Corps of Engineers’ map.
PAUL DISTRICT-
WISCONSIN
1975]
Sohmer — Vascular Flora Upper Mississippi
223
FIGURE 2 Navigation Pool 8 and location of the transect. Army Corps of Engineers’ map.
POOL 8 AND BLACK RIVER
224
Wisconsin Academy of Sciences » Arts and Letters
[Vol. 63
Vegetation and relative abundance in alluvial forest, marsh and aquatic habitats along
transects 7 and 8B
TREES
Ulmus americana L . .87
Acer saccharinum Marsh. .80
Quercus bicolorWilld. .73
Betula nigra L. .60
Fraxinus pennsylvanica Marsh . . 60
Salix interior Ro wlee .27
Salix rigida Muhl . .27
Cary a cordiformis ( W ang . ) K . Koch . .13
Gleditsia triacanthos L . .13
Populus deltoides Marsh . .13
SHRUBS
Cornus obliguaR&f. .47
Cephlanthus occidentalis L . .40
Cornus racemosa Lam . .13
Sambucus canadensis L. .07
Spiraea alba Du Roi .07
Viburnum lentago L. .07
HERBS (FOREST)
Phalaris arundinacea L . .87
Toxicodendron rydbergii .47
On odea sensibilis L . .47
Arisaema dracontium (L.) School .27
Boehmeria cylindrica (L . ) S . W . .20
Carex tribuloides Wahlenb. (?) .20
Equisetum arvense L. .20
Laportea canadensis (L.) Wedd . .20
Pilea pumila (L . ) Gray . 20
Ranunculus abortivusL. .20
A mbrosia trifida L . 13
Anemone canadensisL. .13
Asclepias incarnata L . .13
Carex scoparia Schk . .13
Achillea millefolium L. .07
Carex intumescens Rudge .07
Cicuta maculatum L. .07
Circaea quadrisulata
(Maxim.) Franch. & Sav. .07
Cirsium v«/gcrre(Savi.) Tenore. .07
HERBS (MARSH)
Sagittaria rigida Pursh . . 64
Sagittaria latifolia Willd. .54
Phalaris arundinacea L . .36
Sagittaria rigida forma fluitans .36
VINES
Menispermum canadense L . .27
Smilax herbaceaL. .20
Vitis riparia Michx . . 20
Smilax hispida Muhl. .13
Parthenocissus quinquefolia
(L.) Planch. .13
Cuscuta sp. .07
Parthenocissus inserta
(Kerner.) k. Fritsch .07
Cryptotaenia canadensis (L . ) D . C . .07
Eleocharis obtusa (Willd.) Schultes .07
Galium obtusum Bigel . .07
Geum canadense Jacq. .07
Impatiens biflora Walt . .07
Impatiens pallida Nutt. 07
Lysimachia nummulariah . .07
Oxalis strict a L . .07
Physalis heterophylla Nees . . 07
Poa pratensis L . .07
Polygonum arifolium L. .07
Polygonum sagittatum L. .07
Polygonum virginanum L . .07
Rumex verticillatus L . .07
Smilacina stellata(L.) Desf. ,07
Smilax ecirrhata (Engelm.) S. Wats. .07
Thalictrum dioicum L. .07
t/rO'ca dioica L . .07
F/'o/tf cucullata Ait (?) .07
Viola missouriensis Green .07
Scirpus validus Vahl. .27
Sagittaria engelmannia J . G. Smith . 1 8
Sparganium eurycarpum Engelm . .18
Scirpus fluvitilis (Torr .) Gray .09
1975]
Sohmer— Vascular Flora Upper Mississippi
225
AQUATIC (SUBMERGENT AND LEAF FLOATING)
Percentage Biomass of Submergent
and Floating-Leaved Vascular Plants
In early August, the Group's Research Vessel, the Izaak Walton, and a
canoe were used to sample submergent aquatic vegetation on the transects.
When the 24 randomly selected sites were located in areas where aquatic
macrophytes were present, cylindrical sampler, 59 cm high and 36.5 cm in
diameter at the base, was tossed out of the canoe. The toss was blind so as
to maintain the random nature of the sampling. The sampler, which was
made from a regular aluminum ash can from which the bottom was
removed, was pressed into the substrate as far as it would go. All vegetation
was removed from within it, including roots and rhizomes. The material
collected from each sample was separated by species, identified and then
frozen to stop respiration and resultant loss of biomass. If the material
could not be separated immediately, it was first frozen and later identified
and separated after thawing. A warm-air dryer reduced all material to dry
weight. The data in Table 1 demonstrated the percentage representation of a
species on the transects by its total biomass.
TABLE 1. PERCENTAGE BIOMASS OF SUBMERGENT AND FLOATING¬
LEAVED SPECIES ALONG TRANSECTS 7 AND 8B
DISCUSSION
This study provides a good view of the vegetation of the Upper
Mississippi at this point in time, and offers the possibility of measuring
226 Wisconsin A cademy of Sciences , A rts and Letters [V ol . 63
changes in the ecosystems in the future. One of the greatest changes
expected within the next decade is the decimation of Ulmus americana. This
species now occupies a clearly dominant position in the alluvial forests and
the stress placed on the ecosystem with the destruction of this species should
certainly be considerable.
Other changes due to silting have already occurred in this area, especially
at the mid-section of these pools. This can be judged even from the
qualitative reports of previous workers, such as Dr. William Green of the
Upper Mississippi Wildlife Refuge. Scirpus fluvitilis , for example,
according to Green (pers. com.), was the most abundant emergent herb in
Pool 7 shortly after the construction of the lock and dam #7. Now, it is one
of the least abundant.
One of the interesting points on the standing crop of aquatic
macrophytes is the difference between the values for frequency and the
values for percentage biomass for a given species. Ceratophyllum
demersum is clearly the most frequently encountered aquatic vascular plant.
However, it drops to third place in percentage biomass. Potamogeton
nodosus is the seventh most frequently but it takes first place on percentage
biomass. Potamogeton nodosus is clearly a more important plant in the
ecosystem than can be surmised from frequency of occurrence alone.
SUMMARY
The vascular flora of transects across the middle of Navigation Pools 7
and 8 on the Upper Mississippi were studied. The species found are grouped
by habitat and by the relative frequency for a given species. Submerged and
floating-leaved vascular plants were sampled in order to ascertain the
relative representation of these species by dry weight. It is shown that the
most frequently encountered submerged and floating-leaved macrophytes
do not necessarily have the greatest relative biomass. This study can be used
as a basis upon which further changes in the ecosystem on those sites can be
measured.
ACKNOWLEDGMENTS
The River Studies Research Group is to be thanked for making these
studies possible, and the Group itself is indebted to the Army Corps of
Engineers, St. Paul District, for providing the funds. The author wants to
thank especially Ms. Cheryl Nelson who handled all of the plant material in
the laboratory and herbarium, and Mr. James Rebhan who accompanied
the author into the field and provided invaluable assistance in the collecting
and sampling process. Dr. Thomas O. Claflin is thanked for reviewing the
manuscript.
BIBLIOGRAPHY
Hartley, T. G. 1966. The Flora of the “Driftless Area”. University of Iowa. Studies in Natural
History 21, 174 pp. University of Iowa Press, Iowa City.
ADDRESSES OF THE AUTHORS
BAKER, F. CHRISTOPHER, 5301 Burnett Dr. Madison, Wi 53705
CARPENTER, RONALD H. Speech Dept., University Florida,
Gainesville, Fla 32611
DUNLEAVY, GARETH W. and JANET EGLESON DUNLEAVY
English Dept., University Wisconsin-Milwaukee, Milwaukee, Wi
53201
FRALISH, JAMES S. Dept. Forestry, University Southern Illinois-
Carbondale, Carbondale, Ill 62901
HASSELKUS, EDWARD R. (see TIEDEMANN and HASSELKUS)
Dept. Horticulture, University Wisconsin-Madison 53706
KING, JOE M. Dept. Environmental Sciences and Engineering, Rice
University, Houston, Tex 77001
KLEMENT, FRANK L. Dept. History, Marquette University, Milwaukee,
Wi 53233
KOLKA, JAMES W. and MARY ELLEN KOLKA 815 Library Learning
Center, University Wisconsin-Green Bay, Green Bay, Wi 54302
Presently: University Wisconsin-Madison, Madison, Wi 53706
LEE, G. FRED (see SONZOGNI and LEE) Director Environmental
Sciences, University Texas-Dallas, P.O. Box 688, Richardson, Tex
75080
LOUCKS, ORIE L. (see WYNN and LOUCKS) Dept. Botany, Birge Hall,
University Wisconsin-Madison, Madison, Wi 53706
NICHOLS, STANLEY A. Environmental Resources Unit, University
Wisconsin-Madison, 1815 University Ave, Madison, Wi 53706
PERRET, MAURICE E. Geography Dept., University Wisconsin-Stevens
Point, Stevens Point, Wi 54481
PERRIN, RICHARD W.E. 9825 Concordia Ave, Milwaukee, Wi 53222
RING, RICHARD R. History Dept., Ripon College, Ripon, Wi 54971
SOHMER, S.H. Dept. Biology and Herbarium University Wisconsin-La
Crosse, La Crosse, Wi 54601
SONZOGNI, WILLIAM (see SONZOGNI and LEE) Inst. Environmental
Sciences, University Texas-Dallas, P.O. Box 688, Richardson, Tex
75080
TIEDEMANN, CRAIG D. (see TIEDEMANN and HASSELKUS) Van
Buren House Apts. 210, 505 S. Van Buren, Green Bay, Wi 54301
TURCHENESKE, JOHN ANTHONY JR. La Pasada Box 229, University
New Mexico, Albuquerque, N.M. 87131
WHITFORD, KATHRYN English Dept., University Wisconsin-Milwau-
kee, Milwaukee, Wi 53201
WYNN, SARAH, (see WYNN and LOUCKS) 1056 WARF 610 Walnut St,
University Wisconsin-Madison, Madison, Wi 53706
V
l
14/7 W&3
VOL. LXIV — 1976
Cover Design by Arthur Thrall, Lawrence University
TRANSACTIONS OF THE
WISCONSIN ACADEMY
OF SCIENCES, ARTS
AND LETTERS
LXIV— 4976
Editor
ELIZABETH McCOY
||
Copyright © 1976
Wisconsin Academy of Sciences, Arts and Letters
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TRANSACTIONS OF THE
WISCONSIN ACADEMY Volume LXIV
FROM ONE OF THE TWO WORLDS:
VIROLOGY AND HUMAN AFFAIRS 1
Robert P. Hanson
TOWARD A PERSUASIVE PRESENCE:
THE WISCONSIN ACADEMY IN 1976 10
Elizabeth McCoy
ALDO LEOPOLD’S A SAND COUNTY ALMANAC
AND THE CONFLICT OF ECOLOGICAL CONSCIENCE 22
Peter A. Fritzell
LIMNOLOGICAL RESPONSES OF CRYSTAL LAKE
(VILAS COUNTY, WISCONSIN) TO INTENSIVE
RECREATIONAL USE, 1924-1973 47
J. P. Baker and John J. Magnuson
THE OCCURRENCE, STATUS AND IMPORTANCE OF BATS
IN WISCONSIN, WITH A KEY TO THE SPECIES 62
Charles A. Long
AMERICAN ENGINEERING AND BRITISH TECHNICAL
OBSERVERS: THE FIRST TWO HUNDRED YEARS 83
Terry S. Reynolds
THE REPRODUCTIVE BIOLOGY OF PODOPHYLLUM
PELTATUM (BERBERIDACEAE).
THE COMPARATIVE FERTILITY OF INTER- AND
INTRA-POPULATIONAL CROSSES 109
S. Swanson and S. H. Sohmer
THE BIGNON DYNASTY 1649-1788,
A STUDY IN OFFICIAL PATRONAGE 115
Jack A. Clarke
PRELIMINARY REPORT ON THE TOTAL SEASON
RAGWEED POLLEN COUNT IN AN URBAN AREA 121
Fritz A. Fischbach
AGE AND GROWTH OF THE WHITE SUCKER
IN LAKE WINNEBAGO 132
Gordon R. Priegel
A COMPARISON OF THE GROWTH RATE OF
BLUEGILL (LEPOMIS MACROCHIRUS )
IN LAKE WINGRA AND LAKE MENDOTA, WISCONSIN 144
Farouk El Shamy
OPOSSUM SHRIMP {MY SIS OCULATA RELICT A LOVEN)
DISCOVERED IN STORMY LAKE, WISCONSIN 154
Terrence C. McKnight
TRANSCENDENTAL MEDITATION IN THE SCHOOLS:
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A. B. Frederick
CHILDREN’S ORIENTATION TOWARD
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Janice E. Kuldau and Von D. Kuldau
ENVIRONMENT FOR DISCOVERY-
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Katherine G. Nelson
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Charles D. Goff
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MAN’S HISTORIC ATTITUDE TOWARD
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Aaron J. Ihde
THE EFFECT OF HANDLING AND
METHYLPENTYNOL ANAESTHESIA
ON SERUM GLUCOSE LEVELS IN GOLDFISH,
CARASSIUS AURATUS LINNAEUS 234
R. E. Spieler and Max Allen Nickerson
NUTRIENT LIMITATION OF OIL BIODEGRADATION
IN LAKES OF VARYING WATER QUALITY 240
David M. Ward and T. D. Brock
LOCATIONAL CHANGE: AN ANALYSIS OF
NORTHERN WISCONSIN’S
EMPLOYMENT MIX, 1950-1970 250
Gary C. Meyer
A PRELIMINARY ASSESSMENT OF THE IMPACT OF
A RECENT CLIMATIC CHANGE UPON THE GROWING
SEASON IN WISCONSIN 261
Joseph M. Moran and Michael D. Morgan
AMPHIBIANS AND REPTILES OF
THE PIGEON LAKE REGION 277
Jeffrey Briggs and Howard Young
WISCONSIN ACADEMY OF SCIENCES, ARTS AND LETTERS
OFFICERS 1976
President
Elizabeth McCoy
207 Bacteriology— UW
Madison, Wi 53706
Immediate Past President
Robert P. Hanson
237 Veterinary Science— UW
Madison, Wi 53706
President Elect
Robert E. Gard
Extension Arts— UW
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ROBERT P. HANSON
53rd President 1974-1975
WISCONSIN ACADEMY OF SCIENCES,
ARTS AND LETTERS
FROM ONE OF TWO WORLDS: VIROLOGY
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Robert P. Hanson
Presidential Address
Waukesha , April 19 , 1975
Almost everyone, perhaps everyone, innately resents it when he
finds himself being stuffed into some categorical pigeonhole. A
label has an imprisoning effect — we see a pacing lion behind a name
on an iron-barred door. Labeling gives a seal of finality— we see an
iridescent dragonfly neatly pinned on a plastic tray beside the name
of its genus and species, as if that were all that need be said. But we
are not ready for someone else’s taxonomic judgment of ourselves,
however well-meaning the judge may be.
We feel that the label tells us more about the label-giver than
about ourselves. The University administration defines me as a
member of the tenured staff, and my laboratory associates consider
me a virologist. Other folks I know have no idea what a member of
the tenured staff may be, or what a virologist does or looks like, and
they feel 1 ittle need to know. It does not matter, for they also have me
identified. Nels believes I am a cog in the bureaucratic apparatus
and fellow passengers on the Northwest flight to Washington may
suspect that too. One biographical indexer and several presses think
that I am an author. But in Burr’s book, I drive a station wagon and
stop in for gas at 7:45 AM, which makes me a morning-only
customer. There are other concepts. To Marvin I am the one who
calls him when one of his heifers has dropped a calf in the pasture
that he rents from me. Pete knows me as the guy who comes to the
mill to have alfalfa ground. My list, like yours, could go on and on.
We each know that we are, in part, all these contradictory things, so
how could anyone put us in a neat categorical box?
Much of the resentment of blacks and women is against labeling
by race or sex— a labeling that by its restrictive implications puts
the individual down, denies his or her individuality. Eventually, we
will go beyond those movements as some of the women activists have
been saying, to battle for the rights of all individuals to be their
individual selves.
Benjamin Franklin succeeded, as have few others, in frustrating
the many labelers. One thinks of him as being at once a printer,
writer, inventor, scientist, diplomat, administrator, patriot and
humanist— not any one of these things alone, but all of them. Y et, he
remains in the minds of most of us as an approachable man, an
individual with whom we could go to dinner, engage in small talk or
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Wisconsin Academy of Sciences , Arts and Letters [Vol. 64
in deep and challenging conversation. It is intriguing that a many-
sided genius is viewed as quite normal and comfortable and that the
individual who has exceptional talents to which he subjects his
entire life like Fischer, the chess wizard, is viewed as odd and most
of us would feel quite ill at ease, if we found ourselves in his
presence. I suspect that we clearly understand our own complexity,
and find any other many-sided individual to be quite normal. It is
not the genius that we find peculiar, however brilliant, but the
individual who rejects his own diversity to perfect a single talent.
Such dedication may fascinate us in a morbid way. We become more
interested in the story that the ballerina practices fourteen hours a
day and has a list of things that she denies herself, than in the grace
of her performance. We become more interested in the pre¬
occupation of the mathematician who fails to recognize his brother
on the street than in the elegance of his equation. We make such
individuals into objects and drain them of their humanity.
Individuals, when we first meet them, are an apparition of the
moment, creatures without a past. In a city they appear and vanish
among its streets and corridors. About such passing images we can
not care. They are merely images. We know that we have a past that
conditions us, but we judge faces of others in the context of the
moment.
I am sitting with a group of bankers and government officials, a
group of faces around a heavy walnut table that is elegantly carved
and oiled. My feet press into the deep pile of the carpeting and
momentarily the scene fades back to a bibb-overalled boy rubbing
his toes in the tall grass, as he gives directions to a well-dressed man
at the wheel of a 1930 Buick. The boy knows that well-dressed
people are rich, possibly bankers, and wonders what that is like —
another kind of a world than his, and another kind of people. Now
years later sitting at the walnut table the boy inside still wonders
about himself and others. What sorts of boys are hidden in these
bankers? Does a boy sit behind each of the man-costumes, now
deciding things that control other peoples’ lives and sometimes
subconsciously trying to fulfill boyhood wants and to right boyhood
hurts?
Images and labels— what do they mean? Early in my graduate
training Carl Brandly, my advisor, argued against one using the
word scientist to refer to oneself. To his thinking it is an accolade to
be given by one’s peers, if at all. One uses for oneself a more precise
and descriptive term. An individual who studied bacteria is a
bacteriologist, one who studied viruses is a virologist. Therefore, I
1976]
Hanson — Virology , Human Affairs
3
was to be and am a virologist. Because of my affiliation and
associations I have received two other titles that are variously
defined. By virtue of the fact that I am an honorary member of the
American Veterinary Medical Association, and spend much of my
professional time with veterinarians and possess a doctorate in
science, I am sometimes addressed as Doctor. I find Doctor used
more frequently, and perhaps precisely, to keep the proper
professional distance between the physician or veterinarian and his
client. In Europe, my title becomes Professor, never Doctor since
the former has a higher social connotation than the latter, and to
give one less than his due is a rather serious matter. In many circles
in this country titles can be socially inhibiting, a cold draft in a
warm room. Fortunately, one does not have to wear a title upon the
sleeve, as one must in the military.
Taxonomists are the people who not only label things but also
classify things into a hierarchy of categories. Hugh litis assures me
that taxonomists are by necessity a bit crazy and I must admit that
some of them whom I have known do seem so to me. I believe,
however, that he was really telling me that taxonomists possess the
irrationality characteristic of the human race and are therefore
human. The taxonomist that concerns me is not the one who
classifies things but the one who classifies people and, particularly,
the one who separates the learned community into two categories —
the scientist and the humanists, a scientist being the individual who
is concerned about things and the humanist, the one who is
concerned about values. To some thinkers this means two
philosophical approaches to life and two views of the world, which
would make ours a schizophrenic civilization.
This, like all classifications, has reality only in the mind of the
classifier. There may exist scientific humanists and humanistic
scientists and unscientific scientists or unhumanistic humanists. To
those of us less taxonomically inclined, human kind consists of
individuals who live in a world of things and values and who deal
more or less imperfectly with both.
As one who has been pushed forcefully into the box called
scientist, I would like to tell a story of two individuals, coming from
two different civilizations as they labored to acquire the tools and
the processes of science. It is a story of how individuals learn to ask
questions susceptible to scientific testing. I suspect that humanists
have another system for asking questions and of evaluating the
answers, but more important than any system is the recognition, by
both scientist and humanists, that the art of asking significant
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Wisconsin Academy of Sciences , Arts and Letters [Vol. 64
questions is the basis of our civilization and that our future lies in
how relevant to our needs we find answers by the systems that we
use.
Before I can introduce my two subjects, I must sketch the
background for their studies. That account starts with a three year
old girl who lived in a little valley branching from the Mississippi
River above its confluence with the Wisconsin. One August day
almost two decades ago she became feverish and fretful and then
was seized by intermittent convulsions. Rushed to a La Crosse
hospital, she received supportive care but her condition worsened
and she lapsed into coma and died. The physician told her parents
that she had died of viral encephalitis of unknown etiology.
Unknown things that reach fromoutof nowhere to snuff out lives,
particularly suddenly and violently, have filled man with dread for
centuries. Since the rise of modern medicine such happenings have
been subjected to systematic and intensive search for causes.
In this instance investigators from the University of Wisconsin
isolated from the child a virus now known as LaCrosse encephalitis.
Viruses are the ultimate of parasites. Unlike lice that infest
unkempt scalps and round-worms that wander in human bowels,
the submicroscopic virus lives inside selected cells somewhere in
the body and subverts those cells to its exclusive use. LaCrosse
encephalitis virus lives in critically important cells of the brain and
destroys them. In the laboratory, it remains equally fastidious,
growing only in brain cells of suckling mice or in special gardens of
cells that can be cultured in glass dishes.
Isolation of the disease agent was an important step, but more
important questions remained. How did the little girl become
infected and will other children become infected in the same way?
Where does the virus hide when it isn’t infecting children? Can the
disease be prevented? To discover the answers to those questions
took more than 15 years; it challenged staff and students, and
stimulated the writing of a series of ten scientific papers and ten
theses.
The first thing that was done was to set down educated guesses or
scientific hypotheses as to what might account for the appearance of
the disease and then to devise ways of testing which of the several
guesses was correct or most nearly correct. Wrong guesses are
much more frequent than right ones. One does not complain if only
one guess in ten or one in fifty is correct.
Since LaCrosse encephalitis virus was discovered to be related
taxonomically to a group of mosquito transmitted viruses, it was
1976]
Hanson — Virology , Human Affairs
5
guessed that a mosquito must have infected the little girl. But which
mosquito? There are many kinds, differing in behavior and often
requiring a different breeding place. To control a mosquito one
must know it and its habits.
Were other children or adults being infected? Did death often
occur, did some children recover from the acute illness only to
remain paralyzed or mentally retarded, or did most children
recover without any lasting effects? How widespread was the
disease? Was it limited to places near La Crosse? Was it present
throughout Wisconsin or the entire Midwest?
Rather quickly it became clear that there were many cases of the
illness, almost exclusively in children and limited to children from
the southwestern parts of Wisconsin and the adjoining areas of
Minnesota and Iowa. Death was rare and occurred in only the
youngest children. Older siblings recovered, some with impairment
but most often without permanent ill effects. Adults suffered no
apparent clinical illness.
The establishment of this information took some sleuthing as well
as experimental tests of hypotheses. Rather odd things were
discovered. The affected children were from families at the two
ends of the socioeconomic scale, those of tenant farmers and
professional people. Affected boys outnumbered affected girls more
than 5 to 1.
Fascinating to me was the dearth of information in the literature
of the kind that an ethologist is first to seek, when tracing a disease
in, say the white tailed deer; i.e., its home range and behavior
patterns. What is the home range of a six-year old boy? And is that of
a girl different? In what ways do the circadian rhythms of children
change in the span of a year? It was vitally important for us to know
where the afflicted and non-afflicted children played. Neither child
experts nor parents were of much help. Fortunately, the children
had neither preconceived notions of what we were ultimately
seeking or pretenses about life that they had to hide, so they showed
us where they played and how they came and went. All children
were at the stage when forts and tree houses, simple or elaborate,
were retreats from parental authority, secret places of which they
were shyly proud. The children from elegant suburban houses and
dilapidated rural dwellings had identical playgrounds.
The children led us to the mosquito. Its name is Aedestriseriatus,
a very close cousin of the notorious yellow fever mosquito Aedes
aegypti The culprit mosquito lives on the dry, oak-clad hillsides
where the hot afternoon sun is partially filtered and where tree
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Wisconsin Academy of Sciences, Arts and Letters [Vol. 64
houses and forts are easy to build. There, in July and August in the
late afternoon and evening after supper but before the shadows
lengthen, the mosquito feeds and feeds again until the children
leave for bed. At that point feeding stops for Aedes triseriatus;
unlike most mosquitoes, it prefers to feed in day light.
In July and August the hillsides were dry, the nearest creeks had
long since ceased to run and even the pools in the creek bed had
dried. Since the larvae of all mosquitoes must live in water and the
adults of most mosquitoes survive for only a few weeks after
hatching, the source of these mosquitoes was puzzling.
The answer was on the hillside, although we failed at first to see it.
At the base of some of the oaks, particularily those with several
trunks, were depressions formed by the rotting away of wood where
a long dead trunk had been. Now encircled by buttresses of sister
trunks the cavity could hold a cup or a gallon of water shed by the
bark above. These miniature pools contained water even in August
and each teemed with microscopic life. Preying upon it, were the
tiger-like larvae of Aedes triseriatus , safe here from the larger
predators of streams and ponds.
We found LaCrosse encephalitis virus in these mosquitoes and we
learned that the mosquitoes fed on people and chipmunks and
squirrels. Tests soon revealed that the chipmunks and squirrels also
became infected and that the virus increased in their blood until it
was sufficient to infect susceptible mosquitoes that fed on the blood.
The chipmunks and squirrels always survived the infection,
became immune, eliminated the virus and showed no ill effects.
A student from Equador learned that the first mosquito larvae
hatched in April from eggs laid the autumn before. At first the
larvae grew slowly in the cold water of the tree hole, then as the
weather became warmer, they pupated and finally the male and
female mosquitoes emerged from the pupae about the middle of
June. Within hours they mated and the male flew off to feed on
flower nectar. The female, now driven by a need to provide
sustanence for her developing eggs, sought warm blood. In late
afternoon she sought out chipmunks, squirrels and children, to
land, to probe and to draw blood. A female would live three to five
weeks, alternately feeding and laying eggs, again and again. Once
infected with the virus she would transmit it for the rest of her life.
Studies showed that Aedes triseriatus was the mosquito that
transmitted the virus to children; that it lived on the hillsides of the
many small valleys branching from the Ohio and upper Mississippi
rivers. Hundred of encephalitis cases in children were disovered
and additional deaths were recorded.
1976]
Hanson — Virology, Human Affairs
7
The seasonal sequence, from emerging of the mosquito to
subsequent appearance of the infection, the disappearance of
mosquitoes and the subsequent disappearance of infection fitted
nicely. Each part of the story became a study for a student as he
sought to establish its essential subcomponents.
A major gap remained— where did the virus come from each
spring? All infected female mosquitoes died in the fall. All
chipmunks and squirrels had become immune even before the first
snow had fallen. The disappearance of many other arboviruses each
fall and their reappearance each spring had puzzled investigators,
since their discovery. It did not appear likely that an inexperienced
student working on LaCrosse virus would find the answer.
Somsak Pantuwatana, like all Thais, was a quiet young man,
respectful of elders, rather solemn in appearance but not without a
low-keyed sense of humor. His thesis problem concerned the growth
of the virus in chipmunks and, particularly, the effect of winter
hibernation upon the antibody and virus. He came in one afternoon
with some agitation evident in his passive features. His request was
simple and I did not get the full implication at first, as an American
student would not have asked what Somsak did or even thought of
asking it.
He merely asked permission to test mosquito larvae from the tree
hole for virus, knowing that virus would be there if it had passed
from the mother mosquito through the egg to the larvae by
transovarian transmission. The text books were unanimous in
saying arboviruses were not transmitted through the egg of the
mosquito. His lecturers had all said the same thing. He knew this
but had come to doubt it. Somsak was asking permission to disagree
with authority, with the text books, with his other professors and
with me and with the Thai tradition and the Oriental culture of his
forefathers that had taught him respect for his elders. Somsak had
become an experimentalist; like the avant guarde in art and the
revolutionary in politics, he wanted to test his ideas against the
world.
I told him that his chances were poor; that he was probably asking
to do a lot of unproductive work, but I carefully did not say no. He
went off happy. And he did isolate the virus from a mosquito larva.
The first isolate came easy. Then he slaved all summer long to
repeat his feat as doubters teased him for being a windmill filter. In
the fall he did repeat the isolation and in doing so he convinced
Douglas Watts, another student, of the validity of his hypothesis.
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Wisconsin Academy of Sciences, Arts and Letters [Vol, 64
Doug grew up in the mountains of Kentucky where the boys only
sometimes go to high school and never go to college. Doug went to
Berea, the college that expects students to work while they study, to
run the college farm and to operate the hotel in order to pay their
way. He managed to graduate but not with grades that would win a
scholarship. From Berea he went into the army and chance placed
him in a laboratory working for an officer who later saw that he got
an opportunity to go to graduate school. The mountain boy did well
in his graduate studies.
He had a natural methodological approach to a problem that
fitted well with Somsak’s tenacity and visionary idea. Before they
were done they together convinced the doubters. Doug grew the
mosquitoes in the laboratory, induced them to feed and to lay eggs.
He hatched the eggs, carried the mosquito through cycle after cycle.
He fed the virus to the female mosquito, found the virus in the eggs
she laid after he had carefully washed and disinfected them, and in
the larvae that hatched from the eggs, then in the pupae that
developed from the larvae and finally in the adults that emerged
from the pupae.
Before the task was complete, Somsak had returned to Thailand
and it fell to Doug to go to the national meeting of the Society of
Tropical Medicine and Hygiene and present their findings. His
paper was a highlight of the meeting. The Dean of arbovirology
from the School of Public Health at Berkeley congratulated him for
an outstanding paper. For a graduate student, an acknowledgment
of this kind is close to a Nobel Prize and he was pleased. While
Somsak would have enjoyed being there, he had another reward —
he knew that the most important tenet of science was real — that the
authorities could be challenged, and that questions properly asked
by people like himself could change things.
By describing the process of scientific awakening in a boy from
southeast Asia, and a boy from southeast Kentucky as they jointly
solved a biological problem, I have hoped to show that scientific
innovation involves an increased awareness of self, and a testing of
self against all human kind. It is a contest with excitement, keen
disappointment and high elation. There is nothing cold or
impersonal in the search or the discovery whether the individual is
labeled scientist or artist.
I am not claiming that science, arts and letters are alike. Science
is demonstrably different from art in one key aspect Its truths are
verifiable and may be discovered simultaneously by several
individuals, or if not discoverd now, will be discovered later. If
1976]
Hanson — Virology , Human Affairs
9
Somsak and Doug had not discovered transovarian transmission of
virus in mosquitoes, someone somewhere else would have found it
eventually. But no painting or poem has ever been reported to be
created by two painters or by two poets. I know of no one who claims
that another individual, in another place or at later time, would
have written Shakespeare’s plays.
The creative process in science, arts and letters, however, has one
rather disconcerting similarity that is seldom recognized. This is,
that the creative process is, itself, amoral. New insights are neither
good nor bad. By asking the right questions we discovered the cause
of a frightening disease of children. We learned how it is
transmitted, even how it persists in nature. We can use that
knowledge to prevent the disease. We could use that same
knowledge to spread LaCrosse encephalitis to human populations
and some people have used scientific knowledge and will continue to
use it in that way. Rather than evil science there is evil use of
science, just as there is evil use of art and evil use of history and
philosophy.
Most creators are aware that their creations like children can be
kidnapped or subverted and by evil design used to bring untold
misery to the world. Is infanticide the way to prevent kidnapping, or
prohibition of research the way to prevent the misuse of science? I
doubt that the answer can be that simple. It is more difficult to
recognize that every individual shares a responsibility for making
decisions affecting the future of man and that he or she shares
responsibiities for seeking the information and gaining the
understanding of values needed to make those decisions.
Perhaps, it is trivial to say so but in giving and accepting labels we
abdicate some of that responsibility. We say that it was the fault of
the soulless scientist, the pornographic artist, the grasping banker,
and we hope this way to escape the blame. We can no longer afford
scientists who are not humanistic and humanists that do not
recognize the laws of gravity or biological inheritance, if we are to
avoid the fire in which a schizophrenic world would surely end.
ELIZABETH McCOY
5ith President 1976
WISCONSIN ACADEMY OF SCIENCES,
ARTS AND LETTERS
TOWARD A PERSUASIVE PRESENCE:
THE WISCONSIN ACADEMY IN 1976
Elizabeth McCoy*
Presidential Address
Madison , May 8 , 1976
Sometimes a chance word, or phrase catches the attention and
sets up a train of thought that otherwise might never have opened.
You know our brains have a myriad of possible synapses between
nerve cells, and which we use and where they lead us in thought very
much depend upon the triggering stimuli. My stimulation came a
few months ago, when I read the newsletter of my professional
bacteriological society, the American Society for Microbiology. The
Executive Director in the Washington office of ASM was asking the
question whether our society should be a “periodic probe” or a
“persuasive presence.” The same might be asked concerning the
Academy.
In the early days of the Academy our Founders undertook certain
programs to meet perceived needs of the State at that time, but they
provided for a wonderfully wide range of Academy functions in
their stated purposes. They took the “periodic probe” technique as
the way to begin, and in truth they accomplished a great deal.
Anyone who looks at the titles of early programs and papers
published in TRANSACTIONS can only marvel at the range and
quality of much that was published.
But have we a choice of position of either/or for the Academy
today? I think not and, as you see from my title tonight, I think the
Academy has passed the point of choice and should be committed to
the “persuasive presence” position. I think we are ready for a more
“persuasive presence” and there are signs that we are already on
that track. Let me trace for you tonight indications that we are
achieving a recognized “presence” in our State of Wisconsin.
Hopefully then you, the members, can join with your officers and
the Academy committees in identifying new “presence”
opportunities to the benefit of our Academy program and our State
citizens.
*Uniquely this year there are two presidential addresses for record in
TRANSACTIONS. The reason is that the Academy changed from July 1
to January 1 for its fiscal year with the result that the address no longer is
given at the end of the presidential term but near its beginning. Thus both
addresses fall within the timing of this Volume LXIV.
11
12 Wisconsin Academy of Sciences , Arts and Letters [Vol. 64
Let us start with the Charter and the first Constitution , because
they are the bases of our very being as an Academy, and also because
they should be a matter of nostalgic pride in this Bicentennial year.
The Founders of the Academy, like to founders of our Country, were
remarkable men! They had prophetic insight into the role that the
Academy could have in the lives of citizens of Wisconsin. If
interpreted broadly, the stated purposes of the Academy, as worded
by the Founders, give us the mandate to do what we are now doing
and much more.
The Charter , Section 2, states that the Academy shall . . .
“encourage investigation and disseminate correct views of the
departments of science, literature and the arts.” They probably
meant “true”, “valid”, and perhaps “proven” in the sense of tested
and found genuine. Nevertheless I am amused by the expression,
“correct views”, and can only say that TRANSACTIONS tries to
avoid the incorrect in the opinion of the reviewers and every year we
have at least one occasion to save some author from publishing an
incorrect view.
Why should the Academy encourage investigations and dis¬
seminate correct views? A reading of the letters of those who
responded to the Call for a Meeting to Organize provides clues to
their concepts of the place the Academy should have in the cultural
and material growth of Wisconsin. From the phrases used one can
conclude that the Founders expected benefits to ensue from their
investment of time at the founding and from continued efforts of the
members through the years. For example, as Lewis 0. Thompson of
Whitewater put it, “Its [the Academy’s] influence on general
information and education throughout would be marked and signal. ”
D.W. Jones of Mineral Point stressed that the Academy would “add
to the material wealth of the State ” and was “certain, at no distant
day, to become a matter of State pride. ” But perhaps the strongest
endorsement of the Academy role came from the first President,
John Wesley Hoyt. Upon assuming the chair at the first meeting, he
is reported by Increase Lapham to have said of the academy
concept: “Academies devoted to original research were the
forerunners of higher civilization. ” In another place, the benefits to
be expected from a Wisconsin Academy were said to “lead to a more
fruitful intellectual activity among the people and to a wider
diffusion of useful knowledge. ”
From the outset the Academy was to consist of three parts, then
called Departments — Sciences, Arts and Letters. This is a bit
unusual. Wisconsin is one of three state Academies so endowed, the
1976]
McCoy — Wisconsin Academy 1976
13
others being Academies of Sciences. The broader composition of our
Academy was clearly intended in the Call for a Meeting to
Organize, wherein it is stated;
“It would awaken a scientific spirit in inquiring minds . . . and lead
to a more fruitful intellectual activity among the people at large.
“It would associate artists of every class, establish higher standards
of execution of works of art.
“It would bring together men of letters and promote advancement
of every department of language, literature and philology.
“It would tend to promote literacy and aesthetic culture of the
people . . . and . . . largely contribute to social progress of the state and
thus earlier insure to Wisconsin an advanced position among the most
enlightened communities of the world.”
Surely an ambitious assignment for the Academy! How was all
this to be accomplished?
The Department of Science was to:
1. Encourage general Scientific Research which its members would
report at meetings.
2. Conduct a “progressive and thorough Scientific Survey ” which
mandate lead to the Academy’s role in the Wisconsin Geological
and Natural History Survey, and, if I may claim so, to many
important papers in TRAN S ACTION S, which document the biota
and physical features of Wisconsin today.
3. Establishment of a Scientific Museum. This was apparently a plan
to receive specimens and make them available to scholars and to
schools. But this plan was not carried out, probably because other
established museums served these purposes.
The Department of Arts was apparently conceived to comprize:
1. Useful Arts for applications of Science, including encouragement
of invention
2. Fine Arts for the “improvement of Public taste” — encouragement
to be by means of “awards and honors for works of superior merit.”
3. An Art Museum was contemplated but this too was never realized.
The Department of Letters was to:
1. Encourage Philological and Historical Research
2. Improve the English language
3. Collect and preserve Historical Records
14 Wisconsin Academy of Sciences , Arts and Letters [Vol. 64
4. Form a General Library.
Contrary to the plans for the Museums, that for the Library has
been implemented. The Academy Library now numbers over 50,000
items with a valuation of approximately $1 million dollars. It is
housed in the U.W. Memorial Library and is added to yearly by
exchange of our TRAN S ACTION S for the transactions of Academies
world-wide. There are now some 600 participating academies and
their names by country are inscribed on a chart, which is framed and
hanging on display in the Steenbock Center hallway.
In recognition of our library we have a Librarian, Mr. Jack
Clarke of the University Library School, who is appointed yearly by
the Academy Council. We owe especial thanks to him recently for
his supervision of indexing the TRANSACTIONS. Working with
Mrs. Edith Jones, he has improved earlier indices and brought up to
date both author and subject indices for greater convenience of
scholars and librarians who use TRANSACTIONS. Speaking of
indexing, I wish also to acknowledge and thank Mr. Eugene
Engeldinger, the reference and loan librarian at U. W. Library-
Eau Claire, for his volunteer services in the indexing of the
Academy REVIEW. This is, I think, an example of how a member,
with a specialty of which the Academy is in need, can make a
personal contribution and thus advance the Academy effectiveness.
In this connection and perhaps as a further call for all members to
come to the aid of the Academy, I can do no better than to quote the
Plan of Operation as stated by President Hoyt:
“The measure of accomplishment, in other words the efficiency and
degree of usefulness of the Academy will, of course, be determined by
the competency and zeal of its members, the wisdom, energy and
devotion of its officers and the cordiality and liberality with which
their plans and efforts for the public good are seconded and sustained
by the people and the State.”
OPPORTUNITIES FOR THE ACADEMY IN 1976
AND THE FUTURE
With such lofty ideals to spur us, what are we now doing to fulfill
the hopes of our Founders? I will not attempt to mention all we have
done in the 106 years of our existence— much of that you know from
the 1970 Centennial Celebration. Rather I will turn to current
programs which offer new and exciting opportunities for the
1976]
McCoy — Wisconsin Academy 1976
15
Academy to advance its “persuasive presence” position in Wiscon¬
sin.
Junior Academy and Related Matters
For about thirty years now the Junior Academy has been a source
of pride to the senior Academy. LeRoy Lee is the present Director of
the Junior Academy program and we owe much to him for the pre¬
eminence our Junior Academy enjoys. As you know, the program is
oriented to the high school age youth, at first in the sciences but now
in the arts and letters also. The program is handled through a
statewide network in seven districts, cooperative with the public
and private high schools. In fact, 24 per cent of all Wisconsin high
schools and some 1200 students are involved. Creative work by the
students is encouraged and rewarded by the opportunity to
participate in a Spring Festival in each District. To quote from the
brochure:
“The festivals are not intended to be highly competitive . . . instead it
is a day of sharing and observing what other students have done.
Workshops, where students can sharpen their skills and learn from
professionals, are also conducted in such areas as creative writing,
sciences, art, multimedia, dance and film.”
Summer Institutes offer experiences in arts, anthropology, plus
travel within the State and also out-of-state to important national
areas in Maine, Colorado, Montana. Another particularly
worthwhile program is called Wordworks , a week-long experience
in creative writing for 20 selected students, who benefit hugely
from the volunteer staff of professional writers— poets, novelists,
journalists, editors. This year, if I may be so bold as to say in advance
of its happening, there is a plan for each student to have year-long
contact with his own mentor. You may well ask— how is all this
Junior Academy activity financed? Largely by self-generated
funding, by high school membership, by student-paid fees for the
major trips, by special grants. And we are justifiably proud of the
agencies which have been so impressed as to make these grants—
the Atomic Energy Commission, Wisconsin Arts Board, National
Endowment for the Arts, National Science Foundation, Wisconsin
American Revolution Bicentennial Commission and private
foundation, like the Johnson Foundation and the Kohler Founda¬
tion.
16 Wisconsin Academy of Sciences , Arts and Letters [Vol. 64
With all of this success in programming for the high school youth,
we felt the need to extend to the college youth, but had notyettaken
such a step, when a very nice thing happened. We were approached
by a young Honors student, Dan Russler. He had, I believe, had
some conversations with Dean Chester Ruedisili and then with
Dean Chandler Young (a WASAL past-president and now a
Councilor-at-large). Dean Young referred him to us in the
Academy. We met the challenge and a joint committee of Honors
students, Assistant Dean Barbara Peterson, and Academy
representatives was formed.
The request was for us in the Academy to provide a mature and
critical audience to listen to presentation of student papers, based
upon their Honors theses. Under the enthusiastic leadership of H.
Clifton Hutchins, our Associate Director for Programs and himself
a volunteer, the collegiate program was developed. Several
meetings were held; three seminars were arranged to better inform
the students of professional writing standards and techniques; and
finally an Undergraduate Research Forum was held, where the
student presentations were judged by invited professionals, who
passed their critical comments privately to each participant. Out of
some 80 odd students in the program originally, two were the
finalist and, as you know, we have today had the pleasure of meeting
them and hearing their papers at our noon luncheon. Very
appropriately, we are able to reward them and record their success
by giving the Edwin B. Fred Awards to Developing Scholars. The
students today are the first recipients; their names will be inscribed
on a plaque to be hung in the Steenbock Center. We have the
intention to continue to recognize finalist each year in a similar
manner. Incidentally, the program this year was limited to the
College of Letters and Science at UW-Madison but we plan to open it
more widely within the University System and private Colleges as
well.
If this program does become a broad and on-going one statewide,
the Academy would have the chance to develop a “Collegiate
Academy”, if so desired, but whether or not that is done, we can take
pride in the initial fact— the students came to us as the appropriate
source of the help they needed, i.e., to listen to them and to offer
constructive criticism. I assure you the benefits are mutual.
Incidentally, Dan Russler who first approached us, has joined the
Academy and why should he not? I heard his paper at the Forum
and I assure you that his work and his presentation were worthy of a
professional. We also plan to encourage these Honor students to
1976]
McCoy — Wisconsin Academy 1976
17
submit their papers to TRANSACTIONS, if they so desire. Why
then would we need a Collegiate Academy? Should we not welcome
these young people for what they are— Developing Scholars as
worthy of our esteem as any Academy member?
Critical Issues
During the Robert Hanson administration a beginning was made
on what we like to call our Critical Issues programming. I am not
certain whether the concept arose during Hanson’s presidency or
during his previous service to the Academy on the so-called Long
Range Planning Committee. It does not really matter. What does
matter is that the Academy now recognizes its duty in relation to the
State somewhat as the National Academy relates to the Federal
Government. The very nature of the Academy and its diverse
membership offers a resource to which state government can turn
for analysis and disinterested (impartial) interpretation of issues of
technological and social impact upon its citizens. What are such
critical issues and are they of a nature that the Academy can
effectively handle? Should the Academy wait to be asked, i.e., be
merely a resource agency, or should it be ready by its own efforts to
call attention and to develop the factual bases for assessment of one
or more critical issues? President Hanson took the latter position
and appointed an Ad Hoc Critical Issues Committee, chaired by
Meredith Ostrom. This Committee was doing very well at the time
of change of presidents and so I took the liberty to reappoint the
same committee. It had, as you will remember, circulated the
Academy members to develop a list of critical issues. F rom some 80
responses (some of them overlapping) 40 definitive issues were
selected and three were viewed so urgent as to warrant initial study
with a view of defining possible Academy action. They are:
1. Energy Production Systems for Wisconsin
2. Highest and Best Use of Land
3. Responsiveness of Government.
There is no significance in this order, except that the Energy issue
is receiving first exploratory planning by the Ad Hoc Committee
(and, I may add, from C. Hutchins. Only he knows how many hours
of effort he has invested!). For a time it seemed not one issue but so
many-faceted that it was a puzzle to see any phase that the Academy
18 Wisconsin Academy of Sciences , Arts and Letters [Vol. 64
could tackle. Just recently there came a call from Mr. Charles
Cichetti, Energy Director for the State of Wisconsin. This call, by
the way, was in answer to our inquiry— in what way could the
Academy serve the state in the Energy issue? Mr. Cichetti then met
with the Ad Hoc Committee on April 13. Ways and means were
thoroughly discussed and it does appear that the Academy can
make a significant contribution. Mr. Cichetti left with the intention
of informing the Governor of our willingness and we are waiting
more specific planning. We who listened that day are convinced that
we have here a prime opportunity to show the State the nature and
capability of the Academy. And remember— this is only one of the
identified critical issues. This could be a substantial start on a newly
recognized “presence” of the Academy in State service.
Other Examples of the Importance of the Presence of the Academy
1976
I wish to list briefly several recent instances of Academy service
to the State:
1. Our cooperation with the Wisconsin Art Education Association
and the Wisconsin Department of Public Instruction in the planning of a
Youth Art Month, which has culminated in the recent opening by
Governor Lucey of a statewide student art exhibition at the State
Capitol.
2. The leadership of our Junior Academy in providing the Governor
with recommendations for 2 students to represent W isconsin at the W est
Virginia Science Camp (and, I might add, we were instrumental in
opening this particular program to young women as well as young men).
3. The Academy and the Junior Academy have also helped to keep
alive the program known as the Governor’s Youth Awards. This project,
which provides recognition for acts of bravery and special achievement
on the part of young Wisconsin citizens 18 years of age or younger, was in
danger, because the state agency which administered it (the Governor’s
Advocacy Committee on Children and Youth) ceased to exist when its
federal funding was eliminated. The Academy, in cooperation with the
Office of the Governor, provided the administrative operation of the
program this year and is now developing recommendations which will,
it is hoped, assure the continuation of this important mechanism for
honoring these deserving young people of Wisconsin.
4. I should also make mention of the opportune efforts of the officers
and staff in claiming a rightful place for the Academy in the cultural life
1976]
McCoy — Wisconsin Academy 1976
19
of Wisconsin. When Assembly Bill 1345, which calls for a Joint
Legislative Committee on the Arts, was proposed during the last
Session, it listed two state agencies which would serve in advisory
capacities. The author of the bill, which is now expected to be taken up in
the next Session of the Legislature, was approached and he readily
agreed to include the Academy as one of the agencies with which the
Legislative Committee would confer in regard to all state legislation
pertaining to the arts.
Another instance of recognition of the Academy by the State came in a
request for the Academy to participate in appointing three persons to
expanded Scientific Areas Preservation Council.
5. V ery recently, we have undertaken talks with administrators from
the University of Wisconsin-Extension as to how our two organizations
might cooperate to better serve certain constituencies which we have in
common. We are exploring at this time the area of youth programming,
and we have agreed to assume, through a one year arrangement with
UW-Extension, the administration of the highly successful Regional
Arts Program. This will provide needed administrative assistance to
Extension and will, through funding provided to the Academy, allow us
to develop in an area in which we have historic interest but little
programming as yet, i.e., the area of the visual arts.
6. I would be remiss if I did not point out, also, that the visibility and
impact of your Academy is being spread through participation of its
officers and staff as Academy representatives on boards or committees
of important cultural groups. Our Executive Director, for example,
currently serves as a member of the Wisconsin Humanities Committee,
the Wisconsin Arts Council, and, by appointment of the Governor, the
Wisconsin American Revolution Bicentennial Commission. Both Mr.
Batt and I — and other officers and staff— have made a number of
speeches throughout the past year to organizations of a variety of types;
we invariably manage to put in our pitch for the Academy, you may be
certain.
7. For a number of years now we have encouraged other groups,
whose purposes relate to those of the Academy, to affiliate with us,
somewhat as we are affiliated with the American Association for the
Advancement of Science. Often such alliance strengthens the program
and efficiency of both partners. Given our present concern for advancing
in the fields of Arts and Letters, we are especially appreciative of
affiliates like the Wisconsin Regional Writers, Wisconsin Arts Council,
Fellowship of Poets, and the Wisconsin Art Education Association. In
the Sciences too we have in this very meeting an example of mutual
strength of the Academy and two of its affiliates, Nature Conservancy
(Wisconsin Chapter) and the Botanical Club of Wisconsin, who helped
materially in organizing the colloquia today and the nature trips
tomorrow.
Affiliates were provided for in the Charter, Section 7, but it was left
open whether they should “become a department” of the Academy or be
20 Wisconsin Academy of Sciences , Arts and Letters [Vol. 64
“otherwise connected therewith on terms mutually satisfactory to the
governing bodies of the said Academy and such other society or
institution.” We have evidently taken the latter approach and so far
there is “satisfaction” on our part, and we hope also on the part of our
affiliates. But perhaps we now should think about this — we have raised
the number of affiliates from three to nine within the last three years and
have done so without looking farther ahead than the good credentials of
the affiliates applying. How far should we extend our invitations to new
affiliates? Should we be known as an Umbrella for affiliates? What may
we expect from them in exchange for what we do for them? These are
some of the questions our Long Range Program Planning Committee has
been asked to consider. I am confident that they will provide the Council
and officers with a thorough analysis of our relations to our affiliates.
I think you have every right to feel a large measure of pride in the
many programs, publications and activities in which your Academy
is now engaged. That pride can only be enhanced by the knowledge
that we are accomplishing all this on a budget, which the last
Treasurer and Council recognized as a “bare bones” budget.
I only wish it were possible to lay to rest the notion that the
Academy is “filthy rich” because we “came into” a million dollars,
thanks to the generosity of our late colleague, Dr. Harry Steenbock.
We did, indeed, inherit a most valuable stock portfolio from Dr.
Steenbock— a fact that has made an enormous difference in the
development of the Academy. We have, however, restricted
ourselves to use of only interest and dividends of this endowment—
an amount which makes up slightly less than one-half of our total
operating budget. Were we to spend the principal of these funds in
our annual operations, we would jeopardize our very future.
The dual effects of the depressed stock market, which was
experienced until recent months, and the high rate of inflation, to be
quite candid, very nearly caused a state of financial crisis where we
found it necessary to reduce our base budget in the face of rising
costs. This included the necessity in the current fiscal year to
withhold all staff salary increases, to drop maintenance contracts
on our office equipment, and to cut back on supplies and program
expenses drastically.
I am told, however, that the Chinese character for crisis contains
two symbols one which represents danger and the other which
represents opportunity. In avoiding the former, we have experienc¬
ed something of the latter. Remarkably enough, the officers and
staff have been able to effect certain efficiencies which have allowed
us, despite the reduced budget, to maintain and, in some instances,
even to expand our programming. In this we have also been very
1976]
McCoy — Wisconsin Academy 1976
21
much assisted by the generous gift support of members and friends
and by the favorable response on the part of foundations to our
grants proposals.
This does, however, touch upon one of the challenges which we
now face. If we are to maintain financial stability, it will be
necessary for us to find new sources of funding or to call more
heavily upon those we now have. It will, I am sure, be of utmost
importance to increase the size of our membership so that
membership dues, without increasing them, can account for a
greater portion of our operating income. At the same time, we must
continue to seek additional income in gifts and grants from
members, friends, business, industry and foundations. We may also
want to explore our legal and historic ties with State Government
and what this might mean in terms of support from that source.
This “challenge of dollars” is, of course, important only to the
extent that we must continue to progress toward meeting the
mission and charge given us by our Charter— to which I referred at
the outset.
We must continue to strive toward these goals. We must continue
to seek to be a truly statewide organization in membership
representation, in program around the state , and in total and
positive impact through a rich and balanced mix of activities in the
sciences, arts and letters.
Now to end upon this positive and optimistic note— your Director
shared with me two letters that came to him recently. They must
have brightened his day considerably, because they were both dated
April 14 and probably arrived on the 15th or 16th. One is from a
member, who dropped out ten years ago but now intends to rejoin.
Of the Academy ten years ago he says, “it seemed to me to be missing
the mark. Now it is a good organization , no question about that. “The
other letter is from a twenty -year member, who like many of us was
a dues-paying but rather silent member. We are all impressed by
the Academy’s new birth and we should be quick to give credit
where credit is due— namely to our Executive Director! As the
letter says, “you . . . have made something of the Academy that it never
was. ’’And to that I say for the Academy, “I agree. Thank you, Jim.”
And now I close by adding, “Thank you all for listening.”
ALDO LEOPOLD’S A SAND COUNTY ALMANAC
AND THE CONFLICTS OF ECOLOGICAL CONSCIENCE
Peter A. Fritzell
Lawrence University —
Appleton
Few books do more than A ldo Leopold’s A Sand County Almanac,
in themselves and in the history of their publication, to illustrate the
complexities of ecology as it has appeared on the American scene in
the late nineteen sixties and early nineteen seventies.1 Few books
satisfy the conceptions of ecology of more readers than does Sand
County. Few books come so close to containing the rhetoric of
ecology in all its meanings— ecology as science, ecology as subject
matter, ecology as ethical and esthetic point of view, and even
ecology as preferred environment.
Despite its popularity and reasonable longevity, however, no
literary critic has as yet taken Sand County very seriously. Like all
its ecological cousins, like all nature writing (with the single
exception of Walden ), Sand County has been read with rhetorical
and conceptual blinders. No scientist has considered it much more
than pleasant or moving material to be read at leisure. No
philosopher has approached its ethics. No literary critic has
suggested that it might be fruitfully examined with a systematic
eye to style, metaphor, conception, or narrative.
Because it is written at the interfaces of conventional academic
disciplines, Sand County , like other such creations, has lacked
serious scholarly attention, while enduring woeful misinterpreta¬
tion at the hands of a well-meaning and enthusiastic popular
audience. The two historians who have examined Sand County in
detail have been less interested in the book itself than in Aldo
Leopold’s place in American history and the place of Sand County in
Leopold’s life.2
Like almost all books written at the interfaces between the
natural sciences, the social sciences, and the humanities, Sand
County suffers when judged by the criteria of any one of the
established disciplines. Like almost all nature writing, it partially
dissatisfies all its readers. Yet, unlike many such books, Sand
County has qual ities that indicate why even its most critical readers
have been at least tentatively appreciative. It is a surprisingly
22
1976]
Fritzell — Leopold's Ecological Conscience
23
complex and intricate work, rewarding to anyone who would closely
examine its overt argument, its covert questions and
counterarguments, the relationships among them, and the methods
used to present them.3
INDUCTIVE STRUCTURE AND PRIMARY ARGUMENT
The primary argument of A Sand County Almanac— the
argument for which Aldo Leopold is famous— is a two-fold
statement: a tripartite, descriptive illustration and explanation of
land communities— what they are, how they work, and how they
change; and a closely related, prescriptive declaration of needs
served by maintaining certain kinds of land communities. This is
the argument for which Sand County is much quoted, the overt
argument from land community or ecosystem to conservation and
preservation.
As the book develops, its primary argument moves logically, from
the land community as empirical fact, through the recognition of
man’s place in land communities, to a plea for ethical standards of
land use. It progresses inductively: from one, restricted land
community; through a series of land communities; to a discussion of
the concept of land community— from detailed description and
narration of a single land community; through description,
narration, and exposition of several diverse land communities; to a
largely expository discourse on the esthetics, ethics, science, and
culture of land communities. In essence, the relation of Part I, “A
Sand County Almanac,” to Part II, “Sketches Here and There,” to
Part III, “The Upshot,” in Sand County is the relation of percept to
generalized observation to concept.
Part I is basically an introduction to a land community, an
introduction that establishes the land community as an empirical
(i.e. descriptive and narrative) certainty. It presents a series of
essentially mundane facts in the life of a Wisconsin land owner. It
speaks, for example, of pasque-flowers, geese, chickadees, mice,
grouse, deer, cornfields, high waters, and old boards, among other
things. It is noticeably lacking in conceptual terms. Conceptions
and concepts, when they appear, are colored, qualified, and finally
overshadowed by perceptual terms. It is broken into what might be
called perceptual situations. Even individual chapters are
occasionally fragmented. “January,” for example, opens with “the
tinkle of dripping water” on a warm midwinter night and then
24 Wisconsin Academy of Sciences , Arts and Letters [Vol. 64
proceeds to independent consideration of a meadow mouse, a rough¬
legged hawk, and a skunk. “October” begins and ends with grouse
hunting but presents, in between, a deer, a chickadee, some geese,
some ducks, and a marsh. “December” begins with a canine rabbit
hunt and then jumps to more chickadees, deer tracks, grouse, pine
trees, and finally to chickadee 65290. Through such a perceptual
conglomeration, the members of a land community are introduced,
and along with them another significant member of the community:
a man perceiving, digesting, and pondering a set of basic materials
and relationships in a restricted environment.
Of first i mportance to the methods and meanings of Part I are the
perceptual raw materials that form the substance of the man’s
environment. Without meadow mice, old boards, and chickadees
the man would amount to very little. Meadow mice, grouse, and deer
tracks substantiate the man’s experience, not to say his identity.
Pine trees, high waters, and woodcock corroborate the existence of
the land community. But the man and his reflections are also
central to the environment, as they are to the primary argument of
the book as a whole. Without the man and his reflections neither
meadow mice, nor old boards, nor chickadees would amount to
much.
Part I is made of more than perceptual raw materials, however
crucial they may be to the major statement of A Sand County
Almanac. The simple sense experiences of the man are occasionally
crossed and complicated by symbolic reflections and interpretive
analogies. Trout, as they rise to the man’s brown miller and
eventually land in his creel, call to his mind a similar human
disposition “to seize upon” gilded morsels containing hooks. Grouse
that thunder across narrow openings in tamarack swamps suggest
to the man that “many thoughts, like flying grouse, leave no trace of
their passing, but leave some clues that outlast the decades.” And
the long growth of pines in 1941 leads him to wonder whether these
pines “saw the shadow of things to come” and “made a special effort
to show the world that pines still know where they are going, even
though men do not.”
Sometimes the man in Sand County reads the book of nature
rather heavily. At other times he only suggests symbolic intricacies
to a perceptual situation. In “January,” for example, a meadow
mouse “darts damply” across a skunk track, leading the man to
wonder:
Why is he abroad in daylight? Probably because he feels grieved
about the thaw. Today his maze of secret tunnels, laboriously chewed
1976]
Fritzell — Leopold's Ecological Conscience
25
through the matted grass under the snow, are tunnels no more, but
only paths exposed to public view and ridicule. Indeed the thawing
sun has mocked the basic premises of the microtine economic system!
The mouse is a sober citizen who knows that grass grows in order
that mice may store it as underground haystacks, and that snow falls
in order that mice may build subways from stack to stack: supply,
demand, and transport all neatly organized. To the mouse, snow
means freedom from want and fear (p.4).
In situations like this one, the basic perceptual substance of the land
community momentarily recedes into the background, as the
narrator becomes a symbolist, in this case perhaps a satiric
symbolist. The mouse becomes an analogue for the narrator’s
conception of economic man, and mouse tunnels become metaphors
for the inroads that civilized man makes on the land. A midwinter
thaw may be equivalent to the passage of time that exposes man’s
economic determinism. And, despite thaws, it may be that man, like
the mouse, is a sober citizen who will continue to believe that grass
grows to make haystacks (which may be fed to cattle, which may
profitably be sold to men) — “supply, demand, and transport all
neatly organized.” Sometimes the man in Sand County reads the
book of nature suggestively, so much so that, on occasion, his
readings can only be said to have multiple meanings. At still other
times, he does not seem to read the book of nature at all, but simply
to present it, without Interpretation.
As Part I develops, as the Sand County land community develops,
so the personality of the man in that community develops, and vice
versa. Through his symbolic interpretations of seemingly mundane
events, the man becomes more than a recorder of details, more even
than a person ifier of an imals and plants. With the meadow mouse he
becomes a socio-economic critic of sorts. When he makes wood in
“February” he becomes a historiographer-saw, wedge, and axe, in
turn, becoming three distinct, if complementary, approaches to the
past. When he interprets the “December” pine (which has its own
“constitution” prescribing terms of office for its needles) he becomes
yet another kind of ironist, a commentator on the relations of human
language and the non-human environment.
The numerous episodes of Part I have the quality of developed
perceptions. Their denotative and connotative impression is
cumulative rather than progressive. The facts they present are a
kind of sequential validation of the land community. The members
of a land community are introduced. Their relations and at¬
tachments (including those produced by the man) are established—
26
Wisconsin Academy of Sciences, Arts and Letters [Vol. 64
in a prose that is basically descriptive, narrative, and dramatic
rather than expository or imperative; from a point of view that is
fundamentally personal rather than communal or impersonal.
If Part I of Sand County validates the land community, Part II
extends that validation, taking it beyond personal experience and
carrying it across conventional geobiotic and cultural boundaries.
Where Part I concentrates on a single land community, a restricted
psycho-biotic locus, Part II covers several geographically distinct
land communities, several less-restricted and less-detailed loci in a
much broader field of reference. Where the prose of Part I is
basically narrative, the prose of Part II is narrative only in part. It is
also expository, almost by half. Where, in Part I, explanations are
the dramatized thoughts of a narrative character, in Part II they
are also (and often) rendered independent of specific narrative
occasions. The narrative “I,” “my,” and “me” of Part I often become,
in Part II, expository “we,” “our,” and “us”; or generic “you” and
“your.” The largely psycho-biotic drama of Sand County becomes, in
substantial part, the socio-biotic exposition of Wisconsin, Illinois,
Iowa, Arizona, New Mexico, Chihuahua, Sonora, Oregon, Utah, and
Manitoba. The largely personal and local history of Sand County
tends to become generic, regional, American, and even Western.
The personal narrative drama and description of Part I become less
dramatic, more pointedly prescriptive, and more communal in Part
II. In more senses than one, “Sketches Here and There” is an
expansion of “A Sand County Almanac.”
In fact, Part II of A Sand County Almanac is a hybrid of the styles
that define Parts I and III; a stylistic amalgam of the concrete and
the abstract, personal narrative and impersonal exposition,
idiosyncratic perception and impersonal conception. As it extends
the style of “A Sand County Almanac” it also leads into “The
Upshot.”
In “Manitoba,” for example, one reads not only a past tense
personal narrative about grebe-watching, but also an impersonal,
present tense interpretation of grebes and grebe-watchers:
I was starting to doze in the sun when there emerged from the open
pool a wild red eye, glaring from the head of a bird. Finding all quiet,
the silver body emerged: big as a goose, with the lines of a slim
torpedo. Before I was aware of when or whence, a second grebe was
there, and on her broad back rode two pearly-silver young, neatly
enclosed in a corral of humped-up wings. All rounded a bend before I
recovered my breath. And now I heard the bell, clear and derisive,
behind the curtain of the reeds.
1976]
Fritzell — Leopold's Ecological Conscience
27
A sense of history should be the most precious gift of science and of
the arts, but I suspect that the grebe, who has neither, knows more
history than we do. . . . If the race of men were as old as the race of
grebes, we might better grasp the import of his call. Think what
traditions, prides, disdains, and wisdoms even a few self-conscious
generations bring to us! What pride of continuity, then, impels this
bird, who was a grebe eons before there was a man (pp. 160-61).
Specific, narrative grebes become the archetypal grebe. The events
of personal narrative experience are rendered exemplary and set in
expository and communal context. Past tense personal narrative
leads to self-reflection, and reflection leads to what “we”
characteristically do, to what “we” might be, to a shared human
condition. Personal narrative is explained and subsumed by
impersonal exposition.
The chapter “Wisconsin” is almost entirely discursive and
impersonal. Even its most personal and narrative segment,
“Flambeau,” ends in a brief historical account of “REA,” “the
Conservation Commission,” and “the Legislature.” The chapter
“Oregon and U tah” is dedicated to an explanation of cheat grass and
its effects on the American West, an explanation interrupted only
once by a personal narrative that illustrates and corroborates prior,
impersonal exposition, and leads directly into the conclusion: “We
tilt windmills in behalf of conservation in convention halls and
editorial offices, but on the back forty we disclaim even owning a
lance” (p.158).
Of the six chapters in Part II, “Sketches Here and There,” only the
short chapter “Illinois and Iowa” maintains the unbroken personal
narrative prose of Part I. In the other five, personal experience of
and in land communities is rendered communal, generically
human, and increasingly abstract.
The narrator ( qua narrator), the “I” so central to Part I, often
disappears in Part II of Sand County. In “Chihuahua and Sonora”
the land community is presented in familial as well as personal
terms, and the narrator’s experience is frequently inseparable from
his brother’s. In “Arizona and New Mexico” the geobiotic
environment is identified primarily in its relations to “Homo
texanus ,” and the narrator becomes a horseman: an “un¬
distinguished” member of a socio-historical and human community
composed of cowmen, sheepmen, foresters, and trappers. As
personal experience of land communities is generalized, so, of
course, are the detailed events of the geobiotic environment. As the
first-person singular of Part I gives way to the first-person plural
28 Wisconsin Academy of Sciences, Arts and Letters [Vol. 64
(or the second-person), so it also gives way to the even less personal
third-person:
High horns, low horns, silence, and finally a pandemonium of
trumpets, rattles, croaks, and cries that almost shakes the bog with its
nearness, but without yet disclosing whence it comes. At last a glint of
sun reveals the approach of a great echelon of birds. On motionless
wing they emerge from the lifting mists, sweep a final arc of sky , and
settle in clangorous descending spirals to their feeding grounds. A
new day has begun on the crane marsh (p. 95).
The descent of sandhill cranes in “Wisconsin” gives rise to a
discussion of their historicity; to notes and comments on a Holy
Roman Emperor, Marco Polo, and Kublai Khan; and finally to
historiographical ponderings: “Thus always does history, whether
of marsh or market place, end in paradox” (p. 101).
The stylistic strategy of Part II of Sand County is to take the
details of a man’s relations to land communities (the kinds of details
that are strictly narrative in Part I), to generalize them and lead
them toward the major concepts and arguments of Part III; to move
gradually away from the personal narrative drama of “A Sand
County Almanac” toward the essentially impersonal explanations
and ideas of “The Upshot”; to gradually withdraw the personal
voice, turning ever more frequently to the materials of history and
community, and increasingly to outright socio-economic criticism.
Arguments at best only implicit in Part I become increasingly
explicit in Part II, even if they are still indirect:
The highway stretches like a taut tape across the corn, oats, and clover
fields; the bus ticks off the opulent miles; the passengers talk and talk
and talk. About what? About baseball, taxes, sons-in-law, movies,
motors, and funerals, but never about the heaving groundswell of
Illinois that washes the windows of the speeding bus. Illinois has no
genesis, no history, no shoals or deeps, no tides of life and death. To
them Illinois is only the sea on which they sail to ports unknown (p.
119).
Judgments at best tentative in Part I become increasingly overt:
“That the good life on any river may likewise depend on the
perception of its music, and the preservation of some music to
perceive, is a form of doubt not yet entertained by science” (p. 154).
As personal experience is generalized, as social and economic
events become primary subjects of concern, so the disinterested
personal observation and reflection of Part I tend to become
discrimination and adjudication. Prescriptive terms, like
1976]
Fritzell — Leopold’s Ecological Conscience
29
“overgrazing” and “misuse,” multiply. Cheat grass is “inferior,” and
research is a “process of dismemberment.” “The place for
dismemberment is called a university,” and professors are
something less or something more than simple functioning parts of
their environments.
As adjudication increases so, appropriately, does ratiocination:
the formation and explanation of conceptions necessary to support
normative judgment. The notion of the land pyramid, for example,
becomes in Part II something more than the unnamed thought of a
Sand County land owner, and yet something less than the “mental
image” it will be in “The Upshot”:
Food is the continuum in the Song of the Gavilan. I mean, of course,
not only your food, but food for the oak which feeds the buck who feeds
the cougar who dies under an oak and goes back into acorns for his
erstwhile prey. This is one of many food cycles starting from and
returning to oaks, for the oak also feeds the jay who feeds the goshawk
who named your river, the bear whose grease made your gravy, the
quail who taught you a lesson in botany, and the turkey who daily
gives you the slip. And the common end of all is to help the headwater
trickles of the Gavilan split one more grain of soil off the broad hulk of
the Sierra Madre to make another oak (pp. 152=53).
As the details of personal experience are rendered communal and
abstract, as prescription and explanation take over from descrip¬
tion and narration, so the unsifted percepts of Part I are gradually
built into conceptions, conceptions that become concepts in Part III.
If Part I of A Sand County Almanac is about things like a meadow
mouse, a Wisconsin land owner, and chickadee 65290; and Part II
about things like horsemen, government trappers, and sandhill
cranes; Part III is about things like wilderness, recreation, science,
wildlife, conscience, esthetics, conservation, ethics, land health, the
A-B cleavage, and the community concept. “The land pyramid,” for
example— a complex of oak, buck, cougar, and goshawk in Part II —
becomes in Part III a “symbol of land,” an “image,” and “a figure of
speech”:
Plants absorb energy from the sun. This energy flows through a
circuit called the biota, which may be represented by a pyramid
consisting of layers. The bottom layer is the soil. A plant layer rests on
the soil, an insect layer on the plants, a bird and rodent layer on the
insects, and so on up through various animal groups to the apex layer,
which consists of the larger carnivores.
The species of a layer are alike not in where they came from, or in
what they look like, but rather in what they eat. Each successive layer
30 Wisconsin Academy of Sciences , Arts and Letters [Vol. 64
depends on those below it for food and often for other services, and
each in turn furnishes food and services to those above. Proceeding
upward, each successive layer decreases in numerical abundance.
Thus, for every carnivore there are hundreds of his prey, thousands of
their prey, millions of insects, uncountable plants. The pyramidal
form of the system reflects this numerical progression from apex to
base. Man shares an intermediate layer with the bears, raccoons, and
squirrels which eat both meat and vegetables (p. 215).
The oaks, jays, and bucks of Part II become in Part III more
abstract plants, birds, and animals — logical components of “The
biotic pyramid” rather than characteristic members of regional
ecosytems. The individualized actors of Part I — the dog, the
meadow mouse, and the Sand County land owner— give way to
carnivores, herbivores, and mankind.
In more ways than one Part III is the upshot to A Sand County
Almanac. In formal terms it is the ideational conclusion to a logical
and stylistic order that moves inductively from the narrative raw
materials of Part I through the generalized observations of Part II.
It is a conceptual, and essentially impersonal, summation of man’s
relations to land, the kinds of relations made personal, dramatic,
and narrative in Part I. It is a further formalization and exposition
of the generalized experiences, notions, and judgments that
characterize Part II. Its language and its substance are as
conceptual as the language and substance of Part I are perceptual
and imagistic. Its prose is as clearly expository as the prose of Part I
is narrative.
As the land community of Part I and the regional communities of
Part II become the concept of land community in Part III, so the
Sand County land owner of Part I and the community member of
Part II become the ethicist and moralist of Part III. Thoughts,
impressions, and preferences that are functions of a first-person
narrative character in Part I become theoretical constructs in Part
III. Judgments and criticisms that are expressions of shared
communal experiences in Part II become the reasoned end products
of a formal normative system, a moral code for man’s relations to the
nonhuman environment.
As “The Upshot” to A Sand County Almanac develops, “mental
images” and concepts become primary subjects of concern. Figures
of speech — “the land community” and “the land pyramid” — become
the philosophic corner posts to a land ethic. Symbols— “the biotic
pyramid” and “the pyramid of life” — become necessary psycho-
1976]
Fritzell — Leopold's Ecological Conscience
31
social conditions to developing an ecological conscience. In short,
the primary argument of A Sand County Almanac is made
explicit— the argument from ecosystem as fact and concept to the
need for maintaining certain kinds of ecosystems.
In one sense, it is an easy argument to follow. Its descriptive or
nomothetic elements are easy to understand, and its prescriptive or
normative components seem to grow logically from systematic
premises and historical evidence: Land is, and for a long time has
been, a complex organism, a “highly organized structure” of
interlocking food chains and energy circuits. The continuous
functioning of land depends, and for a long time has depended, on
“the cooperation and competition of its diverse parts,” of which man
is simply one among many. “The trend of evolution is to elaborate
and diversify the biota.” “Evolution has added layer after layer, link
after link,” to the pyramid of life; and man is but “one of thousands
of accretions” to its height and complexity. Man, however, has often
behaved as if he were an overlord rather than a citizen of the land
community. Modern man especially has simplified (or
oversimplified) the land pyramid. He has, in fact, been a counter¬
evolutionary force in the biota. He has had counter-evolutionary
effects on the environments he has occupied. He had depleted soils
and deranged the circuits of energy flow that sustain the land. He
has upset the capacity of land for self-renewal. He has thought of
land as property and of himself as property owner. He has applied to
land a narrow system of strictly economic priorities and values. He
has possessed the land rather than being possessed by it. As a result,
both he and the land are in need of a new system of concepts and
values: a system that will assure the continued existence of
empirical norms for healthy land through the preservation,
conservation, and restoration of lands that have not yet suffered the
most disruptive inroads of civilization; a system of values and
images that will restore, and then maintain, harmonious
relationships between man and land.
To many people it is a satisfying, if not compelling, argument—
the argument from land community as fact and concept to the land
community as value. It derives not only from the intimate narrative
experiences and personal preferences of Part I but also from the
generalized observations and communal experiences of Part II. At
the same time, it contains or encompasses its logical components. It
explains the relations of man to land, both the relations of the
individual man as they appear in “A Sand County Almanac,” and
32 Wisconsin Academy of Sciences , Arts and Letters [Vol. 64
the relations of human communities as they are expressed in
“Sketches Here and There.” It calls for “an internal change in our
intellectual emphasis, loyalties, affections, and convictions”; an
“extension of the social conscience from people to land.” And it
finally rests on the proposition that Homo sapiens must begin to
think of himself as “plain member and citizen” of the land
community rather than “conqueror” of it: “A thing is right when it
tends to preserve the integrity, stability, and beauty of the biotic
community. It is wrong when it tends otherwise” (p. 224-25).
OVERT THESIS, COVERT ANTITHESIS, AND VICE VERSA:
THE AMBIGUITIES OF ECOLOGICAL CONSCIENCE
Compelling and satisfying though it may be, intricate though it is,
the primary argument of A Sand County Almanac is far more
complex than any simple description of its development can
suggest— in part because its descriptive and prescriptive
components are at stylistic and conceptual odds with one another; in
part because the dialectic of their relationship is typically covert;
and in part because that dialectic changes form as point of view and
prose style change.
Like virtually all nature writing, Sand County is dedicated to and
defined by two mutually exclusive conceptions of man’s relations to
nature: one basically descriptive, synthetic, and holistic; the other
essentially prescriptive, analytic, and dualistic. Man in Sand
County is, and ought to be, a plain member and citizen of the land
community. But he is also an exploiter and subverter of land
communities, and ought not to be. He is, whether he likes it or not,
an overseer and guiding force in the biotic community, a king “that
will not leave the world . . . the same place that it was.” Y et he is also
but “one of thousands of accretions” to the pyramid of life, and
cannot be otherwise. Nature, analogously, is the self-sustaining
system of energy circuits that contains and absorbs all men and
their artifacts. But it is also that which men naturally attempt (and
must attempt) to contain and absorb, if not in supermarkets and
power plants then in “mental images” and symbols. The land
pyramid is a “mental image” in terms of which humans must
conceive their actions. Yet it is also the contextual system, the
“revolving fund of life,” in which all those actions are taken,
including actions leading to the creation of “mental images.”
To be a part, yet to be apart; to be a part of the land community,
yet to view or see one’s self as a part of that community (and thus
1976]
Fritzeil — Leopold's Ecological Conscience
33
remain apart from it); to be a part of the biotic pyramid, yet to know
the pyramid and the terms of one’s position in it; to identify man in
terms of his environment, yet to know the terms of that environment
and the terms of man’s place in it; to present the land pyramid as an
accurate description of man’s relations to his environment, yet to
present the land pyramid as a “symbol” for land, a symbolic key to
an ethical system created and held by men, and not very many men
at that: both conceptions are as conventional in nature writing as
they are definitive in Sand County . So, too, are the impulses they
express and the needs they seek to satisfy. The one— an holistic
conception of man’s place in nature— aspires to a non-normative
theory of the development and operation of the geobiotic
environment, a disinterested account of the relations of organisms
(including men) and their surroundings. The other— an atomistic
conception— aims at a dualistic, and at least partially normative,
theory of man and nature; a bilateral, and at least partially
adjudicative, account of man’s relations to the geobiotic
environment; a conception of man and nature based on fundamental
distinctions between the natural (Le. geobiotic and, therefore,
appropriate) actions of man and at least some of his civilized (i.e.
social and economic) habits.
The holistic conception of man’s place in nature is dedicated to the
proposition that man’s behavior— however distinctive, however
cultural, however linguistic— is finally, and fully, explainable in
the same basic terms as the behavior of other organisms. As a
combination of ideas and impulses, the holistic perspective is, thus,
geobiotic. It draws no fundamental distinctions between the
natural and civilized actions of men. It identifies man as an integral
part of the land community, and the other members of that
community as integral parts of man’s environment. It explains the
actions of men, whatever their form, as functions in and of geobiotic
systems. So, too, it explains geobiotic systems (and the behavior of
their constituents) as functions in and of human communities. It
represents evolution as a process subsuming human history and
containing man, even as he foreshortens food chains and “deranges”
the “normal” succession of nonhuman ecosystems. It emphasizes an
integral, on-going connection of man and land, even as man
“destroys” land, even as changing lands provoke changes in man—
the whole to be traced through time. And it, therefore, expresses,
and no doubt satisfies, man’s traditional desire to be immersed in
his surroundings.
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The atomistic view of man and nature, by contrast, presupposes
that some of man’s relations to land are integral, and that some are
not; that some members of the land community have integral
relations to man, and that some do not. Resting on the proposition
that “man-made changes” in the biotic pyramid “are of a different
order than evolutionary changes,” it represents evolution as a
process in which man participates only imperfectly, a process in
which he may early have participated but now, very often, does not.
Taking essentially nonhuman biotic communities as norms, it
explains the actions of men as functions in and of evolving geobiotic
systems only when those actions are consonant with the needs of
other elements in such systems, where “consonant” means con¬
ducive to the continued, healthy existence of all present species. The
atomistic perspective identifies man as an integral part of the land
community only as his actions perpetuate and sustain its component
food chains and energy circuits. At the same time, it identifies man
as Homo sapiens , as a knowing creature capable of altering or
directing the course of evolution, a creature whose behavior can
only be partially explained in geobiotic terms. As a complex of ideas
and impulses, it is, thus, bio-social rather than geobiotic, dualistic
rather than monistic. It assumes that man can do (and has done)
inimitable things to the pyramid of life, but it also assumes that man
has the capacity (unique among organisms on earth) to rectify his
misdeeds, to become (or once again become) a plain member and
citizen of the land community— only this time a knowing, self-
conscious citizen. And it therefore effectively expresses, and
perhaps satisfies, man’s continuing need to be on top of his
surroundings.
Taken together, these two conceptions of man’s relations to nature
are not only the logical antipodes to the world of Sand County; they
are also its warp and woof, its constant stylistic threads. They
intersect each other on almost every page of every chapter, and they
make the book as a whole a composition of opposites, a fabric of
coordinates converging from two radically different directions, a
fabric of ironies, ambiguities, and paradoxes. Together they
account not only for the frontside of Sand County— the overt
argument from land community to land ethic— but also for its
backside— the covert pattern of questions, doubts, and contrary
impulses that runs just behind its primary surface and upon which
its overt statements depend.
In Part III, of course, the dialectic cloth of Sand County , the web
of relationships between holist and atomist, is more abstract and
1976]
Fritzell — Leopold's Ecological Conscience
35
more open than it is in either Part I or Part II. In two or three short
pages of “The Land Pyramid,” for example, one hears both holist
and critical dualist: Man is “one of thousands of accretions to the
height and complexity” of the pyramid of life, and “the trend of
evolution is to elaborate and diversify the biota.” In short, man is a
plain member and citizen of the evolving land community.
“Evolution is a long series of self-induced changes” in the circuit of
life, “the net result of which has been to elaborate the flow
mechanism and to lengthen the circuit.” And yet “man’s invention of
tools has enabled him to make changes of unprecedented violence,
rapidity, and scope” in the biotic pyramid. He has simplified its
flow mechanisms and shortened its circuits. His agriculture,
industry, and transportation have produced an “almost world-wide
display of disorganization in the land,” a disorganization that
“seems to be similar to disease in an animal, except that it never
culminates in complete disorganization or death” (p. 219).
Loosely interwoven as they are in Part III, the perspectives of the
holist and the dualist are comparatively easy to separate, and the
contradictions between them are readily apparent and inescapable.
If man is a plain member and citizen of the land community, “one of
thousands of accretions” to the pyramid of life, then he cannot be a
nonmember or conqueror of it; and his actions (like the actions of
other organisms) cannot but express and affect his position within
the pyramid of life. If “the trend of evolution is to elaborate and
diversify the biota,” and man is an inextricable part of the process,
then man cannot be simplifying its flow mechanisms or shortening
its circuits. If “evolution is a long series of self-induced changes” in
the circuit of life, and man’s actions are an inseparable part of
evolution, then “man’s invention of tools” cannot logically be said to
have enabled him to make changes of “unprecedented violence,
rapidity, and scope” in that circuit. Conversely, if man’s technology
has enabled him to make unprecedented changes in the circuit of
life, then evolution is not simply a long series of self-induced changes
in that circuit. It is in recent earth history, at least in part, a series of
man-induced changes. If man is simplifying the flow mechanisms
and shortening the circuits of the biotic pyramid, then the trend of
evolution is not to elaborate and diversify the biota, at least not so
long as man is a functioning member of it. If man is an exploiter and
conqueror of the land community, then he is not a plain member and
citizen of it, or at least he is a citizen only part of the time.
Because its composition is bold, direct, and expository; because its
alternative conceptions and arguments are unmediated by
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Wisconsin Academy of Sciences , Arts and Letters
[Vol. 64
narrative occasions or shared communal experiences; Part III of
Sand County raises almost as many questions as it may seem to
answer : Is man a plain member and citizen of the land community?
Or is he a conqueror and exploiter of land communities? Or is he
both? Is man a citizen of the land community only part of the time? If
so, when? Under what conditions? Is he a citizen of the land
community when he thinks of himself as such, when he consciously
seeks to understand his place in the biotic pyramid? Do man’s
thoughts and language take him outside the land community? Or
are his thoughts, conceptions, and ethics (like his search for shelter,
food, and sex) simply expressions of his place in the pyramid of life?
And, if so, can any fundamental distinction be drawn between his
“land ethic” and any other ethic he may apply to land? Is evolution a
long series of self-induced changes in the circuit of life? Or is it also
man-induced? And, if so, to what extent, when, and under what
conditions? If at least some man-made changes in the land are of a
different order than evolutionary changes, how is a man to tell
whether or not such a change (say the adoption of a land ethic) is
evolutionary?
Questions such as these, lying just behind the surface of “The
Upshot,” produce a series of critical uncertainties for the serious
reader of Sand County. Deriving, as they do, from the clash of
disinterested geobiotic science and interested socio-biotic criticism,
they create a pattern of critical doubts and ambiguities, a pattern
that surrounds almost every important statement in the final,
abstract section of the book. If, for example, “an ethic, ecologically,
is a limitation on freedom of action in the struggle for existence,”
then an ethic (any ethic) is very much like a water supply, a
windstorm, or a wheat field; like money, cancer, or language. Are
any of man’s ethics more than expressions of his geobiotic condition?
Have they ever been? Can they ever be? In what sense is a “land
ethic” or an “ecological conscience” more than an ecological event, to
be understood (as are other such “ethics” and “consciences”) as
another in the series of “successive excursions from a single
starting-point, to which man returns again and again to organize
yet another search for a durable scale of values” (p. 200)? Does all
history consist of “successive excursions from a single starting-
point,” successive searches after a durable scale of values? Or is
history progressive? Can man find in the land ethic a final , durable
scale of values? Have we learned “that the conqueror role is
eventually self-defeating,” because “the conqueror knows, ex
cathedra , just what makes the community clock tick, just what and
1976]
Fritzell — Leopold's Ecological Conscience
37
who is valuable, and what and who is worthless, in community life”
(p. 204)? Can, or should, we learn?— “A thing is right when it tends
to preserve the integrity, stability, and beauty of the biotic
community. It is wrong when it tends otherwise.” Is man to
determine when the biotic community is stable and beautiful? Or
must he take counsel from other citizens of the community— not
only pines, deer, and wolves but cheat grass, algae, gypsy moths,
and rats? Can man take anything more than human counsel with the
other members of the land community? Can such counsel ever
express more than the ecological interests of man and the species he
most closely identifies with? Is the problem we face simply a matter
of extending “social conscience from people to land”? Are we willing
to extend to other members of the land pyramid the conscience and
the consciousness that would make the notion of land community a
working analogy? Or would that simply be another human
imposition on the pyramid of life, another example of exploitive
anthropocentrism?
Virtually every key word in “The Upshot” has two mutually
exclusive meanings— one descriptive, the other prescriptive.
“Evolution,” for example, is the process of change that occurs over
time in the geobiotic environment But “evolution” is also the
process by which the land sustains itself, the purpose of which is to
preserve the life of the biotic pyramid. “Ecological situations,”
similarly, are networks of organisms and environments changing
over time. But “ecological situations” are also the kinds of situations
that men ought to seek, the kinds of relations among organisms and
environments that must not be violated and which evolution is
designed to foster. “The land pyramid” is both fact and value. So are
“the pyramid of life,” “the land community,” and even “the land.”
The conflicts between fact and value, description and prescrip¬
tion, in Part III of Sand County are both radical and unconditional,
more radical and less conditional than they are in either Part I or
Part II. Neither narrative occasions nor shared regional ex¬
periences are present to relieve the tension between them. “The
biotic pyramid” both “is” and “ought to be.” An “ecological
conscience” involves both a conscious understanding of the biotic
pyramid, a cosmogonic sense of what it is and how it changes, and a
desire to discriminate its healthy and unhealthy states, a
teleological need to indicate where it ought or ought not to go: “In all
of these cleavages, we see repeated the same basic paradoxes: man
the conqueror versus man the biotic citizen; science the sharpener of
his sword versus science the searchlight on his universe; land the
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Wisconsin Academy of Sciences , Arts and Letters
[Vol. 64
slave and servant versus land the collective organism” (p. 223). But
is not man a conqueror when he thinks of himself as conqueror? Or
even when he writes of himself as a plain citizen? Is not science
( scientia ) the sharpener of his sword even when he styles it a
searchlight? Is not land a slave and servant even when, or perhaps
especially when, men call it a collective organism? Is not man
indeed a king, a king “that will not leave the world . . . the same place
that it was”? Does any organism leave the world the same place that
it was?
Logical and philosophical questions arise easily in “The Upshot”
to Sand County. One might even say “The Upshot” is designed to
raise such questions — by alternating conceptions of man’s relations
to nature, by juxtaposing competing theories of history, by rotating
“is” and “ought,” by interlacing fact and value. At the same time,
however, “The Upshot” exposes the basic threads of the book as a
whole, the elements that make up its imperative primary surface as
well as its interrogative sub-surface in Parts I and II no less than in
Part III.
Though they are less obvious in either Part I or Part II than in
Part III, the ambiguities and uncertainties that underlie “The
U pshot” are no less central to “Sketches Here and There” or “A Sand
County Almanac.” In both Part I and Part II, the web of relations
between holism and ethical dualism is tighter than it is in Part III
(though considerably more open in the second section than it is in the
first). Fact and value are more closely related than they are in “The
Upshot.” Competing theories of history and evolution, alternative
conceptions of man and nature, are more compactly interwoven.
And conflicts among the dialectic elements of Sand County,
conflicts often almost blatant in the last part of the book, are
therefore less conspicuous, though by no means less crucial to its
developing cloth.
In “Wisconsin” of Part II, “a new day has begun on the crane
marsh”:
A sense of time lies thick and heavy on such a place. Yearly since the
ice age it has awakened each spring to the clangor of cranes. The peat
layers that comprise the bog are laid down in the basin of an ancient
lake. The cranes stand, as it were, upon the sodden pages of their own
history. These peats are the compressed remains of the mosses that
clogged the pools, of the tamaracks that spread over the moss, of the
cranes that bugled over the tamaracks since the retreat of the ice
sheet. An endless caravan of generations has built of its own bones this
bridge into the future, this habitat where the oncoming host again
may live and breed and die.
1976]
Fritzell — Leopold's Ecological Conscience
39
To what end? Out on the bog a crane, gulping some luckless frog,
springs his ungainly hulk into the air and flails the morning sun with
mighty wings. The tamaracks re-echo with his bugled certitude. He
seems to know.
* * * *
Our ability to perceive quality in nature begins, as in art, with the
pretty. It expands through successive stages of the beautiful to values
as yet uncaptured by language. The quality of cranes lies, I think, in
this higher gamut, as yet beyond the reach of words (p. 96).
This passage, like so many others in Sand County , presents a
divided picture of the natural world. On the one hand, it suggests
that man is not a part of nature, that nature — the crane marsh and
the events that go to make it up— is an essentially nonhuman
phenomenon, a set of processes that man participates in only
vicariously, however much he may wish otherwise. On the other
hand, it also suggests quite the opposite: that man is indeed a part of
nature, that nature — insofar as it is known and appreciated — is at
least as human as it is nonhuman, at least as much the product of
human ingenuity as it is the conditioner of man’s “creative”
impulses: an expression of his science, his language, and his needs
for order as much as it is their basic substance.
Perhaps the greater part of the passage implies that nature is
foreign to man, that nature is never more than inadequately
understood by men. “A sense of time lies thick and heavy” on crane
marshes, as it typically does not on man’s farms and cities. “The
cranes stand, as it were, upon the sodden pages of their own history.”
Men, by implied contrast, often seem to stand on the pages of a
history not their own, their own history being, too frequently, thin
and dry. Time, not man’s time, is the time of the crane marsh. And,
while man may, in one sense, know that time — know that lake,
mosses, tamaracks, cranes, and peat have built the crane marsh,
“this bridge into the future, this habitat”— man does not know,
perhaps cannot know, “to what end,” however much he may wish to.
The crane, on the other hand, flailing “the morning sun with mighty
wings” and bugling his certitude, “seems to know”— not only where
he has come from but also where he and his marshes are going— a
quality of knowledge man can perceive perhaps, but which he
cannot capture in language.
In such a world (at least half the world of Sand County) man is a
stranger to nature, a questing perceiver of natural processes, an
outside observer attempting with little success to encompass and
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Wisconsin Academy of Sciences , Arts and Letters
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comprehend cranes, crane marshes, and their relations. As
outsider observer, man only learns slowly to perceive quality in
nature. His efforts to capture such quality in language are a never-
ending, and seldom successful, struggle to reconcile his own needs
and his own terms with the nonhuman world around him. His
dilemmas are not the crane's dilemma. He tries to write and
understand, while the crane simply goes on living. There is a world
of difference between cranes and the man who seeks to know them.
Tellingly, ironically, and inevitably, man's desire to know, his
needs to order, explain, and understand (to the extent his needs
realized) set him apart from the very things he would know. In his
questing, ordering hands, a complex of sounds and silence, cries and
mists, arcs and spirals, becomes a crane marsh. The crane marsh, in
turn, becomes a product of ecological succession— mosses,
tamaracks, cranes, and peat— and more than that even. For the
differences between man and marsh are apparent not only in his
scientific propositions but also in his “poetic” figures of speech.
Ecological succession becomes “an endless caravan of generations”
building futuristic bridges, and the crane in his habitat becomes a
phoenix, a mythic being with a capacity for self-renewal and a
certitude that man can only envy.
In man's hands, the crane becomes considerably more than a
plain member and citizen of the land community, more than a crane
perhaps. For to be a crane in man’s ordering hands is not just to be
named. It is to be compared with other named things. It is to become
a member of complex systems— -energetic, genetic, morphological,
and ecological— systems in which the thing you are swallowing
(what men call a frog) is no longer a primary term, systems in which
“frogs” are replaced by “heat,” “waste,” “structure,” “energy,” and
“time.” To be a “crane” is to be invested with man’s hopes and
doubts, with man’s particular kinds of order.
Strangers though they may be in one sense, crane and man are in
another and no less significant sense, not strangers at all, but rather
acquaintances of the most intimate kind. As stylized products of
ecological succession and evolutionary change, cranes and crane
marshes express man’s needs to know at the same time they pattern
his knowledge. The crane marsh— the “bridge into the future,” the
“habitat” for the “oncoming host”— is a method for coming to terms
with living, breeding, and dying — for man no less than for the
crane. The crane, in turn — the bugling phoenix— is an assurance
that life is self-renewing, a means to knowing that something or
someone can answer the question “To what end?” even if man
cannot.
1976]
Fritzell — Leopold’s Ecological Conscience
41
Despite differences in their respective media, perhaps the crane’s
dilemma is man’s dilemma. Still, it is no doubt only in man’s power
to say in words, while trying to capture the quality of cranes in
words, that “the quality of cranes lies ... as yet beyond the reach of
words.” It is no doubt only in man’s power to conclude with paradox
and yet, paradoxically, continue to seek resolutions to paradox — to
say in quite civilized words, in sentences far from “wilderness
incarnate,”
Thus always does history, whether of marsh or market place, end in
paradox. The ultimate value in these marshes is wildness, and the
crane is wildness incarnate. But all conservation of wildness is self-
defeating, for to cherish we must see and fondle, and when enough
have seen and fondled, there is no wilderness left to cherish (p. 101).
Mutually exclusive views of history and evolution, alternating
notions of man’s relations to nature, are no less central to Part II of
Sand County than they are to Part III. In Part II, however, history
and evolution are only infrequently presented as theoretical
constructs. Divergent views of man and nature are only occasionally
treated as concepts or “mental images.” And conflicts among the
dialectic elements of Sand County are, therefore, only inadequately
explained in logico-philosophic terms, tensions between man and
land, “is” and “ought,” are only partially represented as logico-
philosophic problems.
In “Sketches Here and There,” as one might expect, logico-
philosophic problems are presented in regional, national, and
cultural contexts. Ethical, metaphysical, and even scientific
questions are raised in context of regional economics, national
politics, and cultural traditions. History and evolution are embedd¬
ed in regional development and ecosystematic change, in the details
of cranes and crane marshes, or coyotes and abandoned logging
camps. Man’s relations to nature are the crane watcher’s relations to
cranes, or the government trapper’s relations to the mountain,
Escudilla. By the same token, the crane watcher’s inability to
capture the quality of cranes in words is less an epistemological
dilemma than it is a shared, cultural difficulty. The paradoxes of
wilderness preservation are less logical problems than they are
communal concerns. And problems generated by competing ideas
of conservation are less theoretical difficulties than they are “our”
problems— emblematic problems that express “our” needs, national
problems that “we” have created, regional problems that “we” must
solve, if any solutions are to be found.
42
Wisconsin Academy of Sciences , Arts and Letters
[Vol. 64
As one returns from “The Upshot” to “Sketches Here and There,”
the dialectic cloth of Sand County becomes, in a sense, more
dramatic and more familiar. As the substance of Sand County
changes, as cranes and crane marshes, or farmers and cornfields,
replace concepts and symbols, so philosophic doubts become geo-
historical ironies. As point of view changes (from a predominant
third-person to a basic first-person plural), logical dilemmas
become bio-cultural ambiguities. The basic elements of Sand
County are held constant, while the patterns they form vary.
As one moves, in turn, from “Sketches Here and There” back to “A
Sand County Almanac,” the fabric of Sand County is further
compressed, its dialectic threads are even more closely interwoven
than they are in Part II. As the voice of communal experience-
regional and historical experience— becomes a personal voice, the
voice of the Sand County land owner, so socio-biotic ironies become
psycho-biotic uncertainties. As the historical time and space of geo-
cultural regions become the personal narrative time and space of a
Sand County farm, so logical dilemmas become psychological
dilemmas, and philosophical problems become personal problems.
Alternative notions of man’s relations to nature are absorbed in
personal narrative. Competing conceptions of history and evolution
are embedded in autobiographical experience. What had been “our”
traditions and desires become “my” personal habits and needs, and
“our” disagreement becomes “my” uncertainty. What ought to be
the case is what “I” wish for; what is the case is what “I” see, and
need to see; and any differences between the two are facets of “my”
personality.
In “A Sand County Almanac” the dialectic elements of the book as
a whole are fully dramatized. Both cultural traditions and
philosophic questions are functions of an individual man’s relations
to his land:
I find it disconcerting to analyze, ex post facto , the reasons behind
my own axe-in-hand decisions. I find, first of all, that not all trees are
created free and equal. Where a white pine and a red birch are
crowding each other, I have an a priori bias; I always cut the birch to
favor the pine. Why?
Well, first of all, I planted the pine with my shovel, whereas the
birch crawled in under the fence and planted itself. My bias is thus to
some extent paternal, but this cannot be the whole story, for if the pine
were a natural seedling like the birch, I would value it even more. So I
must dig deeper for the logic, if any, behind my bias.
1976]
Fritzell— Leopold’s Ecological Conscience
43
The birch is an abundant tree in my township and becoming more
so, whereas the pine is scarce and becoming scarcer; perhaps my bias
is for the underdog. But what would I do if my farm were further
north, where pine is abundant and red birch is scarce? I confess I don’t
know. My farm is here.
The pine will live for a century, the birch for half that; do I fear that
my signature will fade? My neighbors have planted no pines but all
have many birches; am I snobbish about having a woodlot of
distinction? The pine stays green all winter, the birch punches the
clock in October; do I favor the tree that, like myself, braves the
winter wind? The pine will shelter a grouse but the birch will feed
him; do I consider bed more important than board? The pine will
ultimately bring ten dollars a thousand, the birch two dollars; have I
an eye on the bank? All of these possible reasons for my bias seem to
carry some weight, but none of them carries very much.
So I try again, and here perhaps is something; under this pine will
ultimately grow a trailing arbutus, an Indian pipe, a pyrola, or a twin
flower, whereas under the birch a bottle gentian is about the best to be
hoped for. In this pine a pileated woodpecker will ultimately chisel
out a nest; in the birch a hairy will have to suffice. In this pine the wind
will sing for me in April, at which time the birch is only rattling
naked twigs. These possible reasons for my bias carry weight, but
why? Does the pine stimulate my imagination and my hopes more
deeply than the birch does? If so, is the difference in the trees, or in
me? (pp. 68-70).
“Is the difference in the trees, or in me?”— with that question the
Sand County land owner gives the dialectic of Sand County as a
whole perhaps its purest expression. On a November day, he poses
the question implicit in virtually all the logico-philosophical
dilemmas and socio-biotic inconsistencies of “The Upshot” and
“Sketches Here and There.” Is man a plain member and citizen of
the land community? Or is he its conqueror? Or is he both? Why do I
find man as plain member more attractive than man as conqueror?
Does the notion of man as biotic citizen stimulate my imagination
more than the notion of man as conqueror? If so, is the difference in
man’s actions, or is it in me and my notions? Am I citizen, or
conqueror, or both? Is the biotic pyramid a fact? Or is it a figure of
thought and value? Is the difference between fact and figure, or fact
and value, a function of things in the pyramid of life? Or is it a
function of needs in man, and in me? Is there a difference between
what man knows and what the crane on the “Wisconsin” marsh
knows? And, if so, is the difference in what each knows, or in me?
Are man and nature both inextricable parts of a unified natural
whole? Or are man and nature distinct? And, if so, are the
distinctions in man and nature, in man, or in me?
44
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Crucial though such questions (and their answers) are to the
formulation of a land ethic in “The Upshot”; central though they are
to the conception of regions in “Sketches Here and There”; in “A
Sand County Almanac” they concentrate in one fleeting, reflective,
November moment of a self-conscious land owner’s life; they come
back to earth, as it were, to the relations of an organism and its
environment, the personal relations of a man and his surroundings.
In the land owner’s almanac of Part I, the dialectic threads of
Sand County produce an autobiographical cloth, a closely woven
pattern of personal perceptions, individualized arbitrations, and
self-conscious reflections. As one might expect, in Part I of Sand
County epistemological and metaphysical dilemmas become
matters of momentary self-interrogation, passing rhetorical
queries of a man “wasting” his November weekends “axe-in-hand.”
Alternative approaches to history become idiosyncratic analogies
for “saw, wedge, and axe” as the man makes wood in February. The
events of history— a federal law prohibiting spring duck shooting,
for example— become personalized analogues for the growth-rings
on the oak he is cutting. Members of the human community-
neighbors, tourists, and speeding grouse hunters— become the
substance of occasional, and often self-gratifying, thoughts. And
nonhuman elements of the geobiotic environment become
configurations of singularly personal ideas and impressions.
A meadow mouse darts damply across a skunk track, provoking
questions and reflections, complex figures of speech and developed
conceptions, perhaps even concepts and mental images:
Why is he abroad in daylight? Probably because he feels grieved
about the thaw. Today his maze of secret tunnels, laboriously chewed
through the matted grass under the snow, are tunnels no more, but
only paths exposed to public view and ridicule. Indeed the thawing
sun has mocked the basic premises of the microtine economic system!
Perhaps the mouse does suggest man in his current relationships to
land, and perhaps some thaw will expose his habits of land use:
The mouse is a sober citizen who knows that grass grows in order that
mice may store it as underground haystacks, and that snow falls in
order that mice may build subways from stack to stack: supply,
demand, and transport all neatly organized.
But there is also a strong possibility that the mouse and his tunnels
represent each member of the land community, each member of the
land community (man included) soberly and selfishly pursuing the
1976]
Fritzell — Leopold's Ecological Conscience
45
mouse-eat-grass, hawk-eat-mouse pattern that prevails in all
ecosystems: “To the mouse, snow means freedom from want and
fear.” And, in the next paragraph, to the hawk “ . . . a thaw means
freedom from want and fear” (p. 4).
Perhaps the mouse, the hawk, and every other member of the land
community (man included) will continue to see snows, thaws, and
bio-economic organizations as meaning freedom from want and
fear. Maybe it is natural for man, mouse, and hawk to use their
surroundings in order to be free from want and fear. Perhaps it is
necessary that man, mouse, and hawk attack and exploit other
members of the land community— if not with underground
haystacks and economic systems, then with scientific explanations
and ethical judgments, with language and figures of speech. In
short, just as there is evidence to support an ironic and satiric
reading of the meadow mouse episode, so there is evidence to
suggest that the episode is nothing more or less than a picture of the
actions and habits of one diminutive member of the land community.
Or, to put it another way, just as there is evidence for a prescriptive
reading of the situation, so there is evidence to support a descriptive
interpretation.
Such are the ways of analogies and analogues that both the figure
and the thing figured are brought to the same end. Only the maker
of figures perhaps is provided momentary freedom from want and
fear, and even that kind of freedom seems terribly fleeting to the
self-conscious ecologist. In the end, then, we return to the man in
Sand County, to a man in a land community.
NOTES
1. In manuscript form at Aldo Leopold’s death in 1948, A Sand County
Almanac was prepared for publication by his second son, Luna. Published
in 1949 by Oxford University Press, it was initially read and and admired
primarily by devotees of nature writing, inveterate conservationists,
ecologists, and foresters. Original reviewers and reviews of the book were
utterly predictable— Joseph Wood Krutch in The Nation , Edwin Way Teale
in The New York Herald Tribune , and Hal Borland in The New York
Times— all sought to place Sand County in the popular tradition of
Thoreau’s Walden .
Between 1949 and 1952, Sand County proved successful enough for
Oxford to consider publishing some more Leopold material. Accordingly,
in 1953, Round River appeared— a selection of essays and notes from the
Leopold family journals edited by Luna Leopold. This second book,
however, did not enjoy the success of Sand County , and, in 1966, Luna and
his wife, Carolyn Clugston Leopold, brought out an “Enlarged Edition” of A
Sand County Almanac. A testament of sorts to the failure of Round River ,
46
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
the “Enlarged Edition” combined eight essays from Round River with a
slightly emended text of the original edition of Sand County.
The “Enlarged Edition” proved surprisingly successful, perhaps beyond
imagination— but not primarily because of its increased length or the
material from Round River; rather because it happened to hit the market at
the right time, just as the popular “ecology movement” was getting off the
ground. In fact, Oxford was hard pressed to meet the new patterns of
ecological consumption. In 1968 it reprinted the original edition of Sand
County in paperback, and, in something less than two years (with precious
little advertising), Sand County became what, for a university press, is a
best seller, at 30,000 copies a year. So extreme did ecological demands
become that Oxford and the Leopolds eventually sold the paperback rights
to the “Enlarged Edition” of Sand County to efficient, mass-producing
Ballantine Books (1970). Aldo Leopold’s once unfinished draft was, thus,
available in three versions, all selling well. Such have been the vagaries of
“ecological conscience” in America that even its fondest advocates may
occasionally wonder at its substantial commercial success.
2. For an “early” interpretation of Leopold’s place in American history see
Roderick Nash, Wilderness and the American Mind (New Haven: Yale
Univ. Press, 1967). For the details of Leopold’s life and the development of
his thought see Susan L. Flader, Thinking Like a Mountain : Aldo Leopold
and the Evolution of an Ecological Attitude toward Deer, Wolves, and
Forests (Columbia, Missouri: Univ. of Missouri Press, 1974). For a brief,
nicely written story of the man and his land see Susan Flader’s essay in The
Sand Country of Aldo Leopold (San Francisco: Sierra Club, 1973).
3. The analysis which follows is concerned solely with the original (1949)
edition of Sand County, for at least two reasons: first, because it is the
original edition; and, second, because the “enlargements” of the 1966
edition add nothing to the formal characteristics of the original. In stylistic
terms, the “enlargements” of 1966 are a repeat of the original Part II,
“Sketches Here and There.” Page references to the- 1949 edition are
parenthesized in the text.
ACKNOWLEDGMENT
I would like to express my gratitude to the National Endowment
for the Humanities for generous support that provided time to
complete this study.
LIMNOLOGICAL RESPONSES OF CRYSTAL LAKE
(VILAS COUNTY, WISCONSIN) TO INTENSIVE
RECREATIONAL USE, 1924-1973
J. P. Baker and John J. Magnuson
U n i ve ns ity of W isco n .s* in —
Madison
ABSTRACT
Crystal Lake, in northeastern Wisconsin, has approximately 70%
of its shoreline developed into camping sites and swimming
beaches. Results of a 1973 limnological survey of the lake were
compared with measurements taken by Birge, Juday, and
associates (1924-1942) to assess physical, chemical, and biological
changes. Secchi disc readings declined from 10.8 to 8.8 m. This
decrease probably resulted from mechanical disturbances of
human activity and increased rates of erosion and run-off from
shoreline use. Standing crops of phytoplankton and zooplankton did
not change, but bacterial concentrations in the water rose by 90%.
The slight decrease in total phosphorus ( 13.5 to 5 ^ g/liter) probably
resulted from regrowth of the vegetation in the drainage basin after
the lumbering and clearing in the first decade of the 1900s. The
carbon dioxide equilibrium has apparently shifted as evidenced by
slight increases in alkalinity (1.0 to 2.6 mg/liter), specific conduc¬
tance (10.0 to 13.2 /*mhos), and pH (5.8 to 6.2) and a decrease in free
carbon dioxide (1.7 to 1.3 mg/liter). The small magnitude of these
changes could be accounted for by natural eutrophication processes.
INTRODUCTION
Recreational activities associated with natural water bodies are
rapidly becoming a major American pursuit. The recreation
experience is critically affected by water quality, and recreational
water quality standards have been proposed (National Academy of
Sciences and National Academy of Engineering, 1973). Scientists
are also becoming increasingly aware that intense camping and
recreational use can in itself drastically change the quality of
natural aquatic systems (Worms 1965, Reigner 1966, Dotzenko et
al. 1967, Barton 1969, and National Industrial Pollution Control
Council 1971).
Crystal Lake, located in the Highlands Lake District of
northeastern Wisconsin, receives intense camping and recreational
47
48
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
use. It is an infertile seepage lake with acidic soft water and high
transparency (B lack et al., 1963). The lake occupies a depression in a
glacial outwash plain between two recessional moraines. The
saucer-shaped basin (see Fig. 1) is bordered with fine, light-colored
quartz sand forming gradually sloping beaches around most of the
edge. The geology of the Northeastern Highlands Region has been
extensively reviewed by Thwaites (1929), Fries (1938), and Juday
and Birge (1941). Historical data on the limnology of Crystal Lake
are available from early studies by Birge, Juday, and their
associates (Juday and Hasler 1946). Objectives of our study were to:
(1) determine whether limnological conditions had changed
significantly in the past 30 to 50 years; and (2) relate any changes to
possible influences of heavy recreational use.
MATERIALS AND METHODS
Earliest literature on Crystal Lake comes from E. A. Birge and
C. Juday, and from their students and associates who undertook a
complete survey of the Highlands Lake District. In addition to
published papers, their results were recorded and maintained in a
card file available through the Laboratory of Limnology, Universi¬
ty of Wisconsin, Madison. A list of publications on Wisconsin
limnology, 1871-1945 (Juday and Hasler 1946), contains at least 42
publications with information on Crystal Lake. Data for Crystal
Lake are thus extensive.
Characteristics were chosen for our 1973 study based on
completeness of the historical record, an ability to replicate the
data, and its importance as an indicator of the lake's trophic status.
We used three sampling sites (Fig. 1): (C) lake center, (B) off the
beach in 3.5 m of water, and (R) a relatively low use “reference” area
in 3.5 m of water. Data from the center station only were compared
with previous data.
Table 1 lists characteristics measured in 1973, the sampling
frequency, reference for the 1973 method employed, and
reference(s) for the 1924-1942 data used for comparison. We
sampled from 23 May 1973 through 23 March 1974. However,
sufficient 1924-1942 data were available for statistical comparisons
with 1973 data only for the period from late June through
September. To minimize variations in results owing to
methodology, analytical techniques were modeled after those
employed in the 1924-1942 analyses. Some difficulties arose in
comparing 1973 data with previous data because sampling
1976]
Baker, Magnuson— Crystal Lake, 1921+-1973
49
procedures during- 1924-1942 were not consistent in method or
water depths sampled. Comparisons were made on a weekly,
biweekly, or monthly basis depending on frequency of the 1973
sampling (see Table 1). Because the number of data points available
for each week of the year varied greatly for 1924-1942 data, the
median for each week was used for comparisons with 1973 in
Wilcoxan’s signed rank test (Steel and Torrie 1960).
Groundwater flow rates through Crystal Lake were estimated
from the equation Q = k m i L(Todd 1957), and the estimated
permeabilities for glacial outwash sands in northeastern Wisconsin
(Jaquet 1974).
FIGURE 1. Contour map of Crystal Lake, at 2 m depth intervals (source:
Star Map Services, P. 0. Box 18633, Milwaukee, Wisconsin).
Recreational development around the shoreline as it existed in
1973 and sampling areas are shown. Developed beaches are
shaded. The area of the camping sites is enclosed by a dashed
line. Triangles represent pit toilets; circles, hand-pump wells.
Sampling sites, C = lake center site at about 20 m depth, B =
beach station at 3.5 m depth, and R = reference station, also at
about 3.5 m depth.
TABLE 1. LIMNOLOGICAL CHARACTERISTICS, SAMPLING FREQUENCY AT CRYSTAL LAKE IN 1973,
PLUS METHOD REFERENCES FOR 1973 and 1924-1942
50
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
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52
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
RESULTS
Li m no log ica l Chan ges
Four limnological characteristics increased significantly, four
decreased, and seven remained the same (summarized in Table 2).
The magnitude of the change was slight for most characteristics
(Figs. 2 and 3). However, Secchi disc depths (Fig. 4) decreased by
2 m, and total bacterial counts in the water column (Fig. 5)
TABLE 2. CHANGES NOTED IN LIMNOLOGICAL
CHARACTERISTICS FOR CRYSTAL LAKE, 1973 MINUS
MEDIAN VALUE 1924-1942 (SIGNIFICANCE LEVEL p <
0.01, UNLESS OTHERWISE NOTED). RANGES FOR
VALUES MEASURED IN 1973 ARE ALSO INCLUDED
''Significance level at 15 m depth 0.01 < p< 0.05; for 15 and 18 m
combined 0.05 < p< 0.10.
1976]
Baker , Magnuson— Crystal Lake, 192U-1973
53
ORNL-DWG 7b -(0700
FREE OXYGEN
ALKALINITY pH CARBON DIOXIDE PERCENT SATURATION
FIGURE 2. Frequency distribution of differences (1973 minus median
value 1924 - 1942) for alkalinity, pH, per cent saturation of
oxygen, and free carbon dioxide, at various depths. Signifi¬
cant differences indicated by * for 0.01 < p <10.05, or ** for p
<0.01.
ORNL-DWG 75-10699
4 |i ii i i nr rm n r; rrrTT n i rrri i i
TOTAL PHOSPHOROUS
SIZE OF DIFFERENCE
FIGURE 3. Frequency distribution of differences (1973 minus median
value 1924 - 1942) in specific conductance and total
phosphorus for all depths combined (0, 5, 10, 15, and 18 m).
Differences significant at p < 0.01.
54
Wisconsin Academy of Sciences , Arts and Letters
[Vol.64
JUNE JULY AUGUST
FIGURE 4. Light penetration as measured by Secchi disc. 1973 readings
for 20 cm black and white disc are represented by the solid
line. The dashed line indicates 1973 readings with the 10 cm
all-white disc. Data from 1924 - 1942 (both size discs) appear
as X’s. 1973 data significantly different from 1924 - 1942 data
at p < 0.01.
Q
22, 24 June 6,8 July 20 , 22 July 4,5 August
O
10
18
O
10
18
TOTAL COUNTS (hundreds /ml)
1935
1973
FIGURE 5. Total bacteria counts (per ml) at 0, 10, and 18 m; 22 June, 6
July, 20 July, and 4 August 1935, as compared with 24 June, 8
July, 22 July, and 5 August. 1973 data significantly different
from 1935 data at p < 0.01.
1976]
Baker , Magnuson— Crystal Lake , 1921+-1973
55
increased greatly (about 90%). Nitrogen data (nitrate, nitrite,
ammonia-N, and total-N) were not comparable owing to dis¬
similarities in methods of measurement. Nitrate values in 1973
ranged from 0.0003 to 0.0077 mg/1, organic-nitrogen levels from
0.13 to 0.47 mg/1.
No fecal coliform bacteria counts are available for Crystal Lake
1924-1942, so changes in relative coliform counts through the
summer of 1973 were examined with respect to human use.
Coliform counts ranged from 0 to 413/100 ml. With one exception,
differences among the coliform counts at the three stations (C, B,
and R) were not significant. Coliform counts at the surface (sum of
three stations) were significantly greater on Sundays than during
midweek (Table 3). Numbers of campers on the night previous to
each of the coliform counts indicated more people present on
weekends than during midweek. However, the regression of
coliforms per 100 ml as a function of the number of persons at the
campground the night before was not statistically significant.
Although total plankton counts per liter, 1973 versus 1924-1942,
did not differ significantly at surface, 5, 10, or 15 m depths, the
dominant genera of phytoplankton collected changed. In 1973,
Dinobryon was by far the dominant phytoplankter, constituting
88.0% of the total count in samples in July 1973. The average
proportion for Dinobryon for the years 1924-1942 in July was only
1.3%. Dominant genera in 1924-1942 collections were blue-green
algae, particularly Chroococcus , Oscillatoria , and Microcystis. In
1973, these three genera composed only 1.3% of the phytoplankton
collected compared with 42.3% in 1924-1942.
Groundwater flow calculated for Crystal Lake, using an average
gradient of 2.6 m/km (Fries, 1938) and expected values for
permeability (k) (Jaquet, 1974) ranged from 505,000 liters/day to
2,580,000 liters/day. Calculated from a volume of 29 x 108 liters for
Crystal Lake, the range in flushing time is 3 to 16 years.
Development of Recreational Use
The exact date when camping around Crystal Lake became
popular is not known. Between 1900 and 1912, the region was
heavily logged. From approximately 1910 to the early 1950s,
informal camping sites were located on the strip of land between
Crystal Lake and Big Muskellunge Lake.
The first major development for camping came in 1957 when 102
individual camping sites around Crystal Lake and 60 around Big
56
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
TABLE 3. COMBINED (STATIONS C, B, AND R) SURFACE
COLIFORM COUNTS/IOOML, ON SUNDAYS VERSUS
TUESDAYS (OR WEDNESDAY) IN 1973
Muskellunge Lake were established. Also in 1957, 20 open-
bottomed pit toilets were installed. Six of the pit toilets are located
up-gradient from the lake, the closest being 18 m from the shoreline.
Calculated from the estimated maximum permeability for outwash
sands in the Northern Highlands Region (Jaquet, 1974) of 500 liters
per day per meter, a minimum of 2.6 years is required for the
leachate to flow via groundwater from the toilets to the lake. Hand-
pumped wells for water supply were drilled, and a beach 213 m long
was developed, mainly by enlarging an already existing natural
beach.
Renovations in 1962 added another 30 units around Big
Muskellunge Lake. In 1965, the main beach area was expanded by
213 m. A 6.5 ha lawn and picnic area was also added at this time. In
1973, the combined campgrounds of Crystal and Big Muskellunge
Lakes covered approximately 50% of the shoreline of Crystal Lake
with 192 individual campsites, usually separated by 15to 20 m (Fig.
1). The 427 m beach plus the lawn covered an additional 20% of the
shore (F. F. Reinemann, Superintendentof the Northern Highlands
State Forest, Trout Lake Forestry Headquarters, Wisconsin
Department of Natural Resources, personal communication, 1973).
Peak campground use to date occurred in 1970. From 1 July to 20
August (the major camping period) Crystal-Big Muskellunge
campground use averaged 99.1% of its maximum capacity of 192
units. Approximately 685 people were living in the watershed each
1976]
Baker, Magnuson— Crystal Lake, 1924-1973
57
night (assuming 3.6 people per unit as estimated by the Wisconsin
Department of Natural Resources). In 1973, Crystal Lake
campground was also visited by 313 dogs for a total of 1077 dog-days
at the campground. Twenty-three other pets also stayed at Crystal
Lake for a grand total of 1166 pet-days (unpublished data,
Wisconsin Department of Natural Resources records).
Information gathered from interviews with 44 groups staying at
Crystal Lake campground during the summer 1973 indicated that
swimming is by far the major activity of the campers. Persons 15
years of age and under spend an average of about 4 hours in the
water per day; those over 15,2.5 hours per day. Counts of swimmers
on the main beach (Fig. 1) in summer 1973 ranged from 32 to 470 on
fair weather days. Despite the ban on washing in the lake since the
late 1960s, we often witnessed persons applying shampoo and soap
in the lake during 1973. No shower or bath facilities are supplied at
the campground.
DISCUSSION
Several human activities might have affected the water quality of
Crystal Lake—namely, seepage from pit toilets, swimming
activities, presence of dogs and cats, and construction of the
campground facilities. The major impacts of recreation on Crystal
Lake have been to increase turbidity and densities of bacteria in the
water. A secondary effect of the increased turbidity was a slight
decrease in dissolved oxygen in the hypolimnion.
The average difference between 1973 and 1924-1942 Secchi disc
readings was approximately 2 m. The median reading in 1973 was
8.8 m. Plankton total counts and biomass have not changed
significantly and, thus, the decrease in light penetration must have
resulted primarily from mechanical disturbances from human
activity (principally swimming) and increased rates of erosion and
run-off from shoreline use. Swimming activities have been
hypothesized to increase turbidity of the water by stirring up of
bottom materials (Quigley and Andrews, 1974). In the construction
of the facilities at Crystal Lake, ground cover and trees were
cleared, roads and outbuildings built, and lawns planted. Such
activities could increase nutrient and particulate run-off into the
lake. Dotzenko et al. (1967) found heavily used areas in Rocky
Mountain National Park with areas trampled, soils compacted, and
vegetation cover destroyed altering run-off rates and soil stability.
58
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Bacterial increases probably resulted from bodily contact with
the water during swimming and from stormwater run-off over soils
and vegetation repeatedly contaminated with fecal wastes
(primarily from pets). The main emphasis in research involving
swimming has been related to increases in bacteria, as a result of
bodily contact with the water. A number of studies indicate
increased bacterial densities with recreational use of lakes
(Symons, 1974).
Bicarbonates have increased slightly in Crystal Lake, more likely
as part of a natural process than from human interference.
Increases noted for alkalinity and specific conductance were both
statistically significant, but the magnitudes of the differences were
small— 1.5 mg/liter for alkalinity and 3.2 /xmhos for conductivity.
The pH at 5 and 10 m depth generally increased by approximately
0.5 units. Dissolved carbon dioxide decreased by about 0.3 mg/liter
at 5 and 10 m depth. Conductivity, alkalinity, pH, and carbon
dioxide are all interrelated by means of the carbon dioxide cycle
(Ruttner, 1953).
Total phosphorus content decreased in 1973 relative to 1924-1942
data to less than half the values obtained in the earlier years.
Soluble phosphorus concentration did not change significantly.
Apparently the open pit toilets, wastes from swimmers, bathers,
and pets have not yet significantly added to the phosphorus load of
Crystal Lake. Childs (1972) concluded that nitrates and chlorides
may be transported via groundwater flows, whereas most soils are
capable of fixing large quantities of phosphorus (Dudley, 1973).
Decreases in total phosphorus and the shift from bluegreen algae in
1924-1942 as the dominant phytoplankton genera to Dinobryon in
1973 may have resulted from the redevelopment of a stable forest
ecosystem after the earlier logging. Dinobryon is considered
characteristic of low nutrient water (Hutchinson, 1967). Lawrie and
Rahrer (1971) suggest that conditions in Lake Superior have
become more oligotrophic since the days of clear-cutting and
burning in the first part of the 20th century. The turnover time for
water in Crystal Lake is between 3 and 16 years.
In order to improve the reliability of the above conclusions, the
limnological survey of Crystal Lake, especially the Secchi disc
readings, and light meter, total phosphorus, conductivity, and
oxygen measurements, should be repeated in some future year(s).
Since the use of the Crystal Lake campground has only become
exceptionally heavy as of 1968, it is possible that processes of change
have not had adequate time to express themselves. Also, the
1976]
Baker , Magnuson — Crystal Lake, 192^-1973
59
possiblity of future contamination, especially from the pit toilets,
has not been eliminated.
ACKNOWLEDGMENTS
We thank Arthur D. Hasler for assistance in gathering materials
from earlier studies by E. A. Birge, C. Juday, and associates; Floyd
F. Reinemann, superintendent of the Northern Highlands State
Forest, for his cooperation and access to unpublished use records for
Crystal Lake. Technical assistance was given by Randy Ballweg,
Michael Murphy, and Keith Nelson. Bacterial samples were
analyzed by K. Crabtree and B. Frey of the University of Wisconsin
at Wausau. This research project was supported by the University
of Wisconsin Graduate School (Project 140813).
BIBLIOGRAPHY
American Public Health Association. 1923. Standard Methods for the
Examination of Water and Sewage. 5th ed. APHA.
American Public Health Association. 1971. Standard Methods for the
Examination of Water and Wastewater, 13th ed. APHA. 626 pp.
Barton, M. A. 1969. Water pollution in remote recreational areas. J. Soil,
Water Conserv. 24:132-134.
Birge, E. A. and C. Juday. 1929a. Penetration of solar radiation into lakes,
as measured by the thermopile. Nat. Research Council Bull. 68. 15 pp.
Birge, E. A. and C. Juday. 1929b. Transmission of solar radiation by the
waters of inland lakes. Trans. Wis. Acad. Sci. Arts, Lett. 24:510-580.
Birge, E. A. and C. Juday. 1930. A second report on solar radiation and
inland lakes. Trans. Wis. Acad. Sci. Arts, Lett. 25:284-335.
Black, J. J., L. M. Andrews, and C. W. Threinen. 1963. Surface water
resources of Vilas County. Wis. Conserv. Dept.
Childs, K. E. 1972. The migration of septic tank wastes in groundwaters:
Houghton Lake, Michigan. Upper Great Lakes Regional Comm.
Dotzenko, A. D., D. S. Romine, and N. T. Papamichos. 1967. Effect of
recreational use on soil and moisture conditions in Rocky Mountain
National Park. J. Soil, Water Conserv. 22:196-197.
Dudley, J. G. 1973. Nutrient enrichment of groundwater from septic tank
disposal systems. Master’s Thesis, Univ. Wis. - Madison. 124 pp.
60
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Frey, D. G. 1960. The ecological significance of cladoceran remains in lake
sediments. Ecology 41: 684-699.
Fries, C. 1938. Geology and groundwater of the Trout Lake region, Vilas
County, Wisconsin. Trans. Wis. Acad. Sci. Arts, Lett. 31:305-322.
Henrici, A. T. and E. McCoy. 1938. The distribution of heterotrophic
bacteria in the bottom deposits of some lakes. Trans. Wis. Acad. Sci. Arts,
Lett. 31:323-361.
Hutchinson, G. E. 1967. A Treatise on Limnology, Vol. II. John Wiley &
Sons, Inc., New York. 1115 pp.
Jaquet, N. G. 1974. Hydrogeochemical analysis of ground water/surface
water relationships of Snake Lake, Vilas-Oneida Counties, Wisconsin.
Master’s Thesis Univ. Wis. - Madison. 96 pp.
Juday, C. 1916. Limnological apparatus. Trans. Wis. Acad. Sci. Arts, Lett.
18:566-592.
Juday, C. 1926. A third report on limnological apparatus. Trans. Wis. Acad.
Sci. Arts, Lett. 22:299-315.
Juday, C. 1929. Limnological methods. Arch. Hydrobiol. 20:517-524.
Juday, C. 1943. The summer standing crop of plants and animals in four
Wisconsin lakes. Trans. Wis. Acad. Sci. Arts, Lett. 34:103-135.
Juday, C. and E. A. Birge. 1932. Dissolved oxygen and oxygen consumed in
the lake waters of northeastern Wisconsin lakes. Trans. Wis. Acad. Sci.
Arts, Lett. 27:415-486.
Juday, C. and E. A. Birge. 1941. Hydrography and morphometry of some
northeastern Wisconsin lakes. Trans. Wis. Acad. Sci. Arts, Lett. 33:21-72.
Juday, C., E. A. Birge, G. I. Kemmerer, and R. J. Robinson. 1927.
Phosphorus content of lake waters of northeastern Wisconsin. Trans.
Wis. Acad. Sci., Arts, Lett. 23:233-248.
Juday, C., E. A. Birge, and V. W. Meloche. 1935. The carbon dioxide and
hydrogen ion content of the lake waters of northeastern Wisconsin.
Trans. Wis. Acad. Sci. Arts, Lett. 29:1-82.
Juday, C. and A. D. Hasler. 1946. List of publications dealing with
Wisconsin Limnology 1871-1945. Trans. Wis. Acad. Sci. Arts, Lett.
36:469-490.
Lawrie, A. H. and J. F. Rahrer, 1971. “Lake Superior: A case history of the
lake and its fisheries.” In: H. Regier, ed. Proc. Scol Conference, Lake
Simcoe, Ontario.
1976]
Baker, Magnuson— Crystal Lake, 192U-1973
61
National Industrial Pollution Control Council. 1971. Land and water
pollution from recreational use. Subcouncil report. Washington, D. C.24
pp.
National Academy of Sciences and National Academy of Engineering.
1973. Water Quality Criteria - 1972, U. S. Government Printing Office,
Washington, D. C.
Quigley, E. and C. Andrews. 1974. Designing and maintaining ponds for
swimming. Univ. Wis. Ext. Publ. Stock No. G-26-78.
Reigner, I. C. 1966. Effect of recreation on water quality. U niv. Mass. Coop.
Ext. Serv. Pub. 446:49-55.
Robinson, R. J. and G. I. Kemmerer. 1930. The determination of Kjeldahl
nitrogen in natural waters. Trans. Wis. Acad. Sci. Arts, Lett. 25:123-128.
Ruttner, F. 1953. Fundamentals of Limnology. Univ. Toronoto Press
Tornoto. 295 pp.
Stark, W. H. and E. McCoy. 1938. Distribution of bacteria in certain lakes
of northern Wisconsin. Zentbl. Bakt. Parasitkde, 2 Abt. 98:201-209.
Steel, R.G.D. and J.H. Torrie. 1960. Principles and Procedures of Statistics.
McGraw-Hill Book Company, Inc., New York. 479 pp.
Symons, J. M. 1974. Multiple usage reservoirs: Protection of the water
quality as a potable water source. Proc. Inti. Water Supply Assn., 10th
Congress. Brighton, U.K.
Thwaites, F. T. 1929. Glacial geology of part of Vilas County, Wisconsin.
Trans. Wis. Acad. Sci. Arts, Lett. 24:108-125.
Todd, D. K. 1957. Ground Water Hydrology. John Wiley & Sons, Inc., New
York. 336 pp.
Torrie, M. L. S. 1972. Biological nitrogen fixation in Lake Mendota. Ph.D.
Thesis, Univ. Wis. - Madison. 437 pp.
Twenhofel, W. H., and W. A. Broughton. 1939. The sediments of Crystal
Lake, an oligotrophic lake in Vilas County, Wisconsin. Amer. J. Sci.
237:231-252.
Worms, A. J. 1965. The effects of recreational development on the water
quality of Lake of Egypt. Master’s Thesis, Southern Illinois Univ. 52 pp.
THE OCCURRENCE, STATUS AND IMPORTANCE OF
BATS IN WISCONSIN WITH A KEY TO THE SPECIES
Charles A. Long
University Wisconsin —
Stevens Point
Bats are fascinating aerial animals belonging to the mammalian
order Chiroptera. They migrate, hibernate, and show other
interesting phenomena as well such as colonial behavior, echoloca-
tion, and sperm storage. Bats are important vectors of the dreaded
rabies virus.
Only a few people north of Mexico have died from rabies
transmitted to them by bats. However, one of these was a Wisconsin
citizen from Grant County, who died in 1959 (Jackson, 1961). The
importance of bats, in addition to their aesthetic attributes, will be
discussed below, particularly the incidence and extent of confirmed
rabies in recent years. The distributions of all the Wisconsin species
are mapped and discussed, with comments included on seasonal
occurrence, reproduction, and relative abundance. Finally, a key is
provided for the identification of Wisconsin species and two other
species which occur close to the southern border of the state.
METHODS
Bats were examined in the collections of the Museum of Natural
History, University of Wisconsin-Stevens Point, and the Zoological
Museum, University of Wisconsin-Madison. A few specimens were
examined in the Milwaukee Public Museum, the River Falls
University collection and the UW-Whitewater Museum. Specimens
that were examined in the University of Wisconsin-Madison
Zoology Museum are listed with the abbreviation UWZ, in the
Milwaukee Public Museum with MPM. The uncatalogued bats in
the University collection at Madison recently willed to that museum
by A. W. Schorger are listed as UWZS. Whitewater specimens are
denoted as UWW. Specimens in the University of Wisconsin-
Stevens Point collection are not designated with an abbreviation.
Dr. Daniel 0. Trainer, Dean of the College of Natural Resources,
University of Wisconsin, Stevens Point, provided the author with
monthly reports of the Wisconsin State Hygiene Laboratory on
positive tests for rabid mammals. These reports were available
from 1974 to 1967, and other data compiled by Trainer extended
62
1976]
Long — Wisconsin Bats
63
back to 1952. Distribution maps show the occurrence of the bats,
with black dots representing localities from which I examined
specimens, and open circles representing localities mentioned in
the scientific literature. Small dots on one map (Fig. 1) stand for
counties from which rabid bats were recorded. Information on the
natural history of bats was obtained from my own field observations
or specimen labels, unless cited from literature. Little information
was known to me from banded bats; such bats should be reported to
the Bird and Mammal Laboratories, U. S. National Museum of
Natural History, Washington, D. C. Scientists there or this author
can identify specimens of bats. They must be preserved (easily done)
in alcohol or formalin, with the abdomen pierced or slit open to
facilitate internal preservation, subsequently drained nearly dry
after hardening a few days, and mailed moist in a thin plastic bag
within a small box with locality and date of capture provided for
each specimen. Hardly anything is known on the ecological
requirements and natural history of Wisconsin bats. For con-
FIGURE 1. Rabid bats 1967-1974
64
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
venience, bats of Wisconsin are divided into two groups, the cave
and tree bats. Eight species have been found in Wisconsin. One of
these has not been taken more than once. Two other species may
occasionally range into the state from the south but are unlikely to
remain.
IMPORTANCE OF WISCONSIN BATS
The bats illustrate many interesting scientific phenomena, and
are therefore aesthetically appreciated by some of us but generally
feared by many citizens of Wisconsin. Bats are important members
of the Wisconsin fauna (Long, 1974). By predation on aerial,
nocturnal insects they render help to man in controlling pests.
Whitaker ( 1972) has found that in Indiana the little Myotis bats and
the red bats feed primarily on moths, the tiny pipistrelle on
leafhoppers, the big brown bat on beetles.
In caves and abandoned houses bats, themselves, are preyed upon
by owls (Beer, 1953), by fox snakes (personal observation of Myotis
lucifugus , July 27, 1975 Big Summer Island, Michigan) and
probably by foxes, skunks, raccoons and other den-dwelling
carnivores. This valuable linkage in the food chain of furbearers is
eroded by the contact it gives them to rabies virus communicated by
the bats.
Bats are rightfully feared by man as vectors of rabies, and any
sick bat should be handled with greatest caution. Unfortunately,
these are the bats usually found by children. Whitaker (1969) has
evidence that bats found in human communities show a higher
incidence of rabies than those occurring in their natural habitats.
Of 133 big brown bats collected in “normal wild” populations in
Indiana all were negative, during a rabies outbreak in 1967. This
does not mean that bats in nature present no risk. Of course local
outbreaks of rabies can occur.
The counties from which bats tested positive for rabies (1974-
1967) are numerous and are located throughout the state (Fig. 1).
The highest incidence is found in Dane (seven positive tests),
Milwaukee (four positive tests) and other densely populated
counties, because the finding of infected bats depends on the density
of humans as well as the density of bats. Furthermore, tests are
more often made in the counties where testing is done (Trainer,
correspondence). The danger of rabies seems to exist throughout the
state, and shows no correspondence to the presence of caves, forests,
or other ecological habitats.
1976]
Long — Wisconsin Bats
65
The numbers of positive (rabid) bats are lower than of dogs, cows,
and especially skunks (in which actual and relative numbers of
cases seem to be increasing). Rabies in bats does not seem correlated
with rabies in other species (Table 1); see also Whitaker, 1969, for
Indiana bats. To dispute a recent news article written by a county
health officer, bats are not constantly rabid. According to available
reports on positive and negative tests, far more bats proved negative
than positive. In Indiana about 7% of the bats proved rabid
(Whitaker, 1969). Furthermore, as mentioned above, the bats
testing positive for rabies virus may not represent their natural
habitat populations.
TABLE 1. CONFIRMED RABIES IN WISCONSIN BATS AND
OTHER MAMMALS (1952-1974)
* High Values
The distribution of rabies by month shows that August (“dog
days”) is the most dangerous month. Bats migrate southward of
Wisconsin or hibernate from late October until approximately late
April, and hardly any bats were sent in for tests in these months
66
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
(from 1974-1967). Evidently one person from Grant County was
bitten by a rabid bat in January. This county is one of the warmest in
the state and has large bat caves as well.
Although skunks bite people and dogs with very high frequencies,
bats apparently seldom bite dogs and cats (two reports in eight
years). Probably these pets are not inclined to pick up sick bats or
remove them from attics and other hiding places. If a bat attacked a
dog, as they occasionally attack men (Jackson 1961), the dense fur of
dogs may protect them somewhat from the tiny teeth of bats.
Humans may never know about some of these attacks.
A problem for future study is the possible transmission of rabies
virus to skunks and raccoons via their digestive tracts. Aerosol
transmission (Constantine, 1962) of rabies virus in bat urine
droplets is unlikely even in caves of large colonies of Myotis , such as
Beetown Cave, because of the relatively inactive condition of
hibernating bats and their much lower numbers than in colonies of
free-tailed bats which are dangerous in the southwestern United
States.
The species of bats in Wisconsin that show the highest incidence of
rabies are unknown because bats are difficult to identify.
Laboratory reports mention only “bat”. I myself have seen in
summer a sick or nearly helpless hoary bat and a sick Myotis keenii ,
both likely rabid. Probably most bats that harbor rabies are
Eptesicus fuscus, Lasiurus borealis , and Myotis lucifugus for they
are the most abundant species. In Indiana Lasiurus borealis and
Eptesicus fuscus showed the highest incidence (Whitaker, 1969).
There is no evidence that rare species such as Myotis sodalis ,
Pipistrellus subflavus, Lasicmycteris noctivagans , or Lasiurus
cinereus have bitten humans in Wisconsin. A more serious threat to
humans is the abundance of stray dogs and cats.
Rabies reports from doctors and veterinarians should contain
standardized information not presently included. The reports
should contain the following information: whether the bat attacked
in flight or was picked up, whether taken from a tree, house, cave, or
the surface of the ground, and whether the upper (dorsal) surface of
the tail membrane was furred (as in Lasiurus) or thinly haired and
mostly naked skin (as in Myotis or Eptesicus). The bat or its skull
should be identified by a mammalian taxonomist prior to
destroying the skull, and the correct identity of the bat should be
added to the report. Bodies of most bats can be identified even after
the skull is removed. The bats preserved as mentioned above may be
mailed from the State Hygiene Laboratories, to this author or to the
1976]
Long — Wisconsin Bats
67
Bird and Mammal Laboratories, U. S. National Museum,
Washington, D. C. Identifications by me or other taxonomists at
Madison or Milwaukee should be recorded to determine which bats
are dangerous to man. All this is additional but essential work.
Bats should be removed (with tongs or gloves) from man’s
habitations, and by the use of tin and nails prevented from
returning. Bats should be handled with extreme caution, and
children warned about picking them up. Dogs should be vaccinated
to protect them from rabies from bats (possibly) and skunks
(definitely). If a bat attacks and bites a dog, cat or human, see a
physician or veterinarian at once. Do not destroy the bat’s skull;
pierce the bat’s heart with a nail or step upon its body. Save the bat
for possible identification, and the rabies test.
If people are taught to carefully avoid sick bats and limit contact
between bats and people (also pets), then bats may be considered
valued members of the Wisconsin fauna, more economically
valuable to man than his dogs and cats and perhaps less dangerous
too. Rare bats should be protected, and some of their remarkable
cave habitats likewise preserved. Because of their gathering in
caves for hibernation from miles around, the cave bats are
particularly vulnerable to extermination. One mean or misguided
person could probably in the course of a few days destroy most of the
beautiful and harmless pipistrelles of Wisconsin during this critical
season.
ACCOUNTS OF SPECIES
Family Vespertilionidae
Myotis lucifugus lucifugus (Le Conte) - Little Brown Bat
The little brown bat is the most abundant bat in Wisconsin, and it
occurs throughout the state (Fig. 2). Although it hibernates usually
in caves it occurs in summer more often in the vicinity of barns and
houses. Hibernating lucifugus have been observed to be mostly
males. In a cave 15 miles north of Sturgeon Bay the ratio was four
males to one female (20 December). In Pop’s Cave, near Richland
Center, the ratio in late September and November (1967) was 10:2.
In the Beetown Cave, Atkinson’s Diggings, in Grant County, the
ratio of specimens was 6:4 (late September and December).
Hibernating lucifugus near Black River Falls were 3:4 (February
1969). Mohr (1945) reports that male lucifugus comprise 56 to 71% of
the hibernating populations. There is some evidence that females
may aggregate together in some cases, prior to hibernation. On 17
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
LITTLE BROWN BAT KEEN’S MYOTIS
FIGURE 2. Myotis lucifugus lucifugus (Little Brown) FIGURE 3. Myotis keenii septentrionalis (Keen’s Myotis)
1976]
Long — Wisconsin Bats
69
September 1967, nine females with no males were collected from a
cabin in Bayfield County.
Nursery colonies are, of course, comprised of offspring and
mothers. An abandoned house near Polonia had numerous adults
and young, in the lathwork of the ceiling and six adult females were
preserved (19-23 July). A male was taken flying less than a mile
from the nursery colony (24 July). In an unused theater in Waupaca
( 1 August) eight females were taken with one male. Usually there is
a single fetus born in late May or June (Jackson, 1961). One female
(UWSP 3782) taken June 2, 1975, at Clam Lake contained one fetus
measuring 12 mm in crown-rump length. The dates of observation
of the Polonia colony, subsequently destroyed, indicate that
parturition occurs in late June, perhaps early July. The little brown
bat was extremely abundant (thousands) during the winters of 1947
and 1948, in an abandoned iron mine in Iron County, Wisconsin
(Greeley and Beer, 1949). Barbour and Davis (1969) mention that
copulation between active bats may occur in winter but most
mating is in the fall.
Two specimens in the Stevens Point collection have missing pairs
of upper premolars, resembling Pipistrellus . However, little brown
bats have larger, longer, more flattened skulls than do Pipistrellus,
and lack the tri-colored hairs in the dorsal pelage. One exceptionally
pale specimen (UW8P-1862) is referred to Myotis lucifugus ,
although its pale color and a. slightly keeled calcar (on one side only)
was puzzling. Apparently the pelage is bleached in this female
taken in a late nursery colony (Heig's Farm, Portage County).
Walley (1974) reported an albino from Bruce, Rusk County.
Specimens examined : Total, 185. Ashland Co Clam Lake, 1.
Bayfield Co.: Madeline Island, 6 UWZS; Drummond, 9. Buffalo Co.:
Alma, 1 UWZS. Clark Co.: Worden Twsp., 3 UWZ. Crawford Co.:
Crystal Cave (near Wisconsin River and Wauzeka), 2 UWZ; Limery
Coulee Cave, Sec. 18, R6W, T7N, 1. Dane Co.: Madison, 12 UWZ, 6
UWZS, 1 lacking ears labelled keenii UWZ. Dodge Co.: Beaver
Dam, 15 UWZ. Door Co.: 5 mi. N Sturgeon Bay, 1; 15 mi. N
Sturgeon Bay, 4. Lehman's Place, Washington Island, 3; Rock
Island 1. Douglas Co.: Lake Nebagamon, 1. Grant Co.: Bee town
Cave, Atkinson's Diggings, 11, 3 UWZ; T4N, R5W, 1 UWZ;
Cassville, 1 UWZ. Iron Co.: Hurley, 5 UWZ; Owl Lake, 1 UWZ.
Jackson Co.: 3 mi. E Black River Falls, 4. Juneau Co.: Necedah Nat.
Wildlife Refuge, 1. Langlade Co.: Perch Lake, T34N, RUE. 9.
Manitowoc Co.: Manitowoc, 4. Marinette Co.: S5-R23E-T29N, 1
UWZ. Milwaukee Co.: Milwaukee 9 MPM, 2 UWZ. Pepin Co.: 1 mi.
70
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
NE Elmwood, 1 RF. Pierce Co.: 1 mi. E Maiden Rock, 1 RF; Spring
Valley (Crystal Cave), 1 RF; 2 mi. N Prescott, 1 RF. Portage Co.:
Stevens Point, 2; Heig’s Farm, near Polonia (Pallen Lake) 10.
Richland Co.: Pop’s Cave (Boswell Cave), 12: Gotham, 5; Bogus
Cave, 1. Sauk Co.: Devils Lake, Baraboo, 2; St. Croix Co.: 2 mi. NW
River Falls, 1 RF; Somerset, 1 RF. Sawyer Co.: Teal Lake. 1 UWZ.
Trempealeau Co.: Galesville, 1 UWZS. Vilas Co.: Lac du Flambeau,
1; Trout Lake, 1 UWZ, no locality, 1 UWZ. Walworth Co.: 8 mi. NE
Elkhorn, 1 UWZ. Waukesha Co.: Hartland, 1 UWZ; Delafield 1
UWZ. Waupaca Co.: Waupaca, 9. Wood Co.: Arpin 1.
Myotis keenii septentrionalis (Trouessart) — Keens’s Myotis
This large-eared Myotis is found more often in caves in winter at
least. It is found throughout the state, but seems never abundant
(Fig. 3). Probably in summer it prefers loose bark and hollows of
trees instead of houses. The females seem active, flying about, prior
to late April (April 27, 19 May). In an Iron Mine near Hurley more
than 100 were banded by Beer and Greeley (Jackson, 1961) in late
August and September, but were outnumbered by M. lucifugus 3:1.
The species keenii seems vulnerable because it is sparse in its
distribution though widespread, and it is especially vulnerable in
its hibernacula.
M. keenii was found with M. lucifugus at the cave near Black
River Falls, both species in low numbers. This species has been
found in the attic of a house (Schmidt, 1931). Schmidt found fleas
and tapeworms parasitizing this bat.
Specimens examined: Total, 28. Bayfield Co.: White River
Conservation Camp, 1. Grant Co.: Beetown Cave, Atkinson’s
Diggings, 1 UWZ; no locality, 1 UWZ. Clark Co.: Worden Twsp., 1
UWZ. Iron Co.: Hurley, 8 UWZ, 2 UWZS. Jackson Co.: cave 3 mi. E
Black River Falls, 7. Portage Co.: Stevens Point, 2. Richland Co.:
Bogus Bluff Cave, 1 UWZ. John Gray Cave, 2 UWZ; Pop’s Cave, 1.
Washburn Co.: Springbrook, 1 RF.
Myotis sodalis Miller and G. M. Allen — Indiana Myotis
This bat occurs mainly southward of Wisconsin and has been
placed on the federal rare and endangered species list because it is
seldom abundant and is especially vulnerable during hibernation,
usually hanging near cave entrances (Anon., 1973). It is known by
1976]
Long— Wisconsin Bats
71
\
only a single specimen from Wisconsin (Davis and Lidicker, 1955)
and is now possibly absent from the state. Its occurrence was at the
Beetown Cave in extreme southwestern Wisconsin, and no other
specimens have been taken there in recent years. Not mapped.
Eptesicus fuscus fuscus (Beauvois) — Big Brown Bat
This species is abundant and doubtless becoming more so as
man’s activities open up the northern forests (Fig. 4). Eptesicus is
often found in habitations of man, and hibernates often in caves with
both Pipistrellus and Myotis lucifugus (Pop’s Cave, Richland Co.,
Crystal Cave, Beetown Cave) usually in lower numbers than either
of them. Although not considered colonial, a colony of hibernating
Eptesicus has been observed for nine years, nearly annually, at the
Twin Bluffs cave. The bats leave the cave in spring, and nursery
colonies are unknown in Wisconsin. No other species of bats has
been found in this large cave. Specimens from there in February
1968, showed a ratio in favor of males, 10:5. In a rather exposed
quarry tunnel north of Sturgeon Bay a few big brown bats usually
are found in winter usually with no other species of bats present. In
Indiana bats of Eptesicus fuscus often harbored rabies (24 of 264
bats, Whitaker, 1969). Beer (1953) mentioned predation in a nearby
Minnesota cave by a screech owl in hibernating big brown bats, and
hibernation was discussed by Beer and Richards (1956) for these
Minnesota bats. Beer found (1955) that although males outnumber
females in Wisconsin and Minnesota caves (68% males 1940-1954)
that there was no apparent difference in survival rates of the two
sexes. This surprising finding indicates that the females may
hibernate outside caves. He found that recaptured banded bats
average only 7.4 miles distance from the banding sites (maximum,
61 miles) showing that the winter range is about the same as the
summer range. Big brown bats actively seek temperatures above
freezing, even moving'to other caves, and will not reenter dormancy
until subfreezing temperatures rise (Davis, 1970). They evidently
breed in late summer and occasionally copulate in the winter. Five
males from Madison had large testes (7-14mm) in August. Females
usually have two young in summer as late as July (Barbour and
Davis, 1969). Long and Severson (1969) discussed some extraor¬
dinary pale specimens from Richland County, but referred all the
big brown bats in Wisconsin to Eptesicus fuscus fuscus. Paul Young
photographed big brown bats hibernating in April in Limery
Coulee Cave, in Crawford County but he obtained no specimens.
72
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Cj
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1976]
Long— Wisconsin Bats
73
Specimens examined: Total, 115. Crawford Co.: Crystal Cave
(near Wisconsin River and Wauzeka), 1 UWZ. Dane Co.: Madison,
24 UWZ; 10 UWZS; Black Earth, 1. Dodge Co.: Beaver Dam, 1
UWZ. Door Co.: 5 mi. S Egg Harbor (15 mi. N Sturgeon Bay), 2; 5
mi. N Sturgeon Bay, 4; Washington Island, 1. Fond du Lac Co.:
Eden, 2 UWZ. Grant Co.: Bee town Cave, Atkinson’s Diggings, 3;
Snake Cave, Potosi, 1 UWZ. Juneau Co.: Twin Bluffs Cave, 15.
Langlade Co.: Parish Town Dump, 1. Marathon Co.: Rib Mtn., 1.
Marinette Co.: 8 mi. N Crivitz, on Hwy A, 2. Milwaukee Co.:
Milwaukee, 1 MPM. Oconto Co.: T28N, R19E, 1. Pierce Co.: River
Falls, 2 RF; 1 mi. E River Falls, 1 RF; Maiden Rock sand caves, 1
RF; 8 mi. N Plum City, 2 RF; Crystal Cave, at Spring Valley, 1
UWZ. Portage Co.: Hay Meadow Creek, 5 mi. N Stevens Point, 1;
Within one mi. Stevens Point, 13. Racine Co.: Hwy 38 Nygaard
Home, 1. Richland Co.: Pop’s Cave. 15 mi. W Richland Center, 6;
Gotham, 1; Eagle Cave, 2 UWZ; Bogus Bluff, 1 UWZ. Rusk Co.:
Hawkins, 1. St. Croix Co.: 2 mi. NW River Falls, 4 RF. Waukesha
Co.: Waukesha 1 MPM. Waupaca Co.: 2 mi. W lola, 1. Waushara
Co.: No locality 3. Wood Co.: 3 mi. E Arpin, 1; Sandhills Wildlife
Area, near Babcock, 1.
Lasiurus borealis borealis (Muller) — Red Bat
Jackson (1961) considered the red bat to be the most abundant bat
in the southern most counties of Wisconsin. This tree bat hangs up
on branches of deciduous trees by day, often in elm, ash, and red oak
trees, and is often observed in man’s settlements of southeastern
Wisconsin. Uncommon in central and northern Wisconsin, this bat
nevertheless is probably maintaining if not increasing its numbers
(Fig. 5). After copulation perhaps as early as August (Jackson,
1961) sperm is evidently stored until the following spring, and birth
of usually 3 (2-4) young occurs in late May or June. A juvenile
(UWMZ 12,206) was 'taken June 30, and Packard (1956) found
young June 26. A juvenile in the Whitewater Collection was taken
July 21. Three young were taken on 4 July 1951 (UWZ 14123) from a
nursing female at Fort Atkinson. The mother carries them perhaps
less frequently as they grow until their weight exceeds hers. Then
she leaves them hanging in branches. Packard found a female with
quadruplets at Portage, Wisconsin. The young were each “1 1/8
inches long.” Long (1964) reviewed the numerous impalements of
Lasiurus bats on barbed wire (see also Barbour and Davis, 1969).
One was killed at Madison by flying against a TV tower, and George
74
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Seeburger told me that a red bat struck the grill of his car on a rainy
evening, near Milwaukee. Most if not all red bats leave Wisconsin
for the winter, departing by late October and hibernating outside
caves (Davis, 1970). A specimen from as late as October 21 is
reported from Pine Bluff, Dane County. Three red bats from
central Wisconsin were taken in October. They return in April and
May. In Indiana bats of this species often harbored rabies (11 of 152
bats, Whitaker, 1969).
* Specimens examined: Total, 31. Clark Co.: Foster Township, NW
Tioga, 1 UWZ. Dane Co.: Madison, 1 UWZS: Vermont (=Verona?), 4
UWZ; Pine Bluff, 1 UWZ; no locality, 1 UWZ. Dodge Co.: Beaver
Dam, 3 UWZ. Jefferson Co.: Fort Atkinson, 3 UWZS, Manitowoc
Co.: T17N, R23E, Sec. 2, 1 UWZS. Menominee Co.: Keshena, 1.
Milwaukee Co.: Milwaukee, 2 MPM, 1 UWZ; Wauwatosa, 1 MPM;
No locality, 1 UWZ. Portage Co.: Stevens Point, 2 Whiting, 1;
Junction City, 1. Racine Co.: J. I. Case Company, Racine, 1 UWZS.
Rock Co.: Milton, 3 UWZ. Wood Co.: Arpin, 1; Wisconsin Rapids, 1.
Lasiurus cinereus cinereus (Beauvois) — Hoary Bat
This hoary, furry-tailed bat, strikingly beautiful and the largest
in the state, prefers coniferous forests. It is nowhere common, said
probably to be more abundant in the northern counties. However,
there is no evidence for such a statement except that more
coniferous forests are found there (Fig. 5). Hardly anything is
known about this bat in Wisconsin. Jackson (1961) reports a female
with two young clinging to her body taken 27 July 1903. This
specimen (UWMZ 3324) is from Beaver Dam, Dodge County. A
juvenile (UWMZ 13013) was taken July 25, 1947, in Madison. As
mentioned earlier in this paper I observed a hoary bat in Stevens
Point apparently sick and probably rabid. Jones and Genoways
(1967) mentioned a hoary bat biting a woman in South Dakota. The
hoary bat, although probably occurring throughout Wisconsin,
seldom comes into contact with people.
Specimens examined: Total, 18. Dane Co.: Madison, 3 UWZ, 1
UWZS; No locality, 1 UWZ. Dodge Co.: Beaver Dam, 1 UWZ. Grant
Co.: 5 mi. SW Lancaster, 1 UWZ. Milwaukee Co.: Milwaukee, 6
MPM. Portage Co.: Stevens Point, 1, ? Stevens Point, 1. Rock Co.:
Milton, 1 UWZ; Janesville, 1 UWZ. Wood Co.: Arpin, 1.
Lasionycteris noctivagans (Le Conte) — Silver-haired Bat
This, the darkest brown or blackish of all the Wisconsin species,
with the possible exception of some dark brown individuals of
1976]
Long — Wisconsin Bats
75
Myotis iucifugus , is handsomely washed with silver or whitish.
Preferring trees near open water the species is widely distributed
(Fig. 5), never abundant, and most of these bats probably leave the
state for winter sometime in September or early October (Jackson,
1961). Schmidt (1931: 105) found one with a thick layer of
subcutaneous fat on “September 6 under the grate of the furnace in
the cellar.” Most of the records are from August and September. In
early summer one or usually two young are born, but hardly
anything is known of this bat’s natural history in Wisconsin.
Specimens examined: Total, 14. Clark Co.: Worden Twsp, 1 U WZ.
Dane Co.: Madison, 1 UW. Dodge Co.: Fox Lake, 1 UWZ. Milwaukee
Co.: Milwaukee, 7 MPM. Sheboygan Co.: Cedar Grove, 1; T13N,
R23E, Sec. 30, 3 UWZ.
Pipistrellus subflavus subflavus (F. Cuvier) — Eastern Pipistrelle
This beautiful small, yellowish bat with black wings is generally
confined to the cave region of the “unglaciated” part of Wisconsin
(Fig. 6). It is known by a single specimen from an Iron mine in
Hurley, possibly a “straggler”, and is at the least very rare since
none was seen in the following year, when 1400 bats were examined
(Greeley and Beer, 1949). Numerous caves in northern, central, and
eastern Wisconsin have yielded no pipistrelles. This bat during
hibernation often shows countless small droplets of condensation
water gathered over its pelage, an interesting and beautiful thing to
see, although not unique to pipistrelles. This species is a beneficially
insectivorous and harmless bat feeding usually on leafhoppers and
other small insects (Whitaker, 1972). The species is vulnerable in
Wisconsin because it is seldom abundant and gathers together
helpless in relatively few hibernacula. This species hibernates with
Eptesicus and Myotis , usually in lesser numbers than the Myotis ,
with both sexes present. According to Jackson (1961) the bats begin
hibernation in October, arouse and leave the deep caverns in late
April or early May, and sleep in shallow caves and rocky niches in
summer. Barbour and Davis (1969) stated that they sleep in
branches in summer. The tiny female bears usually two offspring
(1-3). Davis (1970) mentions that this species chooses and requires a
stable environment for hibernation. Therefore, not all caves are
suitable for pipistrelles. This bat enters caves later than Myotis ,
seldom moves to other caves, and some bats (all males ) remain in
torpor until late May and early June (Davis, 1959). Winter climate is
a factor controlling the sex ratios of hibernating pipistrelles.
76
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Wisconsin records taken together (late December to April), most if
not all from caves at the northern margin of known geographic
range, are in ratio of 13 males to 11 females, whereas in more
southern latitudes the males are as numerous as 80%.
Specimens examined: Total, 30. Buffalo Co.: Alma, 3 UWZ.
Crawford Co.: Soldiers Cave, 2 UWZ; Limery Coulee Cave, 1;
Crystal Cave (near Wisconsin R. and Wauzeka), 1 UWZ. Grant Co.:
Atkinson’s Mine, Bee town Cave, 2 mi. NW Beetown, 5, 2 UWZ;
Snake Cave, 1 UWZS, 1 UWZ. Iowa Co.: Mineral Point, 1 UWZ.
Pierce Co.: Spring Valley (Crystal Cave), 1 RF. Richland Co.: Bogus
Cave, 3 mi. S Lone Rock, 1; Pop’s Cave, Boswell Cave 15 mi. NW
Richland Center, 5: Eagle Cave, 4 UWZ John Gray Cave, 2 UWZ.
Bat Banding
No returns are recorded here. Pioneer banding was done at
Eagle, John Gray, and nearby caves by John Emlen and William
Elder. James Beer, Frederick Greeley and Arnold Jackson banded
bats in southwest Wisconsin and Lac du Flambeau and sites near
Hurley. Wayne Davis also studied the bats from southwest
Wisconsin.
A LIST OF IMPORTANT BAT HIBERNACULA
These hibernacula are listed not for the purpose of facilitating the
collection of bats, but instead for their preservation.
Crawford Co.: Kickapoo Caverns (commercialized); Bear Cave;
Crystal Cave near Wisconsin R. and Wauzeka; Soldiers Cave;
Limery Coulee Cave, Sec. 18, R6W, T7N, three species hibernate
here. Dane Co.: Blue Mounds and lost River Caves, commercial.
Door Co.: 15 mi. N Sturgeon Bay, cave on a hill above public beach.
Grant Co.: Beetown Cave, Atkinson’s Diggings, only site of the rare
Myotis sodalis , many other bats present; Potosi, Snake Cave (now
commercialized as St. John’s Mine). Iron Co.: Hurley, iron mine,
thousands of Myotis. Jackson Co.: cave 3 mi. E Black River Falls.
Juneau Co.: Twin Bluffs Cave, historic Indian petroglyphs are
found on this spectacular landmark. Pierce Co.: Crystal Cave at
Spring Valley, listed on road maps. Richland Co.: Pop’s Cave,
numerous species present, presently protected somewhat; Eagle
Cave, listed on road maps as an attraction; Bogus Cave, John Gray
Cave.
1976]
Long — Wisconsin Bats
77
EASTERN PIPISTRELLE
FIGURE 7. Big Brown bat showing tail vertebrae confined to
uropatagium
78
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
FIGURE 8. Red bat (left) and Hoary bat (right) showing furry
uropatagium
FIGURE 9. Pipistrellus (left); Myotis lucifugus (center); and Myotiskeenn
(right)
1976]
Long — Wisconsin Bats
79
KEY TO THE BATS THAT OCCUR
OR POSSIBLY OCCUR IN WISCONSIN
1. Tail not extending beyond tail membrane
(uropatigium) or extending less than 4 mm.
beyond. (See Fig. 7) . . . 2
2. Single pair of upper incisors . 3
3. Upper surface of uropatigium densely
furred (Fig. 8), its skin not visible, two
pairs of upper premolars, one of which
a minute peg, usually a whitish
spot visible on shoulder, pelage more
or less hoary . . . 4
4. Dorsal pelage maroon brown, washed
with hoary whitish or buff, greatest
length of skull exceeds 16 mm, fore¬
arm more than 45 mm
. . . Hoary Bat Lasiurus cinereus
4' Dorsal pelage brick red orange or
yellowish orange, thinly washed with
hoary buff, greatest length of skull
less than 16mm, forearm less
than 45 mm . . . Red Bat Lasiurus borealis
3' Upper surface of uropatigium
nearly naked, visible, scantily
haired proximally, one pair of
upper premolars, shoulder spot
lacking, dorsal pelage brown
. Unverified, Evening Bat Nycticeius humeralis
2' Two pairs of upper incisors . . . . . 5
5. Dorsal pelage dark brownish or
blackish washed with buffy or silvery
white . . . . . . . . Silver-haired Bat,
Lasionycteris noctivagans
5' Dorsal pelage brownish, reddish
or yellowish buff, never washed
with whitish . . . 6
6. Dorsal pelage yellowish, tan or
pale reddish brown (Fig. 9); one
large and one minute pair of
upper premolars (total of 34
80
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
teeth); hairs conspicuously tri¬
colored (gray-cream-brown);
forearm usually less than
36 mm . . . Eastern Pipistrelle
Pipistrellus subflavus
6' Dorsal pelage brown, or if yellowish,
pale, or reddish brown, of faded, worn
pelage; normally one large and two
minute pairs of upper premolars (total
of 38 teeth) or only one large pair
(total of 32 teeth); hairs never tricolored;
forearm more than 36 mm . 7
7. Skull more than 18 mm in
greatest length, forearm more
than 44 mm, premolars 1/2
(total of 32 teeth) . Big Brown Bat
Eptesicus fuscus
7'. Skull less than 18 mm in
greatest length, forearm less
than 40 mm, premolars normally 3/3
(total of 38 teeth) . 8
8. Ear pinna broad and long
(16 mm. or more from
notch), maxillary tooth-
row more than 5.5 mm,
elastic fibers of uropatagium
forming a pattern of wide,
prominent chevrons (Fig. 9)
numbering approximately 7 (6-11)
. Keen’s Myotis Myotis keenii
8' Ear pinna narrower, more recurv¬
ed, and shorter (usually less than
15 mm), maxillary tooth-row less
than 5.5, elastic fibers of uropati-
gium forming narrow, indistinct
chevrons numbering approxi¬
mately 12 or more (Fig. 9) . . . 9
9. Dorsal pelage with metallic,
brassy or coppery brown glint,
never pinkish or purplish,
calcar not keeled or but slightly
keeled, sparse hairs extend
beyond toes . . Little Brown Bat
Myotis lucifugus
1976]
Long — Wisconsin Bats
81
9' Dorsal pelage dull brown, dor¬
sal and ventral pelage
tinged pinkish or purplish gray
over brown, calcar distinctly
keeled, sparse hairs do not
extend beyond toes .
....... Indiana Myotis Myotis sodalis
1' Tail extends distinctly beyond the uropatigium
.......... Unverified, Mexican Free-tailed Bat, Tadarida brasiiiensis
Tadarida brasiiiensis has been taken at DeKalb, Illinois (Walley, 1970)
but doubtless this bat was far from its usual geographic range. Nycticeius
humeralis has been taken in Chicago (Necker and Hatfield, 1941).
ACKNOWLEDGMENT
I thank Mr. Frank Iwen of Madison, Mr. James Kazlankas of
River Falls, Professor G. Seeburger of Whitewater, and Dr. Max
Nickerson of Milwaukee for giving me permission to examine the
Museum specimens. Frank Iwen was particularly helpful in several
ways.
BIBLIOGRAPHY
Anon. 1973. Threatened wildlife of the United States. Bur. Sport Fish, and
Wildlife, Resource Pub. 114, 289 pp.
Barbour, R. W., and W. H. Davis. 1969. Bats of America. Univ. Press
Kentucky, Lexington, 286 pp.
Beer, J. R. 1953. The screech owl as a predator on the big brown bat. J.
Mammal. 34: 384.
- - 1955. Survival and movements of banded big brown bats. J.
Mammal. 36: 242-248.
Beer, J. R., and A. G. Richards. 1956. Hibernation of the big brown bat. J.
Mammal. 37: 31-41.
Constantine, D. G. 1962. Rabies transmission by nonbite route. Pub. Health
Repts. 77: 287-289.
Davis, W. H. 1959. Disproportionate sex ratios in hibernating bats. J.
Mammal. 40: 16-19.
- 1970. “Hibernation: Ecology and physiological ecology” in
Biology of Bats, vol. 1, 265-300, by W. A. Wimsett. Acad. Press, New
York.
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Davis, W. H., and W. Z. Lidicker, Jr. 1955. Myotis sodalis in Wisconsin. J.
Mammal. 36: 567.
Greeley, F., and J. R. Beer. 1949. The pipistrel ( Pipistrellus subflavus) in
northern Wisconsin. J. Mammal. 30: 198.
Jackson, H. H. T. 1961. Mammals of Wisconsin. Univ. Wisconsin Press,
Madison, 504 pp.
Jones, J. K., Jr., and H. H. Genoways. 1967. Annotated checklist of bats
from South Dakota. Trans. Kansas Acad. Sci. 70: 184-196.
Long, C. A. 1964. Red bat impaled on barbed wire. Trans. Kansas Acad. Sci.
67: 201.
_ _ 1974. Mammals of the lake Michigan Drainage Basin.
Argonne Nat. Lab., Environmental Status 4D, vol. 15, 108 pp.
Long, C. A. and R. G. Severson. 1969. Geographical variation in the big
brown bat in north central United States. J. Mammal. 50: 621-624.
Mohr, C. E. 1945. Sex ratios of bats in Pennsylvania. Proc. Penn. Acad. Sci.
19: 65-69.
Necker, W. L., and D. M. Hatfield, 1941. Mammals of Illinois. Bull. Chicago
Acad. Sci. 6: 17-60.
Packard, R. L. 1956. An observation on quadruplets in the red bat. J.
Mammal. 37: 279-280.
Schmidt, F. J. W. 1931. Mammals of western Clark County, Wisconsin. J.
Mammal. 12: 99-117.
Walley, J. D. 1970. A Brazilian free-tailed bat ( Tadarida brasiliensis)
taken in north-central Illinois. Trans. Illinois Acad. Sci. 63: 113.
_ 1974. Albino little brown bat (. Myotis lucifugus lucifugus)
from Wisconsin with remarks on other aberrant bats. Canadian Field -
Nat. 88: 80-81.
Whitaker, J. O. 1969. Rabies in Indiana bats. Proc. Indiana Acad. Sci. for
1968. 78: 447-456.
— _ _ _ 1972. Food habits of bats from Indiana. Canad. J. Zool., 50:
877-883.
AMERICAN ENGINEERING AND BRITISH TECHNICAL
OBSERVERS: THE FIRST TWO HUNDRED YEARS*
Terry S. Reynolds
University Wisconsin —
Madison
As late as 1833 there was considerable ignorance of America
abroad. For example, a British writer declared that in America
there was almost nothing to steal but grass and water. If a man
wanted to steal a pair of breeches, he had first to slay and strip the
wearer, since no man from the president down had a second pair. In
the United States, he added, the arts of life consisted of planting
maize and potatoes, the luxuries of life in boiling these into
puddings. A looking glass was a show that congregated the
population of a province.1
This view of conditions in America was slowly altered. Much of
the credit for this belongs to the small, but steady, stream of visitors
whose published diaries, recollections, and reports painted quite a
different picture of American life.
If Europeans were often ignorant of living conditions in America,
this was even more the case with American technology. A New
England engineer, Zachariah Allen, visited Belgium in the 1820s.
He met a native who boasted that steamboats had recently been
introduced in his country and who was startled to hear that they had
been in successful operation in America for almost two decades.
When Allen described a number of other American inventions— a
machine for automatically cutting and heading nails, Blanchard’s
lathe for reproducing unsymmetrical shapes in wood, and
Whittemore’s machine for manufacturing cards — the Fleming’s
response turned from admiration to scepticism and then to
disbelief. The two parted company with the Fleming doubting
Allen’s honesty.2
But just as Europe’s ignorance of American politics, customs, and
living conditions was remedied by non-technical visitors, Europe’s
ignorance of American technological accomplishments was reliev¬
ed significantly by visiting engineers and industrialists. And
because these men were intimately associated with contemporary
European engineering practices, their observations on American
technology are important from another point of view. They provide
*This paper is a modified version of an Engineers’ Day Lecture, presented
on October 3, 1975 at the University of Wisconsin-Madison.
83
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information nowhere else available on the differences between
American and European (particularly British) engineering
traditions.
It is impossible, short of a monographic study, to consider the
entire spectrum of British reactions to American engineering over
the past two hundred years. I will therefore concentrate on four
major areas:
Transportation Systems: steamboats, railroads, roads, etc.
Structures: particularly buildings and bridges
Machinery: particularly locomotives and machine tools
Methods of Production.
In the first three areas British engineers and industrialists were
frequently critical. Only in the fourth area was there reasonably
unqualified praise.
I. TRANSPORTATION SYSTEMS IN AMERICA: SAFETY
SACRIFICED TO CHEAP CONSTRUCTION.
An area of American engineering that attracted most attention
from visitors was the American transportation system. All
travelers were bound to have direct and intimate experiences with
American railroads, steamboats, roads, or, in more recent times,
automobilies. Many of their experiences were unpleasant. The
general verdict was that American transportation systems tended
to sacrifice safety to cheap construction.3
Before the coming of the railroad, steamboats were a popular
mode of travel. America pioneered in the development of steam-
powered craft, and this was duly noted by many European visitors.
They were often impressed with the speed and design of the
steamboats on the eastern seaboard.4 But the more typically
American boats were the western steamboats, which differed
radically from their European counterparts. These utilized high
rather than low pressure engines, had a shallower draft, and all
equipment placed ^above deck.
The European engineer’s reaction to the western steamboat was
sometimes one of near panic. David Stevenson, a prominent British
civil engineer, declared in 1838:
... no one who is at all acquainted with the steam-engine, can examine
the machinery of one of those vessels, and the manner in which it is
managed, without shuddering at the idea of the great risk to which all
on board are at every moment exposed.5
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Economy, he concluded, was apparently the “only object” of the
constructors of such vessels.6 Stevenson accidentally boarded one of
these vessels on the Ohio River. On discovering that the engine’s
pressure was occasionally raised as high as 150 psi, he kept his life
jacket handy and abandoned the boat at the first opportunity.7 Some
non-British engineers, Klinkowstrbm of Sweden for instance,
reacted similarly, declaring: “We ought not to accept these
machines (in Sweden).”8
The coming of the railroad did not relieve the anxiety of many
British technicians traveling in America. In Britain, partially due
to Parliamentary restrictions, partially due to general engineering
policy, every precaution was taken to ensure safety on the rails.
Curves of less than 1000 feet radius were avoided; gradiants on the
line were minimal. In passing through towns or cities the rail lines
were fenced in; there were no grade-level crossings. In addition,
most tracks were double to avoid head-on collisions.
The contrast with the American system was stark. Several
British industrialists and engineers noticed immediately that
American engineering practice accepted much sharper curves and
steeper gradients.9 Most American rail lines were single track.10
Moreover, American railroads ran with impunity down the middle
of busy streets and through urban areas. They were seldom fenced
and were commonly crossed by intersecting roads at rail level.11 To
make things even worse, in the eyes of British observers, the
crossings had no gates, merely signs telling the unwary pedestrian
to beware of oncoming trains.12
For obstructions that might arise from such a situation American
engineers had come up with their own unique solution — the
cowcatcher. This little device often attracted comment from British
technicians, for it seemed a typically American innovation. One
British industrialist noted that this neat implement was designed
“to throw aside any stout old gentleman or other impediment”
without derailing the train. Since he had just noted that children
often played near or on the rails, they may have been the other
impediments he had in mind. The basic principle in America, he
concluded, was “look out and take care of yourself.”13
Edward Watkin, a prominent British and Canadian railroad
contractor, observed other basic differences in construction. The
British engineering tradition, he said, was to design the railroad’s
supplementary works in brick and mortar, to last forever, to hold up
any possible weight of locomotive. Drainage works were made large
enough to handle any conceivable flood. Cuttings and embankments
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were given slopes which defied all chance of slips. The Americans,
on the other hand, were interested only in a railway that worked.
Their guiding principle was: “good enough is sufficient.”14 Other
engineers and industrialists also noted the American preference for
minimum initial construction costs.15 Watkin concluded that in
order to get railroads Americans were willing to permit their
“comfort and even safety” to be violated.16
The alternative to steamboat and railroad was the common road.
But American engineering in this area was no more reassuring.
David Stevenson noted in the late 1830s that road making was a
branch of engineering little cultivated in the United States, that
roads were often so wretched and neglected as to hardly deserve the
name of highways. They were quite unfit, he added, “for any vehicle
but an American stage, and any pilot but an American driver.”17
Forty years later another British civil engineer commented that
New York streets would drive road surveyors back home
“delirious.”18 Another Britisher suggested that New York’s city
engineer should take lessons in street paving from his London
counterpart.19 The atrocious condition of American highways could
of course be a serious safety hazard. Vivian, an industrialist,
remarked that one did not dare allow his tongue to protrude, while
traveling on most American roads, for fear of severe lacerations.20
The coming of the automobile, while it brought major im¬
provements in American highway engineering, offered no respite to
the safety-conscious British. Hector MacQuarrie, a mechanical
engineer, called the Model-T Ford a “metal arm breaker” in 1918.21
And another engineer in the early 1920s complained that the
American automobile was “as dangerous as the railway has always
been in that country. . . .”22
II. AMERICAN STRUCTURES: aesthetic appeal and
STRENGTH SACRIFICED TO CHEAP CONSTRUCTION
The British reaction to the American structural engineering
tradition was frequently similar to his reaction to American
transportation systems. The prevalent feeling was that American
designs and practices tolerated flimsiness and ugliness for sake of
economy.
One of the uniquely American structural innovations of the
nineteenth century was the balloon-frame house. It employed much
lighter framing than traditional styles; it eliminated the larger
beams and heavier members of English houses. This reduced the
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number of workers required on a housing site, as well as the labor
consuming mortising and tenoning work.23 But professional
architects who came to America trained in Continental traditions
were horrified at the results. Calvert Vaux and Gervase Wheeler,
for example, felt that American houses with balloon-framing had
no sense of proportion, and that no attempt had been made to blend
them in with the landscape. They were “bare, bald white cubes.”24
The British engineer’s initial reaction to other types of American
structures was similar. Stevenson said that it was vain to seek in
American constructions the finish that characterized those of
France or the stability for which his own countrymen were famed.
American works looked “rude and temporary.” Everywhere there
were things which would offend the eye accustomed to European
workmanship, all tolerated in order to keep construction costs
down.25
Deserved or undeserved, the predominant foreign conception of
nineteenth and early twentieth century American structures was
that of roughness and frailty, even though America pioneered the
steel-frame skyscraper. When MacQuarrie posted to America as an
inspector of gun and carriage production during World War I, first
viewed the New York skyline, he responded:
I felt that anything merely American' ought not to be so beautiful. It
ought to have been flimsy and cheap looking.26
And although the skyscrapers of New York convinced him that
American buildings had moved far beyond this stage, he still noted,
later, that Americans tolerated flimsiness in their bridges.27
The typical American bridge was for many years very different
from the typical European bridge (see Figs. 1 and 2). European
bridges were often monumental works of art, constructed out of
finely dressed stone. They were solid, rigid structures, strong
enough to support many times the weight applied to them. The
typical American bridge, on the other hand, was often a rather ugly
and flimsy affair made out of wood pilings. The American
preference for cheap, wood truss structures was noted by a number
of visitors.28 Their initial reaction, although most did not confess it,
was probably similar to that of a San Francisco newsman:
It will shake the . . . stoutest hearts when they see that a few feet of
round timbers and seven-inch spikes are expected to uphold a train in
motion.29
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FIGURE 1: The Wharncliffe Viaduct on the Great Western Railroad at
Hanwell: typical of the monumental masonry bridge struc¬
tures used along British railway lines in the nineteenth and
the twentieth century.
FIGURE 2: An American wood trestle bridge, late nineteenth century.
The wood trestle construction was quite common on American
rail lines west of the Appalachians and frequently caused
some anxiety among British travellers accustomed to more
rigid structures.
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The development of lighter and more economical forms than the
traditional European stone arch bridge was one of the major themes
in American engineering in the nineteenth century. The suspension
bridge, for example, was largely an American development, and
hence American suspension bridges attracted comment. Watkin,
traveling across the suspension bridge constructed by Roebling at
Niagara, noted that he felt as if he were moving upon “a cobweb in
the air, so light and fragile in appearance” was that structure.32
Archibald Sutter, another British civil engineer, assured his
readers that this bridge was, despite outward appearance, “to all
intents and purposes ... a safe and rigid structure.”33 And he
considered the Brooklyn Bridge to be the “finest piece of bridge
engineering” he had ever seen.34 Other late nineteenth century
American bridge experiments, like Eads’ steel arch bridge at St.
Louis, also received praise.35 Clearly, as the twentieth century
approached, British engineers had begun to appreciate the
American approach to bridge engineering.
III. AMERICAN MACHINERY: DURABILITY, AESTHETIC
APPEAL, AND ACCURACY SACRIFIVED TO CHEAP CONSTRUC¬
TION AND TO SPEED
American machinery, like American structures, long had a
reputation for being cheap, flimsy, and ugly. And the products
which these machines produced were often viewed in the same
light.
Locomotives are an excellent example of the contrast between
American and British engineering styles (see Figs. 3 and 4). The
British locomotive had a durable and heavy design; it was built with
such solidity that it often became obsolete long before it wore out. It
was also a beautiful piece of machinery, its lines nicely curved and
blended; its uglier parts hidden. The American approach to
locomotive design was distinctly different. The American
locomotive was built cheaply. Lightness and speed, not durability
were aimed for. Even a usually sympathetic observer of American
engineering, like Watkin, considered the American locomotive to be
an “ugly machine.”36 Stevenson noted that Americans made no
attempt to embellish their engines. The external parts — the
connecting rods, cranks, framing, and wheels — were left in a much
coarser state than in engines of British manufacture.37 And,
according to one twentieth century observer, American locomotives
had a reputation for breaking down after only very short service.38
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FIGURE 3: British express passenger locomotive, c. 1875. Note the rigid,
massive construction, typical of British locomotive design.
The wheels on the British engine are covered and the lines of
the cabin were somewhat streamlined in an attempt to give
the engine some aesthetic appeal. British locomotives were
also often painted in bright colors.
FIGURE 4: American express locomotive, c. 1875. The American con¬
struction was much lighter and more flexible than the British.
But no attempt was made to embellish the appearance of the
engine or to soften its harsh line, nor was the American
locomotive usually painted.
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Reynolds— American Engineering, British Observers
91
The British tradition in the design of production machinery was
similar to their approach to locomotive design. They built solidly.
British machinery was strong, durable, and accurate. And, like
British locomotives, often became obsolete before they were worn
out.39 Here again the American engineering policy offered sharp
contrasts to British visitors.
One of the most crucial areas of nineteenth century technology
was machine tools, central to the process of conversion from a wood
to a metal dominated technology. In the 1850s Joseph Whitworth,
the world's leading tool manufacturer, commented that American
machine tools were similar to those used in England, but were
lighter, flimsier, more inaccurate, and turned out less work than
comparable English machines.40 William Booth, a British
mechanical engineer, repeated much the same charges in 1902. He
believed American general purpose machine tools were “better
designed than made”. They were designed for handiness, but
achieved this at the cost of accuracy and durability.41 Frank Foster,
who spent most of 1905 touring American engineering works,
agreed with Booth's analysis, noting that American engineering
policy called for the use of soft iron in order to cut production costs.
The result was a flimsy and short-lived machine.42
It was not only general purpose machine tools that foreign
engineers criticized. Flimsiness and ugliness were characteristics
which they felt pervaded all, or almost all, American machinery.
Foster complained that the American rule was “good enough is
best.”43 In designing machinery, he concluded, American engineers
paid little attention to strength and durability, substituted cheap
materials for expensive ones, and took more chances with their
designs.44
British machinery had a reputation not only for durability, but
also for personal attractiveness. Sharp edges were rounded off,
exposed surfaces were turned to smoothness, and buffed. Ornamen¬
tation was frequently added. Americans produced ugly machinery,
merely rough-turning or hand-painting exposed surfaces. Or¬
namentation was avoided. This naturally attracted criticism.
Foster, for example, complained that the workmen who attended
machines were human and would give more care and attention to a
good looking machine than to a shoddy one.45
Not only American machinery, but American consumer products
fell under the same sharp criticism. In comparing American goods
with those of Britain and Germany, Arthur Shadwell in 1906
accused Americans of sacrificing “quality to quantity” and of
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Wisconsin Academy of Sciences, Arts and Letters
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FIGURE 5: 1907 Rolls-Royce ‘Silver Ghost’. Typical expression of the
British engineering tradition — a precision built machine,
designed to last a life time; often custom designed; aesthetical¬
ly appealing; but also expensive.
FIGURE 6: 1907 Model T Ford. Typical expression of the American
engineering tradition — strictly utilitarian, cheap, ugly (at
least by British standards), flimsy, mass-produced.
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Reynolds — American Engineering , British Observers
93
turning out “hurried and badly-finished work”. The chief
characteristic he saw in American manufactures was “the
prevalence of rough, badly finished or flimsy work.”46 A visiting
English civil engineer in the 1920s observed that “Yankee goods”
had not entirely lost this reputation.47 It would appear, therefore,
that between 1776 and, say, 1930 “Made in U.S.A.” had much the
some connotation that “Made in Japan” had in the 1950s and early
1960s — cheap, flimsy, ugly.
Perhaps the best way to comprehend the different traditions in
product design followed by British and American engineering is to
compare the classic automobiles of each country. Britain’s classic
automobile was the Rolls Royce. An expensive piece of machinery,
the Rolls Royce was a precision-built car, designed to last a life time,
to carry its owner in luxury, and to be aesthetically appealing. The
Rolls was produced in relatively small numbers and often custom
built. The automobile most closely associated with the rise of the
automotive industry in America was the Model-T Ford. The
contrast with the British product was stark. The Model-T Ford was
rigidly utilitarian. Almost ugly with its spidery lines, it was much
lighter and less durable than the Rolls Royce. One expected to have
to repair it frequently and it was, therefore, made so that it could be
repaired easily. It was cheap and mass-produced, available in only
one color (black) with few frills or luxuries. The Rolls Royce was a
typical product of the British approach to engineering; the Model-T
the logical outcome of America’s engineering tradition (see Figs. 5
and 6).
IV. METHODS OF PRODUCTION: AMERICA’S special
PROVINCE
While European technical visitors often went away unimpressed
by American tiansportation systems, structures, and products,
there was one area where they usually were impressed —
manufacturing methods. It was in this area, they believed, that
American engineering had made its most important contributions
to world technology. So unique and so original did the American
approach appear that by the 1850s Europeans referred to it as the
“American System of Manufacturing”.
The American System did not come to the attention of the rest of
the world until the Crystal Palace Exposition in London in 1851.
The American exhibits there at first attracted little attention. The
products seemed typically American — aesthetically unappealing,
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Wisconsin Academy of Sciences, Arts and Letters
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cheap looking. McCormick’s reaper, for example, was described by
the Times as a “cross between a flying machine, a wheelbarrow and
an Astley chariot.”48 Only gradually did the exhibit begin to attract
notice. First the superior performance of American yachts,
American reapers, and American locks brought it into the public
eye. Then it was recognized that the uniqueness of the American
exhibit lay not so much in the products, but in the way they were
manufactured — standardized, constructed out of interchangeable
parts, made with special purpose machinery. The specialized
machinery was as important as the interchangeable parts, the
characteristic usually associated with the “American System of
Manufacturing”. Only with special purpose machines and machine
tools could one achieve the uniformity and close tolerance that made
interchangeability possible. Interchangeable parts and special
purpose machines are so common today that it is a little hard to
realize how unique the system seemed to foreigners in the mid¬
nineteenth century. But it was. By the end of the Crystal Palace
Exposition America’s exhibit had become a major attraction.49
The British were startled by the achievements of “the colonials”.
Worried about the possibility of an American challenge to British
industrial superiority, they sent several observers to America in the
years immediately following the Crystal Palace. George Wallis,
head of the Birmingham School of Art and Design, was one. Joseph
Whitworth, Britain’s leading machine tool manufacturer, was
another. The British Ordnance Department also sent a team to
specifically study the feasibility of equipping the proposed new
arsenal at Enfield with American tools, since the required special
purpose machinery was not to be had in England. John Anderson,
inspector of machinery for the British Ordnance Board, headed this
team.50
The reports submitted to Parliament by Anderson’s committee,
by Wallis, and by Whitworth are an invaluable source of
information for Anglo-American technological differences at mid¬
century. These men usually shared the negative opinions of other
British engineers * and industrialists with respect to general-
purpose American machinery and American products.51 But they
had nothing but praise for American ingenuity in the area of special
purpose design.
Anderson’s committee was probably the most impressed, for they
closely studied machinery in the area where the greatest advances
had been made — gun stocking lathes. British technicians had
expressed scepticism over the possibility of mechanically forming
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Reynolds— American Engineering , British Observers
95
irregular shapes in wood.52 But the Blanchard gunstocking lathe,
originally invented in 1818, made it possible to produce identical
gun stocks in large quantities. When the Committee on Machinery
inspected LJ.S. arsenals in the mid-1850s, American engineers had
already specialized the original Blanchard machine into sixteen
different machines, each one of which carried out one small
operation or sequence of operations on a gun stock. The committee
described these machines at some length in their report and were
enthusiastic, without reservation, at performance:
It is most remarkable that this valuable labour-saving machine
should have been so much neglected in England . . . ; its introduction
into the armory will prove a national benefit.53
The great advantage of interchangeable parts, besides ease of
repair, is ease of assembly. This also attracted the committee’s
attention. In the British gun trade assembling a musket from its
fifty-seven different parts was a job for highly skilled craftsmen,
who, with files, jigs, and chisels, painstakingly fitted the different
parts together. The parts for the next musket, all hand forged,
would require similar efforts, and the parts from any two muskets
would be non-interchangeable without extensive hand fitting
operations. At the arsenal in Springfield, Massachusetts, the
committee withdrew ten muskets from the armory, each made in a
different year between 1844 and 1853. They took them apart and
mixed the different parts thoroughly. They then asked a workman
to re-assemble the ten muskets with only a screwdriver, handing
him the parts at random. The extreme ease with which the muskets
were reconstructed was considered remarkable. The committee, in
using the term “assemble” to describe the process, always enclosed
it in quotation marks.54 It highlighted the principal difference
between the European and American systems of production. The
Europeans “fitted”; the Americans “assembled”. To the writers of
the report “assembling” a firearm was a technological innovation of
major proportions. Anderson’s committee concluded its report by
warning that in the adaptation of special apparatus to a single
operation “in almost all branches of industry”, Americans displayed
“an amount of ingenuity” which Britain had better imitate if they
meant to hold their position in the world market,55
The impact that the “American System of Manufacturing” had on
British engineers can also be appreciated through the reaction of
James Nasmyth, inventor of the steam hammer. In questioning
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before a Parliamentary committee on machinery in the mid-1850s
he was asked if he had visited Samuel Colt’s new firearms factory
near London and his impression of it. He replied:
It produced a very impressive effect, such as I shall never forget. The
first impression was to humble me very considerably. I was in a
manner introduced to such a masterly extension of what I knew to be
correct principles, but extended in so masterly and wholesale a
manner, as made me feel that we were very far behind in carrying
out what we know to be good principles.56
In answer to another question about American special purpose
machinery he responded: “In those American tools there is a
common-sense way of going to the point at once, that I was quite
struck with.”57
Anderson, after returning with his committee from America,
remained a permanent convert to American methods. American
machinery, he declared later, was “so different” and “so rich in
suggestions” that when Enfield was equipped, it should be thrown
open to British manufacturing interests for study.58 He tried vainly
to warn Britain of the coming Challenge to British industrial
leadership:
A few hours at Enfield will show that we shall soon have to contend
with no mean competitors in the Americans, who display an
orginality and common sense in most of their arrangements which
are not to be despised, but on the contrary are either to be copied or
improved upon.59
Wallis and Whitworth also responded positively to what they saw
of American special purpose designs. For instance, Whitworth was
deeply impressed with American special purpose woodworking
machinery, believing that this was the area where the application of
labor-savings devices had gone the farthest.60 He observed
manufacturing facilities in various American towns occupied
exclusively in making doors, window frames, or staircases, entirely
by self-acting machinery.61 He also observed the extensive use of
special purpose and labor-saving machinery in the production of
clocks, firearms, agricultural implements and other things.62
Wallis was more interested in the aesthetic elements of American
manufacturing, but he too remarked on the extensive substitution
of mechanical power for skilled labor in America and affirmed that
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Reynolds — American Engineering, British Observers
97
Americans deserved their reputation in the design of special
purpose machinery.63
Foreign admiration of American ingenuity in the invention and
application of labor-saving devices continued through the
remainder of the nineteenth century and on into the twentieth. In
1885, for example, a visiting engineer David Pidgeon, declared that
it seemed the “special province” of Americans to devise automatic
machinery.64 And, he added, tools and processes which his own
countrymen were inclined to consider exceptionally clever were
commonplace in American shops.65 The Mosely Commission of
Trade Unionists, visiting American plants around 1902, were
struck by the greater variety of special tools for special work and
repetitive work.66 American milling machines and turret lathes
sometimes got special attention.67
While American methods of assembly via interchangeable parts
and special purpose devices were attracting attention, so were
American methods of disassembly. There were a handful of foreign
technicians with stout stomachs who toured the vast slaughter¬
houses of Cincinnati, and later Chicago. The overhead railway
(forerunner of the modern assembly line) which transported the
animals inside the houses, the rigid specialization of the dis¬
assembly, and the ingenious machinery invented to aid the process,
plus the enormous quantities of raw meat handled were all
considered unique.68
The union of interchangeable parts and special purpose
machinery with the moving assembly line and worker specializa¬
tion was finally made by Henry Ford in the 1910s. He combined
these elements of American manufacturing technology with an
automobile designed along the lines of traditional American
engineering policy — ugly, flimsy looking, unornamented, cheap,
and dangerous — and created the modern mass production system.
The effectiveness of the combination was immediately clear. Ford
was able to reduce chassis assembly time from fourteen hours to
about an hour and a half. A British engineer visiting American
factories in Detroit in 1918 remarked simply: “I have seen nothing
in this country (Britain) to compare with them.”69 And throughout
the period between the two world wars this new American
approach to manufacturing, first exhibited in the automobile
industry, attracted close attention from visiting foreign engineers
anxious to discover the secret of American productivity and
America’s rapid rise to world industrial prominence.70
98 Wisconsin Academy of Sciences , Arts and Letters [Vol. 64
V. WHY DID AMERICA DEVELOP A DISTINCTIVE
ENGINEERING TRADITION?
Many of those who observed unique elements in American
engineering turned quite naturally to attempts to explain their
origin. The usual explanation for the cheap and often dangerous
construction of American transportation systems, for example, was
the shortage of capital in the States. One very sympathetic British
engineer noted that in many cases America had to construct things
cheaply or not at all. And he had little but admiration for the
economy with which American engineers managed to complete
their lines.71 Many agreed that the unfinished and cheap
appearance of American products was due to this factor and not to
lack of engineering know-how.72
There were some, however, who felt that the dangers of the
American transportation systems and the flimsiness of American
bridges were but a reflection of broader values in American society,
that the engineering decisions merely reflected the low value placed
on human life generally. T. C. Grattan, British Council in America
for many years, related an incident of this general American
unconcern about human life. According to Grattan, he was riding a
train one day, when he felt a violent jolt and heard a loud crash. But
the train continued with undiminished speed. At the next stop he
asked the conductor and engineer about the incident. “Oh”, the
engineer explained, “that was probably when we went over that
horse and buggy”. “Was anyone in it?”, Grattan asked. “Yes, two
ladies”. “Were they thrown out?” “Yeah, I guess they were, and
pretty well smashed too”. “Good God, then why didn’t you stop to see
what state they’re in”. “Well, mister”, the engineer replied, “I
reckon they’re in the state of Delaware, and you’d better climb back
on board or we’ll leave you.”73 Another man reported that
competition between river boats was so sharp, that if one grounded,
the others would steam past without stopping, while passengers and
crews cheered.74 A number of engineers suspected that a general
lack of concern with human life was at least partially behind the
absence of safe construction in American transport systems and
structures.75
The unfinished, flimsy appearance of many American structures
was usually explained in much the same way. In a nation and region
where labor as well as money was in short supply, the elaborate
ornamentation, the over-built, totally stable British-type construc¬
tion could not be expected. America had an incentive to develop
lighter, more economical structures.76
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99
The area which attracted the most attention was, of course, the
American system of manufacturing. Here there is an amazing
similarity between some of the explanations offered by British
engineers who toured America in the 1850s and British productivi¬
ty teams which studied American methods under the Marshall Aid
Plan shortly after World War II. A few samples from these two eras
should suffice to illustrate this point.
A. The high price of labor. Foreign engineers and industrialists
cited the shortage and high price of American labor and believed
that this stimulated American ingenuity and accounted for the
eagerness with which American industries took up automatic and
labor-saving machinery.
Committee on Machinery, 1855: “In consequence of the scarcity and
high price of labour in the United States ... a considerable number of
different trades are carried on . . . with machinery applied to almost
every process . . . .”77
Wallis, 1854: “. . . to this very want of human skill, and the absolute
necessity of supplying it, may be attributed the extraordinary
ingenuity displayed in many of those labour-saving machines, whose
automatic action so completely supplies the place of the more
abundant hand labour of older manufacturing countries.”78
Hutton, 1953: “[The United States is] a country where human skill has
always been costly relative to other ingredients of production, and
where machinery is therefore more plentiful and important.”79
B. A favorable attitude in workers and society generally towards
machinery . Related, of course, to the previous factor, but somewhat
independent of it, was the generally favorable attitude of both
employers and employees in America toward the adoption of
machinery.
Whitworth, 1854: “The workmen hail with satisfaction all mechanical
improvements, the importance and value of which, as releasing them
from the drudgery of unskilled labour, they . . . understand and
appreciate.”80
Materials Handling Productivity Team, c. 1950: “. . . in not a single
case did we find serious opposition to the introduction of new methods
of materials handling or mechanical aids.”81
Hutton, 1953: “The first Teams that visited America were struck by
. . . the generally favourable attitude of American trade unions to
improved techniques of production, the introduction of new methods
and new machines . . . .”82
100
Wisconsin Academy of Sciences, Arts and Letters
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C. A general outlook in American society favorable toward
change. This was another social factor which visiting British
engineers noted as generating a progressive mechanical climate in
America.
Wallis, 1854: . . traditional methods have little hold upon the
American, as compared with the English artisan . . . .”83
Field, 1868: . . the Englishman ... is unwilling to change the
methods which he has been used to . . . .”84
Watkin, 1852: “They (the Americans) say . . . that our desire for
‘permanence’ is a bar to future improvement . . . .”85
Furniture Productivity Team, c. 1950: “It is characteristic of
Americans that they seldom hesitate to make changes . . . .”86
Hutton, 1953: “The British are a traditional, tradition-ridden,
conservative people. They dislike change.”87
D. The American educational system. America, even before
1850, probably had a larger proportion of its population in school
than any country in the world . The importance of this social factor to
American technology was observed early, and the generally more
intelligent actions and appearance of American workers was often a
source of amazement to British engineers and industrialists.
Wallis, 1854: “This [wide-spread education] lays the foundation for
that wide-spread intelligence which prevails among the factory
operative of the United States, and . . . the system reacts to the
permanent advantage of both employer and employed . . . (W)ith
minds . . . prepared by sound practical education, the Americans have
laid the foundation of a wide-spread system of manufacturing
operations . . . .”88
Whitworth, 1854: “The benefits which . . . result from a liberal system
of education and a cheap press to the working classes of the United
States can hardly be over-estimated in a national point of view _ ”89
Hutton, 1953: “. . . Americans . . . believe that men (and, be it noted,
women) deserve to be educated as though their innate ability and
capacity were equal . . . .”90
Hutton, 1953: “. . . the American worker is certainly not ‘better
educated’ in the sense of primary education. He is better trained, after
(public) schooling ceases.”91
1976] Reynolds — American Engineering , British Observers
101
It is fairly clear that British technical observers in the mid¬
nineteenth and mid-twentieth centuries often had strikingly
similar explanations for America’s superior mechanical ingenuity
and greater dependence on machine production. It would also
appear that America’s general social and economic climate, aside
from the more narrowly technical sphere, played a major role in
giving American technology certain of its unique and persisting
features.
However, in the twentieth century, particularly since the Second
World War, the distinct and unique style which foreign observers
once saw in American engineering began to disappear. With vastly
improved means of international transportation and com¬
munications, with the large number of technical publications, the
frequency of international congresses, the magnitude of inter¬
national trade, and the associated export of technological equip¬
ment and know-how, the distinct engineering styles that could once
be identified in traveling from country to country have become
blurred. Technology has become increasingly international.
But the funny thing about history is the way it sometimes strings
out into the present. An observer, familiar with previous critiques
of American technology, may spot a few instances of this, for
instance in America’s transportation systems. The traditional
foreign evaluation was “safety sacrificed to cheap construction.”
This tradition lives on in the American rail network. American
railroads have a notorious, worldwide reputation and must be
considered a national humiliation. The inferior state of American
tracks has already caused the “American Freedom Train” to derail
several times in its short lifetime, and one of the major American
networks recently televised a special report on the dangers of
shipping toxic chemicals on American rail lines. Similarly, the
American automobile may be seen as a continuation of the same
tradition. Ever since Ralph Nader’s Unsafe at Any Speed there has
been a continuous stream of criticism directed at safety standards
in the American automobile. It would seem, then, that the
traditional American approach to the construction of the basic
means of transportation still lives on, long after the conditions
which initially dictated the sacrifice of safety to economy have
disappeared.
On a more positive note, it is also clear that certain elements
which led to American greatness in the development and applica¬
tion of special purpose and labor-saving machinery continue to
operate. One notable example should suffice — the high cost of
102
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
labor. In the nineteenth century this factor was believed by visiting
engineers to be one of the primary reasons why Americans were so
ingenious in devising labor-saving and automatic machinery and
why American industrialists so eagerly encouraged and adopted
them. That labor still commands a high price in America is not open
to question. And this has been one of the major factors behind
America’s continuing lead in the development and adoption of
computer technology.
NOTATIONS
1. A Citizen of the World, America and the Americans, London, 1833, p.
vii. Americans, of course, were often equally ignorant of Britain. William
Brown, a Clothier from Leeds, complained in 1849 that most Americans
believed that the Queen lived in the Tower of London; that William
Shakespeare was born at Hartford, in Connecticut; and that Robert Fulton
invented the first steam engine. William Brown, America: A Four Years'
Residence in the United States and Canada, Leeds, 1849, pp. 62-63.
2. Zachariah Allen, The Science of Mechanics . . ., Providence, Rhode
Island, 1829, pp. 348-349n.
3. This was also the feeling of a number of non-technical visitors. See,
for example, Max Berger, The British Traveller in America, 1836-1860,
New York, 1943, pp. 41-48.
4. David Stevenson Sketch of the Civil Engineering of North America
London, 1838, pp. 116ff. The Swedish engineer, Baron Klinkowstrom, was
also impressed. Axel Klinkowstrom, Baron Klinkowstrom' s America, 1818-
1820, transl. by F. D. Scott, Evanston, Ill., 1952, pp. 93n, 115.
5. Stevenson, Sketch, p. 153; cf. Michael Chevalier, Society, Manners,
and Politics in the United States (1833-1835), ed. by John Ward, Garden
City, New York, 1961, pp. 210-214.
6. Stevenson, Sketch, p. 150.
7. Ibid., p. 154.
8. Klinkowstrom, Klinkowstrom' s America , pp. 55, 93n, 125; cf. Francis
Anthony Chevalier de Gerstner, “Letters from the United States of North
America on Internal Improvements . . .,” Franklin Institute Jour., 31
(1841), pp. 170-173. Gerstner was a German engineer.
9. Joseph Whitworth, Special Report of Mr. Joseph Whitworth,
presented to the House of Commons ... on February 6, 1851, in Nathan
Rosenberg, ed., The American System of Manufactures, Edinburgh, 1969,
p. 360. All references to Whitworth’s report in the notes which follow are to
1976] Reynolds— American Engineering , British Observers
103
the Rosenberg edition. See also: William Ferguson, America by River and
Rail . . . , London, 1856, p. 233; Gerstner, “Letters,” Franklin Institute,
Jour., 30 (1840), p. 296; and Chevalier, Society , Manners , and Politics , pp.
229, 256.
10. S(amuel) M. Peto, Resources and Prospects of America, New York,
1866, p. 257; Edward W. Watkin, A Trip to the United States and Canada
. . ., London, 1852, p. 121.
11. Archibald Fin lay son, A Trip to America: A Lecture . . .in the Public
Hall of the Johnstone Working Men's Institute, Glasgow, 1879, pp. 32-33;
Hugh Tremenheere, Notes on Public Subjects, made during a Tour in the
United States and Canada . . ., London, 1852, p. 153; From the Clyde to
California, Greenock, 1882, p. 108; and Watkin, Trip, pp. 122-123.
Ferguson, America, p. 321, commented that the destruction of cattle in the
United States due to unfenced rail lines was enormous, 1600 head in four
years on the Little Miami Railroad alone.
12. Thomas Greenwood, A Tour in the States and Canada: Out and Home
in Six Weeks, London, 1883, p. 25; Ferguson, America, p. 10; Watkin, Trip,
pp. 122-123; and Finlayson, Trip, p. 33. On the primitive state of American
signalling apparatus on some lines see C. O. Burge, The Adventures of a
Civil Engineer: Fifty Years on Five Continents, London, 1909, p. 240.
13. Finlayson, Trip, p. 33. The cowcatcher was also noted by H(enry) H.
Vivian, Notes of a Tour in America from August 7th to November 1 7th , 1877,
London, 1878, p. 77; Stevenson, Sketch, p. 260; and Ferguson, America, p.
107, among others.
14. Watkin, Trip, p. 124. Cf. C(harles) R. Enock, Farthest West : Life and
Travel in the United States, New York, 1910, pp. 71, 85-86.
15. Peto, Resources, pp. 253-261; Watkin, Trip, pp. 123-124; Whitworth,
Special Report, p. 360; Ferguson, America, p. 160; Chevalier, Society,
Manners, and Politics, p. 256; and Enock, Farthest West, p. 97.
16. Watkin, Trip, pp. 123-124. Cf. Ferguson, America, p.234, and Peto,
Resources, pp. 254, 260-261. Peto noted the absence of ‘fish joining' on
American lines, calling it the worst possible economy. American writers
often agreed with the observations of their British counterparts. For
example, George A. Rankin, An American Transportation System, New
York and London, 1906, pp. 11-13, considered European lines 90% safe,
American 10%.
17. Stevenson, Sketch, pp. 215, 216.
18. Archibald Sutter, American Notes, 1881, Edinburgh and London,
1882, pp. 3-4.
19> Robert P. Spice, The Wanderings of the Hermit of Westminster
between New York and San Francisco in the Autumn of 1881, London, n.d.,
p. 9.
104
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
20. Vivian, Notes, p. 201. Klinkowstrom, Klindowstrom’s America, pp.
20, 232, also complained about American roads, and Enock, Farthest West,
p. 133, declared that American roads were “a disgrace to a civilized nation”.
21. Hector MacQuarrie, Over Here, Philadelphia and London, 1918, p.
56.
22. Enock, America and England, London, 1921, p. 194.
23. Carl Condit, American Building, Chicago, 1968, pp. 43-45.
24. John Kouwenhoven, Made in America, Garden City, New York,
1948, p. 65.
25. Stevenson, Sketch, pp. 20, 192.
26. MacQuarrie, Over Here, p. 17 ; cf. Enock, Farthest West, pp. 107, 112-
113.
27. MacQuarrie, Over Here, pp. 143-144.
28. Watkin, Trip, p. 124; Peto, Resources, p. 259; Chevalier, Society,
Manners, and Politics, p. 256; and Guillaume Tell Poussin, The United
States; Rs Power and Progress, transl. by Edmund DuBarry, Philadelphia,
1851, pp. 273-274. Pussin and Chevalier were French engineers, but their
observations on American engineering often paralleled that of their British
counterparts. Ferguson, America, pp. 4243, considered American covered
bridges an ‘‘ugly feature in the landscape”.
29. David Jacobs and Anthony E. Neville, Bridges, Canals & Tunnels,
New York, 1968, p. 55.
30. Sutter, American Notes, pp. 82-83.
31. Greenwood, Tour, pp. 28, 123; Ferguson, America, p. 342.
32. Watkin, Trip, p. 46.
33. Sutter, American Notes, pp. 21-22. Ferguson was somewhat
impressed by the Niagara suspension bridge, but said that he preferred the
permanence and capacity of British structures. Ferguson, America, p.457.
34. Sutter, American Notes, p. 91. Cf. Spice, Wanderings, pp. 77-78.
35. Vivian, Notes, pp. 186-187. Cf. Greenwood, Tour, pp. 89-90.
36. Watkin, Trip, p. 131. Cf. Enock, Farthest West, p. 73.
37. Stevenson, Sketch, pp. 258-259.
38. Arthur Shadwell, Industrial Efficiency: A Comparative Study of
Industrial Life in England, Germany and America, v. 2, London, 1906, p.
78.
1976] Reynolds — American Engineering , British Observers
105
39. William Booth, “An English View of American Tools,” American
Machinist , v. 25 (1902), p. 1578. Cf. Shadwell, Industrial Efficiency, p. 64
and Frank Foster, Engineering in the United States, Manchester, 1906, p. 9.
40. Whitworth, Special Report, p. 336.
41. Booth, “English View,” pp. 1578, 1579.
42. Foster, Engineering, pp. 9-10, 78.
43. Ibid., p. 8.
44. Ibid., pp. 10-11. James Robertson, A Few Months in America,
London, (c. 1855), p. 217, also referred to the “general inferiority” of
American machinery. See also Report of the Committee on the Machinery of
the United States of America, presented to the House of Commons, in
Pursuance of their Address of the 10th July, 1855, reprinted in Rosenberg,
American System, pp. 128-167. All subsequent citations of this report are to
the Rosenberg edition.
45. Foster, Engineering , p. 11. Cf. George Wallis, Special Report of Mr.
George Wallis, presented to the House of Commons .. .in pursuance of their
Address of February 6, 185U, in Rosenberg, American System, p. 281, and
Report of the Committee on Machinery, pp. 136, 167. All subsequent
references to Wallis’ report refer to the Rosenberg edition.
46. Shadwell, Industrial Efficiency, pp. 63, 76-77. Cf. Enock, Farthest
West, pp. 214, 307. Greenwood, Tour, pp. 129-130, complained specifically
about American pottery products. He also noted (p. 150) the American
tendency to sacrifice quality to quantity in production generally. William
Brown, America, p. 8, referring specifically to American woolen manufac¬
turing, said much the same thing.
47. Enock, America and England, p. 195. Wallis, Special Report, p. 304,
noted that American textiles were expected to last for only a short time and
tended to be at the low quality end of the spectrum.
48. Rosenberg, American System, p. 7.
49. For an account of the American showing at the Crystal Palace see
Rosenberg’s “Introduction” in Rosenberg, American System.
50. John Anderson, Statement of Services Performed by John Anderson,
Superintendent of Machinery to the War Department, from the Year 18 U2 up
to the Present Time, London, 1873, pp. 28-29
51. Report of the Committee on Machinery, p. 167 ; Wallis, Special Report,
p. 304; Whitworth, Special Report, p. 336.
52. Ibid., p. 137; “Report of the Select Committee on Small Arms,”
Parliamentary Papers, v. 18 (1854), Q. 2655-2657.
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
53. Ibid., p. 138. The operation of the Blanchard machines was described
in some detail on pp. 137ff.
54. Ibid., pp. 121-122, 142.
55. Ibid., pp. 128-129; cf. p. 193.
56. Ibid., “Report of the Select Committee on Small Arms,” Q. 1366-1367.
57. Ibid., Q. 441.
58. Anderson, General Statement of the Past and Present Condition of the
Several Manufacturing Branches of the War Department, London, 1857, p.
31.
59. Ibid.
60. Whitworth, Special Report, p. 343.
61. Ibid., p. 344.
62. Ibid., pp. 342, 346.
63. Wallis, Special Report, p. 203.
64. Daniel Pidgeon, Old-World Questions and New-World Answers, New
York, 1885, p. 10. Cf. Peto, Resources, p. 142.
65. Pidgeon, Old-World Questions, p. 11. Cf. Greenwood, Tour, p. 142.
66. Mosely Industrial Commission to the United States of America,
October- December 1902, Manchester, 1903, preface to Mr. W. C. Steadman’s
report by Mr. A. Mosely. Even the most unfriendly British technical
observers were willing to concede that the inventive talents of the
Americans in the labor savings field were of the first order, e.g., Brown,
America, pp. 10, 68-69.
67. For example, H.F.L. Orcutt, “Modern Machine Methods,” Institu¬
tion of Mechanical Engineers, Proceedings, 1902, pp. 9-112.
68. Vivian, Notes, pp. 90-91; Spice, Wanderings, p. 19; Tremenheere,
Notes, p. 92; Clyde to California, p. 119; Greenwood, Tour, p. 81; Ferguson,
America, p. 320.
69. MacQuarrie, Over Here, p. 55.
70. For example, Bertram Austin and W. Francis Lloyd, The Secret of
High Wages, London, 1926, and The Daily Mail, Trade Union Mission to the
United States . . ., London, 1926. Cf. Enock, America and England, p. 196.
1976] Reynolds — American Engineering , British Observers
107
71. Watkin, Trip, p. 121. Watkin noted that American railroads cost 6.5
times less per mile than British roads (p. 124). Cf. Gerstner, “Letters,”
Franklin Institute, Journal, 30 (1840), pp. 296-297. Foster, Engineering , p.
1, observed that cheap construction had become to a certain extent a settled
feature of American engineering (written in 1906).
72. For example, Stevenson, Sketch, pp. 192-193.
73. T. C. Grattan, Civilized America, v. 1, London, 1859, pp. 161-162.
74. Berger, British Traveller , p. 42.
75. Dionysius Lardner, Railroad Economy , London, 1851, pp. 382-383;
Knock, America and England , p. 201; Greenwood, Tour, p. 25; and
Chevalier, Society, Manners , and Politics , p. 215.
76. Stevenson, Sketch, pp. 192-193, 224. Cf. Ferguson, America, p. 235,
and Gerstner, “Letters,” Franklin Institute, Journal, v. 30 (1840), pp. 220,
224, 297.
77. Report of the Committee on Machinery , p. 128.
78. Wallis, Special Report, p. 203. Cf. Whitworth, Special Report, p. 387.
79. Graham Hutton, We Too Can Prosper: The Promise of Productivity ,
London, 1953, p. 14. Hutton’s work sums up the findings of the sixty-six
British productivity teams which visited America under the Marshall Aid
Plan to study American manufacturing methods.
80. Whitworth, Special Report , p. 388.
81. Materials Handling in Industry, p. 39, quoted in John E. Sawyer,
“The Social Basis of the American System of Manufacturing,” Jour. Econ.
History, v. 14 (1954), p. 366.
82. Hutton, We Too , p. 151.
83. Wallis, Special Report, p. 207.
84. “Report of the Select Committee on Scientific Instruction,”
Parliamentary Papers, v. 15 (1867-1868), Q. 6722.
85. Watkin, Trip, p. 124.
86. Furniture, p. 70, quoted in Sawyer, “Social Basis,” p. 365.
87. Hutton, We Too, p. 139; cf. p. 59.
88. Wallis, Special Report, p. 306.
108
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
89. Whitworth, Special Report, p. 389.
90. Hutton, We Too, p. 44.
91. Ibid., p. 161.
SOURCES FOR FIGURES
Fig. 1: Wharncliffe Viaduct: J.P.M. Panned, An Illustrated History of
Civil Engineering, London: Thames and Hudson, 1964, p. 121.
Fig. 2: American Timber Trestle Bridge: Samuel Manning, American
Pictures, London: Religious Tract Society, n.d. (c. 1875), p. 90.
Fig. 3: British Locomotive, 1875: John A. Kouwenhoven, Made in America,
Garden City, New York: Doubleday & Company, 1948, f. p. 48.
Kouwenhoven drew the illustration from Scientific American Supple¬
ment, no. 27, July 1, 1876.
Fig. 4: American Locomotive, 1875; John A,. Kouwenhoven, Ibid. f. p. 48.
Kouwenhoven drew this illustration from Railway Journal, November
17, 1876.
Fig. 5: 1907 Rolls Royce: Gianni Marin and Andrea Mattei, The Motor Car:
An Illustrated History, New York: London House and Maxwell, 1962, p.
59.
Fig. 6: 1907 Model T Ford: Gianni Marin and Andrea Mattei, Ibid., p. 57.
REPRODUCTIVE BIOLOGY OF PODOPHYLLUM
PELTATUM (BERBERIDACEAE):
The Comparative Fertility of Inter-and Intra-populational Crosses
S. Swanson and S. H. Sohmer
University Wisconsin —
La Crosse
Podophyllum peltatum L. , the May Apple, is a common member of
the Spring flora of deciduous forests of Eastern North America.
The distinctive form of the plant is relatively well known even by
people who have only a passing acquaintance with these forests in
the Spring. Interestingly enough, little or no information is
available concerning the reproductive biology of the species, even
though, as has been pointed out by Meijer (1974), it has great
potential economic value, particularly in the area of cancer
research.
The junior author has been interested in the floral biology,
cytology, and sexual reproduction of the species, and encouraged
the interest of the senior author. An experimental breeding
program was established in the Spring of 1973 and continued in
1974, to determine the role of sexual reproduction in the species as
represented by selected populations in Southwestern Wisconsin and
adjacent Minnesota. The preliminary data concerning inter- and
intra-populational crosses is presented here.
MATERIALS AND METHODS
For the experimental crosses, glassine envelopes, marked with
indelible ink were placed on floral buds prior to anthesis. The
design for the crosses called for these plants to be divided into four
experimental groups. One group consisted of individuals whose
flowers were not further disturbed after bagging, and another
consisted of individuals whose flowers were destaminated and
rebagged. The other two groups consisted of individuals used for the
intra- and inter-populational crosses. The success of the crosses was
measured by the number of seeds produced.
For the cytological work, floral buds at an appropriate stage of
development were placed in a modified Carnoy’s solution consisting
of chloroform, absolute ethanol and glacial acetic acid (4:3:1). After
approximately 24 hours, the buds were placed in 70% ethanol and
stored in a refrigerator until utilized. Cytological preparations
were made utilizing the squash technique and 1% aceto-orcein in
45% acetic acid.
109
110
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Stamens were removed from the flowers of randomly selected
individuals at anthesis for the pollen sterility analyses in the
populations utilized for the crossing experiments. The pollen was
stained with 1% aniline blue in lacto-phenol and scored one day after
preparation. Approximately 500 pollen grains were scored per
slide.
Populational Structure and Locality
The locations of the populations utilized are given in Table 1. One
is in Wisconsin and the other in Minnesota. There are three clearly
defined populations in the Wisconsin locality and one extended
population in the Minnesota locality. We believe that these
populations are maintained and expand principally via asexual
reproduction and are probably highly clonal. We have also found no
evidence of seedlings in these populations and believe it highly
unlikely that seedlings can become established within a dense, well
established population.
Asexual reproduction in the May Apple is accomplished via
rhizome growth. At each node 2 to 3 lateral buds develop and give
rise to branch rhizomes. As the rhizomes age, the older parts die. In
this area of the country, the leaves appear about 15-20 April, and
flowering during the latter part of May. Exposure, elevation and
slope directly affect these dates. The plants undergo chlorosis and
desiccation 4-6 weeks after flowering. If a fruit has developed, it
remains attached to the dry, but standing plants until about the
middle of August.
The May Apple is definitely insect pollinated in this area of its
range, although it is unknown at present whether there exists a
specific mechanism. Several protracted periods of observation
recorded visits by the common bumble bee and honey bee. Insect
pollination and the tendency for protandry, indicate that the species
has tended to an outcrossing breeding system. The fruits are the
means of dispersal for this species. It is probable that several to
many seedlings start as a clump from successfully dispersed fruit
and that competition between the seedlings eventually eliminates
all but one or a few. This kind of situation was observed over a 3 year
period by Gleason and Cronquist (1964).
Experimental Crosses
The experimental crosses were designed to test the hypothesis
that inter-populational crosses would be more fertile than intra-
TABLE I. LOCALITY OF MAY APPLE POPULATIONS UTILIZED AND RESULTS OF THE EX¬
PERIMENTAL CROSSES AND POLLEN-STERILITY ANALYSIS.
1976]
Swanson , Sohmer— Podophyllum peltstum Fertility 111
h a
Q)
N
a
C/3
s
T3
T3
C
Sm
a>
,a
P
c
<D
JC
03
*
£
+
= # of individuals sampled; approximately 500 pollen grains scored per individual.
112
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
populational crosses, as measured by the number of seeds produced.
The assumption is that many individuals in a May Apple population
are genetically identical due to asexual reproduction, and that this
should lead to low fertility in individuals randomly selected for
intra-populational crosses, particularly if there exists an incom¬
patibility mechanism. The results reported in Table 1, where all of
the inter-populational crosses are grouped without regard to the
actual pollen source, tend to support this assumption and
hypothesis. The differences between intra-populational and inter-
populational crosses are clearly significant. In population I, which
is heterogeneous in having three broad extensions from a central
area, rather than an area with a rather definite circular perimeter
as in most populations, several individuals did show high seed set in
1974. However, the pollen source utilized for the crosses in 1974,
came from one of the extensions of that population and was utilized
in all the other parts of the population. In 1973, crosses were carried
out in only one portion of the population. This population I probably
represents 3 original populations that have become sympatric via
rhizome growth. All seeds recovered from the crosses had full
contents, although there were often differences in size.
None of the individuals whose flowers were bagged and not
further molested, or destaminated and bagged, produced fruit. This
demonstrated that self-pollination, if it occurred, does not lead to
fruit production and that apomixis does not occur in these
populations. The pollen analysis, also reported in Table 1,
demonstrated that most of the populations produced a high
percentage of fertile pollen. The reasons for the lower fertility of
pollen produced in population II is unknown at present. All meiotic
divisions observed during the cytological analysis appeared
normal. The haploid number of 6 was confirmed for each popula¬
tion.
DISCUSSION
Podophyllum peltatum has apparently evolved a definite life
strategy. As a member of the Spring flora, it utilizes the time
between Spring growth initiation at these latitudes and the time
when leaves are fully developed on the dominant deciduous tree
species of its habitat, to complete most of its life cycle. The time in
question in the area of study is not very long (from about mid-April
to about the beginning of July) but during that time the plant
1976]
Swanson , Sohmer— Podophyllum peltstum Fertility
113
produces enough photosynthate to permit flowering, fruiting, and
the growth of new rhizomes, from which to initiate growth the
following Spring. This is a great deal of activity during a relatively
short period of time.
In terms of populational maintenance, the May Apple has
apparently invested heavily in asexual reproduction. The pop¬
ulations, therefore, once established, continue to exist and grow
mainly through rhizome growth. The role of sexual reproduction in
this species apparently lies in permitting the recombination of
genes necessary for the long-term survival of the taxon by providing
enough diversity in genotypes to permit adaptation to changing
environmental conditions over the long run. In the May Apple,
sexual reproduction also provides for dispersal of the species, as the
structure that acts as the disseminule is the fruit. This situation is
very much akin to that in Nelumbo pentapetala (Walter) Fernald,
the American lotus, (Sohmer, 1976), of a very different habitat.
The May Apple approaches anthesis at a time when there is
probably competition among insects for plants, rather than vice
versa (Mosquin, 1971). As the species is insect pollinated and tends
to protandry, the direction for sexual reproduction appears to be to
maximize outcrossing between populations. The fact that inter-
populational crosses were so significantly more productive of fruit
and seed than intra-populational crosses tends to indicate that
sexual reproduction serves a limited but significant long-term role
in Podophyllum peltatum.
SUMMARY
Podophyllum peltatum is a Spring-flowering herb common in the
deciduous forests of Eastern North America. The populations are
maintained asexually via rhizome growth; and populations appear
to be highly clonal. The present study seeks to elucidate the role of
sexual reproduction in this plant and this report demonstrates the
low fertility of intra-populational crosses as compared to inter-
populational crosses. This evidence, the tendency to protandry, and
the closed environments that an established May Apple population
presents to its own seedlings have led us to consider sexual
reproduction in the May Apple as a means to dispersal and to long¬
term adaptation to changing environments, rather than as a means
to the immediate reproduction of the species.
114
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
ACKNOWLEDGMENTS
We wish to thank Ms. Patty Swing and Ms. Kathy Jaeger who
aided us in various aspects of this work, and Drs. J. D. Davis and D.
J. Grimes who reviewed the manuscript. We acknowledge with
thanks Mrs. Donna Pedersen who typed the manuscript.
BIBLIOGRAPHY
Gleason, H. A. and A. Cronquist. 1964. The Natural Geography of Plants.
Columbia University Press. 420 pp.
Meijer, W. 1974. Podophyllum peltatum - May Apple. A potential new cash-
crop plant of Eastern North America. Econ. Botany 28: 68-72.
Mosquin, T. 1971. Competition for pollinators as a stimulus for the
evolution of flowering time. Oikos 22: 398-402.
Sohmer, S. H. 1976. The reproductive biology of Nelumho pentapetala, the
American Lotus, in the Upper Mississippi. Accepted for Trans. Wis.
Acad. Sci., Arts, Letters.
THE BIGNON DYNASTY 1649-1788:
A STUDY IN OFFICIAL PATRONAGE
Jack A. Clarke
University Wisconsin —
Madison
In the closing decades of the Seventeenth Century the economic
situation of French scholars, scientists, and men of letters was at
best a precarious one. It was virtually impossible to earn a
reasonable living from one’s pen, if one tried to produce works of
sound scholarship and literary value. The savant who lacked
inherited wealth or a profession that could bring him a comfortable
income usually had to support himself by a more humdrum
occupation. Fortunately, several career options were then open to
the aspiring scholar. He might enter the Catholic church and seek a
comfortable sinecure; he might enter the royal bureaucracy as a
junior civil servant; or he could solicit a post in a library or a learned
academy.
Still another source of income open to impecunious savants was
the patronage of great noblemen and wealthy officials. Many
magistrates considered it one of the duties of their station to have a
man of learning attached to their household. They expected these
captive men of letters to earn their keep, however, by extravagantly
praising a patron in prose or verse. The scholars’ writing and
scientific investigations were usually rewarded with generous cash
payments or pensions.
Typical of the aristocratic families that took pride in subsidizing
the “Republic of Letters” was the Bignon family, a dynasty of
academicians and magistrates who administered the royal library
for a century and a half prior to 1789. The Bignons proudly traced
their descent from JerSme I, 1589-1656, the “Cato of his Day,” who
began his career as a tutor to Louis XIII, and rose to become
Advocate General of the Parlement of Paris and Master of the
King’s library.1 A meticulous scholar in his own right, with a half
dozen books to his credit, Je'rome Bignon was the friend and patron
of most of the leading intellectuals of his day. He was always quick
to produce a thoughtful and encouraging critique of a new work, to
drop a word of recommendation in the right place, or even to
provide small sums of money that would enable a writer to finish his
book. No one understood more clearly than he the necessity of
rendering financial assistance to “talented young men without
fortune.”
115
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Wisconsin Academy of Sciences , Arts and Letters
[Vol.64
To his contemporaries Jerome personified the ideal of the scholar
magistrate, a “virtuous” official who knows how important learning
is for the proper exercise of political power. His sons, Jerome II and
Thierry, were among the first pupils enrolled at the Jansenist
“Little School” at Port Royal des Champs where they acquired a
genuine enthusiasm for books and learning. Both brothers figured
prominently in the intellectual life of the capital, JeWJme II as
Master of the Royal Library and Thierry as a wealthy and generous
magistrate who served for a time as dean of the faculty at the
Sorbonne. Their father spared neither advice nor his own austere
example to keep his sons and other young men of their class on “the
path of honor and virtue.” For many years he conducted a literary
and historical seminar in the library of his mansion at Paris “for
brilliant young men of good family”.2
Understandably, the fame of these modern Maecenii attracted
many promising young men to their service. Typical of those
savants whose careers benefited from their association with the
Bignons was the orientalist Antoine Galland, a native of Picardy.3
Galland came to Paris at an early age and eked out a meager living
as a teacher and translator. He soon attracted the attention of the
Bignons who assisted him in securing the post of royal antiquarian
and later secretary to the French Ambassador to Constantinople. In
1694 Thierry Bignon appointed Galland curator of his rich
collection of books, coins, and medals.4 Galland was also provided
with a small apartment in the family’s spacious mansion on the Rue
Saint Augustin where he regularly mingled with the intellectual
elite of robe society who met each Thursday in the Bignons’ famous
salon. In the fashion of the day Galland composed and dedicated to
his patron a delightful little volume, entitled Paroles remarquables,
bons mots et maximes des Orientaux (Paris, 1694).
After Thierry’s death in 1697 his nephew Jean-Paul Bignon found
a place for Galland among the 36 members of the newly reorganized
Academy of Inscriptions. Galland repaid this new patron by
designing a medal commemorating his brother’s (Jer&me III)
service as Provost of the Paris Merchants, the Civil Mayor of the
Capital. Profoundly grateful for their generosity, Galland remain¬
ed closely tied to the Bignon family for the remainder of his life.
By the turn of the century the Bignon family patronage was
largely in the hands of Abbe' Jean-Paul, the third son of Jerome II
and of Suzanne Phelypeaux who was a sister of Chancellor
Pontchartrain.5 Jean Paul was an Oratorian priest and a Court
Preacher to Louis XIV. Under his uncle’s tutelage, the little Abbe'
1976]
Clarke— Bignon Dynasty , 1 6U9-1 788
117
assumed general responsibility for the direction of the official
academies and later of the Royal Library. His orders were to recruit
the finest minds of the day and to encourage them to undertake
socially useful research. To Louis XIV and his great ministers
Colbert and Pontchartrain these academies were a justifiable
expenditure of public funds “because of the utility which the state
can derive from them.6 Consequently, the royal pension lists were
large and fairly lucrative.
Members of the academies of Science and of Inscriptions drew
annual stipends ranging from 3600 to 4000 livres, depending on
their rank, seniority, and reputation.7 Funds for instruments and
experimentation were also placed at their disposal Additional
sums might be earned by working on special projects for the
government such as the improvement of the engineering of the
fountains at Versailles or the invention of a military weapon. “The
budget for all these scientists hovered around 30,000 livres in the
1670s,” and gradually rose to 50,000.8 All of these men holding
academic appointments were both personally and favorably known
to Bignon and his uncle, Chancellor Pontchartrain.
This great magistrate and his nephew resolved to infuse new life
into the moribund Academy of Science “so that it might enhance the
intellectual prestige of the monarchy.” On their advice the King
agreed to send teams of scientists to study the customs, geography,
botany, and minerals of several lands that were little known to
European savants. Seizing this opportunity, Bignon proposed his
protege Joseph Tournefort as one of the first recipients of such an
award. The Abbe accompanied his friend to Versailles and had his
uncle present Tournefort to Louis XIV.9 Tournefort showed his
gratitude for this patronage by naming a hitherto unidentified
group of plant after Bignon, the Bignoniaceae or the trumpet
creeper family.
A few years later Bignon befriended the naturalist Rene'
Re'aumur and arranged for his election to the Academy of Science at
the early age of 24. Re'aumur soon became a dominant figure in
French science and hardly a year passed that he did not announce
some new discovery in meteorology, animal physiology, or en¬
tomology. After this time also Bignon asked his friend, Bernard
Fontenelle, to edit the Academy's proceedings and to act as its
Perpetual Secretary at a handsome salary. The Academy of
Science, under Abbe' Bignon's capable leadership, became the most
influential scientific society in Europe.
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
For nearly forty years Abbe' Bignon dominated the elections to
the Academies of Science and of Inscriptions. Ostensibly, the
academicians selected three candidates for each vacant post in their
ranks and Bignon recommended his choice to the King. In fact,
however, the Abbe' frequently had to conciliate opposing factions of
scholars in order to persuade them to elect the best qualified
candidates. On more than one occasion Louis XIV complained
bitterly to Bignon that the jealousies and quarrels of the
academicians were disrupting the intellectual life of the nation.
Bignon also controlled the patronage positions in the King’s
library whose Grand Mastership was generally regarded as “the
foremost position in the world of letters.” In 1740 he was succeeded
as royal librarian by his nephew JerOme IV whom he had personally
trained for this “true profession”.10 Unfortunately, this promising
young man died just seven days before his uncle. The charge of royal
librarian, the family membership in the great academies, and a
place in the royal council then passed with the king’s approval to
another nephew, Armand JdrSme, who held these posts until 1770.
Armand Je'rOme Bignon was a lawyer and administrator by
profession with a decade of increasingly responsible service in the
royal bureaucracy.11 He had inherited his uncle’s literary tastes and
he now devoted his energies to enlarging the rich collections of the
Bibliottieque du Roy which proudly claimed the “first rank among
the scholarly libraries of Europe.” Bignon carried on an extensive
correspondence with scholars and officials in India and China in
order to acquire important works published there. French
diplomats were urged to ferret out rare tomes for their national
library, and travelers were commissioned to acquire all materials of
a scholarly nature. The peripatetic orientalist Abraham Anquetil-
Duperron, who brought back many Indian books to France, was
rewarded with an appointment as Interpreter of Oriental
Languages at the Royal Library. Other travelers were rewarded
with sums of money or extensive library privileges.
Nor was this all. Each year Armand Je'rSme set aside a portion of
the library budget to subsidize indigent scholars (talents sans
fortune)who used the library for their research. Many of these
savants gathered weekly in the drawing room of Bignon ’s spacious
mansion on the Rue Vivienne where they exchanged ideas, literary
opinions, and new scientific information. As a sign of his gratitude
for the many favors lavished upon him by this generous family the
aging tragic poet, Prosper Jolyot de Cr^billon, dedicated his last
play to Ange'lique Bignon, “the wise and enlightened” wife of his
benefactor.12
1976]
Clarke— Bignon Dynasty , 1 6U9-1 788
119
The fifth and last generation of Bignons to subsidize the
“Republic of Letters” was headed by Jerome Fre'de'ric, a lawyer and
parlementary councillor, with a strong taste for literature, who
assumed the direction of the Royal Library in 1770. At 23 years of
age, JerSme V thus found himself master of the largest library
known to Europeans since the destruction of the Serapeum in
ancient Alexandria.13 His staff consisted of a distinguished corps of
scholars, linguists, and academicians, “dedicated to the service of
the public.” This was an age of plural office holding and many of the
library’s top officials held an additional post in a learned academy, a
chair at the College Royal, or even an appointment as a royal censor.
It was also a dynastic age and there were numerous relatives on the
library staff, most notably the two Barthelemys in the cabinet des
medailles (Jean Jacques and his nephew Andre'), the two Capperon-
niers (Jean and Jean Augustin) in the department of printed books,
and their erudite cousin Francois B^jot. All of these offices were
dependent upon the backing of some great magistrate (like the
Bignons) who would intercede with the king or his ministers on the
applicant’s behalf.
In this aristocratic society family connections were all important
and the Bignons used their influence effectively “to promote the
progress of learning in France.” They were, on the whole,
thoroughly conscientious magistrates who aspired to be intellectual
leaders as well as administrators. Piety and probity were mingled
in their character with “an hereditary passion for learning.” They
consistently used their wealth and influence to advance the careers
of countless young scholars and scientists who were struggling to
make their way upward in this highly stratified society.
NOTATIONS
1. For information on the Bignons’ ancient lineage see a “Me'moire
•ge'n^alogique de la famille de Bignon. Branche de Paris,” in Bibliotlrieque
nationale. Dossier bleu 96 fol. 3 vo. — 5 vo. An official copy of their coat of
arms may be found in Manuscrits fra^ais 32,353 fol. 171-173. Both of these
documents, which contained proof of noble status, were required for
admission to the middle and higher robe offices.
2. Claude Le Peletier, one of the members of this elite seminar, has
provided us with a most reliable source of information on Jerftme I in two
“Mdmoires”, now in the BibliotKbque nationale. Manuscrits franQais 9549
fol. 166-181 and 203-216 vo.
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
3. The two best biographies of Antoine Galland are : Mohamed Abdel-
Halim. Antoine Galland, Sa vie et son oeuvre (Paris, 1964) and Raymond
Schwab L’auteur des mille et une units, vied’ Antoine Galland. (Paris, 1964)
4. Galland’s relations with the Bignons are discussed at length in his
“Journal Parisien (1708-1715)/’ which has been printed in the Memoir es de
la Societe de l Histoire de Paris et de V Ile-de-France. XLVI (1919): 1-135.
Passim.
5. Abbe' Bignon’s distinguished career as a patron of savants and
scientists is outlined in Jack A. Clarke “Abbe'Jean-Paul Bignon: Moderator
of the Academies and Royal Librarian” French Historical Studies VIII
(Fall, 1973): 213-235.
6. Le Mercure Galant July, 1687, pv34
7. These pension lists, entitled “L’Etat des Sommes que le Roy veut et
ordonne estre payees par le garde de son Tre'sor Royal a ceux qui composent
les acade'mies des Inscriptions et Me'dailles et des Sciences par
gratification” may be found in Bibliotheque nationale 22,225-22,226.
Annual lists scattered throughout these collections (fonds).
8. Roger Hahn. “Scientific Careers in XVIIIth Century France.” Paper
read before the Summer Meeting of the British Society for the History of
Science, Leeds, July 4, 1974. p. 7.
9. Georg B. Depping, comp. Correspondance administrative sous le
regne de Louis XIV. (4 vols., Paris, 1850-55) IV, 615-616.
10. Jean-Paul Bignon to M Herault, Oct. 13, 1735 Bibliotheque nationale
Manuscrits fran^ais 22,236 fol. 24.
11. On the details of his career see Louis Dupuy “Eloge de M Bignon”
Histoire de l ’ Academie royale des Inscriptions et Belles-Lettres (Paris, 1780)
(XL: 187-197 and Bibliotheque nationale) Dossier bleu 96 fol. 5 vo.
12. Prosper Jolyot de Cre'billon Oeuvres, (3 vols., Paris, 1872) III, 189-
190.
13. Bon-Joseph Dacier “Eloge de M Bignon” Histoire de VAcademie
royale des Inscriptions et Belles-Lettres. (Paris, 1809) XLVII, 309-313
PRELIMINARY REPORT ON THE TOTAL SEASON
RAGWEED POLLEN COUNT IN AN URBAN AREA
F. A. Fischbach
University Wisconsin —
Green Bay
ABSTRACT
A study of the total season ragweed pollen count was undertaken
in the metropolitan area of Green Bay, Wisconsin. Samplers were
arranged so as to avoid the main high but isolated pollen
concentrations from urban sources, and therefore the count
recorded represents in the main the urban background count
during the 1972 pollen season. Marked variation in this total season
count was found over the geographical distribution of the
population. A preliminary survey of local ragweed growth indicates
that rural oat fields dominate in the production of pollen
contributing to the urban count. Improvements in community
pollen monitoring are suggested, and it is proposed that the pollen
count together with associated data can be used to help relieve the
impact of this aeroallergin on the community.
INTRODUCTION
Ragweed pollen is now recognized as an air pollutant con¬
tributing widely to a variety of health problems (Hewson, 1967;
Finkelstein, 1969). It is estimated that between two and ten percent
of the population suffers from this aeroallergin where growth of
ragweed is prevalent (Broder et al., 1962), and as many as forty
percent of those who suffer from hayfever may eventually develop
the more serious malady of asthma (Huber, 1931). Ragweed pollen
is the major member of a number of air borne substances of
biological origin known to cause allergic responses in sensitized
individuals. Certain fungal spores, rusts, and pollens from trees and
grasses among others are also aeroallergins which have a somewhat
similar but generally lesser impact on the population.
In ragweed sensitive individuals, symptoms usually begin at
concentrations between 10 and 100 grains per cubic yard of ambient
atmospheric levels of pollen. The degree of response can also depend
121
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
on the history of exposure and probably on pollen concentrations
in only an approximately linear fashion (Solomon, 1967).
Nevertheless, a general correlation between the daily progress of
the hayfever season and symptoms does seem to exist in those
susceptible (Freedman, 1967; Brown and Ipsen, 1968).
Short ragweed (Ambrosia artemisiifolia) is the most common of
the ragweeds in Wisconsin and is distributed widely and in high
concentrations throughout the state except for the majority of the
northern third of its counties (Payne, 1970). It generally occurs on
disturbed soils. Here it is among the first plants to prosper, but is
rapidly succeeded in following seasons by others unless the soil is
again disturbed. It thus is most frequently associated with
agriculture where it is found in greatest abundance in cereal grain
fields (Gebben et al., 1962). It can also be found in areas such as
roadsides, river banks, and vacant lots. Wherever established the
total potential for pollen production can vary widely from season to
season depending on spring and early summer climatological
conditions. Although such factors as rainfall and temperature
correlate with productivity (Hewson, 1967), no dependable predic¬
tor formula of the severity of the pollenosis season has as yet been
discovered.
The pollen season in Wisconsin normally extends from mid-
August to mid-September, peaking about September 1. Total day-
to-day concentrations can vary considerably from the general
smooth trend that would occur if daily meteorological conditions
were similar throughout the season. Available solar radiation, wind
speed, and humidity particularly can have a major influence on the
daily count (Sheldon and Hewson, 1962). Usually strong and dry
southwesterly winds cause large counts, although no suitably
predictive relationship, except in a rough qualitative sense, has
been found between weather and the daily pollen count (Hewson,
1967).
Most of the pollen leaves the plant between sunrise and late
morning. Concentrations usually reach a maximum before mid-day
and are relatively low in evening hours. Though most air borne
pollen returns to the ground near its source, a small percentage
reaches altitude above surface obstacles. From here it may travel
long distances and major sources can cause significant concen¬
trations over large areas, especially under conditions of strong
wind. On the downwind side of a source, concentrations can be
several orders of magnitude larger than the background count,
1976]
Fischbach— Ragweed Pollen , Urban Count
123
which can average between several grains to several hundred
grains per cubic meter (Raynor and Ogden, 1965).
Community ragweed monitoring programs usually consist of a
single station and although more quantitive samplers are available,
the Durham sampler is still the most common instrument used
(Ogden et al., 1974). Some attention is usually paid to sampler
location, and most are placed centrally in the community, some
distance from any known major pollen sources. Although there is
some evidence (Shapiro and Rooks, 1951) of variation of total season
pollen counts within an urban area, little is known about the
representativeness of the central sampler’s count with respect to the
count over the general distribution of the population. Therefore
there is no widely accepted criterion on what constitutes the “urban
pollen count” in a particular community. The single sampler merely
serves to indicate what the pollen count has been atone location and
the general progress of the season. However, usually no general
guidance is given to possible future counts by particular
meteorological forecasts or to the dependence of exposure levels on
other factors such as location within the urban area. Such
information supplementing medical treatment for pollenosis and
an effort to eradicate ragweed can reduce the impact of this
aeroallergin on the community.
This paper presents a preliminary study of the total season
outdoor pollen count of ragweed pollen throughout an urban area of
moderate size. The results were recorded with a standardized mass
sampling system located so as to record the urban background
pollen levels, but to avoid high counts near local sources. The
distribution of the count so obtained is related to the geographical
distribution of the urban population. Considerable systematic
variation of the pollen count is observed and it is found that rural
sources here are largely responsible for it. On the basis of these
results improvements in the procurement and use of the urban
pollen count are suggested.
The study was carried out in Brown County in Northeastern
Wisconsin. The county’s population of approximately 150,000 is
predominantly located in the moderately industrialized Green Bay
metropolitan area, where it is distributed in high concentrations
along the shores of Green Bay and along the Fox River entering the
bay. Extensive farming is carried out in the rural area; major crops
are hay, corn, and oats. Clinical data from the community indicate
that pollenosis is frequently severe here during the ragweed pollen
season.
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
METHODOLOGY
Ragweed Pollen
To obtain the geographical distribution of the community’s
average daily pollen concentration, a system of 25 sampling stations
was located so as to form a roughly square grid pattern over the 75
square miles containing the major population. Placement of
samplers was avoided near major sources of urban ragweed. This
was readily accomplished except for urban outskirts adjacent to
major farming acreage. The study avoided sampling near major
intra-urban ragweed fields so as to obtain data representative of the
bulk of the urban population. In addition, sites were chosen as far as
possible from buildings and streets and other topographical
features which have a major effect on the flow of air.
Because of its low cost and ease of use, the Durham sampler was
chosen for monitoring most stations (Durham, 1946). To improve
comparability of sampling stations, all instruments were oriented
so that the horizontal slides faced the same direction and were five
feet above ground level. Slides were changed in all samplers daily
between August 20 and September 15 in the hours 6:00 and 10:00
P.M., a period during which the atmospheric pollen density is low.
Roto-Rod samplers (Harrington et al., 1959), which are more
accurate, were employed simultaneously at three of the urban
stations in order to test the comparability of data from the Durham
and Roto-Rod samplers.
All pollen samples were collected with standard impregnating
materials (Karau, 1970). A 2.25 cm2 area was read at a 150x
magnification under a standard microscope and the counts
converted to grains per cubic yard per day. The collecting slide area
counted, together with the average density of pollen grains during
the season, indicated a statistical counting error considerably
smaller than errors introduced by the sampling method. Data on
the pollen index are reported as the average number of grains of
pollen per cubic yard per day of the season. All species of ragweed
pollen were included in the count. Data on wind speed and direction
were obtained from two meteorological stations located on opposite
sides of the urban area. The stations are approximately 12 miles
apart and lie on a northeast-southwest line which roughly bisects
the populated area. The southwest station is a U. S. Weather Bureau
facility, and the northeast station is run by the University of
Wisconsin-Green Bay.
1976]
Fischbach — Ragweed Pollen, Urban Count
125
Population
To determine the spatial distribution of population in the Green
Bay metropolitan area and its surroundings, a map of a region, 10
miles by 10 miles, was constructed based upon range and township
divisions. The region was divided into 400 grid sections, each 0.5 by
0.5 mi. From the U. S. Bureau of the Census 1970 Block Statistics,
the total population in each grid was determined, assigning
population proportionally where blocks appeared in more than one
grid section. Additional data on non-residence location of the
population during occupational and recreational activities were
obtained from local government agencies:
Ragweed Pollen Sources
Ragweed sources within the urban area were located largely with
the use of plat maps. The major extent of ragweed growth, however,
was determined with the aid of the Wisconsin Farm Statistics
which gives farm crop acreage according to township, village, and
city divisions. Data on the expected ragweed plant densities
according to land use were obtained from the land use categories of
Sheldon and Hewson (1962), and from direct observation in this
area.
RESULTS
Population
The population distribution of the Green Bay metropolitan area
shown in Fig. 1 was found to approximate roughly a relatively high
density T-shaped figure, oriented in the north-northeasterly
direction of the Fox River with the figure’s head on the bay. This
area is surrounded by an outer region of lower population density.
The average population density in grid cells with non-zero
population was about 1800 persons per square mile, with a
maximum density of about 15,000 persons per square mile in two
central city areas. Employment location data indicate that during
weekdays higher population densities exist in the central T,
especially along its top portion. Recreational activities tend to
increase population densities in the outer region. The location of the
geographical residential population center is indicated at the base
of the 50 grains per cubic yard isopleth.
126
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
200 150 100
FIGURE 1. The geographical distribution of population and average
pollen counts in the greater Green Bay metropolitan area, in
terms of the total population within 0.5 by 0.5 mi. grid
sections. The pollen count distribution is represented by lines
of constant count as average daily concentrations in grains per
cubic yard. The geographical population center is indicated
by the + at the lower portion of the 50 grains per cubic yard
isopleth.
Ragweed Pollen
Figure 1 also shows the geographical variation of the average
daily pollen count (the total 1972 season count at each site divided by
the number of sampling days). In order to bring out the general
pattern of variation within the city, curves have been drawn
representing constant, total seasonal pollen levels. These isopleths
represent mean daily counts in pollen grains per cubic yard, and are
1976]
Fischbach— Ragweed Pollen , Urban Count
127
independent of major influences from urban sources which
contribute only slightly to the general background count. Isopleths
near the fringes of the urban area are especially noncontinuous as
the incidence of major sources is large here.
Data obtained from the Durham samplers were compared with
those from Roto-Rod samplers at three sites. These analyses
indicate that the Durham slides give only a gross measure of day-to-
day variation. This supports observations by others (Ogden et al.,
1974). Nevertheless, total season counts are fairly accurately
recorded with the ratio between Durham and Roto-Rod total
seasonal counts holding to within 5% of the average for the three
comparison sites. The absolute seasonal pollen concentration scale
used in Fig. 1 is derived from this proportionality.
The variation in ambient air levels of ragweed pollen over the
geographical distribution of population has several features of note.
In general, the pattern shows a rapid decrease in pollen concentra¬
tion from rural areas toward the geographical center of population.
For purposes of comparison of concentrations, a population-density-
weighted seasonal pollen count average was calculated and was
found to equal 105 grains per cubic yard per average day. Areas
near the city population center have less than half of this weighted
average, while pollen levels near the edge of the city have nearly
twice this average. Few samplers were placed deep in the low
population rural areas, but two placed in rural villages of less than
100 population recorded seasonal averages of more than three times
the population-weighted average of the Green Bay metropolitan
area. One sampler placed less than 150 feet from the northeast
corner of an urban oat field recorded more than twice the seasonal
background count in that area.
As observed by others (Sheldon and Hewson, 1962) in the
Midwest, a major portion of the pollen arrives at the samplers from
the west through southerly directions due to both higher wind
frequencies and more propitious pollen release conditions, when the
winds are from these directions. For the 1972 season more than 60%
of the count averaged over the urban area occurred during these
conditions.
Ragweed Pollen Sources
As expected, the approximately two dozen rural townships
surrounding the Green Bay metropolitan area contained by far the
greatest concentration of ragweed plants. Plant densities in villages
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
and cities overall were less than 0.1 those in rural townships. In and
near the higher population areas of the metropolitan area the
densities were usually less than 0.03 those in rural areas. Hay and
corn constituted approximately 25% each of the cropland in both the
townships and other areas. However, preliminary results indicate
that oat fields which account for about 15% of the cropland have a
much higher density of ragweed growth and may produce as much
as 80% of the ragweed crop in the area. Possible variable plant
vigour, the effect of plant environment on pollen dispersion and
crop cutting practices are unlikely to affect the conclusion that
rural oat fields cause most of the atmospheric pollen in this urban
area.
DISCUSSION
The results of the study indicate that the average daily outdoor
ragweed pollen count varies markedly over the geographical
distribution of population in the community studied. The pollen
count distribution, which could be characterized in a simple way by
isopleths, together with the population distribution data suggest
improvements in both the methods of pollen count monitoring and
advice to the allergy patients.
In the establishment of a ragweed pollen monitoring system for
whatever purpose, the single site sampler in a community would not
appear to be sufficent by itself to characterize the urban pollen
count. The centrally located urban pollen samplers will probably
record too low a count for much of the population, if the community
population is distributed in a fashion similar to that in the present
study. Here the central city sampler recorded only half the
population-weighted count. This makes comparisons between
urban counts as a measure of the severity of the season within that
area and between different areas somewhat misleading. The size of
the count depends significantly on the distance of the sampler from
the dominant rural sources, particularly those in the westerly to
southerly directions from which a major portion of the pollen
arrives in the urban area. Additional samplers located in other
representative areas would improve the accuracy of the count. If
only a central urban sampler is used, some comments about likely
levels in other regions of the city could be made after preliminary
study of this type. Better accuracy in daily counts could also be
achieved by replacing the Durham sampler with a more quan¬
titative device such as the Roto- Rod sampler.
1976]
Fischbach — Ragweed Pollen, Urban Count
129
The additional information to be gained from these sampling
improvements can be useful to the ragweed allergy patients in
terms of the location of their activities in the urban area. However,
care must be taken in advising patients on the basis of this discovery
of marked geographical variation of the total seasonal pollen count.
The count is not necessarily proportional to the influence of the
aeroallergin, even assuming that the total seasonal count itself can
be used as a guide to human response. Many patients spend a major
portion of their day, especially during peak daily pollen concen¬
trations, within buildings where the pollen count is lower than
outdoor levels. However, the fractional reduction is less as the count
increases (Benson et al., 1972). Thus it would appear that there is
less importance to be attached to urban location for patients who
spend a major portion of their time indoors than would be indicated
by the outdoor pollen count variation in the urban area concerned.
For those whose activities are out of doors the information on pollen
count variations with urban location is most useful. Here good
advice would be to avoid regions near the rural areas of the
community and significant urban pollen sources. Sheldon et al.
(1962) have shown that this is particularly advisable before noon;
rural and urban pollen levels tend to equalize, particularly in late
afternoon and early evening.
The possible benefit of avoiding high concentrations of pollen so
as to reduce the total season exposure has some support from data in
this area. Pollen counts taken over a period of twenty years here
correlate qualitatively with the severity of the season’s pollenosis
(Kuehl, 1972). Severe pollenosis symptoms usually occur when the
total season count is about twice the average, and milder symptoms
when the count is half or less than the average. The total season
concentration here varies by at least a factor of two over the major
population of the urban area in this study. Thus the avoidance of
high counts indicated by the above strategies could have a
significant effect in reducing pollenosis symptoms here and in other
urban areas.
In summary this study demonstrates a geographical variation in
total season ragweed pollen concentrations for an urban community
of moderate size. This information supplements other data on
expected pollen count variations with time of day and date within
the season, and variations due to meteorological conditions. All of
these factors can have a major, if not always a quantitatively
predictable, influence on the pollen count. Together, however, they
provide a reasonable basis for guidance to the general public. It is
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
suggested here that those engaged in single site pollen count
reporting consider broadcasting such guidance along with the
pollen count. Such a program of information on avoidance of high
ragweed pollen counts is now being implemented in the Green Bay
area.
ACKNOWLEDGMENTS
I am indebted to the late Dr. Frederick Kuehl from whose
numerous years of experience in the Brown County areas as an
allergist and sampler of pollen, I have received invaluable
motivation and guidance in this work. Thanks also are due to James
Warpinksi, Drs. V. Nair, John Reed, and Keith White for help in
data collection, Kirk Harlow for establishing the sampling stations,
and Jean Binsfield for helping count the numerous slide samples.
BIBLIOGRAPHY
Benson, F. B., J. J. Henderson, and D. E. Caldwell. 1972. Indoor-Outdoor
Air Pollution Relationships: A Literature Review. Environ. Protection
Agency Pub. AP-112.
Brooks, L., P. B. Barlow, and R. J. M. Horton. 1962. The epidemiology of
asthma and hayfever in a total community, Tecumseh, Michigan. I.
Description of study and general findings. J. Allergy 33: 513-523.
Brown, E. B., and J. I. Ipsen. 1968. Changes in severity of asthma and
allergic rhinitis due to air pollutants. J. Allergy 41: 254-268.
Cohart, E. M., and R. P. Kunkle. 1959. The effects of a ragweed control
program on ragweed pollen counts. J. Allergy 30: 287-310.
Durham, 0. C. 1946. The volumetric incidence of airborne allergins. IV. A
proposed standard method of gravity sampling, counting and volumetric
interpretation of results. J. Allergy 17: 70-86.
Finkelstein, H. 1969. Air Pollution Aspects of Aeroallergins (Pollens).
Litton Systems, Bethesda, Md. for National Air Pollution Control
Administration.
Freedman, B. 1967. Ragweed pollenosis control. J. Environ. Health 30:151-
155.
Gebben, A. I., W. W. Payne, and W. H. Wagner, Jr. 1962. Botanical Phase.
In J. M. Sheldon and E. W. Hewson (Eds.) Atmospheric Pollution by
Aeroallergins. Univ. Michigan, Ann Arbor. Progress Report No. 4, 16 pp.
1976]
Fischbach— Ragweed Pollen , Urban Count
131
Goodwin, J. E., J. A. McLean, F. M. Hemphill, and J. M. Sheldon. 1957. Air
pollution by ragweed: Medical aspects. Federation Proc. 16: 628.
Harrington, J. B., G. C. Gill, and B. R. Warr. 1959. High efficiency pollen
samplers for use in clinical allergy. J. Allergy 30:357-375.
Hewson, E. W. 1967. Air pollution by ragweed pollen. I. Ragweed pollen as
air pollution. J. Air Pollution Control Assoc. 17: 651-652.
Huber, H. L. 1931. A critical analysis of the information obtained from
hayfever sufferers. J. Allergy 2: 48-52.
Karau, M. 1970. Statistical Report of the Pollen and Mold Committee of the
American Academy of Allergy.
Kuehl, 0. F. 1972. Personal communication.
Ogden, E. C., G. S. Raynor, J. V. Hayes, D. M. Lewis, and J. A. Haines. 1974.
Manual for Sampling Airborne Pollen. Hofner Press Pub.
Payne, W. W. 1970. Preliminary reports on the flora of Wisconsin. No. 62.
Compositae VI. Composite Family VI. The Genus Ambrosia— The
ragweeds. Trans. Wis. Acad. Sci., Arts, Lett. 58: 353-371.
Raynor, G. S., and E. C. Ogden. 1965. Twenty- four Hour Dispersion of
Ragweed Pollen from Known Sources. Brookhaven National Laboratory
Publication No. 957 (T-398).
Shapiro, R. S., and R. Rooks. 1951. The accuracy of the reported pollen
count as a measure of the actual pollen exposure of individuals in that
community. J. Allergy 22: 450-460.
Sheldon, John M., and E. W. Hewson. 1962. Atmospheric Pollution by
Aeroallergins. Univ. Michigan, Ann Arbor. Progress Report No. 5: 87-
96.
Solomon, W. R. 1967. “Techniques of Air Sampling”: in J. M. Sheldon, R;G.
Lovell, and K. P. Matthews A Manual of Clinical Allergy. W. B. Saunders
Pub.
AGE AND GROWTH OF THE WHITE SUCKER
IN LAKE WINNEBAGO
Gordon R. Priegel
Wisconsin Department
of Natural Resources ,
Southern District—
Madison
INTRODUCTION
The white sucker, Catostomus commersoni (Lacepede), has never
attained any value in either the sport or commercial fishery in Lake
Winnebago (Fig. 1), a large, shallow, 137,708-acre lake in east
FIGURE 1. Lake Winnebago: area involved in the study.
132
1976]
Priegel — White Sucker, Lake Winnebago
133
central Wisconsin (Wirth, 1959). Prior to 1955, no information on
the size of the white sucker population in Lake Winnebago was
available. In 1954, an accelerated program to remove freshwater
drum, Aplodinotus grunniens Rafinesque, was inititated along with
a study to evaluate the effect of removal on the freshwater drum and
other fish species populations (Priegel, 1971). A sample of white
suckers was obtained in 1963 to determine age and rate of growth
data. Such data for the white sucker in this extensive water area are
lacking as well as data for suckers in other parts of Wisconsin.
MATERIALS AND METHODS
The 340 white suckers used in this study were collected during
October, 1963 with either 12-foot otter trawls, 30-ft. trawls or AC
shocker units.
Total lengths to the nearest tenth of an inch were recorded for all
fish. Weight to the nearest hundredth of a pound, sex and degree of
maturity were also recorded. Three scales were impressed on
cellulose acetate slides by a roller press similar to that described by
Smith (1954). Examination and measurements of scales were made
with a microprojector at a magnification of 44X. The distance from
the focus to the margin of the scale and to each annulus was
measured to the nearest tenth of an inch along the dorsoventral
diameter as described by Spoor (1938). The validity of the annulus
as a year mark for this species was established by Stewart (1926),
Spoor (1938), and Beamish and Harvey (1969).
A body-scale relationship was determined from the measurement
of 340 white suckers grouped into one-inch total length intervals
from 6.0 to 22.9 in. Calculations of length at each annulus were
made from measurement of the dorsoventral diameter applied in
the formula:
L^C + S, /S(L-C)
where Lx is the length of the fish at the time of each annulus
formation, C is the length of the fish at the time of scale formation,
Si is the length of the dorsoventral diameter of the scale at each
annulus, S is the length of the dorsoventral diameter at capture and
L is the total length of the fish at time of capture. Sex and state of
maturity were determined for all fish as described by Spoor (1938).
Individual catch reports for each trap net lifted and trawl haul
made were maintained by the commercial fishermen and state
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
crews. The number of all other fish species, including the white
sucker, were recorded for each individual lift or haul (Priegel,
1971).
RESULTS AND DISCUSSION
Commercial Harvest
The white sucker is not considered an important commercial fish
in Lake Winnebago. Prior to 1958, white suckers were included
with the freshwater drum when weighed and sold at the dock. In
1958, when the white sucker harvest began to show an increase, the
suckers had to be sold separately since the mink ranchers who were
purchasing the freshwater drum for mink food did not want the
suckers mixed with the drum, since suckers require cooking before
feeding to the mink in order to destroy the enzyme, thiaminase,
which causes a loss of fur.
The numbers and poundage of white suckers removed with trap
nets and trawls continued to increase through 1961 (Table 1).
TABLE 1. THE TOTAL AND AVERAGE CATCH PER TRAP NET
LIFT AND TRAWL HAUL OF WHITE SUCKER TAKEN
IN LAKE WINNEBAGO DURING THE OPEN WATER
SEASON, APRIL-NOVEMBER, 1955-66.
* Poundage included with other commercial fish removed
** White sucker returned to the water, no poundage recorded
1976]
Priegel — White Sucker, Lake Winnebago
135
However, this removal was minor compared to the poundage of
freshwater drum removed during this period, 1.9 to 4.4 million
pounds annually (Priegel, 1971). In 1962, state commercial fishing
crews began to release all white suckers, as the value of this species
as a forage fish was considered important to the walleye manage¬
ment program in this lake.
Release of suckers was made even though they were not utilized
by walleyes in 1960 and 1961 (Priegel, 1963), during which time the
white sucker population was low. Subsequent analysis of adult
walleye stomachs in 1962 and 1963 also revealed that they were still
not utilizing white suckers.
The walleye fishery in Lake Winnebago is the principal sport
fishery (Priegel, 1970). Forage fishes — trout-perch, Percopsis
omiscomaycus (Walbaum), and emerald shiner, Notropis
atherinoides Rafinesque — were scarce in 1961, 1962, and 1963;
and, it was felt that by returning the adult white suckers, a sizable
spawning population could be maintained. Beginning in 1963, all
commercial fishermen, state and private, returned the white
suckers. Thus the catch rate shown in Table 1 does not indicate the
total pounds of white suckers removed after 1961, as individual fish
may have been recaptured throughout the fishing season.
Length-Frequency Distribution
The length-frequency range of the white sucker within each
consecutive age group from III through VII overlapped so much
that the length-frequency method could not be used to determine
the age of the white sucker in Lake Winnebago (Table 2).
Overlapping was evident for all age groups except I and II. Hile
(1936) stated that length is a poor index of age; and this statement is
certainly applicable to the white sucker in Lake Winnebago.
Age Composition
The fact that very few young fish, or old large fish were taken
complicates this study of age and growth. Only 11 white suckers in
age group I, and 12 in age group II (6.7% of the sample) were taken.
Likewise age groups VI and VII accounted for only 5.6% of the
sample (19 fish). Most of the fish were in age group IV (52.3%). It is
very probable that the selectivity of the collecting methods used was
responsible for the dominance of age group IV and lack of age
groups I and II; however it is certainly not the entire explanation.
Fish in these younger age groups should have been taken in the
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
small, fine mesh otter trawls and with the electrofishing gear. A
better knowledge of the life history of this species would undoubted¬
ly have resulted in larger collections of these smaller, younger fish.
In Muskellunge Lake, Wisconsin, gill nets were very selective and
only the larger and more rapidly growing white suckers in the first
few age groups were captured (Spoor, 1938)
TABLE 2. LENGTH-FREQUENCY DISTRIBUTION FOR 340
WHITE SUCKERS, LAKE WINNEBAGO, 1963.
Age and Growth
The body-scale relationship may be expressed as:
L = 2.800 + 1.560 (R)
where L = total length in inches and R = anterior scale radium in
inches X44. The overall body-scale relation is linear.
The average calculated lengths of males and females in different
age groups of white suckers gave evidence of differences in growth
rate. For this reason, the data for males and females were kept
separate (Tables 3 and 4).
1976]
Priegel— White Sucker, Lake Winnebago
137
TABLE 3. CALCULATED TOTAL LENGTH OF MALE WHITE
SUCKER AT END OF EACH YEAR OF LIFE, LAKE
WINNEBAGO, 1963
138
Wisconsin Academy of Sciences, Arts and Letters
[VoL64
Two estimates of general growth are given in the bottom sections
of Tables 3 and 4. One is based on the grand average calculated total
lengths and the second, on the summation of the grand average
annual increment of length. The present discussion is based on the
sums of increments, since this curve should represent the average
growth that white suckers might have, if the population was not
subjected to selective destruction of individuals with the more rapid
growth (Fig. 2).
FIGURE 2. General growth in FIGURE 3.
length and annual in¬
crement of growth in
length of Lake Win¬
nebago white sucker,
1963.
Length-weight relation
of the Lake Winnebago
white sucker, 1963.
(Dots represent the em¬
pirical data and the
smooth curve the
calculated data.)
Comments on general growth and a comparison of the growth for
the sexes are best made from Table 5 which was prepared from the
data in Tables 3 and 4. The total length of the sexes at the end of the
first year of life was identical, 6.4 in. At the end of the second year of
1976]
Priegel— White Sucker, Lake Winnebago
139
life, the females had a 0.4 in. advantage; so also at the end of the
third year of life. The advantage of the females increased from 1.0
in. at the end of the fourth year to 1.4 in. at the end of the fifth year.
TABLE 5. CALCULATED TOTAL LENGTHS AND LENGTH IN¬
CREMENTS OF MALE AND FEMALE WHITE SUCKERS
OF LAKE WINNEBAGO IN DIFFERENT YEARS OF
LIFE, 1963
Females not only grew faster, but also lived longer. No age group
VI and VII males were taken. In Muskellunge Lake, Wisconsin,
females grew in length more rapidly than the males after the fifth
year of life (Spoor, 1938). In general, females grow faster, have a
longer span of life and are usually larger than males (Schneberger,
1972).
The greatest increase in length for the males took place during
the first year of life (6.4 in.) followed by an increment of 6.2 in.
during the second year of life. For females, the greatest increase in
increment took place during the second year of life (6.6 in.) while
during the first year of life, females attained a length of 6.4 in., the
same length gain as males. Both sexes increased in length by 3.2 in.
during the third year of life and increments of growth for each sex
decreased considerably thereafter (Table 5). At the end of the third
year of life, males and females had attained 90.8 and 78.6% of their
growth, respectively.
Growth of Lake Winnebago white sucker was greater for a given
age-group than that reported from other areas of the United States.
At the end of the fifth year of life, Lake Winnebago white suckers
had attained a length of 17.4 and 18.8 in. for the males and females,
respectively. In Muskellunge Lake, Vilas County in northeastern
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Wisconsin, white sucker males and females had attained a length of
only 8.6 in. (Spoor, 1938). The Minnesota statewide average for this
species at this age was 14.9 in. (Kuehn, 1949). The Ohio statewide
average at this age was 17.0 in. (Roach, 1948). Female white suckers
in Lake Winnebago attained a length of 20.6 in. at the end of the
seventh year of life; however, only 4 female fish over 20 in. was
taken. The largest female fish was 22.4 in. long.
Age at Maturity
Only those females showing eggs in the ovary were considered
mature and the males were considered mature if the testis showed
the characteristic whitish-gray color. Since all fish were collected
during October, no difficulties were encountered in distinguishing
between immature and mature fish.
The average age at maturity was considered as that age at which
50% of the fish reach maturity (Table 6). All male white suckers in
age group II (6 fish) were mature and all male fish in the older age
groups were mature. Only 6 female white suckers were taken in age
group II and 80% were mature. All females in the older age groups
were mature.
TABLE 6. SEX COMPOSITION OF AGE GROUPS OF LAKE
WINNEBAGO WHITE SUCKERS AND (IN
PARENTHESES) PERCENTAGE MATURE, 1963
The average total length at which more than 50% of the males are
mature is 12.6 in. and it was 13.0 in. for the females. In Muskellunge
Lake, Spoor (1938) found that some females matured at age III and
57% were mature at age VI at a length of 9.6 in. He also reported that
1976]
Priegel— White Sucker, Lake Winnebago
141
none of the males matured until age IV (17%) and at age V, 75% were
mature at a length of 8.6 in.
Length - Weight Relation
Length-weight relation was calculated from fish grouped by one-
inch total length intervals from 5.0 to 20.9 in. There was no
significant difference between sexes, so all fish were combined. The
length-weight relation of Lake Winnebago white suckers is
expressed by the regression:
Log W = -5.5263 + 3.2197 Log L
where W = weight in pounds, and L = total length in inches.
The agreement of the calculated and empirical weights was
satisfactory (Fig. 3). Calculated growth in weight (Table 7) was
determined by applying calculated lengths (sum of the average
increments of length) of Tables 3 and 4 to the length-weight
relation. The annual increments of weight for the males and females
TABLE 7. CALCULATED WEIGHTS AT THE END OF EACH YEAR
OF LIFE OF LAKE WINNEBAGO WHITE SUCKERS,
1963
* Weights are from the general length-weight relation and correspond to
lengths at the end of year of life on the general growth curve
increased regularly during the first three years followed by a
gradual decrease except for females which showed an increase in
weight from the sixth to seventh year of life. The annual weight
increments for males and females were essentially the same for the
first three years after which time the females attained a greater
142
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
weight advantage. Females at the end of the fifth year weighed 2.77
lbs compared to 2.15 lbs for the males.
SUMMARY
Age determination and growth histories were calculated by the
scale method from a sample of 340 white suckers.
Body-scale relation is expressed by the formula:
L = 2.800 + 1.560 (R)
where L = total length in inches, and R = anterior scale radium in
inches X44.
The length-frequency method to determine the age of white
suckers in Lake Winnebago was not practical because of great
overlapping of the age groups.
Few young fish (age groups I and II) and older fish (age groups VI
and VII) were taken. Age group IV accounted for 52.3% of the
sample.
Difference in growth rate for the sexes was noted. The advantage
of the females increased from 0.4 in. at the end of the second year to
1.4 in. at the end of the fifth year.
Growth of white sucker from Lake Winnebago was greater than
that reported from other waters.
The average age of maturity was considered as that age at which
50% of the fish reach maturity. Males and females were considered
mature at the end of the second year of life. All males and females
were mature in the older age groups.
Length-weight relation is expressed by the formula:
Log W = -5.5263 + 3.2197 Log L
where W = weight in pounds, and L = total length in inches.
The annual increments of weight for the males and females
increased regularly during the first three years followed by a
gradual decrease. The annual weight increments for males and
females were essentially the same for the first three age groups
after which the females attained a greater weight advantage.
ACKNOWLEDGMENT
This report was critically reviewed by L. M. Christenson, and
edited by S. Nehls. The research was supported in part by funds
1976]
Priegel— White Sucker, Lake Winnebago
143
supplied by the Federal Aid to Fish Restoration Act under Dingell-
Johnson project F-83-R.
BIBLIOGRAPHY
Beamish, R. J., and H. H. Harvey. 1969. Age determination in the white
sucker. J. Fish. Res. Board Can. 26:633-638.
Hile, R. 1936. Age and growth of the cisco, Leucichthys artedi (Le Sueur), in
the lakes of the Northeastern Highlands, Wisconsin. Bull. U. S. Bur.
Fish. 48 (1940):209-317.
Kuehn, J. H. 1949. Statewide average total length in inches at each year.
Minn. Fish. Res. Lab. Suppl. to Invest. Rep. No. 51. (2nd revision). 2 pp.
Priegel, G. R. 1963. Food of walleye and sauger in Lake Winnebago,
Wisconsin. Trans. Am. Fish. Soc. 92:312-313.
_ _ _ _ 1970. Reproduction and early life history of the
walleye in the Lake Winnebago Region. Wis. Dept. Nat. Res. Tech.
Bull. 45. 105 pp.
_ 1971. Evaluation of intensive freshwater drum
removal in Lake Winnebago, Wisconsin, 1955-1966. Wis. Dept. Nat.
Res. Tech. Bull. 47. 28 pp.
Roach, L. S. 1948. Common sucker. Ohio Conserv. Bull. 12(5):13.
Schneberger, E. 1972. The white sucker, its life history, ecology and
management. Wis. Dept. Nat. Res. Publ. No. 245-72. 18 pp.
Smith, S. H. 1954. A method of producing plastic impressions of fish scales
without the use of heat. Prog. Fish-Cult. 16:75-78.
Spoor, W. A. 1938. Age and growth of the sucker, Catostomus commersoni
(Lacepede), in Muskellunge Lake, Vilas County, Wisconsin. Trans.
Wis. Acad. Sci., Arts, Lett. 31:457-505.
Stewart, N. A. 1926. Development, growth and food habits of the white
suckers, Catostomus commersoni Le Sueur. Bull. U. S. Bur. Fish.
42:147-184.
Wirth, T. L. 1959. Winnebago: the big lake. Wis. Conserv. Bull. 24:15-19.
A COMPARISON OF THE GROWTH
RATES OF BLUEGILL
(LEPOMIS MACROCHIRUS) IN LAKE WINGRA AND
LAKE MENDOTA, WISCONSIN
Farouk El-Shamy
University Wisconsin —
Madison
ABSTRACT
Adult bluegill grew faster in Lake Mendota than in Lake Wingra.
The mean lengths for three-, four-, and five-year-old Lake Mendota
fish were 135, 163, and 181 mm, respectively. The corresponding
values for Lake Wingra fish were 125, 142, and 147 mm, respective¬
ly.
Small fish from the two lakes (one- and two-year-old fish) had
similar growth patterns and grew at a rate similar to that of fish
from other Wisconsin lakes. The decline in the growth of Lake
Wingra fish was attributed to the disappearance of large predators
and the successful reproduction of pan fish.
INTRODUCTION
Preliminary observations on fish of Lake Wingra and Lake
Mendota suggested marked differences in the growth rates of
bluegill. Lake Wingra has been characterized recently as having
stunted or slow-growingcentrarchids. Thus a comparison between
bluegill in the two lakes should be analyzed in relation to the ecology
of the lakes. Body growth as determined by annual marks on the
scales was used as a basis for comparison. Growth in length and
weight at different ages was considered important for later studies.
The scale method is a well-established technique (Van Oosten 1929,
Hile 1941, Schuck 1949, Regier 1962, Snow 1968, and Stucky and
Harold 1971).
Study Sites
Lake Wingra and Lake Mendota are located in Dane County at
Madison, Wisconsin. Lake Mendota is the larger lake with an area
of 3938 hectares and a mean depth of 12 m. The study area is located
in the littoral zone along Picnic Point at University Bay, which
supports a bed of aquatic macrophytes dominated by Myriophyllum
spicatum.
144
1976]
El Shamy — Bluegill, Growth Rate
145
Lake Wingra has an area of only 140 hectares and a mean depth of
3 m. Its aquatic vegetation is dominated by a mixture of
Myriophyllum spicatum and M.s. var. exalbescens. While the fish
populations of the two lakes do differ, bluegill are abundant in both.
MATERIALS AND METHODS
Fish were collected from Lake Wingra with a bottom trawl (Otter
trawl) from the limnetic area. The mouth of the trawl was 5 m wide
and 1 m high. Meshes were 3 cm stretch measure. Tows were 20
minutes long at 1 m/sec.
Fish from Lake Mendota were caught in the littoral zone with an
electro-fishing unit (220 v AC, 60 HZ). Stunned fish were gathered
in a fixed net behind the shocker described by Neill (1971). The net
mouth was 1.5 X 1.8 m.
Although fish were caught inshore in Mendota and offshore in
Wingra, samples are believed to be representative of populations in
the two lakes. Baumann (1972) reported marked daily inshore-
offshore movements of bluegill in Lake Wingra. In addition,
although fish were caught from Lake Wingra in 1969-70 and from
Lake Mendota in 1971-72, differences in growth were not greatly
biased by different sampling years.
Scale Samples
Scales were selected from underneath the tip of the pectoral fin
below the lateral line. Scale impressions were made at room
temperature on acetate plastic sheets. A micro-projector was used
to examine the enlarged (X40) images of the scales. Criteria for
annulus recognition have been reported by Ricker (1942) and
Regier ( 1962). The twelve criteria given by Regier ( 1962) were used.
The anterior radius and the radii to the I, II, III, IV and V annuli
were measured to the nearest mm from two scales per fish and
averaged. The relation between body length and anterior scale
radius for Lake Wingra (Fig. 1) and Lake Mendota (Fig. 2) were
fitted by the least squares method. The best fit equations were (1)L=
25.26 + 0.83 S for Lake Wingra, and (2) L = 13.26 + 0.88 S for Lake
Mendota, where L = total body length (mm) and S = anterior scale
radius (X40).
Equations (1) and (2) were used to determine length at each
annulus by methods described by Ricker (1968), with corrections
suggested when the regression did not pass through the origin.
TOTAL LENGTH (mm)
146
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
ANTERIOR SCALE RADIUS (mm)
FIGURE 1. Relationship of total length (mm) and scale radius (X40) for
bluegill from Lake Wingra. Data from 1969 through 1970.
ANTERIOR SCALE RADIUS (mm)
FIGURE 2. Relationship of total length (mm) and scale radius (X40) for
bluegill from Lake Mendota. Data from 1971 through 1972.
1976]
El Shamy — Bluegill, Growth Rate
147
RESULTS
To enable conversion of growth in length to growth in weight, the
relation between fish length and weight was determined from 412
fish (80 young-of-the-year) from Lake Wingra, with average length
101 mm (range 27-160 mm) and 244 fish (45 young-of-the-year) from
Lake Mendota, with average length 112 mm (range 22-231 mm).
The length-weight relationships were described as (3) log W =
-3.788 + 2.57 log L for Lake Wingra, and (4) log W = -4.99 + 3.21 log L
for Lake Mendota, where W = weight in grams.
Annual Growth Pattern
Calculated lengths and weights of older bluegill from Lake
Wingra differed greatly from those from Lake Mendota (Fig. 3,
Table 1). In the first and second year of life, bluegill from the two
lakes were similar in size but by the fifth annulus fish from Lake
Mendota were almost three times heavier than those from Lake
Wingra (Fig. 3). Estimates from the two years of sampling in each
lake were similar. Fish from Lake Mendota were also heavier than
fish of the same length from Lake Wingra, as indicated by the
exponent of their length-weight relationships — 3.21 for Lake
Mendota and 2.57 for Lake Wingra.
The differences in growth of bluegill between the two lakes is
dramatized in a modified Walford plot (Walford 1940, Fig. 4b).
Logarithmic values of weight at age t + 1 were plotted against the
logarithmic values of weight at age t. Data were fitted with a
straight line by the least squares and W* was estimated. Woo is
the weight at which Wt + j = Wt , i.e. the point where the regression
line passes through the 45 degree line in Fig. 4b. Woo was 65 g for
Lake Wingra and 300 g for Lake Mendota. Loo values were
calculated from a standard Walford plot and equaled 166 mm for
Lake Wingra and 236 mm for Lake Mendota (Fig. 4a).
Growth Compared with Reports from Other States
Previous studies conducted on growth of bluegill in Wisconsin
were summarized by Snow et al. ( 1962) and Snow ( 1968). Studies on
bluegill in other states were also reported by Ricker (1942), Bennett
(1948), Lewis (1950), and Sprugel (1953). Data on the growth rates
of bluegill in several states are also available in Carlander 1950,
1953.
148
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
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WEIGHT (g) TOTAL LENGTH (mm)
1976]
El Shamy — Bluegill, Growth Rate
149
(a)
i n ur tx 3z:
ANNULUS
FIGURE 3. Relationship of (a: upper) total length and (b: lower) weight at
each annulus for bluegill from Lake Wingra and Lake
Mendota. Data from 1969 through 1972.
150
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Data summarized by Lane (1954) indicated slower growth in the
first two years of life for bluegill from Illinois, Iowa, and Indiana
than that observed in Lake Wingra and Lake Mendota. But again,
the growth of older Lake Wingra fish was generally slower than
growth observed in these states to the south.
In comparison to bluegill from other Wisconsin lakes, growth is
slow in Lake Wingra and fast in Lake Mendota. Lake Wingra fish at
annulus I and II were similar in length to those from Lake Okoboji,
Iowa, but were not similar at annulus III and IV.
Data of Lake Mendota bluegill show that their growth in length
exceeds that of bluegill from Adams Lake, Bass Lake, Big Lake,
Center Lake (from the second through fourth years), Cline Lake
(through the fourth years), High Lake, Howard Lake and Maniou
Lake of Northern Indiana, summarized by Ricker ( 1942). Growth of
Lake Mendota bluegill also exceeds that in Illinois and Indiana
lakes, reported by Carlander (1950). It is also greater than that in
Spring and Poorest Lakes of Indiana, Kiser Lake and Lake
Meander of Ohio, but slower than that in Missouri’s Clear Lake,
reported by Lane (1954).
DISCUSSION
Bluegill from Lake Wingra and Lake Mendota during the first
two years of life grow at similar rates and at rates equal to or better
than from other lakes. After the second year of life bluegill from
Lake Wingra grow much slower than bluegill from Lake Mendota.
The history of Lake Wingra and its fish during the last 70 years is
of interest. Helm (1958) reported that in 1902 the Lake Wingra
population was dominated by black crappie ( Pomoxis
nigromaculatus). From 1903 to 1944 other fish, such as white
crappie ( Pomoxis annularis) and yellow bass (Morone interrupta )
were dominant. A decline in the number of large predators from
1922 to 1958 was accompanied by successful reproduction and
survival of pan fish. The decline of predators has been attributed to
several factors: unsuitability of the habitat for spawning, introduc¬
tion and resulting large carp population, and other factors,
discussed in detail in Helm (1958). It is important to examine the
growth history of bluegill during the period 1922-1958. Schloemer
(1939) and Helm (1958) have indicated that bluegill enjoyed
significantly high growth rates during that period, higher than that
of Lake Mendota fish.
1976]
El Shamy—Bluegill , Growth Rate
151
(a)
TOTAL LENGTH AT AGE, t
(b)
FIGURE 4. A comparison of growth in length (a: upper) and growth in
weight (b: lower) for bluegill in Lake Wingra and Lake
Mendota, by the Walford and a modified Walford plot.
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
The decline in the growth rates of bluegill from the 1950s to the
present has been accompanied by drastic changes in the Wingra
Lake, which can be summarized as follows:
1. A decline in large predators such as northern pike and
northern long-nose gar
2. A reduction in the carp population by seining
3. The increase in the density of the vegetation (Helm 1958)
4. An increase in the population density of pan fish, especially
bluegill
5. The disappearance of large invertebrates, such as Hyalella,
reported to be abundant in the lake at that time.
These changes have apparently not occurred in Lake Mendota.
BIBLIOGRAPHY
Baumann, P. 1972. Distribution, movement and feeding interactions
among bluegill and three other panfish in Lake Wingra. M.S. thesis,
University Wisconsin-Madison. 48 pp.
Bennett, G. W. 1948. The bass bluegill combination in a small artifical lake.
Illinois Nat. Hist. Surv. Bull. 24: 377-412.
Carlander, K. D. 1950. Handbook of Freshwater Fishery Biology. W. C.
Brown Co., Dubuque, Iowa. 281 pp.
Carlander, K. D. 1953. Handbook of Freshwater Fishery Biology with the
First Supplement. W. C. Brown Co., Dubuque, Iowa. 429 pp.
Helm, W. T. 1958. Some notes on the ecology of panfish in Lake W ingra with
special reference to the yellow bass. Ph.D thesis, University Wisconsin-
Madison. 88 pp.
Hile, R. 1941. Age and growth of rock bass, Ambloplites rupestrius
(Rafinesque) in Nebish Lake, Wisconsin. Trans. Wis. Acad. Sci., Arts,
Lett. 33: 189-337
Lane, C. E. 1954. Age and growth of the bluegill, Lepomis macrochirus
(Rafinesque) in a new Missouri impoundment. J. Wildlife Manag. 18:
358-365.
Lewis, W. M. 1950. Fisheries investigations on two artificial lakes in
southern Iowa fish populations. Iowa State Coll. J. Sci. 24: 287-323.
Neill, H. W. 1971. Distributional ecology and behavioral thermoregulation
of fishes in relation to heated effluent from a stream electric power plant
(Lake Monona, Wisconsin). Ph.D thesis, University Wisconsin-Madison.
203 pp.
1976]
El Shamy — Bluegill , Growth Rate
153
Regier, H. A. 1962. Validation of the scale method for estimating age and
growth of bluegill. Trans. Amer. Fish. Soc. 91: 362-364.
Ricker, W. E. 1942. The rate of growth of bluegill sunfish in lakes of
northern Indiana. Indiana Conserv. Dept. Investigations of Indiana
Lakes and Streams 2: 162-214.
Ricker, W. E. 1968. Methods for Assessment of Fish Production in Fresh
Waters. Blackwell Sci. Publ., Oxford. 313 pp.
Schloemer, C. L. 1939. The age and rate of growth of bluegill. Ph.D thesis,
University Wisconsin-Madison. 113 pp.
Schuck, A. H. 1949. Problems in calculating size of fish at various ages from
proportional measurements of fish and scale size. J. Wildlife Manag. 13:
298-303.
Snow, H. E. 1968. Stocking of muskellunge and walleye as a panfish control
practice in Deer Lake, Sawyer County. Dept. Nat. Res., Madison,
Wisconsin. 17 pp.
Snow, H. E., A. Ensign, and J. Klingbiel, 1962. The bluegill, its life history,
ecology and management. Wis. Conserv. Dept. Publ. 230.
Sprugel, G. 1953. Growth of bluegill in new lakes with particular reference
to false annuli. Trans. Amer. Fish. Soc. 83: 58-75.
Stucky, N. P., and K. Harold. 1971. Growth and condition of the carp and
the carpsucker in an altered environment in Western Kansas. Trans.
Amer. Fish. Soc. 100: 266-282.
Van Oosten, J. 1929. Life history of the lake herring ( Leucichlyts artedi
Lesuer) of Lake Huron as revealed by its scales, with a critique of the
scale method. U.S. Bur. Fish. Bull. 44(1928): 265-428.
Walford, L. A. 1940. A new graphic method of describing the growth of
animals. Biol. Bull. 90: 141-147.
OPOSSUM SHRIMP
(MYSIS OCULATA RELICT A :LOVEN)
DISCOVERED IN STORMY LAKE, WISCONSIN
Terrence C. McKnight
Wisconsin Department of
Natural Resources , Rhinelander
Opossum shrimp (Mysis oculata relicta Loven) were found in
Stormy Lake during a study of food habits of the coho salmon
(Oncorhyncus kisutch) (McKnight and Serns, 1974). Since 1934,
Mysis had been known only in three inland Wisconsin lakes: Big
Green (Green Lake County), Trout (Vilas County) and Black Oak
(Vilas County), according to Juday and Birge, 1927, and Couey,
1934. There is also an unconfirmed report of Mysis in Lake Geneva
in Walworth County (Pennak; 1953, Pennak, personal communica¬
tion).
Stormy Lake in northeastern Vilas County (T 41 N, R 9E; S 1, 11
and 12) is a soft-water, landlocked, ice-block type of lake. The lake’s
maximum depth is 19.2 m; the median depth is 5.8 m; the volume is
2.09 X 1010 1, and the surface 211.2 ha. The methyl purple alkalinity
is 15.0 mg/1. Midsummer dissolved oxygen gradually declines as
depths increase over 13.7 m; while 9.1 to 13.7 m depths have cool
(10.6-19.4 C) water with some dissolved oxygen (3.7-8.9 mg/1); at
14.3 m and deeper the water is anoxic. The Lake’s bottoms are
predominantly sand, gravel, and rubble in shallow zones with
mainly muck in deeper waters. Aquatic vegetation is sparse, but
Nuphar variegatum , Potamogeton Robbinsii , Sparganium, Typha ,
Eleocharis palustris , and Drepanocladus are present (McKnight,
unpublished data).
Stomachs from Stormy Lake coho salmon captured by nets or
electro-fishing gear in the fall of 1969 and the summer and winter of
1970, contain Mysis. Individual coho contained remains from as
many as 98 Mysis organisms.
Stormy Lake is considerably shallower than the other Wisconsin
lakes with Mysis. Maximum depths for Big Green, Trout and Black
Oak Lakes are 69.8, 35. 1 and 25.9 m respectively. With thousands of
years of geo-isolation and limited oxygen in the hypolimnion, the
Stormy Lake Mysis may be a unique strain. A strain with tolerance
to low oxygen concentrations could be an important consideration to
fisheries personnel considering transplanting this excellent fish
154
1976]
Me Knight — Opossum Shrimp, Stormy Lake
155
food to other small to medium lakes with marginal oxygen
conditions.
BIBLIOGRAPHY
Couey, Faye M. 1934. Fi$h food studies of a number of northeastern Wisconsin
lakes. Trans. Wis. Acad. Sci. Arts, Lett. 29: 131-172.
Juday, Chancey, and Edward A. Birge. 1927. Pontoporeia and Mysis in Wisconsin
lakes. Ecology 7: 445-452.
McKnight, Terrence C., and Steven L. Serns. 1974. Food habits of coho salmon
(Onchorynchus kisutch) in an inland Wisconsin lake. Trans. Amer. Fish. Soc. 103:
126-130.
Pennak, Robert W. 1953. Fresh-water Invertebrates of the United States. Ronalc
Press, New York. 769 pp.
TRANSCENDENTAL MEDITATION IN THE SCHOOLS . . .
RELIGION OR SCIENCE?
A. B. Frederick
S.U.N.Y.
College at Brockport
Brooklyn , N. Y.
It is difficult these days to find a school which practices the
tradition of reading the Bible as a part of the morning prelude to the
“Three Rs.” Yet the Illinois State legislature has recently given a
standing ovation to the founder of the Science of Creative
Intelligence (SCI), His Holiness, Maharishi Mahesh Yogi. His
appearance in Springfield served to acknowledge his thanks for the
Assembly’s adoption of House Resolution No. 677, the latter
encouraging the spread of Transcendental Meditation (TM) in the
schools and colleges of Illinois. Copies of the resolution have been
forwarded to the Superintendent of Public Instruction and to Deans
of Education in the Illinois State University System.
Prominent, scientific journals1 as well as a host of popular
magazines2 have seen fit to publish articles on the subject of TM.
Since most of them are written by authors who advocate meditation,
one is left with the impression that this new version of Yoga is well
worth the attention of scientists and schoolmen. There is no doubt
that educators in particular are groping for answers in problematic
areas like drug abuse and school discipline. In Eastchester, New
York, for example, a superintendent of schools has welcomed SCI
and TM to the curriculum expressing little doubt that such
programs will result in positive effects on the school population.3
The Science of Creative Intelligence, an offshoot of TM, is projected
as a viable program for welding together the interdisciplinary
efforts of school and colhege curricula. Several symposia, funded in
part by H.E.W., have already been organized to investigate the
potential of SCI in the public schools.
Perhaps the most amazing thing about TM is its apparent,
spontaneous acceptability. There are few, if any, articles challeng¬
ing meditation a la Maharishi. It is about time that someone takes a
closer look at this latest American “sacred cow.” TM people claim
that their program is independent of religion. Is it? Has the practice
of TM been validated by science as some writers suggest? What do
we really know about TM?4
156
1976]
Frederick — Transcendental Meditation
157
TM and Religion
There is no question that transcendental meditation is a derivitive
of the practice of Yoga in India. Meditation is widely practiced in
that country in many forms all of which conform, more or less, to the
Vedic traditions of union (“Yoga” means “union”) with God. When
Guru Mahesh published his own translation and commentary on the
Bhaqavad-Gita ,5 the Vedic Bible, as a part of an international
program for spiritual regeneration, he carefully pointed out how
other commentators on the Gita had erred. His own translation
favors a much more simplistic path to union, while other
commentators have elected the path of anti-materialism often
assuming the role of the recluse in their practice of Yoga. The path
of the recluse, the Yoga of Knowledge, is long and demanding.
Maharishi Mahesh favors the path of action known as Karma
Yoga. His version is compatible with any role in life, and union with
God is quickly achieved by the practice of transcendental
meditation. He often acknowledges the inspiration of his own
teacher, Guru Deva, who died shortly before Mahesh’s plan for a
worldwide movement began to take shape. His method is such that
it can easily be learned by contacting the Student’s International
Meditation Society (SIMS) which is currently sponsoring a
dedicated band of teachers, known as “Initiators,” who in turn are
teaching TM throughout the United States and Canada. The men
from SIMS play down the religious aspect of their work which
makes it more palatable for schoolmen and others who might be
“turned off” to religion. Initiators have been contacted who have
scant knowledge of the Bhagavad-Gita , although their free, public
lectures are replete with phrases taken directly from that source.
The free lectures are rather inoffensive, canned talks on some
nebulous, natural philosophy designed by Mahesh who has
carefully told his young teachers what, and what not, to say. Instead
of union with God, the initiators speak of “turning the attention
inward to the source of thought.” When asked about the nature of
“the source of thought”, it is quickly passed off as a function of the
mind, an experience, which defies verbal description. The public is
told, “It’s just a simple, natural, mental technique.”
Having attended two public lectures, interested individuals are
given the opportunity to become initiates to TM, if they are willing
to pay the fee involved and promise to abstain from experimental
drugs of all kinds prior to instruction. The TM movement is anti¬
drug, a strong point in its favor.
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
The initial training session requires a private meeting with a
SIMS instructor. During this session a mantra, a so-called
“meaningless sound/' is presented to the initiate. The mantra is an
important key to transcending thought, according to TM people.
The initiation session takes the form of a ceremony not unlike a
religious ritual. There is an altar of sorts, candlelight and incense.
The initiate brings an “offering” of fruit and flowers as well as a new
handkerchief. Although the ritual of initiation is called
“traditional” by initiators who have been questioned on this point by
skeptics, there is little doubt that its practice has an effect on the
learner and he is apt to relate it to other religious ceremonies of his
experience. Substitute a priest for the initiator and a communion
wafer for the mantra and one might easily imagine attendance at
Mass. From a religious vantage point, one could support TM as a
new form of evangelism with a scientific tinge. If it provides a
medium for the cessation of drug abuse, who really cares what it is
called? It is no better, nor worse, than any other theology and
certainly cannot be judged by science.
TM and Science
Transcendental meditation has been presented by its advocates
throughout the world as a “simple, natural (or mental) technique,”
not dependent on any faith or belief. Skeptics are welcomed. It is
supposedly a practice that produces an awareness of the mind's own
natural inclination to “transcend” or “go beyond thought to the
source of thought.” Transcendental meditation is often described as
a practice which was lost to the world in the land of its origin . . .
India. We are told that this practice gives full rest to the “nervous
system” and is therefore frequently touted as the best form of
relaxation. The relaxed state is defined in medicine and science
generally as that state where the muscles are fully relaxed, such a
state being further confirmed by the appearance of associated brain
wave patterns.6
In recent years, researchers have become very interested in TM,
since they can easily obtain willing subjects at many of the large
Universities which are equipped with appropriate laboratory
measuring devices. The investigation which has received the
greatest notoriety is that of Robert K. Wallace.7 Wallace is himself a
meditator and is currently the President of the Maharishi
International University. His Ph.D. dissertation on the
physiological effects (really correlates) of TM was completed at
1976]
Frederick — Transcendental Meditation
159
U.C.L.A. in 1970. Charts extracted from his study and those coming
from studies made in collaboration with Herbert Benson8 of the
Harvard Medical School are prominently displayed at TM lectures
given by SIMS. These charts are used mainly as window dressing
by the young TM teachers, since most of them are woefully
unprepared to explain physiological matters in depth.
What are the findings coming from TM research? In general, the
researchers believe that they have accounted for a so-called “fourth
state” of consciousness, the transcendental state, which was
probably originally inspired by Maharishi in his commentary on
the Bhagavad-Gita published in 1967. It seems that they have
simply attempted to confirm something that Maharishi knew about
all along. The “fourth state” they say is characterized by “restful
alertness” and is therefore distinctly different from wakefulness,
sleep and the dream state. By rest they mean physiological
relaxation; by alertness they imply that the mind is ready to jump
into action with a vigor not identifiable in other states.
Studies conducted thus far with TM subjects have produced
approximately ten types of physiological data.9 Not all subjects have
been measured in all ten areas and three of the studies reported the
use of only 20-40 TM subjects. No comparison has been made
between TM subjects and other subjects who have been trained by
other methods. Ordinarily, the TM subjects are introduced to the
laboratory; they sit for a while without meditating; then there is a
period of meditation; and finally they are tested at rest after the
meditation period. Records taken from these three periods are
compared with each other for each of the subjects tested. The
researchers cannot be sure how well their subjects can actually
perform TM. They know only that they have had the training
provided by SIMS.10
The measures most commonly mentioned in connection with the
Wallace-Benson11 studies are the body’s use of oxygen and the
skin’s ability to resist an electrical current. During meditation, the
use of oxygen decreases and is identifiably different, when
compared with simple rest such as sitting. The skin resistance test is
similar to a “Lie Detector” test. During TM there seems to be a
significant difference in the resistance of the skin to electricity,
indicating that the subject is relaxed in the physiological sense.
Reporting in the American Journal of Physiology , 12 Wallace et al.
stated that “the possibility exists that these changes represent an
integrated response that may well be induced by other means'' (my
emphasis).
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Wisconsin Academy of Sciences, Arts and Letters
[VoL64
Had Wallace and Benson done their homework, they would have
found that this is indeed the case. The practice of progressive
relaxation, for example, has been known in medicine and
physiology as well as psychology since the 1930s and its
methodology has been reported in almost every major journal of
those fields. In his review of the literature leading to his
dissertation, Wallace completely missed the classic works of
Edmund Jacobson and others who have been studying relaxation
and tension in man for more than half a century.13 Jacobson has
found nothing that might be described as “restful alertness.” In fact
he has shown again and again that subjects well trained in
relaxation, particularly in the vocal and visual muscular systems,
cease to think as we know it altogether, when they are relaxing.
“Alertness” would necessarily have to produce changes that are
measurable in the muscles and such changes would never be
characterized as “deep relaxation.” None of the current batch of TM
studies has reported muscular data and yet all of them have
assumed that their subjects were well relaxed during TM.
Researchers like Jacobson who have been engaged in medical
studies of relaxation often use biofeedback. During biofeedback
training subjects learn to pick up signalization from their bodies
first with the assistance of electronic apparatus and later without it
Modern headache therapy uses this method to help chronic
sufferers learn to control the musculature of the forehead.14 It
works. Unlike the methods used in TM which are shrouded in
mystery and metaphysical suggestion, the technique of progressive
relaxation is thoroughly explained in the technical literature and
has been used by physicians and educators for years. To get a
complete idea about TM, one must contact Maharishi in person. He
has not written about the method in either of his books but only the
benefits that he believes will result.
The most sophisticated device known to science for testing low
voltages in muscle tissue is one developed by Jacobson during the
1930s with the full cooperation of the Bell Telephone Co.15 A
transistorized version is now available which enables scientists to
extract brain wave measurements and muscle tension
measurements simultaneously. Since TM advocates are attempting
to “reach the source of thought” and generally and mistakenly relate
thinking to the brain, they have altogether neglected the role of
muscle in their work. There is no reason to believe that TM subjects
are enjoying the benefits of relaxation. They may be mildly relaxed,
however, which is a far cry from their claims thus far. We know
1976]
Frederick — Transcendental Meditation
161
literally nothing about the state of the muscles during TM, because
this kind of data is missing in TM research.
What Really Happens During TM?
Considered in the context of theology, the “experience” of TM has
a legitimate place in religion. Just as one might be “saved” by the
evangelist, so one might “find the source of happiness” during TM.
As far as we know, such experiences are much the same. Although
controlled studies of those who experience salvation through
evangelism have probably not been tested in the physiology
laboratory, we often observe dramatic changes in the lives of those
who experience religion in a very personal way, including
personality changes and improved emotional health. During
prayer, for example, the physiologist might find the kind of changes
that have been reported for TM subjects.
Stripped of its religious veil, what might actually be happening
during transcendental meditation? The clue we get is supplied by
Maharishi himself, who has frequently compared TM with a bubble
of air rising from the depths of a pond. As it ascends it grows
increasingly larger and finally bursts when it reaches the surface.
The experience of transcending begins with the bubble at the
surface and follows its path to the floor of the pond where it finally
reaches the point of its creation. To transcend we then enter the
world of the non-bubble, that creative force that transcends the idea
of a bubble.
In Vedic tradition, according to Maharishi, the tongue is
regarded as an organ of action. The tongue, along with the entire
muscular apparatus responsible for speech, must manipulate air in
order to produce sound. The Sanskrit word for breath is “atman.”
But “Atman” is also the term which signifies the “World Soul.”
Therefore when the tongue, an organ of action, interacts with the
breath, it is in touch with the World Soul which permeates all
Nature. In the Bhagavad-Gita , Lord Krishna (God) declares “I am
Om.” The syllable “Om” is a mantra frequently employed in the
singing chants of the Yogi. The World Soul is explained as a never-
changing, constant being. The tongue, an organ of action, is capable
of an infinite variety of movements and is therefore ever-changing.
The Yogi attempts to join the field of action with that of inaction and
when successful, union with the World Soul or Atman takes place.
There are many ways (paths) to achieve union in the practice of
Yoga including transcendental meditation, the particular route
espoused by Mahesh.
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Wisconsin Academy of Sciences , Arts and Letters
[Vol.64
The TM technique begins with an audible sound or syllable called
a mantra, literally a Holy sound or song capable of ridding the mind
of evil. But instead of chanting the mantra overtly, it is imagined
rather than pronounced during TM. Thus the world of inner speech
(talking to oneself) is engaged. Naturally, inner speech is inaudible
to others but it nevertheless utilizes the same speech apparatus
including the speech muscles.16 When you pronounce the word “cat”
covertly the same muscles are used as you would ordinarily use in
pronouncing “cat” overtly. Studies in both relaxation and psy¬
cholinguistics confirm this phenomenon.17 A. N. Sokolov18 of the
Soviet Union acknowledges the work of Jacobson in his writing.
The TM novice proceeds in inner speech, pronouncing his mantra
with less and less muscular force. He is told that such inner speech
activity is simply a more refined level of thinking but he is not told
that thinking as we know it also requires muscle, however miniscule
it may be. The novice “experiences” the mantra freely in his
imagination and is told not to concentrate, the mantra serving him
merely as a point of departure for mind wandering.
Finally he arrives at the point where the mantra is pronounced
with such refinement that it would take a delicate instrument, such
as the E.M.G., to detect the corresponding muscular action in tenths
of millionths of volts. Then he “transcends.” He ceases to think. The
muscles simply relax. In studies which have measured the
contractions of the speech musculature, the finding has been
repeatedly that verbalized thought is literally impossible without
muscle action.19 Further, during TM the eyes are closed and a quiet
spot is recommended. This eliminates interesting stimulation to the
eyes and ears, although one may employ visual imagery continuous¬
ly with the eyes closed and in such instances the eye muscles would
be active. Although the Yogis do not consider the eyes to be organs of
action, we know from studies in relaxation that they are every bit as
active in their own way as the tongue. The Yogi practicing TM
attempts to focus the eyes at the tip of the nose to bring them under
further control. In this way they may also be brought into contact
with the breath or “Atman.” This is simply inhibition of sensation.
When one set of muscles relaxes, as for example the speech
muscles, this non-action has an effect on surrounding muscle groups
and is called the “Spread of relaxation.” It is not unrealistic to
suppose that during TM with the speech muscles relaxed the eye
muscles also occasionally relax which would then literally “clear the
mind”, since neither aural nor visual imagery would be possible.
1976]
Frederick — Transcendental Meditation
163
This condition often produces the onset of sleep which has been
reported by Wallace and Benson in their TM studies,.20
Instructions to TM beginners depend upon a dialogue with the
teacher, a process known as introspection and abandoned by
psychology due to its susceptability to bias and suggestion. During
teaching sessions the novice might actually be convinced of his“TM
experience” or that he “has reached the source of thought” due to the
unwitted suggestions of his instructor, the ceremonious nature of
the ritual explained above notwithstanding. What may actually be
occurring is an experience in self-hypnosis or auto-suggestion. In
fact the whole field of TM as described in Maharishi’s book The
Science of Being and the Art of Living 21 is very much like the many
approaches one might read about in paperbacks on self-hypnotism.
Judging the performance of the learner is a difficult task at best,
since the teachers from SIMS are not trained to observe the process
of relaxation and must depend upon what the novice reports which
may also be very inaccurate without specific training. Such a
dialogue between teacher and learner is bound to be confounded
with suggestion. Maharishi states in his commentary on the
Bhagavad-Gita that the “inner state of such a man (the learner or
novice meditator) cannot be judged by outer signs.” When a learner
begins to judge his own practice he is probably influenced by the
verbal remarks of his teacher and may finally agree to the
description of the experience given by the teacher, whether he has
the experience or not. Since the learner has made a small
investment in TM he will look for signs that he is improving or get
further suggestions from his teacher at sessions following the initial
ceremony. He may report, as some meditators have indeed
reported, that such things as swimming, energy and sexual prowess
have improved as a result of TM. He may even abandon
experimental drugs. This latter point is very important and is
currently under study by Herbert Benson of Harvard.
In summary we may conclude that TM, considered in its proper
theological setting, is a practice aimed at the betterment of man and
cannot be judged or accounted for in science. The scientist’s
explanation of TM exposes the practice as mildly relaxing but
certainly cannot be compared with very precise methods such as
progressive relaxation and biofeedback therapy. Many of the
methods of TM are mysterious and ritualistic. The fact that SIMS
describes its method as “a simple mental technique” easily learned
by all is attractive to Americans who continuously look for shortcuts
to happiness and health. Very often such shortcuts have been
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
disappointing. We recall the youth who gazed disdainfully in the
mirror a few weeks after his Charles Atlas kit arrived and are
reminded of the wisdom of P. T. Barnum who knew the value of
showmanship. We have no doubt that TM offers a naturalistic
approach to religion where traditional religion has failed and may
actually become a counterforce in problems associated with drug
abuse. This alone might account for the enthusiasm of the Illinois
legislature. It would seem that its acceptability in the curriculum of
the public schools is legally as unwarranted as reading a daily
passage from the Bible.22
NOTATIONS
1. e.g. Wallace, R. K. 1970. Physiological effects of transcendental
meditation. Science 167: 1751-1754.
Wallace, R. K. and H. Benson. 1972. The physiology of meditation.
Sci. Amer. 226: 84-90.
2. e.g. Williams, Gurney, 1972. T.M.: Can it fight drug abuse? Sci. Digest
Feb. 1972: 74-79.
Benson, Herbert. 1976. Relax your way to better health. Reader’s
Digest, Apr. 1976: 132-135.
3. Driscoll, Francis. 1972. TM as a secondary school subject. Phi Delta
Kappan 54: 236-237.
4. Frederick, A. B. 1973. What you should know about T.M. Wis. Assoc.
Health, Physical Educa., Recreation Newletter. Feb. 1973: 2.
5. Maharishi Mahesh Yogi. 1969. Maharishi Mahesh Yogi on the
Bhagavad-Gita: A New Translation and Commentary. Baltimore: Penguin
Books.
6. Schwartz, Gary “The Psychobiology of Relaxation and Related States:
A Multiprocess Theory” in Mostofski, D. (Ed.), Behavior Control and
Modification of Physiological Activity. New York. Prentice-Hall. In press.
7. Wallace, R. K. 1970. op. cit.
8. Wallace, R. K., H. Benson, and A. F. Wilson. 1971. A wakeful
hypometabolic physiologic state. Amer. Jour. Physiol. 221: 795-799.
9. Wallace, R. K. 1970. op. cit.
10. In a recent study by Treichel and his co-workers abstracted in The
Physiologist for August, 1973, p. 472, the conclusion is reached that
metabolic rate reductions such as those earlier suggested by Wallace et al.
were not necessarily due to the practice of T.M. Control subjects simply
were seated with eyes closed. Oxygen consumption for the controls did not
differ significantly from that of the meditation group.
11. Wallace, R. K. et al. 1971 op. cit.
12. Ibid.
13. The Jacobsonian literature covering a period from 1910-1973 is
available at no charge from the Laboratory for Clinical Physiology, 55 E,
Washington St., Chicago, Ill. 60602.
1976]
Frederick — Transcendental Meditation
165
14. Budzynski, T., and J. Stoyva. 1970. Feedback-induced muscle
relaxation: Application to tension headache. Jour. Behavior Therap., Expt.
Psychiat. 1: 205-211.
15. Jacobson, Edmund. 1940. An integrating voltmeter for the study of
nerve and muscle potentials. Rev. Sci. Instruments 11: 415-418.
16. Sokolov, A. N. 1972. Inner Speech and Thought. New York. Plenum
Press.
17. McGuigan, F. J. 1970. Covert oral behavior during the silent
performance of language tasks. Psychol. Bull. 74: 309-326.
18. Sokolov, A. N. 1972 op. cit.
19. McGuigan, F. J. 1970 op. cit.
20. Wallace, R. K., et al. 1971 op. cit.
21. Maharishi Mahiesh Yogi. 1966. The Science of Being and the Art of
Living. Stuttgart, Germany: Spiritual Regeneration Movement
Publications.
22. Elam, S. M. (Ed.) 1976. Is T.M. religious or secular? U.S. District
Court to decide. Phi Delta Kappan, June 1976: 660.
CHILDREN S ORIENTATION TOWARD
THE WORLD OF WORK
Janice E. Kuldau
University Wisconsin— Superior
and Von D. Kuldau
University Minnesota —Duluth
University Wisconsin - Superior
INTRODUCTION
The need to provide elementary school children with educational
experiences relative to the World of Work has been given lip service
for several years. In 1962, Wrenn wrote
The elementary school and the junior high school have more urgent
need in the immediate future than in the past for stressing vocational
information and vocational counseling for a portion of their student
population (Wrenn, 1962, p. 150-151).
More recently, publishers have developed materials to introduce
the child to a greater variety of jobs. Traditionally, elementary
school textbooks, such as readers and social studies texts, have
described occupations and jobs centered on the service and
professional areas. Tennyson and Monnens, in 1963, surveyed
readers for grades 1 through 6 published by 6 different companies.
They found greatest emphasis on the professional, managerial, and
service occupations. According to the 1960 census, these oc¬
cupational groups comprised only 19.9% of the working force in the
United States; the 1970 census indicated 33.5%. The occupations of a
sales, clerical and operative nature were listed in the 1960 census at
42% and in the 1970 census at 55.3%. Occupations of this nature were
slighted in the readers. According to Tennyson and Monnens, no
reader presented a true picture of the World of Work, probably
because the authors are more familiar with the professional fields of
work. Nevertheless, this one-sided view of the World of Work does
not provide children with a total picture of their occupational
options.
Frasher and Walker in 1972 compared the roles, relationships,
activities and relative importance assigned to male and female
story characters in readiness, first and second grade readers. Males
predominated as main characters in all series, whereas female
occupational roles were limited, distorted and stereotyped.
166
1976]
Kuldau and Kuldau— Children, World of Work
167
Historically, jobs have been handed from father to son. In the
twentieth century, however, with the educational opportunities and
advantages available to all youth, this pattern has changed.
Knowledge gained during the early years is put to use in the
adolescent years when decisions related to career selection,
preparation and first employment are made. Pressures from society
often force an adolescent to make a career decision before he is
ready: colleges request a student to indicate a major; parents urge
an adolescent to become involved in the World of Work; the military
offers the choice of an occupation to all who enlist. Over and over, the
adolescent is reminded that these decisions are waiting to be made!
Vocational theorists have debated the basis upon which one
makes vocational choices. The majority of theories have been based
on research conducted among adolescents and adults. For example,
Super’s rather comprehensive theory is based on his research with
9th grade boys (Super, 1960). Current introduction into the World of
Work at the elementary school level is thus an extrapolation from
adolescent/adult theory.
The KULDAU OCCUPATIONAL DEVELOPMENT INVEN¬
TORY (KODI) was developed as a means of assessing the
orientation which children at the upper elementary school levels
have developed toward the World of Work. An instrument which
measures such orientation would prepare elementary school
personnel to assist children in acquiring basic knowledge for later
vocational choice and decisions.
PURPOSE
The purpose of this study was three-fold: to discover 1) if children
in grades 4, 5 and 6 have developed attitudes toward the World of
Work, 2) if the instrument under development would differentiate
these attitudes into three factors (Interpersonal Relations, Success
Orientation, and Security Orientation); 3) if the variables under
study (grade level, sex and community setting) influenced the
children’s responses to these three factors.
METHOD
The KODI was administered by the authors to over 1000 children
in grades 4, 5 and 6 in three community settings in a city in
Wisconsin. The 40-item forced choice instrument had a reading
grade level of 4.7 as measured by the Dale-Chall Test for
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Readability. Transparencies for each item were projected on a
screen and read orally to the children. The three community
settings were defined as:
Inner City (IC): Schools which qualified for and were receiving Title I
funds, were located within the central business area of the city, and
served children residing within the central business area of the city;
Working Blue Collar (WBC): Schools which were judged by the
administrators to draw the majority of their students from homes in
which the chief wage earner was employed in an occupation which
required less than two years post-high school training as listed in
Volume II of the DICTIONARY OF OCCUPATIONAL TITLES;
Professional White Collar (PWC): Schools which were judged by the
administrators as drawing the majority of their students from homes
in which the chief wage earner was employed in an occupation which
required more than two years post-high school training as listed in
Volume II of the DICTIONARY OF OCCUPATIONAL TITLES.
Schools included in this study were said to draw at least 75% of their
students from the community setting described.
Each of the 40 items in KODI was statistically analyzed by using
the three-way analysis of variance. This approach made it possible
for the three variables {grade level , community setting , sex) to be
extracted and studied to discover the effect each had on the
development of orientation toward the World of Work. “The three
way anova permits the comparison of several groups' performance
and the evaluation of the variations in performance shown by the
subjects” (Bruning and Kintz, 1968, p. 72).
Such analysis in the present study reveals the relationship
between and within the variables, considered singly and in
combination, thereby making a total of seven variables. The three
single variables include 1) grade , 2) community setting and 3) sex
with the combination variables including the relationship between
4 )grade and community setting , 5) grade and sex , 6) community
setting and sex , and 7) grade , community setting and sex .
RESULTS
Table I contains 11 items that measure the importance of
Interpersonal Relations (Factor I) in the child's orientation to the
World of Work. The sex of the child is the single most important
variable that influences this factor, with 8 of the 1 1 items meeting or
1976]
Kuldau and Kuldau— Children, World of Work
169
exceeding the 0.05 or 0.01 level of significance. The second most
important single variable is community setting , with 7 of the 11
items meeting or exceeding the 0.05 or 0.01 level of significance.
However, when comparison was made between the variables, the
impact of grade combined with community setting was the most
significant with 6 out of the 11 items meeting or exceeding the 0.01
level of significance. Only when the impact of grade combined with
sex was analyzed did no significant results occur. On two items (no. 5
and 30) all three variables combined were influential in deter¬
mining how a child responded to the inventory.
TABLE 1. FACTOR I. INTERPERSONAL RELATIONS. ANALYSIS
OF VARIANCE FOR GRADE, SEX, AND COMMUNITY
SETTING FOR EACH INVENTORY ITEM
Item No. Grade Community Sex
(A) Setting (C) AB AC BC ABC
(B)
*p <.05
**p <.01
Table 2 indicates that Factor II (Success Orientation) contains 12
items. The most influential single variable is grade with 7 of the 12
items meeting or exceeding the 0.05 or 0.01 level of significance.
The second most influential single variable is community setting
with 6 of the 12 items meeting or exceeding the 0.01 level of
significance. The most important combination of variables was
grade and community setting , with 6 out of the 12 meeting or
exceeding the 0.05 or 0.01 level of significance.
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Wisconsin Academy of Sciences, Arts and Letters
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TABLE 2. FACTOR II. SUCCESS ORIENTATION. ANALYSIS OF
VARIANCE FOR GRADE, SEX, AND COMMUNITY
SETTING FOR EACH INVENTORY ITEM
*p <.05
**p <.01
TABLE 3. FACTOR III. SECURITY ORIENTATION. ANALYSIS OF
VARIANCE FOR GRADE, SEX, AND COMMUNITY
SETTING FOR EACH INVENTORY ITEM
*p <.05
**p<.01
1976]
Kuldau and Kuldau — Children , World of Work
171
Factor III (Security Orientation) contains 10 items as shown on
Table 3. The single most influential variable is community setting
with 10 out of the 10 items meeting or exceeding either the 0.05 or
the 0.01 level of significance. The second most important single
variable is grade with 9 out of the 10 items meeting or exceeding
either the 0.05 or the 0.01 level of significance. When combined
variables are viewed, grade and community setting has 4 out of the
10 items meeting or exceeding either the 0.05 or 0.01 level of
significance.
DISCUSSION
Whether a child views Interpersonal Relations on the job as
important is influenced directly by the sex of the child. The type of
community setting plays only a slightly less important role in this
orientation. The child’s grade becomes important only when it is
related to the type of community setting of the school.
The Success Orientation factor was designed to determine
whether individuals felt that the criteria of success were based on
education and flexibility. Grade level seemed to influence the
response of the child, when Success Orientation was taken into
consideration. The child’s community setting was only slightly less
important. Community setting and grade not only operate
independently but in combination. This finding strengthens the
concept that the community and the grade level of the child greatly
influence his/her views of success. The latter point could relate to
whether or not a child views school as necessary for success.
The Security Orientation factor has the greatest number of items
reaching or exceeding the 0.05 or 0.01 level of significance for single
variables of the three factors studied. Whether a child is
materialistically oriented or not, and whether he/she is passive or
self-directed, is influenced by the community setting and grade
level of the child. The sex of the child also plays a role of importance
in the Success Orientation. Generally speaking, each single variable
independently influences the child’s orientation to security, i.e., the
community setting influences whether the child views
himself/herself as a passive or as a self-directed individual along
with whether materialism is important or not.
In conclusion, it can be stated that: Children in grades 4, 5, and 6
have developed attitudes toward the World of Work. These attitudes
are related to, or take into consideration Interpersonal Relations,
Success Orientation and Security Orientation. These three factors
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[Vol.64
were influenced differentially by grade, sex and community
setting.
BIBLIOGRAPHY
Bruning, James L., and B. S. Kintz. Computational Handbook of Statistics.
Atlanta: Scott, Foresman Co. 1968 269 pp.
Frasher, Ramona, and Annabelle Walker. 1972. Sex roles in early reading
textbooks. Reading Teacher 25: 741-749.
Super, Donald E., and Phoebe L. Overstreet. The Vocational Maturity of
Ninth Grade Boys. New York: Teachers College, 1960. 212 pp.
Tennyson, W. Wesley, and Lawrence F. Monnens. 1963. The World of Work
through elementary readers. Vocational Guidance Quart. 12 Winter: 85-
88.
Wrenn, Gilbert. Counselor in a Changing World. Washington, D.C.: Amer.
Personnel and Guidance Assoc. 1962. 195 pp.
ENVIRONMENT FOR DISCOVERY - THE OWEN
SURVEY OF WISCONSIN
Katherine G. Nelson
University Wisconsin —
Milwaukee
David Dale Owen, United States Geologist, directed the first
extensive geological surveys of Wisconsin and adjacent areas
during the field seasons of 1839, 1847, 1848 and 1849. While reports
were made to Congress on the 1839 and 1847 surveys, it is the 638
page “Report of the Geological Survey of Wisconsin, Iowa and
Minnesota,” issued in 1852, which describes and illustrates the
geology in great detail, and which also gives a vivid picture of the
harsh environmental conditions under which the work was
accomplished. Wisconsin did not undertake a State Geological
Survey until 1853, but between 1820 and 1850 22 State surveys had
been established— one of them in Indiana, where Owen had been
appointed its first State Geologist in 1837, when he was 30 years of
age.
The nurturing environment of this young geologist was quite
different from the wilds of the Northwest in which he and his
assistants mapped bedrock, drift, mineral resources, and land-
forms under conditions which were frequently harrowing. David
Dale Owen was born in Scotland, the son of wealthy philanthropist
and social reformer Robert Owen. In the opinion of the father,
“environment — was the only med ium whereby the character of the
individual could be bettered” and it was “vitally important that
human beings be surrounded with circumstances favorable to their
development” (Lockwood, 1905).
Robert Owen considered that there were four phases of the
environment— home, social, industrial, and educational— and he
spent a fortune to bring about improvements in all of these for the
working classes. At the same time, he saw to it that his own children
were uncommonly well educated for the time, i.e. the early part of
the nineteenth century. It is strange, though, that he gave little
attention to the natural environment which became the chief
interest of his two sons, David and his younger brother Richard.
Following their early education under private tutors and in schools
founded by their father for the children of workers in his cotton mill,
the boys were sent to schools in Switzerland and Glasgow, where
they studied French, German, chemistry, and natural philosophy,
which included physics and geology.
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[Vol. 64
Meanwhile, in order to achieve greater scope for his ideas of social
reform, Robert Owen purchased the Rappite community of
Harmonie, on the Wabash River in Indiana, and recruited several
hundred followers (including his two older sons) to join him there in
1825 in a “community of equality, based on communally held
property, strong emphasis on education, and rejection of doctrinal
religion” (Lane, 1966). The social experiment failed after two years,
but the community, rechristened New Harmony by Owen,
remained to become “the greatest scientific center in America”
(Lockwood, 1905). Robert Owen had already left New Harmony
when David and Richard, aged 20 and 18 respectively, fresh from
their European schooling, arrived in the colony in 1827 to teach and
to conduct experiments. There they became acquainted with
William Maclure, who earned the title “Father of American
Geology” by producing the first geological map of the eastern
United States, in 1809. Maclure had left Philadelphia to join Robert
Owen in the New Harmony experiment because he saw such rapid
moral decay in the cities that he believed the only salvation for
civilization lay in a return to rural life and changes in the education
system (Lane, 1966). He established the school system in New
Harmony, which became a model for schools throughout the
Country (Lockwood, 1905). Maclure left the colony soon after David
and Richard arrived, but his library and natural history collection
were available for study, and must have whetted David's interest. In
1881 he went to London to study chemistry and geology, and after
two years abroad he returned to New Harmony, set up his science
laboratory in the old Rappite granary which later became
headquarters for the United States Geological Survey, and there he
assembled the collections of Maclure and Thomas Say for study.
During the winter, he gave a series of 40 scientific lectures for the
townspeople (Lane, 1966). It was probably a desire to improve his
background in morphology and anatomy for paleontologic studies
that led him to the Medical College of Ohio in 1835. He received his
M.D. in 1837 but for the record he never practiced medicine,
although his knowledge must have been called into use during some
of the surveys. Feeling the need for field experience, he took time off
from his medical studies in the summer of 1836 to serve as field
assistant to Dr. Gerard Troost, State Geologist of Tennessee, a
Hollander who had been a member of Maclure's scientific colony in
New Harmony. Lane (1966) calls David Dale Owen a link between
the older generation of geologists, Maclure and Troost, and a
younger generation who received much of their geologic training by
1976]
Nelson — Owen Survey of Wisconsin
175
association with Owen on several state and federal geological
surveys.
The first assignment came as soon as he had completed his
medical training. In 1837 Owen was appointed the first State
Geologist of Indiana and began a field survey across southern
Indiana, the report of which became, in 1838, the first of 45
publications to his credit. He continued the Indiana survey in 1838,
but refused it in 1839 in favor of an assignment as United States
Geologist— the second man to hold that title.This assignment
resulted from a change in federal law, which for the first time
permitted the sale of public mineral lands, but only after their value
had been estimated.
The first area to be surveyed was the lead district of the present
day southwestern Wisconsin and adjacent parts of Illinois and Iowa.
The assignment was to explore each quarter section, about 11,000
square miles, and to complete the work before winter. Although the
directive was framed in February, the appointment of the geologist
in charge was not made until July 31, and Dr. Owen did not receive
notification until August 17. The assembling of the required field
group and the successful completion of the survey in such a short
time (by November 24) have been described by George P. Merrill as
a “feat . . . never equalled in American geologic history” (Lane,
1966). How did he accomplish this? By rounding up every assistant
he could find in New Harmony and 139 more in St. Louis, where he
outfitted the expedition. On the journey by boat up the Mississippi
River, he lectured each day on geology and mineralogy, using
samples he had taken along. The whole crew was divided into 24
groups of 5 to 6 men, each to survey 7 to 8 sections a day. Each group
had an “intelligent head” (Lockwood, 1905) to look after the work,
and each had its own district, with every section to be visited,
samples collected from it, and mapping to be done. Dr. Owen
traveled from camp to camp, studying the work accomplished.
Each camp had its own hunters to provide food. The survey was
completed in little more than two months, and the final report by
June, 1840.
Seven years later Dr. Owen was again appointed by the General
Land Office to make a survey of the Chippewa Land District— about
46,000 square miles, mostly in Wisconsin. After completion of this
1847 reconnaissance, Owen was directed to make a general survey
of the Northwest Territories— chiefly Wisconsin, Iowa and
Minnesota “and incidentally a Portion of Nebraska Territory”
(Owen, 1852). The summers of 1848 and 1849 were devoted to this
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
survey, again with a crew of assistants, and then for two years Owen
worked on the collections and completion of the final report— 638
pages, 27 plates illustrating fossils, 16 plates of cross-sections, 2
geologic maps, and numerous wood-cuts from original sketches in
the field, many of them by the two Owen brothers. The monumental
volume of 1852 includes reports by several assistants, Dr. J. G.
Norwood, Colonel C. Whittlesey, and Dr. B. F. Shumard, and a
Memoir on the fossil vertebrates from Nebraska by Joseph Leidy. A
glance at the maps, the sections, and the illustrations, and a perusal
of th# descriptive geology impresses one with the diligence and
astuteness of these men, who mapped drift and illustrated kettle
and kame topography before the idea of continental glaciation had
been conceived. The first fossil finds were made in southwestern
Wisconsin, the base of the Paleozoic was determined, and
correlations with eastern United States and European strata were
established. The crystalline and volcanic rocks were described and
illustrated in detail. About 40 new species of invertebrate fossils
were described, and four new genera of trilobites, including the
zone markers Dikelocephalus and Crepicephalus of the Upper
Cambrian Series. There was ample opportunity for discovery,
because these men were not only surveyors, they were explorers.
Little geologic work had been done in the area. Increase Lapham
had produced a geologic map of Wisconsin in 1844, and George
Featherstonhaugh, Owen’s predecessor as United States Geologist,
had made the first list of Wisconsin Territory’s mineral resources in
1836. But for the most part it was new territory.
As Owen noted, in his October 30, 1851 letter of transmittal to the
Commissioner of the General Land Office in Washington, the chief
object of the survey was strictly business and practical (to classify
and evaluate the mineral lands), but “Scientific researches, which
to some may seem purely speculative and curious, are essential as
preliminaries to these practical results” (Owen, 1852). He went on to
say that these researches had not been pushed, except in leisure
moments, so that the contributions to science “which a liberal policy
forbade to neglect” were a “voluntary offering, tendered at little or
no additional expense to the Department.” It was also noted that the
normal work-day was from 12 to 15 hours.
It was claimed by Owen that the geologic map of the territories
surveyed was the most extensive ever reported by any geologist or
geological corps in this country (four times the size of New York).
Strangely enough, he did not recommend the setting aside of any
lands as a mineral reservation. The Lake Superior iron ores were
1970]
Nelson — Owen Survey of Wisconsin
177
not discovered until quite some time later, and it is only in the
present decade that Wisconsin has become known as a copper-
producer. But the lead ores sites were known and noted on his map.
Some of Owen’s most interesting remarks deal with the
conditions under which he and his party worked. They remind us
that, although man may be causing deterioration of the environ¬
ment, he has made many improvements, too. Let me quote:
“A circumstance which to some may seem trivial, will delay, to a
considerable extent, the settlement of a portion of the district. It is
the prevalence, especially on the Upper Wisconsin, Chippewa, St.
Croix and Black River countries, and thence north to Lake Superior
and to the British Line, of venomous insects, in such insufferable
quantities, that, at certain seasons, they destroy all comfort and
quiet, by day or by night. Among the pineries of Northern
Wisconsin, and more or less throughout the whole of the above
designated region, the buffalo-gnat, the brulot, and the sand-fly, to
say nothing of gigantic musquitoes, carry on incessant war against
the equanimity of the unfortunate traveller. I and other members of
the corps, when unprovided with the necessary defence, have had
our ears swelled to two or three times their natural size, and the line
of our hats marked, all round, by the trickling blood. It was often
necessary to rise many times, in the course of the night, to allay the
fever of the head, by repeated cold bathings; and at some of the
worst spots, we could scarcely have discharged our ordinary
professional duties at all, without the constant protection of
musquito-netting, worn over our head and face.” (Owen, 1852, pp.
22-23)
He noted, however, that even in marshy areas, health was better
than expected, because the long, bracing winters of the northern
latitudes excluded many of the diseases of more southern climates.
But exposure in almost impassable swamps did lead to illness in the
party— each member in 1849 was struck by “obstinate inter-
mittents.” And then, rather casually, comes the statement, “We lost,
by death, but one man, of cholera, at Muscatine, in Iowa in July,
1849.”
Somewhat more linage is given to an accident “which came near
having a fatal termination” because of the bowsman’s loaded rifle,
laid “with the muzzle imprudently pointing, in a direct line,
towards myself. —A sudden jerk of the boat caused the discharge of
the rifle. Had not the breech of the other gun chanced to lie
slantingly across the muzzle of the discharged piece, this Report, in
all probability, would have been completed by someone else than its
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
present author.” As it was, the diverted ball shattered the brass and
stock of the second gun and the flying shrapnel struck one man in
the face and the kneecap, so that “for many days (he) could scarcely
step in or out of the canoe.” Dr. Owen’s coat was perforated in a
dozen places, and three fragments passed through and severely
lacerated the deltoid muscle of his left arm.
A sudden squall in 1850 dashed Dr. Norwood’s bark canoe on
shore and smashed it, and the principal assistant barely escaped
death. A constant worry was failure of provisions, because of
unforeseen and unexpected delays, and sometimes difficulty in
interpretation of poor maps. “We have frequently, notwithstanding
the utmost prudence, exhausted the last pound of eatables, and
travelled a day or more, without breaking our fasts. On one
occasion, a single pigeon supplied a corps of three men during three
days . . . but only one . . . was ever reduced to a state of exhaustion and
emaciation from hunger”— for three days he had only a few wild
berries.
In general, the Indians encountered proved to be friendly, but it
was difficult to obtain guides to conduct the party on some trips into
comparatively unknown territory, such as that of the Red River of
the North.
But the assigned territory was explored, and some additional
lands, too. Not only was the geology described, but also the soils, the
plants, and their relationship. The birds observed in Wisconsin and
Minnesota were listed. The vertebrate fossils found in the N ebraska
Badlands were sent to Dr. Joseph Leidy at the Philadelphia
Academy of Natural Sciences for study and description, while Dr.
Owen gave his attention to the invertebrates, working on them and
writing his report at his laboratory in New Harmony, which
remained the headquarters of the United States Geological Survey
until 1856, when it was moved to the new Smithsonian Institution in
Washington.
Through those years, New Harmony was a Mecca for geologists.
Sir Charles Lyell and his wife visited the Owens there in 1846. From
among the residents of New Harmony, seven states chose their State
Geologists, and eight men served in these positions. One of Owen’s
sub-assistants on the Wisconsin Survey was F. B. Meek, who with
Hayden headed some of the later surveys of the west for the United
States Geological Survey. When David Dale Owen died, in 1860, he
was succeeded as State Geologist of Indiana by his brother Richard,
who had been head of a Sub-corps on the Wisconsin Survey. Until
shortly before his death, David Owen was serving three states as
1976]
Nelson— Owen Survey of Wisconsin
179
State Geologist— Kentucky, Arkansas, and Indiana. Lane (1966)
concluded that no other historical site in the United States had as
much significance for the geologist as did New Harmony, Indiana.
There, certainly, is an example of a nurturing environment for
geologists. It is probably fair also to conclude that the geological
survey of no other single area led to the influence and training of so
many people in geological methods as did the three surveys that
Owen led into Wisconsin.
BIBLIOGRAPHY
Lane, N. Gary, 1966. New Harmony and Pioneer Geology. Geotimes, 11 (2):
18-20, 22.
Lockwood, George B., 1905. The New Harmony Movement New York.
Lockwood, George B., 1902. The New Harmony Communities. Marion,
Indiana.
Nickles, John M., 1923. Geologic Literature in North America, 1788-1919
U.S.G.S. Bull. 746, v. 1. Bibliography, 804-805.
Owen, David Dale, 1852. Report of a Geological Survey of Wisconsin, Iowa
and Minnesota. Philadelphia.
TO COIN MONEY, REGULATE THE VALUE
THEREOF . . . EMIT BILLS OF CREDIT
Edward E. Popp
Port Washington
The title words are taken from ARTICLE 1. Sections 8 and 10, of
the Constitution of the United States. Our purpose is to explain the
meaning those words had at the time the Constitution was written.
TO COIN
The verb coin means to make coins. It does not mean to write or to
print notes or bills on paper. So, the phrase “to coin money” simply
means to make coins; and nothing more.
If the writers of the Constitution had wanted the Congress to have
the power to issue notes to serve as media of exchange, they would
have included the phrase “to emit Bills of Credit” after the phrase
“to coin money.” That was the meaning of the phrase in The Articles
of Confederation. That was the limited meaning of the phrase
intended in ARTICLE 1, Section 10, of the Constitution.
MONEY
The word “money” has its origin in the Latin word “moneta”
which means a mint. It also means a coin. The words monetary and
monetize are derived from the Latin “moneta.”
In the Old English the word for mint was “mynet.” Also, in the
same Old English “mynet” meant the coins which were made at the
mint. As the Old English spelling changed with time, the word
“mynet” meaning mint became “mynit,” then “mynyt,” and finally
“mint.” And the Old English word “mynet” meaning coins, was
changed to “moneye” in the Middle English and later to “money” in
Modern English.
The word “money” is now used for any or all items which serve as
media of exchange. That is why people may not know the correct
meaning of the word.
To avoid confusion, we should use the word “money” to mean coins
and only coins. Other items of currency, such as United States Notes
and Federal Reserve Notes, should be called what they are. All the
items collectively should be called currency as a general name for
the items which serve as media of exchange. But each item should
be called what it is.
180
1976]
Popp — Coin Money , Regulate Value
181
REGULATE THE VALUE THEREOF
The above phrase is to many of us an unclear statement. It does not
tell us how or when the value of the coins should be regulated. We
are not able to ask the writers of the Constitution just what they
meant by that statement, so let us, by studying the practices in
vogue at that time, try to deduce their meaning.
The Constitution did not say “to fix the value thereof’; likewise, it
did not say “to regulate the alloy thereof.”
The alloy of a coin is not the exchange value of the coin, but rather
the metal substance of the coin. The exchange value is a person’s
idea of the things for which the coin can be exchanged.
The verb “to regulate” means to adjust, and “value” means, in this
case, the exchange value of the coins. So, we must determine to what
and, most importantly, when the exchange value of the coins should
be adjusted.
The phrase “to regulate the value thereof’ cannot mean to
regulate, to adjust, or to change the number of grains of the metal in
the coin, because after the coin is made the number of grains of the
metal cannot be changed without destroying the coin. The exchange
value of foreign coins can change without in any way changing or
destroying the coins, just as the exchange value of a bushel of wheat
can change without adding to or taking away any of the wheat from
the bushel.
The meaning of the phrase “to regulate the value thereof” can best
be understood, if we connect it closely with the phrase “and of
foreign coin” which follows it in the Constitution.
We know from our history how the value of foreign coins was
regulated at that time. It was adjusted to the market value of their
metal content at the time the coins were received as a payment. The
metal content of the coins remained the same, but the exchange
value of the coins increased or decreased according to the market
value of the metal in the coins.
Because the amount of the exchange value of coins, especially gold
and silver coins, may increase or decrease according to the market
value of the metal in the coins, it was proper for the writers of the
Constitution to give the Congress the power to regulate or adjust the
amount of the exchange value of the domestic coins to the amount of
the market exchange value of their metal content after the coins
were minted, in the same manner as was being done at that time
with foreign coins.
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We should keep in mind that when the United States government
first made gold and silver coins, it did not make the coins for its own
use, i.e., as payments for its expenses. It made the coins for the
people who brought in the gold and silver for the purpose of having
the metal made into coins for their own use, as payments to the
government and to others. The coins simply were standardized gold
and silver pieces, the metal contents of which were warranted by
the United States government.
The coins d id not belong to the government but to the persons who
brought the metal to the mint. The coins belonged to them in the
same manner as the gold and silver had belonged to them. They had
no more wealth after the gold or silver was made into coins than they
had before. The only difference was that the metal was changed into
pieces more suitable to serve as media of exchange.
When the coins would be brought to the Government as a
payment, let us say, for taxes, the writers of the Constitution wanted
the government officials to have the right to adjust the value of the
coins to the current market value of their metal content. That value
then would be the amount that would be accepted as the payment.
When the phrase “and of foreign coin” is closely connected to the
phrase “regulate the value thereof’ it tells us that the writers of the
Constitution wanted the Congress to have the power to regulate the
value of domestic coins as they were already doing with foreign
coins. That is, the exchange value of the coins was to be adjusted to
the market value of their metal content at the time they are either
received as a payment or given out as a payment.
That was the power the Congress already had regarding foreign
coins under The Articles of Confederation. That is the only honest
way that gold and silver coins can be used as media of exchange.
It has been proven to be the only practical way, because as long as
those rules were applied to the gold and silver coins, those coins
stayed in circulation. Otherwise, the coins either disappeared from
circulation, i.e., were hoarded or the market value of the metal
content was less than the face value of the coins. In that event the
gold or silver in the coins could just as well have been copper and/or
nickel.
However, Congress did not follow the intentions of the writers of
the Constitution. In 1792, when it first authorized the minting of the
first gold and silver coins, it fixed the exchange value, i .e., the legal
tender value, of the coins at the mint. That was a serious mistake. In
1794, when the first coins were minted, the market value of the
metal in the coins was already above the legal tender value set by the
1976]
Popp — Coin Money , Regulate Value
183
government. The result was that very few United States minted
coins circulated as media of exchange.
EMIT
The word “emit” means to issue, to give out, or to print and send
into circulation. The writers of the Constitution did not give
Congress the power to emit bills of credit. But that is exactly what
Congress did, when it authorized the issuance of our present United
States notes and our present Federal Reserve notes.
BILLS OF CREDIT
Bills of credit are notes which are authorized by a governmental
body and intended to circulate as media of exchange. They are a
special kind of notes. They are written promises to pay money that
the issuer does not have.
The Articles of Confederation forbade Congress to “emit bills [of
credit] unless nine States assent to the same.” ARTICLE 1, Section
10, of the United States Constitution states “No State . . . shall emit
Bills of Credit.” Thus, we see that the Constitution did not give
Congress the power to emit bills of credit, even in a limited way, as
the Articles of Confederation had done; and the Constitution
specifically forbade the States to emit bills of credit.
Why would the writers of the Constitution refuse to give the
Congress the power to emit bills of credit and also forbid the States
to do it? The answer is that they had experience with bills of credit
issued by the Continental Congress and by the 13 States.
Remember, bills of credit were promises to pay money which the
issuer did not have. When notes are issued to pay money the issuer
does not have, we are sometimes told that the notes are accepted by
the people on faith. The opposite is true. It is because the people do
not have faith in those notes, that government officials must declare
such notes to be legal tender. Thus people and governmental bodies
are forced to accept them as payments for debts, even if the payment
is an unjust settlement of a debt. Such unjust settlements of debts
took place on a large scale in Germany in 1923.
When notes can be issued with promises to pay money that the
issuer does not have, there is no limit to the amount that can be
issued. And when too many of such notes are issued, an inflation of
the currency takes place, the results of which are abnormally
higher prices. That was what the writers of the Constitution had
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experienced with the bills of credit issued by the Continental
Congress and the 13 States.
As long as our government officials abided by the Constitution
and refrained from emitting bills of credit, there was no govern¬
ment made inflation of the currency in our country. However, in
1862, the Congress began to issue notes with promises to pay money
which the government did not have. Since then the banking system
has issued and continues to issue promises to pay money, which it
also does not have. Inflations, deflations, and ever increasing
interest bearing debts are the results.
CONCLUSION
Today, we have no gold and/or silver coins in circulation. We have
a serious inflation of the media of exchange. We have enormous
government debts. And we have many laws, controls, and
regulations made by confused government officials because we and
they do not fully understand these words in the Constitution “to coin
money, regulate the value thereof — emit bills of credit.”
IDENTIFICATION OF WISCONSIN TUBIFICIDAE
AND NAIDIDAE
Richard Howmillerf
University California — Santa Barbara
and
Michael S. Loden
Louisiana State University —
Baton Rouge
INTRODUCTION
Oligochaete worms of the families Tubificidae and Naididae are
common and frequently abundant in freshwater habitats, but there
exists very little information concerning the life histories and
ecology of even the commonest species. In fact, we do not have even
an adequate inventory of the aquatic oligochaete fauna for most
regions of North America. This unfortunate situation is apparently
the result of a widely held notion that aquatic oligochaetes are
difficult to identify to the species level. This was true, for older keys
often required dissection of specimens or examination of serial
sections, and failed to include many species which we now know to
be common. However, taxonomic studies by Brinkhurst during the
1980s resulted in the production of keys (Brinkhurst 1984, 1965,
Brinkhurst and Jamieson 1971) which make possible the identifica¬
tion of specimens mounted whole on microscope slides. Thus, while
most older publications dealing with aquatic oligochaetes were
primarily systematic, there has been a recent emphasis on natural
history, ecology and pollution tolerance of various species. Keys for
the identification of common aquatic worms are presented here
with the hope that they will stimulate and facilitate more studies of
this sort on the lakes and streams of Wisconsin.
While several keys to North American Tubificidae and Naididae
have been published in the past decade, we feel that it is valuable to
present these keys for regional use because those currently
available consider many species unlikely to occur in the inland
waters of the upper midwest (Brinkhurst 1965, 1967; Brinkhurst
and J amieson 1971 ); fail to include a few species now known to occur
in the waters of Wisconsin; are unnecessarily unwieldy for a
restricted area, since they do not proceed directly to the species level
(Brinkhurst and Jamieson 1971); have had only a very limited
distribution (Brinkhurst 1967, Hiltunen 1970, 1973); or use
terminology or nomenclature inconsistent with that in the recent
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Wisconsin Academy of Sciences, Arts and Letters
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world monograph of Brinkhurst and Jamieson (1971). The keys
presented here proceed directly to the species level and include only
species known from the inland waters of Wisconsin (Howmiller,
1974, and unpublished records of Loden). Records of Wisconsin
aquatic oligochaetes have come from collections in lakes represen¬
ting a considerable range of environmental conditions (cf. How-
miller 1974) but rather few collections from running water habitats
have been studied. It is thus likely, particularly for the naidids, that
investigations in streams will turn up species not included in our
keys. When such specimens are encountered, it will be necessary to
consult Brinkhurst and Jamieson (1971) or other taxonomic
references cited in the bibliography of this paper.
The keys are meant for identification of worms mounted whole on
microscope slides. Magnification of up to 440X is required and
higher magnification is occasionally convenient. Amman’s lac-
tophenol1, Turtox CMC, or a mixture of the two are suitable
mountants. Amman’s lactophenol seems to clear specimens more
quickly, but CMC allows more freedom in handling of slides, since it
hardens. A mixture allows one to exploit the best features of the two.
For more detailed taxonomic studies, or when specimens will be
made part of permanent collections, a resinous mounting medium is
recommended.
Characteristics Used in Identification of Tubificidae
Tubificid oligochaetes typically bear setae arranged in four
bundles, two dorso-lateral and two ventro-lateral, on each segment
except the first (Fig. la, lb). The form of the setae provides the most
valuable features for identification of most species. Most tubificids
have setae which are bifid (two-toothed) distally, though the sizes
and arrangement of the teeth vary greatly between species (Fig. 2a-
h). Many species have pectinate setae (Fig. 2i-p), hair setae (e.g. Fig.
2t), or both, in dorsal bundles. Other unusual shapes occur and are
often highly characteristic of the species which bear them (e.g. Fig.
2q-s, u).
Unfortunately, many tubificid species cannot be identified by
characteristics of the somatic setae alone. This category includes 10
of the 17 species in this key and some of the most commonlv
occurring species. Identification of these species requires sexually
mature specimens for the examination of genital structures.
*20 g phenol crystals, 16 ml lactic acid, 20 ml distilled water, and 31 ml
glycerol. A small amount of aniline blue may be added.
1976] Howmiller , Loden — Wisconsin’s Tubificidae, Naididae
187
Some species have setae on the ventral side of one or two segments
(X-XI) reduced in number and specially modified for reproductive
purposes. Where somatic setae are not sufficiently distinctive these
penial (e.g. Fig. 2v) or spermathecal (e.g. Fig. 2x, y) setae provide
valuable characteristics for identification.
Variously shaped penis sheathes (Fig. 3a-l), generally borne on
segment X or XI, are used in the identification of mature specimens
of some species.
Collections often include large numbers of unidentifiable
immature worms. Most workers separate these into two groups
based on the presence or absence of hair setae. When sufficient
numbers of mature individuals have been identified from a given
habitat, it is often possible to come to a reasonable conclusion
concerning the specific identity of the immatures with hairs, those
without hairs, or both.
FIGURE 1. Portions of the body of tubifieids; a) longitudinal side view of a
generalized tubificid showing the method of numbering
segments. Setae are borne on all segments except the first (I).
b) cross-sectional view of generalized tubificid showing dorso¬
lateral and ventro-lateral bundles of setae, c) posterior end of
Branchiura sowerbyi showing dorsal and ventral gills, d)
anterior end of Peloscolexmuitisetosus showing characteristic
papillation of body wall. DRAWINGS ARE NOT ALL TO
SAME SCALE.
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Wisconsin Academy of Sciences, Arts and Letters
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FIGURE 2. Setae of Tubificidae: a-h) various bifid setae; a,b) as of many
Limnodrilus species, c) anterior of L. udekemianus, d)
anterior ventral of Ilyodrilus templetoni, e) anterior ventral of
Tubifex tubifex, f) posterior ventral of Peloscolex multisetosus
multisetosus, g) posterior ventral of P. m. longidentus, h)
ventral oi Aulodrilus limnobius, i-p) various pectinate setae; i)
Peloscolex multisetosus, j,k) Tubifex tubifex, 1) Ilyodrilus
templetoni, m) Potamothrix hammoniensis, n,o) Aulodrilus
pluriseta, p) A. americanus. q) simple anterior seta of
Aulodrilus americanus, r,s) lateral and facial view of
flattened dorsal seta of A. limnobius, t,u) hair and dorsal “oar
shaped” setae of A. pigueti, v,w) penial seta and penis of
Potamothrix moldaviensis, x) spermathecal seta of P.
moldaviensis, y) spermathecal seta of P. hammoniensis.
DRAWINGS NOT ALL TO SAME SCALE.
FIGURE 3. Penis sheathes of some tubificid species; a) Tubifex tubifex, b)
Tubifex kessleri americanus, c) Ilyodrilus templetoni, d,e)
Limnodrilus hoffmeisteri, f, g) L. spiralis, h) L. cervix, i) L.
claparedeianus, j) a form intermediate between h and i, k) L.
udekemianus, 1) L. profundicola. DRAWINGS NOT ALL TO
SAME SCALE.
1976] Howmiller, Loden — Wisconsin’s Tubificidae, Naididae
189
KEY TO TUBIFICIDAE
Known from the Inland Waters of Wisconsin
1 Posterior segments of worm bearing prominent gill filaments
(Fig. 1c) . Branchiura sowerbyi
V No gill filaments on posterior segments . 2
2(P) Hair setae present in anterior dorsal bundles . . 3
2’ Hair setae absent . 10
3(2) Body wall bearing papillae in two rows on each segment; row of
large papillae in line with the setae, row of smaller papillae in
between (Fig. Id) . .Peloscolex multisetosus . 4
3' No papillae, body wall naked . 5
4(3) Posterior ventral setae with distal tooth as short or shorter than the
proximal tooth (Fig. 2f) . Peloscolex multisetosus multisetosus
4’ Posterior ventral setae with distal tooth longer than the proximal
tooth (Fig. 2g) . Peloscolex multisetosus longidentus
5(3') Dorsal bundles behind segment VII with hair setae and oar-shaped
setae (Fig. 2t, u), no pectinate setae . Aulodrilus pigueti
5’ No oar-shaped setae, anterior dorsal bundles containing pectinate
setae . 6
6(5’) Pectinate setae with reduced distal tooth and only one or two
intermediate teeth which are about the same size as the distal tooth
(Fig. 2n, o) . Aulodrilus pluriseta
6’ Pectinate setae having both lateral teeth considerably larger than
the intermediate teeth (Fig. 2j-m) . 7
7(6’) Mature specimens bearing modified genital setae . . . Potamothrix
. hammoniensis 1
T No specialized genital setae; mature specimens with cuticular
penis sheathes (Fig. 3a-l) . . . 8
8(7’) Penis sheathes short, tub shaped (Fig. 3a) . Tubifex tubifex
8’ Penis sheathes elongate, tapering distally . 9
9(8’) Penis sheathes narrowly conical but with a broad base, distal end
pointed, opening lateral (Fig. 3b) . . . Tubifex kessleri americanus
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Wisconsin Academy of Sciences, Arts and Letters
[Vol. 64
9’ Penis sheathes conical (often wrinkled in whole mounts); opening
lateral, oblique or terminal (Fig. 3c) ...... Ilyodrilus templetoni
10(2’) Anterior setae simple or with distal tooth much reduced (Fig. 2q),
posterior dorsal setae broadly palmate (Fig. 2p) ..... Aulodrilus
. . . . . . . . . . americanus
10’ Anterior setae distinctly bifid, no palmate setae . . . . . . 11
11(10’) Anterior ventral setae with distal tooth much thicker and longer
than the proximal and set at nearly a right angle to the shaft (Fig.
2c), mature specimens with penis sheathes as in Fig. 3k ........
. . . . . . . . . Limnodrilus udekemianus
IV Anterior ventral setae with distal tooth as thin or thinner than the
proximal and shorter, equal, or only slightly longer than the
proximal tooth . . . . 12
12(11’) Dorsal setae of median and posterior segments broadly flattened
just below teeth (Fig. 2r, s), anterior dorsal and ventral setae with
distal tooth much thinner and shorter than the proximal (Fig. 2h)
. . . . . . . . . . . Aulodrilus limnobius
12’ No broadly flattened setae in dorsal bundles, anterior dorsal and
ventral setae with the distal tooth at the least only slightly thinner
and shorter than the proximal . . 13
13(12’) Mature specimens bearing modified genital setae in the region of
segment X; these spermathecal setae relatively large and broad
(Fig. 2x); may also have fleshy penes with accessory penial setae
(Fig. 2v, w) on segment XI . . . Potamothrix moldaviensis
13’ No specialized genital setae; mature specimens with cuticular
penis sheathes in the region of segment XI .................. 14
14(13’) Fully mature specimens with penis sheathes at least thirty times as
long as width at base . . . . 15
14’ Fully mature specimens with penis sheathes no longer than fifteen
times width at base . . . . 16
15(14) Penis sheathes with thick two-layered walls, narrowing and the
walls becoming thinner abruptly just below the head, head of penis
sheath triangular, not bilaterally symmetrical (Fig. 3h). .......
. . . . . . . Limnodrilus cervix2
15’ Penis sheathes with thin walls, the sheath not narrowing abruptly
near the head, head of sheath pear shaped and bilaterally
symmetrical (Fig. 3i) ............. . Limnodrilus claparedeianus2
1976]
Howmiller, Loden — Wisconsin's Tubificidae , Naididae
191
16(14’) Penis sheathes relatively long, 300-900 /x when fully developed. 17
16’ Penis sheathes short, 200-300 /x when fully developed . 18
17(16) Head of penis sheath a hood turned at a sharp angle to the shaft
(Fig. 3d, e) . . . . . Limnodrilus hoffmeisteri
17’ Head of penis sheath a broad plate which is slightly upturned at one
point (Fig. 3f, g) . Limnodrilus spiralis 3
18(16’) Anterior ventral setae with distal tooth much longer and thicker
than the proximal and set at nearly a right angle to the shaft (Fig.
2c), penis sheathes as in Fig. 3k. _ _ Limnodrilus udekemianus
18 Anterior ventral setae with distal tooth at most slightly longer and
typically somewhat thinner than the proximal (Fig. 2a, b), penis
sheathes as in Fig. 31 . Limnodrilus profundicola
NOTATIONS CONCERNING TAXONOMIC PROBLEMS
JP otamothrix hammoniensis, P. bavaricus and P. bedoti would all key out
to this point. These are morphologically very similar and one or more of
them occur in Wisconsin. Howmiller (1974) reported P. hammoniensis from
Lake Geneva but the report was based upon few specimens and some
judgment was involved in the identification. As mentioned by Brinkhurst
and Jamieson (1971) there is considerable variation in form of sper-
mathecal setae within this species. Potamothrix hammoniensis has been
reported only twice before from North American (Brinkhurst 1967,
Howmiller and Beeton 1970). Potamothrix bavaricus has been more
frequently found but Timm (1972) feels that all records should be referred
to P. (as Euilyodrilus ) bedoti. Timm (1970, 1972) and Hrabe (1967)
distinguish between P. bavaricus and P. bedoti on the basis of differences in
placement and form of the spermathecal setae. Brinkhurst (1965) believes
that bedoti was established on the basis of unusual specimens of bavaricus
and thus considers bedoti a synonym of the latter (Brinkhurst and J amieson
1971).
2In many North American collections, it is difficult to distinguish
between Limnodrilus cervix and L. claparedeianus on the basis of penis
sheath morphology (Figs. 3h, i). Specimens with sheaths intermediate in
form (Fig. 3i) are often more common than those considered characteristic
of either of the two species. It would seem that, in these cases, they do not
form separate populations and recognition of this should be made by
reporting the presence of specimens appearing to be cervix -
claparedeianus intermediates.
3Brinkhurst ( 1965, Brinkhurst and J amieson 1971) considers this form to
be a variant of L. hoffmeisteri and treats the name spiralis as a synonym.
Cook and Johnson (1974) have suggested that spiralis may be a hydrid
between L. hoffmeisteri and L. claparedeianus but some authors (cf. Kinney
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Wisconsin Academy of Sciences, Arts and Letters
[Vol 64
1972) treat it as a distinct taxon. We recognize L. spiralis because, in
addition to being morphologically distinct, some evidence indicates that it
may be ecologically different from typical L. hoffmeisteri and that it may
occur with L. hoffmeisteri where L. claparedeianus is apparently not
present (Howmiller 1974, and unpublished observations of Loden).
Characteristics Used in Identification of Naididae
The morphology of the setae of naidids is similar to that of
tubificids. One difference in the terminology is that the setae
associated with the hairs in the dorsal bundles are referred to as
“needle setae”. These are not necessarily needle-shaped, but,
depending on the species, may vary in appearance from hair-like to
sigmoid bifid structures resembling the ventral setae.
Features present in many naidids which do not occur in tubificids
include eyespots (normally found in Nais, Arcteonais and Stylaria ;
Fig. 4d,e) elongation of the prostomium to form a proboscis
( Stylaria , Arcteonais , some Pristina ; Fig. 4b, d, e), and rather
elaborate posterior gills ( Dero , Fig. 4c).
All the species of Naididae may be identified from immature
specimens. As these worms typically reproduce asexually, mature
specimens are found only infrequently. These may be recognized by
swelling of the body in the clitellar region (V-VIII) and, in some
species, by the presence of genital setae.
Specimens frequently consist of chains of zooids which develop
and separate from the parent worm to become new individuals.
When worms are preserved, the zooids often separate, creating
difficulty in determining the number of worms in the original
sample. Useful indicators to determine if a particular specimen is a
fragment of a worm include the shape of the prostomium, the
segment on which the dorsal setae begin, and the shape of the
anterior ventral setae. In the genus Dero the posterior zooid will
have a complete set of gills, while an anterior fragment will usually
have the gills missing or incomplete.
1976] Howmiller, Loden — Wisconsin's Tubificidae, Naididae 193
FIGURE 4. Portions of the body of some Naididae; a) anterior end of
Amphichaeta leydigii , b) anterior end of Pristina longiseta
leidyi, c) posterior end of Dero (Dero) nivea, d) anterior end of
Stylaria lacustris, e) anterior end of S. fossularis.
DRAWINGS NOT ALL TO SAME SCALE.
FIGURE 5. Setae of some Naididae; a) needle seta of Ophidonais
serpentina , b) anterior seta of Paranais frici , c) Piguetiella
michiganensis , d) needle of Dero (Dero) digitata, e) needle of
Dero (Aulophorus) furcatus, f) palmate needle of Dero
(Aulophorus) vagus, g) needle of Haemonais waldvogeli, h)
seta of ventral side of VI, Vejdovskyella intermedia, i)needle of
Nais simplex, j) needle of N. elinguis, k) needle of N.
communis, 1) needle of N. variabilis. DRAWINGS NOT ALL
TO SAME SCALE.
194
1
r
2(1’)
2’
3(1’)
3’
4(3’)
4’
5(4’)
5’
6(5’)
6’
7(3)
7’
8(7’)
8’
9(8)
9’
10(9’)
10’
11(9)
ir
12(8’)
12’
Wisconsin Academy of Sciences, Arts and Letters [ Vol. 64
KEY TO NAIDIDAE
Known from the Inland Waters of Wisconsin
Dorsal setae present . 3
Dorsal setae absent . 2
Setae of II 130 /x or greater in length. . . Chaetogaster diaphanus
Setae of II less than 130 /x in length . . . Chaetogaster diastrophus
Hair setae present in dorsal bundles . 7
Hair setae absent . 4
Dorsal bundles consist of one broad, simple-pointed or slightly cleft
seta (may be absent in many segments) (Fig. 5a) .
. Ophidonais serpentina
Dorsal setae distinctly bifid . 5
Dorsal setae start in segment III (Fig. 4a). (These are very small
worms, frequently found in plankton samples.) .
. Amphichaeta leydigii1
Dorsal setae start behind segment III . 6
Dorsal setae start in segment V (Fig. 5b) . Paranais frici
Dorsal setae start in segment VI (Fig. 5c) .
. Piguetiella michiganensis
Dorsal setae start in segment II (Fig. 4b) .
. . . Pristina longiseta leidyi2
Dorsal setae start behind segment II . 8
Posterior end modified to form caudal gills3 . 9
Gills absent . 12
A pair of non-retractile palps associated with gills . 11
Palps absent . 10
Branchial fossa extended behind gills (Fig. 4c) . . .
. Dero (Dero) nivea
Branchial fossa not extended; distal tooth of needle seta longer than
proximal (Fig. 5d) . Dero (Dero) digitata
Needles palmate (Fig. 5f) . Dero (Aulophorus) vagus
Needles bifid; distal tooth shorter than proximal (Fig. 5c) .
. Dero (Aulophorus) furcatus
Dorsal setae start from approximately XVI (Fig. 5g) .
. Haemonais waldvogeli
Dorsal setae start from V or VI . 13
13(12’) Prostomium formed into a proboscis
13’ Proboscis absent .
14
16
1976]
Howmiller, Loden— Wisconsin’s Tubificidae, Naididae
195
14(13) Dorsal bundles with 1-3 hair setae . 15
14' More than 5 hair setae per dorsal bundle, arranged in a fanshape
. Arcteonais lomondi
15(14) Proboscis arises from an invagination of the prostomium (Fig. 4d)
. Stylaria lacustris
15’ Proboscis arises from the tip of the prostomium (Fig. 4e) .
. Stylaria fossularis
16(13’) Hair setae strongly serrated, more than three per bundle .... 17
16’ Hair setae usually smooth, less than three per bundle . 18
17(16) Posteriorly from VI ventral setae one per bundle; a thickened seta
normally present in VI (Fig. 5h) . Vejdovskyella intermedia 4
17’ Posteriorly from VI ventral setae more than one per bundle, no
thickened setae present . Vejdovskyella comata
18(16’) Needle setae simple-pointed (Fig. 5i) . Nais simplex
18’ Needle setae bifid . 19
19(18’) Teeth of needle setae elongate, parallel (Fig. 5j) . . .Nais elinguis
19’ Teeth of needle setae shorter . 20
20(19’) Teeth of needle setae divergent (Fig. 5k); ventral setae of II-V
resemble those of posterior segments . Nais communis
20’ Teeth of needle setae more closely applied (Fig. 51) .
. Nais variabilis 5
NOTATIONS CONCERNING TAXONOMIC PROBLEMS
The genus Amphichaeta has been inadequately studied. Jarl Hiltunen
(pers. comm.) believes that more than one species of worm resembling A.
leydigii may be present in collections from Wisconsin. The differences
among the specimens are ignored in this key pending future studies of this
group.
2Harman and McMahan (1975) have recently completed a study of this
species, which may now be more correctly referred to as Pristina leidyi.
incomplete specimens of Dero will not key out.
4Brinkhurst (Brinkhurst and Jamieson 1971) considers Vejdovskyella
intermedia to be a junior synonym of V comata because of the merging of
characters. Populations have been found in Wisconsin which show the
distinctive characters which Sperber (1948) described and these two
species have thus been separated in the present key.
5Nais variabilis is an extremely variable species and may be virtually
indistinguishable from N. communis (Brinkhurst 1966, Brinkhurst and
196
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 64
Jamieson 1971) or N. elinguis (Loden, unpublished data).
The taxonomic problems to which we have referred in our notes
reflect, to some extent, the limited number of characters which
these soft-bodied animals offer the taxonomist who bases his
analyses on morphological grounds. Some of these problems may be
solved by biochemical approaches (cf. Milbrink and Nyman 1973a
and b) but ecologists will also be able to make important
contributions, “For where is the species that has no ecological
reality?” (Brinkhurst and Jamieson 1971). We hope that the field
biologist or ecologist contemplating work with the aquatic
oligochaetes will not be dismayed by minor taxonomic problems
such as those we have alluded to. Without ecological knowledge the
taxonomists’ judgments will not be put to the final test.
BIBLIOGRAPHY
Brinkhurst, R. 0. 1964. Studies on the North American aquatic
Oligochaeta I, Naididae and Opistocystidae. Proc. Acad. Natur. Sci.
Philadelphia. 116: 195-230.
_ 1965. Studies on the North American aquatic Oligochaeta
II, Tubificidae. Proc. Acad. Natur. Sci. Philadelphia. 117: 117-172.
_ _ . 1966. A contribution towards a revision of the aquatic
Oligochaeta of Africa. Zool. Africana 2: 131-166.
_ _ __ . 1967. The distribution of aquatic oligochaetes in Saginaw
Bay, Lake Huron. Limnol. Oceanogr. 12: 137-143.
Brinkhurst, R. 0., A. L. Hamilton and H. B. Herrington. 1968. Components
of the bottom fauna of the St. Lawrence Great Lakes. U niv. Toronto Great
Lakes Inst. Publ. PR 33, 50 pp.
Brinkhurst, R. 0., and B. G. M. Jamieson. 1971. Aquatic Oligochaeta of the
World. Univ. Toronto Press, Toronto, xi + 860 pp.
Cook, D. G., and M. G. Johnson. 1974. Benthic macroinvertebrates of the St.
Lawrence Great Lakes. J. Fish. Res. Bd. Canada. 31: 763-782.
Harman, W. J., and M. L. McMahan. 1975. A reevaluation of Pristina
longiseta (Oligochaeta: Naididae) in North America. Proc. Biol. Soc.
Washington 88: 167-178.
1976] Howmiller, Loden — Wisconsin’s Tubificidae, Naididae 197
Hiltunen, J. K. 1970. A laboratory guide, trial key to the Tubificidae of the
Great Lakes region. Unpubl. ms. 14 pp.
_ 1973. A laboratory guide, keys to the tubificid and naidid
Oligochaeta of the Great Lakes region. 2nd edition. Unpubl. ms. 17 + 7 pp.
Howmiller, R. P. 1974. Studies on aquatic Oligochaeta in inland waters of
Wisconsin. Trans. Wise. Acad. Sci. Arts, Lett. 62: 337-356.
Howmiller, R. P., and A. M. Beeton. 1970. The oligochaete fauna of Green
Bay, Lake Michigan. Proc. 13th Conf. Great Lakes Res. p. 15-46.
Hrabe, S. 1967. Two new species of the family Tubificidae from the Black
Sea, with remarks about various species of the subfamily Tubificinae.
Publ. Fac. Sci. Univ. Purkyne, Brno 485: 331-356.
Kinney, W. L. 1972. The macrobenthos of Lake Ontario. Proc. 15th Conf.
Great Lakes Res. p. 53-79.
Milbrink, G., and L. Nyman. 1973a. On the protein taxonomy of aquatic
oligochaetes. Zoon 1: 29-35.
_ _ _ _ 1973b. Protein taxonomy of aquatic oligochaetes and its
ecological significance. Oikos 24: 473-474.
Sperber, C. 1948. A taxonomical study of the Naididae. Zool. Bidr. Uppsala
28: 1-241.
Timm, T. 1970. On the fauna of the Estonian Oligochaeta. Pedobiologia 1:
52-78.
- - . - 1972. On the reproduction of Euilyodrilus bedoti (Piguet,
1913) (Oligochaeta, Tubificidae). Proc. Estonian Acad. Sci., Biol. Ser. 21:
235-241.
tADDENDUM
On 18 June, 1976 Dr. Richard P. Howmiller died from injuries sustained
in a vehicle accident. His untimely death is a tragic loss to the scientific
community, and his outstanding achievements will be remembered for
years to come. This paper is published posthumously.
GEORGE JOHNSTON: FIRST SETTLER IN OSHKOSH
Charles D. Goff
University Wisconsin —
Oshkosh
It is commonly thought in Oshkosh that the first white settler was
Webster Stanley, who, in the fall of 1836, built a cabin northwest of
present day Bowen Street and Bay Shore Drive. Stanley’s arrival is
memorialized by the name of Webster Stanley Junior High School
and by a monument on the southwest corner of Bay Shore Drive and
Bowen Street. An examination of available evidence, however,
indicates Webster Stanley was not the first white settler of Oshkosh,
George Johnston was.
The first white settlement in present Winnebago County,
Wisconsin, occurred in 1818 when Augustin Grignon and his junior
partner, Louis B. Porlier, built a fur trading poston the north shore
of Lake Butte des Morts. Grignon and Porlier were Green Bay fur
traders working for John Jacob Astor’s American Fur Company.
The Butte des Morts trading post was located a short distance east of
the present day unincorporated village of Butte des Morts.1
Historians acknowledge that the second settlement in Winnebago
County occurred about 1830 in the “Algoma” vicinity at the foot of
Lake Butte des Morts. The first settler in the second settlement
appears to have been George Johnston, whose cabin, tavern and
ferry are indicated on a map of the mail trail between Forts
Howard, Winnebago and Crawford, drawn by 2nd Lt. Alexander J.
Center from field notes made in the fall of 1832 (Fig. 1). The map
also indicates the only other human habitations in the Oshkosh
vicinity in 1832: Pesheu’s band of Winnebago Indians opposite
Garlic Island, and Black Wolfs Winnebago village in the present
day Town of Black Wolf .2
The third settlement occurred in the fall of 1836, when Chester
Gallup and his son-in-law, Webster Stanley, built their cabins on the
north bank of the upper Fox River on the point of land between the
mouth of the upper Fox and the shore of Lake Winnebago.3
Despite the facts of settlement stated above, historians of
Winnebago County and of the city of Oshkosh have insisted that
Webster Stanley and Chester Gallup, co-founders of the third
settlement in the county, were the first settlers of what later became
the city of Oshkosh. Richard Harney, quoted frequently, states his
reasoning as follows:
198
1976]
Goff— George Johnston, Oshkosh
199
200 Wisconsin Academy of Sciences, Arts and Letters [Vol. 64
The first permanent settlers in Winnebago County, in its American
occupation , were the (Webster) Stanleys and the (Chester) Gallups,
who settled at the present site of Oshkosh in 1836. Those who preceded
them were temporary occupants, either connected with the old French-
Indian occupation, or in the employment of the government, and moving
with the Indians from place to place. That settlement which produces
substantial results in the progress and improvement of a country was
now to commence .4
W illiam A. Titus is the most skeptical of the Webster Stanley-first
settler of Oshkosh thesis. He declared “Webster Stanley in 1836 . . .
became, probably, the first permanent settler (of Oshkosh),” but in
the very same paragraph he conceded thoughtfully that “James
Knaggs, a half-breed, was running a tavern and a ferry,” and was
“living on the Oshkosh site before Stanley came, so perhaps it may
be said more accurately that the latter was the first white
settler."5 Had Titus examined the ownership of Knaggs’ proper¬
ties more closely he would have found that James Knaggs was the
third, not the first, owner of the house, tavern and ferry, and that the
original builder-owner was George Johnston.
After a careful examination of the available evidence we find the
Harney interpretation to be in error. We have found that the first
settler was indeed George Johnston, who built and occupied a home
and operated a tavern and a ferry for several years after the
summer of 1830 at “Algoma” on a site which is included in the south
end of Riverside Cemetery on the Northeast Bank of the upper Fox
River in present day Oshkosh.
Dr. Lyman C. Draper, first superintendent of the State Historical
Society of Wisconsin (1854-1886), interviewed Louis B. Porlier at
Butte des Morts shortly before Porlier died. Speaking of his
recollections of fur trading and pioneer days in Winnebago County,
Porlier discussed a mail trail established in 1826 between Fort
Howard at Green Bay and Fort Crawford at Prairie du Chien, and
described the fact that the orginal mail trail downstream from
Omro ran through a swamp and over a floating bog, yet had a firm
enough footing for a horse and rider to reach a boat landing within
some 200 yards of the north shore of Lake Butte des Morts on which
the pioneer settlement of Butte des Morts had been built. Porlier
then recalled that:
In 1833 another trail was chosen for the mail route, crossing what is
now called Coon's Point in Ward five in Oshkosh (i.e., vicinity of 20th
century Rainbow Park). George Johnston of Shantytown (an
urbanized area of Green Bay on the east side of the river between the
1976]
Goff— George Johnston, Oshkosh
201
site of Camp Smith and the Fox River) and father of William Johnston
the Indian interpreter, desiring to take advantage of this fact, erected
that season one or two log houses at Algoma opposite Coon’s Point (i.e.,
vicinity of Riverside Cemetery); bringing his family up (from
Shantytown) he commenced business as ferryman and tavern-
keeper.6
Porlier’s narrative expressed uncertainty as to why George
Johnston, after going to the extensive labor of building a home for
his family, a tavern-warehouse and a ferry, sold the whole property
to Robert Grignon after operating it for only a very short time:
For some reason, possibly the unprofitableness of the business, he
soon sold out to Robert Grignon, who employed young Augustin
Grignon, a natural half-breed son of the old trader, to manage the
business for him. In 1835 he (Robert Grignon) sold to J ames Knaggs, a
Pottawattomie half-breed, who had been in the Grignon-Porlier
trading company’s employ at Point Boss for six years (on the
Wisconsin River south of Wisconsin Rapids).7
Another eyewitness of the first building by white men in Oshkosh
was Juliette (Mrs. John) Kinzie, wife of the U. S. Indian Agent at
Portage, Wisconsin. Mrs. Kinzie, the first woman to ride by
horseback on the mail trail from Green Bay to Portage in the late
fall of 1831, reports in her classic book Wau-Bun:
When we reached Knaggs (at Algoma on Lake Butte des Morts) . . . the
cosy little room in which we found Mrs. James Knaggs and the bright
fire were most cheering objects; and we . . . did ample justice to her
nice coffee and cakes, not to mention venison steaks and bear’s meat.
Juliette Kinzie was far less enthusiastic about her accom¬
modations for the night as she described the tavern-warehouse
building next door;
The old building next door to Knagg’s residence in which we slept
consisted of one room, bare and dirty. A huge chimney, in which a few
brands were burning, occupied nearly one side of the apartment.
Against another was built a rickety sort of bunk. This was the only
vestige of furniture to be seen. The floor was thickly covered with mud
and dirt . . . Next morning we cheerfully took our breakfast and were
ferried over the river to continue on the trail from that point to
Bellefontaine, twelve miles distant from Fort Winnebago .8
Lt. Center’s map published in 1833 is entitled “Route of the
Military Road from Fort Crawford to Fort Howard via Fort
202
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Winnebago.” It demonstrates beyond reasonable doubt that George
Johnston preceded Webster Stanley on the site of Oshkosh and had
already built the cabin, tavern and ferry at least as early as the
summer-fall of 1832, when Lt. Center’s surveying party passed this
way.9
Richard Harney’s account of the founding of the second
settlement in Winnebago County at Algoma is similar to Porlier’s
statement, although Harney located Johnston’s buildings on Coon’s
Point rather than across the river from it, as Porlier recalled.
Harney for some unknown reason identified the year as 1835:
George Johnson, [Johnston] father of William Johnson, [Johnston] the
Indian interpreter, built two log houses, established a ferry and
opened a tavern at Coon’s Point in 1835. He subsequently sold the
whole establishment to Robert Grignon and William Powell. They
afterwards sold the same to James Knaggs, a half-breed .10
A sifting and winnowing of the testimony of Louis Porlier,
Juliette Kinzie, Martin Mitchell, Richard Harney and the map of
Lt. Center seems to reveal that the first buildings in the Algoma
area were placed there sometime within the years 1829 and 1832.
The above authorities also agree that the original builder of these
log buildings and ferry was George Johnston of Shantytown (Green
Bay) and agree further that Johnston’s property was purchased
subsequently by Robert Grignon and William Powell, probably in
1831 or 1832.
While the date of Johnston’s building is open to some doubt, as is
the year in which Grignon and Powell bought Johnston’s property,
logic suggests that it was at least as early as the spring of 1830. We
are inclined to think that the fall of 1829 or earlier is less probable,
since Johnston’s appointment as sheriff of Brown County did not
expire until December 31, 1829. Since frequent and rapid
communication between the sheriff and the county judge was often
important, then as now, Johnston would not have been free to leave
Green Bay and begin another business, several days distant, until
his term as sheriff had expired. By the spring of 1830, however, he
would be freed for the ferry and tavern business at the Algoma
crossing at Lake Butte des Morts.
Normally the dates and other facts of ownership of land can be
traced through deeds, mortgages, probate records, tax records, etc.,
on file in a county courthouse. In this case, proof of ownership is
clouded by the fact of squatter occupancy and squatter sales.
Johnston’s buildings and ferry had been constructed with actual or
1970]
Goff— George Johnston , Oshkosh
203
tacit permission of the Menominee Indians who owned the land
north of the Fox River and Lake Butte des Morts until it was sold to
the U. S. Government on August 29, 1836 at the Treaty of the Cedar.
Johnston's action appears to have been regarded benevolently by
the Augustin Grignon family, the original white settlers in
Winnebago County, because when Johnston sold the ferry, tavern
and residence after only a short occupancy he sold to Robert
Grignon. Furthermore, when James Knaggs, a former Grignon
employee, bought the ferry and tavern from Robert Grignon, he was
enabled to do so by virtue of a loan from Marie Grignon, widow of
Robert Grignon’s brother, Charles.
The U. S. Government survey of Section 10, Township 18 North,
Range 16 East, 4th Meridian in Wisconsin Territory in which
Johnston's property lay was made by David Giddings on January
24, 1839 and the government survey map was published by the U. S.
Surveyor General's office at Dubuque, September 28, 1839. The
above described land was offered for public sale April 7, 1840 by
order of a proclamation dated 7 December, 1839. The Wisconsin
Territorial Local Office Tract Book (44: 81/1/1) in the Library of the
State Historical Society of Wisconsin contains an entry showing
that James Knaggs bought lots four and five (73.34 acres) in Section
10, Township 18 North, Range 16 East at the Green Bay Land Office
for $1.25 per acre on April 4, 1840.
Since Knaggs purchased his land on April 4, 1840 before the land
was available at public sale on April 7, 1840, we conclude that he
and his predecessors (George Johnston and Robert Grignon) had all
been squatters at the sufferance of the Menominee Indians and had
no legal title to the property prior to Knaggs purchase of the land
from the U. S. Government. Marie Grignon apparently loaned
Knaggs the money to purchase his property, taking a mortgage as
security. The mortgage was paid off on November 2, 1842; Knaggs’
land patent on this property is dated on September 1, 1946. Part of
Knaggs’ land was included in the original boundaries of the city of
Oshkosh, according to Brown County Register of Deeds, Deeds , L,
319; Mortgages I. 13-14.
If George Johnston was the first settler at Oshkosh, who and what
kind of man was he? Bella French 11 says Johnston was born in
Rockingham County in the Shenandoah Valley of Virginia in 1784.
When he left home as a young man, he apparently went to Detroit in
Michigan Territory and in 1810 married Phyllis Jane Fearson from
Kentucky. When the War of 1812 broke out, he enlisted as a second
lieutenant in Captain Richard Smyth’s company of volunteer
204
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
cavalry of the Territory of Michigan, a detachment of Major
Withered under the command of Brigadier General Hull, then
commanding the army at Detroit. Johnston’s pay was $33.33 per
month plus a subsistence allowance of about $4.00 per day.12
In the War of 1812 Fort Mackinac was captured and Fort
Dearborn at Chicago was evacuated in the very early days of the
war, and on August 16, 1812, General Hull was forced to surrender
Detroit and his entire garrison, including George Johnston. Lt.
Johnston was among the American prisoners of war who were sent
to Fort George in Upper Canada. He was parolled March 6, 1813
and on June 13, 1813 received three months of army pay from the
regimental paymaster of the U. S. 13th Infantry, then in the field in
upstate New York, by order of Major General Lewis, C.O., 13th
Infantry. He was promoted to first lieutenant at the same time and
served until his one year enlistment expired.13
Johnston arrived home in Detroit on October, 1813, and on
October 22, 1813, enlisted as a second lieutenant in Captain Isaac
Lee’s company of cavalry of the Legionary Corps, Michigan Militia
commanded by Lt. Colonel Richard Smith. This time both he and
his horse enlisted and served 182 days; Johnston was paid $200 and
his horse an additional $72.80 for “horse hire”. Discharged in the
spring of 1814, Johnston is said to have joined Captain James
Oderen’s company of Michigan Volunteer “Mounted Men” and to
have served to the end of the War of 1812. The informality of his
final discharge, i.e., simply departure for home without benefit of
formal discharge papers, was to delay his efforts shortly before his
death in 1851 to qualify for “bounty land,” i.e., 160 acres of land
granted to eligible veterans of the War of 1812. His widow in Green
Bay ultimately was granted the land, but it was more because U. S.
Senator Lewis Cass still remembered Johnston personally from
Michigan Territorial days than because of the completeness of his
military records.
According to Bella French, Johnston took part in the War of 1812
Battle of Brownstown, where he was mentioned favorably in the
army reports, and on being exchanged as a prisoner at Fort George
he joined the army of William H. Harrison and participated in the
Battle of the Thames. Miss French declares further that:
At the close of the War of 1812 Johnston was appointed sutler and
stationed in 1818 at Fort Howard, Green Bay. He built a house
opposite where Astor afterwards was located (i.e., on the west side of
the Fox River) and his place was known for many years as the “Green
Tree House,” from a magnificent old elm which stood in front of his
1976]
Goff— George Johnston , Oshkosh
205
door . . . Captain George Johnston was a brother-in-law of Major
William Whistler of Fort Howard .14
In addition to running the Fort Howard sutler’s store, the
Territorial Papers of the United States reveal that George Johnston
was appointed sheriff and constable for Brown County on October
27, 1818 by Michigan Territorial Governor Lewis Cass. Johnston
was reappointed periodically as sheriff and constable of Brown
County, serving until December 31, 1829. 15
Governor Cass also appointed him on June 12, 1819 to the office of
lieutenant in the Michigan Territorial Militia. He was promoted to
captain on September 6, 1822 and served on active duty as a captain
of volunteer militia from Brown County in both the Winnebago
Indian (Red Bird) Disturbance of 1827 and the Black Hawk War of
1832.16
Johnston’s civic involvement included appointment as a super¬
visor of highways in and for the township of Green Bay, and voting
and service as one of four inspectors in election of a Michigan
Territorial Delegate to the U. S. Congress which were held at Green
Bay in September of 1821, 1823 and 1825. Johnston also voted on
June 30, 1825, in an election of a Brown County member to serve in
the Michigan Territorial Council.17 In 1823 he was a member of the
Green Bay School Board. The Board found suitable quarters for a
school, hired Amos Carter as tutor, and instructed him to teach in
English and not to mention the subject of religion. Johnston paid
$12.00 per quarter for the education of his three scholars but
received $7.60 in return for delivery of three cords of wood for
heating the schoolroom.
In the 1820s he became sufficiently prominent among Green Bay
people that he was invited to sign four different petitions to the U. S.
Congress. The first petition was an appeal on December 12, 1821 of
58 Green Bay and Fox River residents who objected to the date of
July 1, 1796 as the time at which their occupancy of lands had to
have commenced for such land claims to be valid. The petition
explained:
Your petitioners for the most part emigrated at an early period from
Canada or are the descendants of such emigrants . . . They continued
according to established custom to occupy and cultivate, with the
assent of the tribe interested, such portions of Indian land as their
necessities required . . . They trust that . . . they will not be expelled
from those possessions upon which the subsistence of some of your
petitioners depends . . .
206
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 64
Other prominent Green Bay and Fox River men who signed the
above petition were Jacques Porlier, Augustin Grignon, Pierre
Grignon, Robert Grignon, Charles Grignon, Charles Reaum,
Jacques Vieau and Robert Irwin.18
The second petition which Johnston signed was dated September
28, 1824 asking Congress to create a new (Wisconsin) territory from
the portion of Michigan Territory west of Lake Michigan. On this
occasion he was the third signer after such prominent early Green
Bay personalities as Robert Irwin and Henry Baird. The fifty
signers from Green Bay also suggested that the capital of the new
territory should be established at Green Bay in Brown County.
While this petition in 1824 was a little premature, Congress in 1836,
only twelve years later, granted the wishes of residents west of Lake
Michigan by creating Wisconsin Territory.19
Virtually the same petition for the creation of a Wisconsin
territorial government was sent to Congress in September, 1829,
Johnston this time being numbered among the thirty signers from
Green Bay. Two days later he was among 37 Green Bay signers of a
petition to Congress asking that the federal government build a
canal between Lake Winnebago and Kaukauna around the twenty
miles of rapids on the lower Fox River and a canal at Portage
between the Fox and Wisconsin Rivers.20
Church records sometimes help to identify a person's presence in
an area and also may reveal something of his probable philosophy
and behavior. For example, George Johnston is listed in the Green
Bay Episcopal Church records for 1826 as having received two votes
for vestryman, probably indicating he was an Episcopalian.21 This
presumption is strengthened by a recollection of Henry Merrell that
he was a charter member of a Masonic Lodge in 1823:
Some of the leading citizens of Green Bay, as well as the men of the
fort, wished to organize a Lodge of Free Masons in the Northwest.
This group of men met at George Johnston's home on December 27,
1823, to write up a petition . . . which Johnston and nine others signed.
A lodge of free and accepted Masons was organized at Fort Howard
and was named Menominee. It lasted until 1830 ,22
The possibility that Johnston was quite tolerant is indicated by his
contribution to a travel fund of Father Badin, the Catholic priest in
Green Bay, who was going to Detroit. Shortly afterward, Johnston,
on June 14, 1831, pledged to contribute $5.00 to Father Mazzuchelli
“for the purpose of erecting a Catholic church at the settlement of
Green Bay”.23 An atmosphere of religious toleration in the Johnston
1976]
Goff— George Johnston , Oshkosh
207
house is probably indicated by the fact that his son, T. J. Johnston,
became Catholic Vicar General of Texas.
It was noted earlier that Johnston’s appointment as sheriff of
Brown County expired on December 31, 1829. Whether he had
sought reappointment is unknown, although Ebenezer Child’s
“Recollections” say that the Brown County Representative to the
Michigan Territorial Legislature, Robert Irwin, Jr., “procured the
appointment of his father, Robert Irwin, senior, as sheriff in place of
Johnston,” but an interesting incident then occurred:
Irwin had twenty days to qualify; but a few days after the arrival of
his appointment, a man by the name of Hempstead was to be hung for
murder, and Major Irwin refused to qualify before the culprit was
executed as he did not wish to signalize his advent into office by
hanging a fellow-being. Johnston refused to serve in this case, for he
had been sheriff a number of years, had not before been called on to
execute a man for a capital offense (furthermore, he hadn’t been
reappointed sheriff) and he declared that his last act should not be one
of that character ,24
Judge James Duane Doty, according to Childs, solved this
impasse by appointing Ebenezer Childs sheriff. Childs qualified,
carried out the execution and served as Brown County sheriff under
both Michigan Territorial Governor Cass and Wisconsin’s first
territorial governor, Henry Dodge.
During the Winnebago Indian Disturbance of 1827, sometimes
called the Red Bird Uprising, Michigan Territorial Militia Captain
Johnston enlisted and led a company of Green Bay volunteer militia
in support of a small detachment of Fort Howard troops com¬
manded by Major Whistler, 2nd U. S. Infantry.25 Major Whistler’s
force marched by order of General Atkinson from Green Bay to
Portage and fortified themselves on a hill just east of the upper Fox
River which several years later became the site of Fort Winnebago.
At approximately the same time another force of 500 men from
Jefferson Barracks at St. Louis commanded by General Atkinson
had moved to Prairie du Chien and then toward Portage from the
southwest, and a force of four companies of the 5th Infantry
commanded by Colonel Snelling had returned to Fort Crawford
from their fort at St. Paul, Minnesota. General Henry Dodge came
north from the lead mines area with mounted volunteer militia and
additional volunteer militia was set in motion from Galena and
Prairie du Chien. The rapid concentration of overwhelming
208
Wisconsin Academy of Sciences, Arts and Letters
[VoL 64
military force which converged on the heart of the Winnebago
country from three directions, coupled with the failure of their
Indian allies to appear so astounded the Winnebagoes that they
concluded that fighting the Americans would not only be useless,
but would probably result in the total destruction of the Winnebago
Tribe. Accordingly, the chiefs selected “sacrificial goats” in the
persons of Chief Red Bird and an accomplice in the murders of some
whites near La Crosse which had precipitated the uprising, to
sacrifice themselves in behalf of the tribe by surrendering to the
Americans.
As one of the company commanders in Major Whistler’s camp at
the Portage, Captain Johnston undoubtedly witnessed the climactic
event of the Winnebago Disturbance of 1827 when Chief Red Bird
and his accomplice walked into Whistler’s camp to the accompani¬
ment of conspicuous Winnebago ceremony, to surrender themselves
in behalf of the Winnebagoes on September 3, 1827 26
Major Whistler promptly transferred them to General Atkinson
who sent the prisoners to Fort Crawford enroute to St. Louis. With
the disturbance over, Johnston’s militia company returned to Green
Bay for mustering out in late September, 1827.
George Johnston’s second tour of duty as a Michigan territorial
militia captain came in the late spring of 1832 with the outbreak of
the Black Hawk War. Jesse F. Johnston, his son, wrote a letter to his
brother, Rev. T. J. Johnston of San Antonio, the Catholic Vicar-
General of Texas, that:
Colonel George Boyd (then Indian Agent at Green Bay) offered father
a commission in June, 1832, as a captain in an Indian force of more
than 300 composed of two bands of Menominees . . . The first was led
by (Chief) Oshkosh, the commissioned officers being Augustin
Grignon and Lieutenants Charles Grignon and Robert Grignon. The
second band had Grizzly Bear as chief (so termed by Colonel Samuel
C. Stambaugh) and was officered by Captain George Johnston and
Lieutenants William Powell and James Boyd, son of the Indian
Agent.27
Four records exist of Johnston’s service in the Black Hawk War,
each adding an additional fragment to the mosaic of his career.
Augustin Grignon of Butte des Morts, speaking of the Menominee
Indian companies of volunteer militia under the command of
Colonel Stambaugh, declared “we started from the Bay and
proceeded to Great Butte des Morts and there crossed over to the
present place of Robert Grignon [whose farm extended from Eagle
Street and Lake Butte des Morts in present day Oshkosh, south to
1976]
Goff— George Johnston, Oshkosh
209
Ninth Street and west to beyond Highway 41]. From there we went
to Portage . . .”.28
Moses Strong, author of The Indian Wars of Wisconsin , in
describing the forces arrayed against Black Hawk’s Sauks, wrote,
“the Menominee Indians . . . over 300 . . . were divided into two
companies, one commanded by Charles A. Grignon, the other by
George Johnston and both under command of Colonel Stambaugh
” 29
The “Recollections of Colonel Ebenezer Childs”, who lived for
many years in Green Bay before moving to La Crosse, agrees that
“the Menominee Indian corps in the Black Hawk War was
commanded by Colonel Stambaugh aided by Captains George
Johnston and Augustin Grignon”. Colonel George Boyd’s papers
add that “Lieutenant Johnston with the Menominee Company
under his command was in the ‘fight’ at the final battle with Black
Hawk on the Mississippi thirty miles north of Prairie du Chien”.30
Johnston’s military service record for the Black Hawk War shows
that his company of Menominee Indians commenced their service
on 20 July, 1832, marched under orders of General Atkinson, were
part of the battalion under the command of Colonel Samuel C.
Stambaugh, and were mustered out at Green Bay on 28 August,
1832.31
We know only a little about George Johnston’s business, his civic
or other activities from the fall of 1832 until his death in 1851.
However, in 1835 there were unclaimed letters in the Green Bay
Post Office for an extended period addressed to Mrs. George
Johnston, possibly indicating that the Johnston family may have
been living away from Green Bay. The best guess seems to be that
they were probably at Neenah (Winnebago Rapids) in 1835 where
Johnston appears to have had a federal job running the Menominee
Indian grist mill. According to Oshkosh early settler W. W. Wright:
We arrived at Winnebago Rapids in the fall of 1836 and found a grist
and saw mill, a blacksmith shop and a number of log dwelling houses,
all built by the Government for the use of the Menominee Indians. The
grist mill was run by a Mr. Johnson (familiarly known as Colonel
Johnson) ... He received six hundred dollars a year for tending the
mill, from the government ... By special invitation, my father and I
took dinner with Colonel Johnson, and shortly after we embarked, as
our boat had been safely carried over the falls ,32
The 1840 Census of the U.S.A. listed a George Johnston family
living in Brown County. An 1841 record in the Brown County
210
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Register of Deeds shows that George Johnston loaned $100 to
Samuel S. Johnston, secured by a promissory note and mortgage to
80 acres of land. The Brown County record states further that the
above note was paid in full on August 16, 1843, and the mortgage
cancelled.33 A notation in the General Index: 1839-181*5 of the Brown
County Register of Deeds, 1, indicates George Johnston was a justice
of the peace judge in 1844 and possibly before and after that day, in
the Town of Howard.
Our last record of Johnston prior to his death in 1851 was an effort
he began on November 30, 1850, to qualify for a federal land grant
of 160 acres given to War of 1812 veterans by an act of Congress
passed September 28, 1850. George Johnston, then aged 67 years
and a resident of Green Bay, is reported by Notary Public Samuel
Ryan to have appeared before him for the purpose of swearing by
affidavit to details of his military service in the War of 1812. The
Johnston application was allowed by the U.S. Commissioner of
Pensions. Records of the former General Land Office now in the
National Archives show that Military Land Warrant #17539 was
issued on May 20, 1852 to Phyllis J. Johnston, widow of George
Johnston. On September 25, 1852, she sold this warrant to Timothy
Vaughan of Marquette County, Wisconsin, who, on October 2, 1852,
used it to locate the N W 1/4 sec. 14, T. 15 N., R. 10E. in the Menasha
Land District in Wisconsin ,34
On February 13, 1851, the Green Bay Advocate carried the
following obituary:
George Johnston died at Green Bay February 6, 1851, aged 67 years.
Colonel Johnston was one of the early settlers of Green Bay. He was
the first sheriff of Brown County 1818-1829, having been appointed
by Governor Cass at the organization of Brown and Crawford
Counties which then comprised the State of Wisconsin.
Johnston’s attending physician, Dr. W. H. Bodgete, listed the cause
of death as “apoplectic disease,” which we today call a stroke or
heart attack ,35
In retrospect the question still remains as to why Mitchell,
Harney, Lawson and other Nineteenth Century historians felt that
Webster Stanley was the first settler in Oshkosh in 1836 when
George Johnston had built his cabin, tavern and ferry on the city of
Oshkosh site between 1830 and 1832. There seem to be at least three
necessarily speculative answers, the foremost being that the
Nineteenth Century historians of Oshkosh probably never knew
that James Knaggs, whose importance they dismissed as a mere
1976]
Goff— George Johnston, Oshkosh
211
“half-breed”, was the third rather than the first owner of the house-
tavern -ferry at Algoma.
A second answer is that the White-Anglosaxon-Protestant-
Yankee businessman in Winnebago County’s third settlement at the
mouth of the upper Fox River had strong feelings of ethnic,
religious and sociological disdain for the French-Canadian and
“half-breed” Catholic fur traders at Algoma and Butte des Morts.
For verification, reread Harney’s language quoted on page 200.
Probably the most compelling reason for ignoring evidence of
earlier settlement was the fact that the Yankee settlement at the
mouth of the river grew so rapidly after 1846 that it was able to
include the portion of Algoma on the northeast bank of the Fox in
the 1853 incorporation of the city of Oshkosh and annexed the
remaining portion of Algoma on the west bank by act of the
Wisconsin Legislature in 1856. Observers who were impressed by
the far greater business and residential growth in the Yankee
settlement after 1846 in contrast to the slower development in the
same period at Algoma, might understandably reason that if the
nucleus of the city’s later development had been in the Yankee
settlement, the first resident in that settlement must, therefore, be
the first resident of the city, despite historically demonstrable facts
to the contrary.
A strong psychology of manifest destiny on the part of the Y ankee
frontier businessmen in the city of Oshkosh appears to have caused
them to brush aside any facts of earlier settlement by people who, in
their opinion, had a lesser civilization-producing capacity than
their own. Ironically, this happened despite the fact that George
Johnston was a Virginian of Scotch extraction, an Episcopalian, a
Mason, the first merchant in Oshkosh, and was a man who had a far
better military record in behalf of the United States than any other
man in town.
NOTATIONS
1. “Recollections of Augustin Grignon,” State Historical Society of
Wisconsin, Collections, III: 197-295.
2. The “Algoma” vicinity in the 1830s included the lands on both sides of
the upper Fox River at the foot of Lake Butte des Morts. Such present day
sites on both sides of the river as the Paine Art Center Arboretum and
Riverside Cemetery, as well as Rainbow Park, were in the “Algoma”
vicinity. The copy of Lt. Center’s map was made from Center’s map in the
Manuscripts and Maps Section, State Historical Society Wisconsin.
212
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 64
3. Mitchell, Martin, and Joseph H. Osborn. Geographical and Statistical
History of the County of Winnebago, Wisconsin, 65-66, Oshkosh: Markham
and Felker, 1856.
Harney, Richard. History of Winnebago County, 97-98, Oshkosh: Allen
and Hicks, 1880.
4. Harney, op. cit. 97-98; emphasis supplied. Other historians who have
accepted the above interpretation crediting Webster Stanley with being
the first settler include:
Lawson, Publius V. History of Winnebago County, 1, 170; 501. Chicago:
C. F. Cooper and Co. 1908.
Oshkosh City Directory, 1857, 1866, etc.
Titus, Wm. A. (ed.). History of the Fox River Valley, Lake Michigan
and Green Bay Region. II, 672. Chicago: S. J. Clarke, 1930.
Western Historical Co., History of Northern Wisconsin, 1122. Chicago:
Western Historical Co., A. T. Andreas, Proprietor. 1881.
5. Titus, op. cit. 672.
6. State Historical Society of Wisconsin, Collections, XV, 440-441. While
Porlier said the mail trail was shifted to Algoma in 1833, Lt. Center’s map
shows Johnston was already in business there in 1832.
7. S.H.S.W., Collections op. cit. 440-441.
8. Kinzie, Juliette A. Wau-Bun, 312-313. New York: Derby and Jackson,
1856. (Menasha: George Banta Co., 1930). It is hard to reconcile Mrs.
Kinzie’s date of 1831 for her visit to the Knaggs home with the Center map
reporting Johnson there in 1832. It may be that, since Wau-Bun was not
written until the 1850s, Mrs. Kinzie’s memory for dates might be in error.
9. The original copy of Lt. Center’s map and field notes, according to A. E .
Smith, History of Wisconsin, I, 473, 1973, are in the Records of the Office of
Geography, National Resources Division, Cartographic Branch, R. G. 324,
National Archives. The vicinity of Lake Winnebago and the site of Oshkosh
are mapped on manuscript sheet No. 3.
10. Harney, op., cit. 97. The Michigan Legislative Council passed acts in
1827 and 1833 providing for licensing and bonding of operators of public
ferries ( Laws of Michigan Territory, III, 1070-1072). However, a letter to
the author on 4/22/75 from the State Historical Society of Wisconsin reports
that “while the papers of the Brown County Circuit Court include a dozen or
so bonds given ferry operators between the early 1820s and 1840 when
Winnebago County was created, none of these ferries operated in the Lake
Butte des Morts area.”
11. French, Bella. The American Sketch Book: History of Brown County,
Wisconsin, 55. Green Bay: American Sketch Book Co. 1876.
1976]
Goff— George Johnston, Oshkosh
213
12. Military Service Records, National Archives (GSA), Affidavit of
Phyllis J. Johnston, November 21, 1851, to Commissioner of Pensions,
Department of Interior, re: claim to bounty land.
13. Military Service Records: War of 1812: Michigan Territorial
Volunteer Militia, Johnston, George.
14. French, Bella, op. cit., 55-56.
15. Carter, C. E. (ed.). Territorial Papers of the United States. X, 879; XI,
384, 578. Washington: USGPO, 1943.
16. Carter, op. cit. XI, 308, 896.
17. Carter, op. cit. XI, 199, 200, 201, 209-210, 456, 460-461, 467, 481, 896,
898, 916, 917.
18. George Johnston’s name usually was spelled with a “t”, although he
himself as well as his acquaintances occasionally wrote it Johnson. In this
citation, for example, the reference in Carter XI, 190 and 201 spells the
name as Johnson but two other references by the same source on p. 199 and
p. 200 and 201 describing the same election and listing the same four
inspectors, spell the name as Johnston. Richard Harney’s reference (10) to
Johnston always spells it without the “t”, i.e., Johnson.
19. Carter, op. cit. XI, 578, 591.
20. Carter, op. cit. XII, 63, 71.
21. State Historical Society of Wisconsin, Collect io7is, XIV, 163, 452.
22. S.H.S.W., Collections, VII, 1876. Henry Merrell, “Pioneer Life in
Wisconsin”, 377.
23. S.H.S.W., Collections, XIV, 163, 170-171, 452.
24. S.H.S.W. Collections, IV, Ebenezer Childs, “Recollections of Wiscon¬
sin Since 1820”, 182. See also Bella French, op. cit., 68.
25. i Records of the 1820s and 1830s report two different George Johnstons,
one a resident of Green Bay and the other of Sault Ste. Marie. Four
circumstances prove beyond reasonable doubt that the Sault Ste. Marie
Johnston was a different man from the Green Bay resident.
The Sault Ste. Marie George Johnston was a half Chippewa whose
father had been a fur trader at Sault Ste. Marie and Mackinac and
whose sister was the first wife of the famous Indian agent and author,
Henry R. Schoolcraft. “Meingun”, as he was familiarly called, was a
fur trader around Lake Superior and in northwestern Minnesota in the
1820s and a sub-agent of the Sault Ste. Marie Indian Agency at
214
Wisconsin Academy of Sciences , Arts and Letters
[Vol.64
LaPointe between 1826 and 1833. By contrast, the Green Bay George
Johnston was a Virginian who was brother-in-law of Major William
Whistler at Fort Howard, sheriff of Brown County 1818-1829, militia
captain, etc. The decisive fact is that both men voted in two different
elections for Michigan Territorial Delegate to the U.S. Congress. The
elections, of course, were held on the same day in Green Bay and Sault
Ste. Marie and it would have been humanly impossible for one man to
have been in both settlements on the same day, because of the travel
distance between these communities.
26. Peter Lawrence Scanlon, Prairie du Chien: French, British,
American. Menasha: George Banta, 1937.
27. French, Bella, op. cit. 79-80. See also S.H.S.W. “Grignon’s Recollec¬
tions”, Collections, III, 294.
28. S.H.S.W. Collections, III, 294.
29. S.H.S.W. Collections, VIII, 276.
30. S.H.S.W. Collections, IV, 186; XII, 279, 281, 288.
31. U. S. Military Service Record: Black Hawk War: George M. Johnston.
32. W. W. Wright. Oshkosh Daily Northwestern, January 22, 1897, p. 3,
col. 2. Richard Harney, op. cit. 98, says the Winnebago Rapids miller was
Col. David Johnson.
33. Brown County Mortgages, II, 98-100.
34. Letter to author dated May 19, 1975, from J. L. Hargett, Asst. Dir.
Gen. Archives Division, National Archives and Records Service,
Washington, D. C.
35. George Johnston’s obituary titles him Colonel but search of his army
service records in the National Archives has produced no record of any
federal military service following his mustering out from the Black Hawk
War in 1832. However, since Captain Johnston had held a military status
both in the War of 1812 and in the Michigan Territorial Militia in 1819-
1832, it may have been that he continued to hold a military status after 28
August, 1832. This possibility is difficult to check as the records of the
Wisconsin National Guard do not start until after the Civil War.
It may also have been that Johnston’s title of Colonel was merely
honorific. W. W. Wright’s recollection from 1836 that Johnston “was
familiarly known as colonel ...” plus the fact that it would have been most
unusual for a man to have been promoted from captain to colonel between
1832 and 1836 even in the militia in the absence of a military emergency
seems to support the conclusion that the title was honorary.
In any case, the French inhabitants of Green Bay usually referred to him
as Le Grand Sheriff.
LIMNOLOGICAL OBSERVATIONS OF A WISCONSIN
SPRING-FED FARM POND
William 0. Sonzogni
Ann Arbor , Michigan
and
G. Fred Lee
University Texas — Dallas
ABSTRACT
Limnological characteristics of a small, spring-fed trout pond
located near Madison, Wisconsin, are reported. Extreme vertical
stratifications of oxygen and temperature were observed except
when high winds promoted mixing. The measured productivity of
the pond (30g 02 /M2/day) is among the highest values reported for
unpolluted waters. Chemical-biological features of the pond,
including nutrient limitation, are discussed.
INTRODUCTION
During the summer of 1968 a survey was made of the chemical
limnology of several types of farm ponds commonly found in
southern Wisconsin. Of the ponds studied, spring-fed ponds, which
are often stocked with trout, exhibited some atypical physico¬
chemical properties compared with other ponds and lakes in the
area. A brief description of the features of one of these ponds,
designated Otteson Pond, is discussed here.
METHODS
Both soluble orthophosphate and total phosphate were analyzed
according to Standard Methods (1971) by the stannous chloride
procedure. Total phosphorus samples were digested with a
potassium persulfate. The brucine method (Standard Methods,
1971) was used to determine nitrate nitrogen. Atomic absorption
spectroscopy was used to analyze calcium (Bentley, 1967). Dissolved
oxygen and temperature were read in situ with a YSI Model 54
Oxygen Analyzer. Additional information on the environmental
procedures has been presented by Sonzogni (1969).
215
216
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 64
Characteristics of the Pond
Otteson Pond, located about 15 miles south of Madison, Wiscon¬
sin, is representative of the type of cold water ponds found in the
area. It has an average depth of about 2 m, a surface area of approx.
0.3 hectares, and steep side slopes. The spring feeding the pond is
about 25 m from the pond, the flow being on the order of 380 1/min
(water residence time about 10 days). Otteson Pond water was quite
clear and supported a dense bottom flora composed principally of
Char a. The pond was stocked with brook trout.
RESULTS
Some typical summertime chemical characterstics of the spring
water and of the pond surface water are shown in Table 1. The high
alkalinity, calcium concentration, specific conductance and nitrate
concentration of the spring water, as well as the low phosphorus
level, reflect to a large extent the characteristic ground water of the
area. Of interest is the difference in specific conductance, alkalinity
and calcium concentration between the spring and the pond,
apparently the consequence of the precipitation of the dissolved
minerals (viz. calcium) within the pond. Biological processes play
an important role in this precipitation, as evidenced by the marl
encrusted Chara which lined the bottom of the pond. Chara is well
known for its ability to precipitate very large quantities of calcium
carbonate (Curtis, 1959; Fassett, 1972).
Except when modified by an unusually high wind stress the pond
was thermally stratified. Extreme vertical gradients of dissolved
oxygen (DO) were also observed, with the concentration difference
between the surface and the bottom recorded to be nearly 10 mg/1 at
times. An example of an oxygen/ temperature profile which was
typical of normal, summer daytime conditions (mostly sunny with
low wind velocity) is shown in Fig. 1. Highest DO concentrations
(frequently in excess of 20 mg/1) were always found near the
bottom. Thus, daytime oxygen profiles in the ponds studied were the
inverse of oxygen profiles commonly found in lakes and lake
oriented ponds. Similar profiles may be expected to occur in other
ponds with large benthic populations of photosynthesizing
organisms similar to the Chara mats which lined the bottom of
Otteson Pond.
It should be noted that the trout stocked in these ponds were able
to live without acute physiological effects in a habitat which had
1976]
Sonxogni, Lee — Farm Pond Limnology
217
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
marked vertical DO gradients. The grossly supersaturated DO
found in the pond, especially near the bottom, might be expected to
produce embolism in these fish. However, no mortality of the fish
was noted during the course of the study which could be attributed
to environmental conditions within the pond.
16 18 20 22 24 26
TEMPERATURE, °C
FIGURE 1. Dissolved Oxygen (DO) and temperature (T) profile showing
the stratified conditions of Otteson Pond on August 13, 1968
(11:15 A.M., E.D.S.T.)
* Actual concentration greater than 20 mg/1 (above the calibrated range of
the oxygen analyzer).
TABLE 2. GROSS PHOTOSYNTHETIC PRODUCTIVITY (PG) AND
TOTAL COMMUNITY RESPIRATION (R) ON AUGUST 24-
25, 1968.
Results uncorrected (k=0 g 02 /m3/hr at 0 percent saturation) and corrected
(k=l g 02 /m3/hr at 0 percent saturation) for diffusion.
1976]
Sonzogni, Lee — Farm Pond Limnology
219
Primary Productivity of the Pond
Because of the small wind fetch of the pond, only during very
windy conditions was the pond observed to destratify. Such was the
case in late August (1968) when a cold front passed through the area
producing winds of about 30 mph, a wind velocity sufficient to mix
the pond. Because of the mixed condition at this time it was possible
to make a rough estimation of pond productivity based on a single
sampling station, by the free water method of Odum and Hoskin
(1958). The metabolic rates which were determined, both corrected
and uncorrected for diffusion, are presented in Table 2. Oxygen
measurements made at other times during the summer indicated
that large diurnal oxygen changes, and consequently high
metabolic rates, were not uncommon.
Gaseous diffusion corrections were made according to the method
of Odum (1956), with a diffusion constant of 1.0 g 02 /m3/hr at 0
percent saturation. Such a constant approximates an upper limit to
diffusion, based on diffusion constants determined for similar
environments (O’Connor, 1958; Odum, 1960; Odum and Wilson,
1962; Copeland and Duffer, 1964), so that comparing results
corrected for diffusion with those uncorrected should provide the
range between which the true values are likely to be found.
The gross photosynthetic productivity estimated for Otteson
Pond, even disregarding oxygen diffusion, was within the range
reported for some of the most highly productive aquatic en¬
vironments. For example, extremely productive polluted en¬
vironments such as waste stabilization ponds and sewage lagoons
are reported to have gross photosynthetic production rates ranging
from 14 to 50 g 02 /m2/ day (Bartsch and Allum, 1957; Copeland and
Dorris, 1962; Minter and Copeland, 1962; Odum and Wilson, 1962;
Copeland and Dorris, 1964). Enormously productive unpolluted
waters of low organic content include environments such as coral
reefs, saline grass communities and artesian calcareous springs.
Gross photosynthetic productivities computed for these en¬
vironments generally exceed 20 g 02 /m2/day (Odum, 1956). Odum
(1957) reported a gross photosynthetic productivity of 64 g
02 /m2/day for a Florida spring. Odum and Hoskin (1958) reported
the photosynthetic production of a turtle grass community in a
Texas bay to be almost 30 g 02 /m2/day. The gross photosynthetic
productivity estimated for spring-fed Otteson Pond, even disregar¬
ding diffusion, falls within the range of highly productive aquatic
environments. Such potential for high primary production should
220
Wisconsin Academy of Sciences, Arts and Letters
[Vol. 64
be considered in the management of similar spring-fed cold water
ponds.
There is a tendency in some of the recent limnological literature to
equate marl lakes with low-productivity waters. On the other hand,
fisheries biologists in the upper Midwest generally find that hard-
water lakes tend to have more primary and secondary productivity
than do soft-water lakes that do not deposit CaC03 in the
sediments. This study has shown that several small farm ponds
which are marl-depositing are very highly productive, and
therefore tends to support the general observations of the fisheries
biologists in the upper Great Lakes states.
The nitrate nitrogen concentration was relatively high but not at
toxic level in the pond system (Table 1). Phosphorus, however, was
always less than 0.02 mg/1 P. However, as Odum (1956) has pointed
out, low nutrient waters can still be productive as long as sufficient
flow is maintained to replenish nutrients and remove waste
products.
Limiting Nutrient
The data presented in Table 1 show that phosphorus is most likely
to be the element limiting aquatic plant growth in this water. In
order to verify this conclusion a series of algal bioassays were run.
Generally, the rate of uptake of ammonia nitrogen by algae (in the
dark) is four to five times faster for algae grown in a medium with
surplus nitrogen as opposed to those grown in a nitrogen-deficit
medium (Fitzgerald, 1968). Likewise, a considerable quantity of
soluble orthophosphate can only be extracted from those algae
which have a luxurious (surplus) supply of phosphorus (Fitzgerald
and Nelson, 1966). Based on these general relationships, algae from
the ponds have been tested to determine whether they have had
TABLE 3. EXTRACTED SOLUBLE ORTHOPHOSPHATE AND
THE AMMONIA NITROGEN UPTAKE RATE IN THE
DARK OF ALGAE SAMPLED FROM OTTESON POND
1976]
Sonzogni, Lee — Farm Pond Limnology
221
limited or surplus amounts of nitrogen and phosphorus available.
Table 3 shows that algae from the pond had very little extractable
soluble orthophosphate. In these samples Chara was the principal
algal species analyzed. Fitzgerald and Nelson (1966) concluded
after testing many different types of algae (although not Chara),
that when the amount of extractable soluble orthophosphate (as
phosphorus) was below 0.08% of the total weight of the algae, growth
of the algae was probably phosphorus limited. Hence, the growth of
the Chara samples analyzed were most probably limited to some
extent by lack of available phosphorus.
The Chara samples taken from the pond not only contained the
least extractable phosphorus, but also had the slowest nitrogen
uptake rate. By comparison to data obtained from algae and aquatic
weeds by Fitzgerald (1968), surplus nitrogen was available. The
results of these studies tend to support the conclusions that
phosphorus was limiting Chara production in the pond.
ACKNOWLEDGMENTS
This investigation was supported by U. S. Environmental
Protection Agency Training Grant No. 5T1-WP-22, University of
Wisconsin, Madison, Department of Civil and Environmental
Engineering, where this study was conducted and The Institute for
Environmental Sciences at The University of Texas at Dallas. The
authors wish also to acknowledge the assistance of Vern Sticker of
U.S.D.A. Soil Conservation Service, Madison, Wisconsin.
BIBLIOGRAPHY
Amer. Public Health Assoc., Amer. Water Works Assoc., Water Poll.
Control Fed. 1971. Standard Methods for the Examination of Water and
Waste-water. APHA, New York.
Bartsch, A. F., and M. 0. Allum. 1957. Biological factors in the treatment of
raw sewage in artificial ponds. Limnol. Oceanogr. 2: 77-84.
Bentley, E. M. 1967. The Determination of Calcium by Atomic Absorption
Spectrophotometry. M. S. Thesis, Univ. Wisconsin-Madison.
Copeland, B. J., and T. C. Dorris. 1962. Photosynthetic productivity in oil
refinery effluent holding ponds. J. Water Poll. Control Fed. 34: 1104-
1111.
Copeland, B. J., and T. C. Dorris. 1964. Community metabolism in
ecosystems receiving oil refinery effluents. Limnol. Oceanogr. 9:431-447.
222
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[Vol.64
Copeland, B. J., and W. R. Duffer. 1964. Use of a clear plastic dome to
measure gaseous diffusion rates in natural waters. Limnol. Oceanogr. 9:
494-499.
Curtis, J. T. 1959. The Vegetation of Wisconsin. Univ. Wisconsin Press,
Madison.
Fassett, N. C. 1972. A Manual of Aquatic Plants. Univ. Wisconsin Press,
Madison.
Fitzgerald, G. P. 1968. Detection of limiting or surplus nitrogen in algae
and aquatic weeds. J. Phycol. 4: 121-126.
Fitzgerald, G. P., and T. C. Nelson. 1966. Extractive and enzymatic
analyses for limiting or surplus phosphorus in algae. J. Phycol. 2: 32-37.
M inter, K. W., and B. J. Copeland. 1962. Oxygen relationships in Lake
Wooster, Kansas, during winter time conditions. Trans. Kansas Acad.
Sci. 55: 452-462.
O’Connor, D. J. 1958. The measurement and calculation of stream
reaeration ratio in oxygen relationships in streams. Tech. Rept. R. A.
Taft Sanitary Engin. Center, W58-2, 35046.
Odum, H. T. 1956. Primary production in flowing waters. Limnol.
Oceanogr. 1: 102-117.
Odum, H. T. 1957. Primary production measurements in eleven Florida
springs and a marine turtle-grass community. Limnol. Oceanogr. 2: 85-
97.
Odum, H. T. 1960. “Analysis of Durnal Curves for the Assay of Reaeration
Rates and Metabolism.” in E. A. Pearson (Ed.), Waste Disposal in the
Marine Environment. Pergamon Press, New York, 547-555.
Odum, H. T., and C. M. Hoskin. 1958. Comparative studies on the
metabolism of marine waters. Publ. Inst. Marine Sci., Texas 5: 16-46.
Odum, H. T., and R. F. Wilson. 1962. Further studies on the reaeration and
metabolism of Texas bays. Publ. Inst. Marine Sci. Texas 8: 23-55.
Sonzogni, W. C. 1969. Productive Potential of Small Wisconsin Ponds. M S
Thesis, Univ. W isconsin-Madison.
MAN’S HISTORIC ATTITUDE TOWARD
THE ENVIRONMENT*
Aaron J. Ihde
University Wisconsin —
Madison
GENESIS OF THE PROBLEM
Man’s recent concern for the quality of the environment
represents a belated recognition of a problem of long standing, in
fact one which dates back to an early period in human history. As
long as he was merely a gatherer, man’s population was small and
he, like all animal species, stressed the environment so slightly that
easy adjustment was possible.
With his mastery of fire-keeping he acquired the capacity to
control his environment, as no species ever had before. The
anthropologist Coon1 has put it very succinctly:
The use of fire is the only open-and-shut difference between man
and all other animals. Fire was the first source of power which man
found out how to use which did not come from the conversion of food
and air into energy inside his own body. In Early Pleistocene times he
made beautiful tools and brought up his children without it. In
Middle Pleistocene he used it only to warm his knuckles in the mouth
of a cave. In Late Pleistocene times it made him a more efficient
animal, and during the last eight thousand years he has found
increasing uses for it, and burned ever greater quantities of fuel. Fire
has been the key to his rapid rise in mastering the forces of nature, his
conquest and partial destruction of the earth, and his current
problems.
As a consequence of his mastery of fire, coupled with his
handiwork as a toolmaker and the capacity, associated with his
large brain, for sophisticated communication, the human species
took on a position of dominance which enabled it to stablize the food
supply, and thereby, to enhance its chances for survival as a species.
It was possible, through control of fire, to escape the physiological
limitations which originally restricted the species to a tropical
habitat; this permitted it to spread through the temperate zones
where there existed an abundant food supply. Man could indulge in
*Presented at the Annual Meeting of the West Lakes Division, Association
of American Geographers on October 23, 1970, Northern Illinois Universi¬
ty, DeKalb, Illinois.
223
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Wisconsin Academy of Sciences, Arts and Letters
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the luxury of a small population explosion. Ten thousand years ago
the planet earth carried perhaps five million persons.
The anthropological record reveals that man has been a predator
throughout most of his existence. We cannot ever know the reality of
his thoughts toward his environment, except by a hazardous
extrapolation from present day paleolithic cultures. Such ex¬
trapolation suggests an ambivalence. On the one hand, nature was
recognized as cruel and man must fight continually for survival,
taking from nature that which was essential to survival. On the
other hand, the environment was not an inexhaustible source of
food, so man must not take more than he could decently consume.
Perhaps an ethic developed which was protective of the female food
animal accompanied by her young, as is practiced today among the
Australian aborigenes.
When the agricultural revolution began about 10,000 years ago, it
created substantial changes. As hunter and gatherer, the human
species moved with the food supply. As agriculturist, the species
abandoned its nomadic ways and became settled. The domestication
of the cereal grains, flax, cotton, legumes, and fruits concurrently
with the goat, sheep, cow, and pig led to both an abundance and a
stability in the food supply. These circumstances permitted another
increase in population. In fact, the combination of successful
agriculture, stable food supply, and population increase ultimately
led to the beginnings of urbanization in the river valleys of the
Eastern Hemisphere.
Urbanization was accompanied by a strong element of specializa¬
tion which allowed some humans to be divorced from activities
required of generalists in a natural setting. There arose a political
class, a priesthood, a peasantry concerned with water control, and
scribes, smiths, tanners, weavers, and soldiers. As the urban system
became more complex there was less opportunity for the
understanding of nature as a total system and consequently, a
tendency to seek for control of environmental factors through
simplistic procedures.
The patterns developed in the urban centers of the ancient world
were favorable to strengthening the position of the human species
with respect to most other species. With the development of a stable
agriculture in a reasonably stable political system, population
growth could continue. An increased population in a stable rural-
urban system capable of modest expansion led to an increase of
leisure and the rise of sophisticated art, poetry, music, and
philosophy. More often the increasing population created internal
1976]
Ihde— Man's Attitude Re Environment
225
strains leading sometimes to colonization of unoccupied lands,
frequently to warfare with less crowded neighbors. Generally,
there was sufficient unsettled territory that the defeated who
escaped enslavement could establish themselves on new lands.
As antiquity merged into the medieval ages the pattern saw little
change, if anything a retreat. Life generally was hard and a man
frequently lived out his life within a few miles of his place of birth.
Then, possibly in the sixth century, there took place a revolution in
agriculture which had profound implications. The heavy wheeled
plow came into use in northern Europe. The scratch plow, so
common in the Mediterranean basin where it was satisfactory on
the light arid soils of the region, was unsuited to the heavy, wet sod
of the north. A coulter made a vertical slice through the soil, a
horizontal plowshare cut the roots beneath the sod, a moldboard
then violently overturned the grassy mass of soil. This heavy
implement, requiring the draught power of several spans of oxen,
opened the fertile, well-watered soils of northern Europe to highly
productive agriculture. The population increase which followed is
testimony to the enlarged capacity for agricultural productivity. In
time, the increased population exceeded that essential for
agriculture, as witness a new wave of urbanization.
Through a period of several centuries there was not only a new
level of specialization but a period of inventiveness which saw more
efficient harnessing of animal, wind, and water power. Concurrent¬
ly, the development of iron mines in northern Europe made
available larger quantities of metal superior for weapons, armor,
and cutting tools.
Improved productivity again stimulated population growth
which in turn stimulated specialization, with improved productivi¬
ty. It also stimulated the prosperity culminating in the era of the
great navigations which opened a vastly increased knowledge of the
earth.
By 1650 the world population had grown to perhaps 500 million.
Thus in ten thousand years the human population had doubled
nearly seven times, an average doubling time of about 1500 years
(although the doubling time had certainly not been uniform, it had
probably been shortening appreciably during the Christian Era).
During the next 200 years (by 1850) the population doubled again to
one billion. By 1930 (in 80 years) the population rose to two billion;
by 1975 another doubling has taken place in only 45 years.
The rapid rise in population since 1650 occurred when science
provided substantial application in technology, agriculture, and
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[Vol.64
medicine. This spinoff from basic science has been particularly
noteworthy during the past one hundred years.
HUMAN STRAINS ON THE ENVIRONMENT
Whenever a particular species undergoes a population explosion
there is a serious strain on the environment which, if sustained, is
certain to cause deterioration before readjustment to a new
equilibrium state is reached. Normally, such population explosions
are self defeating, since the increase in numbers quickly exceeds the
capacity of the supporting food supply. In the meantime, an
increase in numbers makes life easier for predators which undergo
a belated but complementary population increase, which in turn
leads to a decline in the prey, followed by a decline in predators.
With the human species such environmental self-regulation has
failed. Although not well endowed physically to escape his natural
enemies or to protect himself when cornered, man has, through his
tool-using capacity, been able not only to defend himself but to
become a major aggressor among his fellow creatures. Further, by
the domestication of selected species of plants and animals he has
been able to assure himself a reasonably stable supply of food and
clothing.
Despite its benefits for the human species, agriculture leads to
ecological catastrophe. In its most rigorous application, agriculture
tends to create areas of a monoculture, an intensive husbandry of a
single species, either plant or animal. In actual practice, animal
husbandry avoids to a degree the extremes of plant husbandry
because animal husbandry requires the availability of pasture or
feed crop areas. When intelligently practiced, a combination of
animal and plant husbandry can lead to a sustained, moderately
well-balanced operation. Such practice is, unfortunately, observed
too rarely. The slash and burn agriculture of primitive tribes
represented an environmental strain of only minor severity,
because the cleared area was comparatively small. In a few years,
when soil exhaustion occurred, natural growth took over once more
as the tribe moved elsewhere. Settled agriculture, particularly
when supportive of an urban community, constitutes the creation of
a largely synthetic environment in which normal natural processes
have little chance of success. In fact, such agriculture displaces
normal flora, and may in time lead to the exhaustion of the capacity
of the soil.
1976]
Ihde — Man's Attitude Re Environment
227
Wise agricultural practices, however, are capable of maintaining
soil fertility in such a manner that long time cultivation can be
practiced. As Franklin H. King revealed in his book, Farmers of
Forty Centuries (1911), the farmers of China, Korea, and Japan
learned through experience the need to work with the land, not to
fight it.2 Through the use of manures and composts, and careful
tillage practices they were able to maintain the productive capacity
of the land through at least four millenia. In medieval Europe also a
careful program of crop rotation combined with a fallow period was
developed.
All too frequently, other farmers have not been so perceptive. In
Northern Africa and the Middle East, with its light soils and arid
climate, the popularity of the goat has been a disaster. This rugged
animal, with its capacity to survive on marginal forage in a dry
climate, has been a popular beast. It has been pastured on rugged
terrain where it crops the grasses close to the ground and does
extensive damage to roots with its sharp hooves. Denuded hillsides
quickly become prone to serious erosion by wind. Even the small
amounts of rainfall in these denuded areas lead to further erosion.
In fact, there are some who believe the climate and terrain of
northern Africa and western Asia became transformed to their
present state as a consequence of an agriculture heavily oriented to
raising goats and sheep.
Studies by Reid Bryson and his associates suggest that the
Rajputan Desert of northwestern India is a consequence of such
misuse of the land.3 The meteorological data for this region do not fit
the pattern of typical deserts (the air over the Rajputan contains as
much moisture as the air above the Amazon Valley, or the Congo);
on the contrary, every square mile in northwest India has five and
one half tons of fine dust suspended over it, an amount greater than
that above a smoky, dirty, foggy large city. Examination of
archeological records for the region revealed that 4000 years ago it
was a flourishing agricultural area inhabited by the Harappans.
With the growth of the cities of Harappa and Mohenjo-Daro the area
under cultivation was steadily expanded. As the grass cover was
removed by plowing and grazing, the dust content of the
atmosphere increased and desert-like conditions became apparent.
By 1500 B.C. the Harappans disappeared, apparently because the
land would no longer support their agriculture. In time, the land
recovered sufficiently to attract anew wave of immigrants. Around
500 B.C. the region became sparsely populated by pastoral Aryans
whose animals quickly cancelled the recovery and made the region
the desert which it is today.
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[Vol.64
Such overgrazing is now evident elsewhere in the world. Among
pastoral tribes in Africa, such as the Masai, cattle are prized not
only as food but as a status symbol. Large acreages are being
denuded by herds of gaunt, undernourished cows. With the obvious
need for additional pasture, the wild lands of Africa are continually
encroached with great hazard to the survival of the world’s last pool
of large wild mammals. In the western United States, cattle and
sheep ranchers apply continuous pressure on the Department of the
Interior to permit pasturage on government reserves, frequently to
the point where the carrying capacity of the reserves is seriously
exceeded.
All too frequently, the farmer has looked upon the environment as
an enemy to be overcome, rather than as an associate to be
understood. Lynn White attributes this attitude to the influence of
Western Christianity. He considers the introduction of the heavy
wheeled plow to have been a critical turning point. The power and
violence with which it attacked the soil placed man in a new position
of power over the environment. White says,4
Man’s relation to the soil was profoundly changed. Formerly man
had been part of nature; now he was the exploiter of nature. Nowhere
else in the world did farmers develop any analogous agricultural
implement. Is it coincidence that modern technology, with its
ruthlessness toward nature, has so largely been produced by
descendants of these peasants of northern Europe?
This same exploitive attitude appears slightly before A.D. 830 in
Western illustrated calendars. In older calendars the months were
shown as passive personifications. The new Frankish calendars,
which set the style for the Middle Ages, are very different; they show
men coercing the world around them — plowing, harvesting,
chopping trees, butchering pigs. Man and nature are two things, and
man is master. These novelties seem to be in harmony with larger
intellectual patterns. What people do about their ecology depends on
what they think about themselves in relation to things around them.
Human ecology is deeply conditioned by beliefs about our nature and
destiny — that is, by religion. To Western eyes this is very evident in,
say, India or Ceylon. It is equally true of ourselves and of our medieval
ancestors.
Perhaps White is guilty of oversimplification. The contempt for the
natural environment is obvious in cultures other than medieval
Christian. Nevertheless, his example represents a persuasive case
history.
Urbanization has likewise been a prime cause of environmental
deterioration, since the city, by nature, creates an alteration of the
1976]
Ihde — Man's Attitude Re Environment
229
land which makes it generally unsuitable for survival of all but a
small number of animal and plant species.
The concentration of large numbers of persons in comparatively
small areas creates support problems of large magnitude. In
addition to the input of vast amounts of food and energy, the city
demands vast quantities of water which must be drawn from
outside, sometimes from great distances. Vitruvius, the leading
architect of Octavian Rome, gave major attention to the problem of
water supply in De Architectura. The problem of disposal of human
wastes becomes equally formidable. The usual solution has been the
most obvious expedient of dumping into the nearest river. The
problems of all large cities today, and most small ones, include those
of water supply and disposal of human wastes.
Industrialization has intensified the deterioration of the environ¬
ment. The effect has been two-fold: industrialization accentutates
(1) the rate at which non-renewable resources are exploited, and (2)
the production of waste materials which pollute the environment.
Modern industry has been a serious offender in the latter regard.
Until the rise of the modern chemical and metallurgical industries,
the waste materials discarded by industry or the consumer have
been readily degradable materials. This is no longer true. Note the
pollution problems caused by the discard of aluminum cans, plastic
artifacts, synthetic detergents, chlorinated hydrocarbon insec¬
ticides, and polychlorinated biphenyls.
The stresses on the environment created by industrialization are
illustrated by energy consumption. In the United States the annual
per capita usage of energy in 1950 amounted to the equivalent of
eight tons of coal. In Western Europe the figure was about 2.5 tons;
in J apan about 1 ton; in the rest of Asia about 1/20 ton.5 Imagine the
situation, if underdeveloped nations achieve their goals of becoming
industrialized.
An additional factor is the enormous increase in technological
efficiency which has taken place in the twentieth century. Suppose
we consider the whaling industry. Since World War I the industry
has become highly efficient. Large ships serve as floating slaughter
houses, remaining afield for months, exploiting the remaining
breeding grounds. The sturdy harpooner no longer stands in the
bow of a rowboat matching his skill with that of the huge mammal.
Instead he aims a cannon-propelled harpoon with deadly accuracy;
a harpoon carrying a charge designed to explode within the animal
in order to subdue it instantly. The result is bringing certain species
of whale close to extinction, and endangering all.
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[Vol.64
Population pressures combined with an efficient technology have
had similar effects on other marine species. In looking at tonnage of
Pacific sardines unloaded at U.S. ports one finds a rise from 50,000
tons in 1916 to 800,000 tons in 1936, the peak year. A decline set in
after 1936, tonnage having dropped to 70,000 tons in 1955. Fisheries
were abandoned in British Columbia in 1947, in Oregon and
Washington in 1948, and in San Francisco in 1951. 6
In the case of halibut, the largest flat fish, exploitation has
seriously reduced the population of mature fish all around the
Arctic Circle. Individuals may reach 600 pounds at maturity but
growth is slow and sexual maturity is reached late. According to a
15-year study by Huntsman7, the age pyramid of halibut population
has changed from one with a significant population of 20-year old
fish to one where small young fish predominate and individuals of
age 10 and older are strikingly rare.
Let us also look at the effects of urban industrial expansion on the
population of species not even a part of the commercial food market.
Significant decreases in the territory of the prairie chicken and
trumpeter swan have been documented, and the survival problems
of the whooping crane are the subject of regular press reports.8
MAN’S ATTITUDE TOWARD THE ENVIRONMENT
Man has long recognized that the environment possesses a
capacity for recovery in spite of mistreatment. He has exploited that
capacity throughout the ages, rarely being concerned that there
might be a point of no return. As long as population was small, and
agriculture was not intensive, and more people lived on the soil than
in the cities, a. id industrialization was at a low level, then such a
casual attitude toward the capacity of nature for recovery was
reasonably safe. With the kinds of change which have occurred
since the seventeenth century, such attitudes have become an
invitation to disaster. The rapid use of non-renewable resources,
such as petroleum, lead, and copper, leaves our industrial
civilization in a precarious state. The overstrain on the environ¬
ment, exemplified by air pollution, water pollution, solid waste
disposal, steady extinction of wildlife species, and lack of satisfac¬
tory recreational areas, suggests that man may already have
reached the point where he is bringing about his own extinction.
From the beginning of recorded history there have been voices
urging respect for nature. They have been countered by voices
arguing that nature is the enemy of man, that man has the
1976]
Ihde— Man's Attitude Re Environment
231
obligation to subdue nature, even that he can improve upon nature.
In addition, there are the ambivalent souls who hold a respect, even
love, for nature, yet find themselves trapped by circumstances
which they feel helpless to condemn.
As is usually the case, Scripture provides quotations represen¬
tative of both reverence for and opposition to nature. Classical
mythology, with its large element of animism, takes a generally
sympathetic view toward nature, although the practicalities of life
in the ancient world frequently led to a gap between ethical
teaching and practice. The pastoral writers of Rome, Cato the
Censor, Columella, and Varro, extolled the rural life and reflected a
reverence for nature but this was seldom heeded in practice. When
Christianity gained ascendancy in the Roman Empire, it brought
about a decline in the concept of equality between the species and
claimed for man a position of uniqueness among creatures.
Theological doctrine from Aristotle to the twentieth century sought
roles for all species, which involved their usefulness to man.
A heretical position toward the view that nature exists for the
benefit of man alone is observed in the thirteenth century. St.
Francis of Assisi (1181?-1226) not only decreed for himself and his
followers a life of humility and poverty but expressed a love for all of
nature, inanimate as well as animate. Sun, wind, and fire were
addressed as brothers; moon and water as sisters. Birds and beasts
were exhorted to praise God and in St. Francis’ eyes these creatures
held a dignity seldom accorded them by human bemgs. However,
his was largely a lone voice. His message had slight influence as men
continued their exploitation of nature, frequently with the blessing
of the theologians and the cheers of the humanists.
Literary men have represented all parts of the spectrum. Some,
like Hawthorne, Henry James, and the early T. S. Eliot have looked
upon nature as contributory to immorality, uncivilized, or as a
symbol of disorder. J ames believed nature to be chaotic, whereas he
held that man creates order. Manmade art provides meaning;
nature by comparison is meaningless.
Other authors have treated nature with reverence. Some of them
have treated nature as a refuge, an escape from the sordidness of
civilization. Others have looked upon nature as an affirmation for
the totality of life. For those who use nature as a refuge, the
development of science, technology, and organized urban society
are steps to be deplored. For the second group, these aspects of
man’s activity may be part of a continuum in wh ich nature still has a
significant role.
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Herman Melville exemplifies the first type. In Ahab he
characterizes not only the whaler seeking revenge, but the master
and crew ruthlessly exploiting nature, but ending in their own
destruction. Ralph Waldo Emerson, in turn treats nature as part of
a grand design and this element is to be found in poets from Walt
Whitman to Robert Frost.
The historian of the literature of nature, however, while he
customarily emphasizes the professional writers such as the
Emersons and Thoreaus, must not ignore the writers who are
naturalists first and writers second because of a compulsion to share
their love of nature, even to serve as a voice of protest for the
protection of nature. I refer to such as John Muir, Aldo Leopold, and
Rachel Carson. Each in his own way left an impact. Not only did
they delight readers with the vividness of their honest style, but they
played a most significant role in bringing action toward the
permanent preservation of wilderness areas and protection of the
environment.
It is natural that man has sought solace and renewal in nature.
After all, he is scarcely 200 generations removed from his life as
hunter and hunted in a natural competitive environment. Through
most of human existence he has been a savage beast surviving
through his understanding of a hostile environment. The veneer of
civilization is very thin. Two hundred generations is scarcely
sufficient to have produced genetic changes which would cause a
deep attraction for urban mass culture. Homo sapiens developed as
a creature of his environment during perhaps 30,000 hominoid
generations and was evolving in a natural setting for even more
generations before that. A mere 200 generations of civilized
existence is scarcely sufficient to produce even minor changes in his
natural interest in the environment. Any adverse attitudes must be
cultural and therefore not deeply ingrained. It is not surprising that
many of us still find renewal in a sunset, a waterfall, the song of a
bird, the towering magnificence of a forest, the variety of a prairie.
It is natural to wish to preserve these for still additional generations
of Homo sapiens.
BIBLIOGRAPHY
1. Coon, Carleton S., The Story of Man, New York, 1954 p. 53.
2. King, Franklin H., Farmers of Forty Centuries, or Permanent
Agriculture in China, Korea and Japan, Madison, Wis. 1911.
1976]
Ihde — Man’s Attitude Re Environment
233
3. Bryson, Reid A., and David A. Barreis, Possibilities of major climatic
modification and their implications. Bull. Amer. Meteorol. Assoc. 48:
136-142, 1967. A popular interpretation of this study was published by
Reid Bryson in Saturday Rev., April 1, 1967, pp. 52-56.
4. White, Lynn Jr. The historical roots of our ecological crisis. Science 155:
1203-1207, 1967.
5. Ihde, Aaron J., The Development of Modern Chemistry, New York, 1964,
p. 739.
6. Dorst, Jean, Before Nature Dies, Boston, 1970, pp. 266-267, from
California Dept. Fish and Game Report, 1957.
7. Huntsman, A. G., Fishing and assessing populations. Bull. Bingham
Ocean. Coll. 9: 5-31, 1948.
8. Dorst, Jean Ibid pp. 44-46, 321, 47-48.
c
EFFECT OF HANDLING AND METHYLPENTYNOL
ANAESTHESIA ON SERUM GLUCOSE LEVELS IN
GOLDFISH, CARASSIUS AURATUS LINNAEUS
Richard E. Spieler
Arkansas State University
and
Max Allen Nickerson
Milwaukee Public Museum
ABSTRACT
In comparison to “pre-stress” levels, goldfish anesthetized with
methylpentynol and “handled” showed a significant increase in
serum glucose level one day after handling, and apparent continued
effects for the next three days. Fish handled but not anesthetized,
and control fish which were neither anesthetized nor handled did
not exhibit similar changes.
INTRODUCTION
Fish show a hyperglycemic response to stress stimuli. Studies by
Chavin (1964) and Chavin and Young (1970) have reported that
merely transferring goldfish between aquaria is sufficient stimulus
to evoke a hyperglycemia lasting for several days (4 days in 1964
study; 2 days in 1970 study). A means for reducing such a marked
change in the internal environment is desirable in order to maintain
experimental fish closer to normal physiological levels. Methylpen¬
tynol has been shown to partially inhibit the rise of blood sugar
which normally follows stress in rats (Watson and Steinberg, 1958).
This study was undertaken to examine the effects of methylpen¬
tynol on the stress reaction of goldfish to capture and handling, as
indicated by changes in serum glucose levels.
METHODS AND MATERIALS
On arrival from Ozark Fisheries, Stoutland, Missouri, goldfish
(comets; mean standard length 11.1 cm, range 9.3-14.5; mean
weight 46.4 g, range 25.0-93.9) were sorted into 18 water-filled 75.5
liter plastic buckets, five fish per bucket. The fish were maintained
for approximately 4 months at 14 C (±2 C), with a 12:12
photoperiod. They were fed chopped frozen shrimp daily until two
234
1976]
Spieler, Nickerson — Goldfish Anaesthesia
235
days before being fin clipped, at which time feeding was terminated
until completion of the experiment. Marking the fish allowed
comparison of stressed levels to original levels of specific fish. After
being marked, the fish were returned to fresh water to which 5 ml of
terramycin had been added. Initial blood samples (approx. 1 ml)
were taken one week after fin clipping, by cardiac puncture with a
#22-gauge needle and heparinized tuberculin syringe. This
technique produced 7% mortality. Serum glucose was determined
for three surviving individuals per bucket with a Beckman Glucose
Analyser ( ± 1 mg/100 ml tolerance), using glucose oxidase.
Seven days following determination of initial levels the 18
containers were divided into three groups of six. We anesthetized
the first group of fish (group I) by placing sufficient 98.5%
methylpentynol in the water to achieve a final concentration of 4
ml/liter. Fish were left in the solution until they lost equilibrium
and swimming activity had ceased, approximately 20-30 minutes.
The fish would, however, still respond to deep pressure, corre¬
sponding to stage III and between planes 1 and 2 of anesthesia
classification of fishes (Klontz, 1965). In the “stressing” procedure
the anesthetized fish were netted, held out of water for 20 seconds to
standardize transfer times, and returned to fresh water to which 8
liters of non-treated water from their original bucket had been
added.
The group II received treatment identical to group I (netting and
handling) but were not anesthetized. Group III was used as a
control. Control fish were not removed from buckets. Their water
was siphoned off until 8 liters remained, then fresh water was
added. Thus, for environmental constancy, all buckets had fresh
water and 8 liters of original water.
Post-stress sampling of the three groups began 14 hours after
stressing and continued daily for the succeeding five days. At each
of these times, blood was taken from three fish per group, providing
for two serum glucose readings (initial and post-stress) per fish. The
time of day and sampling technique were the same for the post¬
stress sample as for the initial sample. The post-stress sampling
produced less than 2% mortality. Both paired and unpaired T tests
were used for statistical analysis of data.
RESULTS AND DISCUSSION
Initial serum glucose levels for the 54 fish ranged from 20.3 to 50
mg/100 ml with a mean of 29.7 mg/100 ml (SD ± 10.5). This
236
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
compares favorably (N.S. difference, P> .2, unpaired T test) with
the results of Chavin and Y oung ( 1970) who obtained a mean of 28.5
mg/100 ml (SD ± 9.6) for 300 goldfish.
The use of methylpentynol resulted in considerable changes
(Table 1) in serum glucose levels of anesthetized fish. The post¬
stress serum glucose levels of anesthetized fish deviated markedly
TABLE 1: MEAN SERUM GLUCOSE (mg/100 ml) FOR THREE
GROUPS OF GOLDFISH BEFORE AND FOR SIX DAYS
AFTER STRESSING
a - one standard deviation from the mean
b - significantly different (P< .05, paired T test) from initial level
c,d,e - different from initial level (P< .1, paired T; P< .05, unpaired T)
1976]
Spieler, Nickerson — Goldfish Anaesthesia
237
from their initial levels for days 1 through 4 (Table 1). Small sample
size is probably responsible for the Day 2-Day 4 figures being below
the level of statistical significance. The graphic presentation (Fig.
1) depicts a damped oscillation returning to the norm. This type of
Methylpentynol 6 Handled Handled Only Control
FIGURE 1. A comparison of serum glucose level from anesthetized and
handled, and control groups before and after stress. The
center line depicts means of three fish per group before stress
application. The graph line connects serum glucose levels of
the same three fish per group after stressing. Sampling on
Day 1 occurred 14 hours after stressing.
oscillation may indicate a typical feedback situation in which
physiological processes repeatedly overcorrect in an effort to return
some parameter to the norm. Such an overcorrection or “hunting”
occurs in man when serum glucose equilibrium is severely
disturbed (Tepperman, 1968). The large initial increase in serum
glucose may result from a number of factors. Several anesthetics
such as ether (Hedner and Rerup, 1962) and MS-222 (Crowley and
Berinati, 1972) are known to increase serum glucose levels.
Methylpentynol may similarly cause a pharmacological increase in
glucose titers apart from external stress stimuli. In contrast,
behavioral changes; e.g., pre-anesthesia thrashing and lunging in
goldfish (this study) and other species (Howland and Schoettger,
1969) indicate methylpentynol may in itself be a stress stimulus.
Finally, there may be an additive or synergistic effect of
methylpentynol and stress; i.e., either stress of capture and being
238
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
held out of water, or the stress of anesthesia induction. Whatever the
cause, results indicate that methylpentynol is riot a suitable
anesthetic or tranquilizer for use in reducing a hyperglycemic
reaction in stressed fish. It should not be used by investigators
attempting to maintain fish at “normal physiological levels”.
We were unable to duplicate Chavin’s (1964) and Chavin and
Y oung’s (1970) results of significant increases in serum glucose for a
period of days after merely transferring fish between identical
aquaria. Neither the group which was handled but received no
anesthetic (group II) nor control fish (group III) show significant
differences between any individual day’s serum glucose level and its
“norm”. These conflicting results are, however, no doubt recon¬
cilable considering the numerous factors which affect serum
glucose in fish (Chavin, 1964; Chavin and Young, 1970), a probable
answer lying in differing physiological states of the experimental
animals, e.g. at differing stages of the life cycle.
ACKNOWLEDGMENTS
We thank Drs. John K. Beadles and George L. Harp for advice
and encouragement throughout the project, Dr. Glen Baker of
Doctors’ Pathology Service generously extended the use of his
laboratory. Lyle Dent operated the glucose analyzer and offered
invaluable advice on the theory and techniques of serum analysis.
Terry Crawford, Douglas King and Dianne Spieler helped with
many miscellaneous, but vital labors. Albert J. Fivizzani and Diane
Stevenson critiqued the manuscript.
Chavin, W. 1964. Sensitivity of fish to environmental alterations. Great
Lakes Res. Div., University of Michigan Pub. No. 11, p. 54-67.
Chavin, W., and Jack E. Young. 1970. Factors in the determination of
normal serum glucose levels of goldfish Carassius auratus Comp.
Biochem. Physiol. 33:629-653.
Crowley, G. J., and D. J. Berinati. 1972. Effect of MS-222 on blood sugar
and liver glycogen in rainbow trout. Trans. Amer. Fish. Soc. 101:125-128.
Hedner, P., and C. Rerup. 1962. Plasma corticosteroid levels and adrenal
ascorbic acid after intravenous corticotrophin injections and stressful
stimuli in the rat. Acta Endocrin. 39:527-538.
Howland, R. M., and R. A. Schoettger. 1969. Efficacy of methylpentynol as
an anesthetic on four salmonids. Invest. Fish Contr., U. S. Dept. Interior.
11 pp.
1976]
Spieler, Nickerson — Goldfish Anaesthesia
239
Klontz, G. W. 1965. “Anesthesia of fishes”, p. 350-374. In D. C. Sawyer (ed.),
Experimental Animal Anesthesiology. USAF School of Aerospace
Medicine, Aerospace Medical Division (AFSC), Brooks AFB, Texas.
Tepperman, J. 1968. Metabolic and Endocrine Physiology. Year Book
Medical Publishers, Inc., Chicago. 250 pp.
Watson, R.H.J., and H. Steinberg. 1958. Effects of drugs on hyperglycemia
induced by stress in rats. Proc. Intern. Congr. Neuro-Psychopharma col.
p. 427-430.
NUTRIENT LIMITATION OF OIL BIODEGRADATION
IN LAKES OF VARYING WATER QUALITY
IN VILAS COUNTY
David M. Ward and'T. D. Brock
University Wisconsin —
Madison
ABSTRACT
The potential for hydrocarbon oxidation was studied for twenty-
five Vilas County lakes which varied in nutrient content. Viable
counts demonstrated the presence of oil-degrading bacteria, which
comprised a small percentage of the heterotrophic bacterial
population except in areas near public boat landings where
selective enrichment apparently occurred. Despite the presence of
these bacteria the rates of hydrocarbon oxidation in all lakes were
very low, as compared to rates previously measured for Lake
Mendota. The low rates in the V ilas County lakes were probably due
to deficiencies of nitrogen and phosphorus, since the addition of
available N and P to the lake waters stimulated the rate of
hydrocarbon breakdown. Comparisons between hydrocarbon
oxidation rates and indigenous nutrient content show better
corrrelations and greater dependence on phosphorus than on
nitrogen. Although phosphorus is probably actually limiting the
process, phosphorus and nitrogen are both rate limiting. Because of
nutrient and other environmental limitations, the presence of oil¬
degrading microorganisms should not be taken as an indication
that hydrocarbons will be readily biodegraded in freshwater
environments. Management to prevent oil spills is thus more
critical in pristine oligotrophic lakes such as those of Vilas County,
than it is in the eutrophic lakes of southern Wisconsin.
INTRODUCTION
The microbial decomposition of hydrocarbons has become
important as a result of massive oil pollution incidents.
Catastrophic oil spills at sea have led to an effort to understand the
process of oil biodegradation in seawater (ZoBell, 1969; Floodgate,
1972; Atlas and Bartha, 1973a). The common occurrence of
hydrocarbon pollution of freshwaters has not received similar
attention. In the navigable waters of the State of Wisconsin, more
than fifty spills of at least one hundred gallons of hydrocarbons have
240
1976]
Ward, Brock— Oil Degradation, Vilas County Lakes
241
occurred since 1969, according to the Wisconsin Department of
Natural Resources. Examples include the recent spillage of 273,000
gallons of crude oil near Lake Ripley in Jefferson County because of
a ruptured pipeline (Ostrander, 1973), and the spillage of 1,600
gallons of No. 5 lubricating oil into Lake Michigan when a barge
went aground on the South Milwaukee Harbor breakwater on 24
February 1975 (personal communication, Captain of the Port
Office, U.S. Coast Guard Base, Milwaukee). Additional oil pollution
of freshwater occurs from street runoff, watercraft, and refineries
(ZoBell), 1964 and Ludzack and Kinkead, 1956).
In earlier studies we examined the dependence of microbial oil
biodegradation on environmental conditions (Ward and Brock,
1976). Low temperature, lack of dissolved oxygen and alternative
organic compounds were found to inhibit the rate of oil oxidation.
Another critical environmental factor is the availability of nitrogen
and phosphorus. In the epilimnion of eutrophic Lake Mendota these
nutrients become scarce after summer stratification, correlating
with a coincident decrease in the rate at which oil is degraded by
indigenous oil-degrading microorganisms. Since the addition of
nitrogen and phosphorus relieved the rate limitation, the cause is
attributed to the low levels of N and P in the lake water. If nutrient
limitation of hydrocarbon oxidation is a general phenomenon, lakes
with low nutrient levels should not support rapid rates of oil
biodegradation. Since many of the lakes in Vilas County are
extremely oligotrophic, it seemed likely that their oil biodegrada¬
tion rates would be considerably lower than those of Lake Mendota.
Most of the lakes studied were selected on the basis of recent
chemical data (records of the Wisconsin Department of Natural
Resources) in order to provide a range of nutrient levels. The
objective was to gain understanding of the fate of hydrocarbons in
different lakes and thereby to assist in the abatement of oil pollution
and the cleanup of oils spilled into freshwaters.
MATERIALS AND METHODS
Except for Pauto, Little Rock, Sparkling and Trout lakes,
stations were established by canoe approximately 200 meters off
shore towards the lake center from the closest public access. In most
cases this was sufficient to establish stations in deep enough water
that thermal stratification could be measured and the effects of the
littoral zone avoided. Samples from Pauto, Little Rock and
Sparkling lakes were collected a few meters off shore at public boat
242
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
landings. Samples from Trout Lake were collected at.the end of the
University of Wisconsin Trout Lake Laboratory pier, where
gasoline-powered watercraft frequently were operated. Field
measurements were made with an oxygen meter and thermistor
(Yellow Springs Instrument, Model 51- A), and a pH meter (Orion
Research, Model 401).
The rate of hydrocarbon oxidation was measured in two ways —
by oxygen uptake and by a radioisotope method. For the oxygen
uptake study, samples were collected by immersing sterile acid-
cleaned 300 ml BOD bottles over the side of the canoe, and sterile
mineral oil (Fisher Paraffin Oil) was added aseptically in the field
after sampling. Samples were incubated at 25 C in the dark.
Periodic dissolved oxygen readings were made with the oxygen
meter and an oxygen electrode (YSI, model 5420). Oxygen demand
of the lake water (which was generally low) was subtracted. The
rate of 14CO 2 production during the oxidation of l-14C-hexadecane
by surface water samples was also followed. Forty milliliters of lake
water was drawn into a sterile syringe and injected into sterile acid-
cleaned 60 ml serum vials which contained 0.1 n Ci of 1-14C-
hexadecane ( Amersham/Searle Corp.) diluted with non radioactive
hexadecane to a specific activity of 0. 13 mCi/mmole. Nonbiological
controls contained 4.2% formaldehyde. Vials were capped in the
field and incubated at 25 C in the dark. Periodically duplicate vials
and formaldehyde controls were sacrificed for 14C02 determina¬
tion. Details of these methods have been reported elsewhere (Ward
and Brock, 1976). Rates of oxygen uptake and 14C02 production,
corrected for controls, were estimated from the linear regions of
oxidation time courses. Rates were determined on indigenous lake
water samples and also on identical samples to which P and N were
added as KH2 P04 and KN03 to provide final concentrations of
100 P/1 and 300/xgN/l.
Samples for nutrient analysis were collected in sterile acid-
cleaned one liter Nalgene bottles and were kept frozen until
analyzed. Dissolved inorganic phosphate, nitrate, and ammonia
were assayed on thawed samples which had been clarified by
filtration through pre-rinsed 0.45^m Millipore filters. All glass¬
ware used in chemical analyses was acid-cleaned in 3N HC1 and
rinsed in only glass redistilled water. Phosphate, nitrate and
ammonia were assayed by standard analytical methods (Strickland
and Parsons, 1968).
Most-probable-number of mineral oil-oxidizing bacteria and
heterotrophic bacterial plate counts were determined as previously
described (Ward and Brock, 1975).
1976]
Ward , Brock — Oil Degradation , Vilas County Lakes 243
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
RESULTS
Table 1 summarizes the results obtained for all of the lakes
studied. The presence of hydrocarbon-degrading bacteria in the
surface waters of these lakes was confirmed by enumeration of such
organisms from one milliliter samples. Except for Black Oak and
Fence lakes the concentration of oil-degrading bacteria was
sufficient for enumeration by the most-probable-number method.
The presence of oil-degrading microorganisms is also evidenced by
the finite rates of hydrocarbon oxidation for all lakes. The fact that
hydrocarbons were oxidized but oil degrading bacteria not detected
in samples from Black Oak and Fence lakes demonstrates that our
enumeration technique was not sensitive enough to detect extreme¬
ly low levels of these microorganisms. In all lakes except Pauto,
Little Rock and Sparkling lakes oil-degrading bacteria comprised
10% or less of the total heterotrophic bacterial community. In water
from Sparkling Lake about 50% of the heterotrophic community
were able to grow on mineral oil, and in Lake Pauto and Little Rock
Lake the most-probable-number of oil-degrading bacteria exceed¬
ed the total heterotrophic plate count. This indicated the possibility
of discrepancy between our counting procedures and/or the
occurrence of oil-degrading bacteria which could not grow on the
nutrient rich medium used for the heterotrophic count. Since these
sites were most likely subjected to oil pollution, an enrichment in the
population of hydrocarbon-degrading bacteria relative to
heterotrophic bacteria may have occurred.
During the study period (24-28 July 1974) water temperatures
did not vary among the lakes studied (see Table 1). Thus,
temperature was not considered an environmental variable (Ward
and Brock, 1975). It was not possible to control other environmental
factors such as pH (see Table 1), which varied among the lakes. The
typical response to incubation of lake water samples with
hydrocarbons is shown in Fig. la. The oxidation of mineral oil and
hexadecane proceeded more slowly in lake water samples without
added nutrients, indicating hydrocarbon oxidation was N and/or P
limited. Black Oak Lake is representative of lakes with low
indigenous nutrient content. The indigenous hydrocarbon oxidation
rates were very low in such lakes and addition of nitrogen and
phosphorus stimulated the rate about ten-fold or greater. In lakes
with higher levels of dissolved inorganic N and P, exemplified by
Muskellunge Lake in Fig. lb, the indigenous rates of hydrocarbon
oxidation were higher, but stimulation by added nutrients was still
1976] Ward, Brock — Oil Degradation, Vilas County Lakes
245
FIGURE 1. Oxygen uptake during mineral oil oxidation ( _ ) and
14C02 produced during l-14C-hexadecane oxidation ( — ) by
natural surface water samples from A) Black Oak Lake and
B) Muskellunge Lake, with and without the addition of 100 jmg
P/1 and 300 jugN/1.
appreciable. Similar results were found for all twenty-five lakes
(see Table 1). The degree of stimulation by added nutrient varied
from 2.7 to 27.7 times the indigenous rate depending on the
magnitude of the indigenous rate.
Rates of hydrocarbon oxidation in natural samples could be
correlated to indigenous nitrogen and phosphorus concentrations.
The dependence of hexadecane oxidation rate on phosphorus and
nitrogen concentrations are graphically represented in Figs. 2 and
3; the regression lines and correlation coefficients are given in each
figure. Similar correlations were found for mineral oil oxidation
rate and phosphorus or nitrogen levels. When the slopes of the
regression lines are computed on an equimolar basis for phosphorus
and nitrogen, these empirical observations predict that hexadecane
and mineral oil oxidation rates are 17.7 and 11.8 times more
dependent on phosphorus than nitrogen, respectively. However,
when either nitrogen or phosphorus was added alone during
246
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
FIGURE 2. Correlation of the rate of 14C02 production during 1-14C-
hexadecane oxidation by natural samples from lakes of Vilas
County and indigenous concentrations of dissolved inorganic
phosphate. The line described by the equation and correlation
coefficient represents the linear regression of rate on
phosphate concentration.
FIGURE 3. Correlation of the rate of 14C02 production during 1-14C-
hexadecane oxidation by natural samples from lakes of Vilas
County and indigenous concentrations of dissolved inorganic
nitrate plus ammonia. The line described by the equation and
correlation coefficient represents the linear regression of rate
on nitrogen concentration.
1976]
Ward , Brock — Oil Degradation , Vilas County Lakes
247
mineral oil oxidation time courses, no significant rate stimulation
resulted. This indicates that, although at any given time the rates
were probably limited by a single nutrient, there was also an
insufficient supply of the other nutrient to support higher rates of
oil oxidation.
DISCUSSION
The presence of oil-degrading bacteria in pristine lakes of Vilas
County, Wisconsin was demonstrated by cultural methods and by
the measurement of the activity of such microorganisms in response
to additions of hydrocarbons to natural samples. In most lakes
studied such bacteria comprised only a small percentage of the total
bacterial community. Other workers have found similar
relationships except in areas of hydrocarbon pollution where
selective enrichment of hydrocarbon-degrading bacteria occurs
(Atlas and Bartha, 1973b; Vorosilova and Dionova, cited by Gunkel,
1973). However, in several Vilas County lakes where samples were
taken near public boat landings, the numbers of oil-degrading
bacteria were greater and, in fact, predominated when compared
with the heterotrophic bacterial community. The enrichment of oil¬
degrading bacteria in these habitats did not result in increased
rates of mineral oil and hexadecane oxidation, because severely
limited by environmental conditions.
The marked increase in hydrocarbon oxidation when nitrogen
and phosphorus were added demonstrated that in all lakes
hydrocarbon biodegradation was severely nutrient limited. In fact,
the rates could be stimulated from 2.7 to 27.7 times the indigenous
rates by such nutrient addition. The rate of hydrocarbon oxidation
showed better statistical correlation with phosphorus than with
nitrogen concentration and a more than ten-fold greater
dependence on phosphorus than nitrogen. These data should be
regarded cautiously for several reasons. Because many of the lakes
had levels of phosphate, nitrate and ammonia near the lower limit
for detection by our assays, the results were less accurate. One must
also realize that the data are taken from twenty-five different lakes
and that other uncontrolled variables may have affected the
hydrocarbon oxidation rates in these natural samples. In reality the
rate of hydrocarbon oxidation is probably only limited by the one
nutrient that is present in lowest supply relative to demand at any
given time. Correlations suggest that the actual limiting nutrient
was phosphorus. However, addition of only phosphorus increased
248
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
the rate only slightly, since nitrogen then became limiting. Thus, to
completely relieve nutrient limitation, both nitrogen and
phosphorus had to be added. Since additions of nitrogen and
phosphorus together markedly stimulated the hydrocarbon
oxidation rate, other essential nutrients are probably not limiting in
the lakes studied.
Because of the incidence of freshwater oil pollution— well
documented for Wisconsin natural waters— it is imperative that the
fate of hydrocarbon pollutants be understood. The presence of oil¬
degrading bacteria in Wisconsin lakes is not in itself sufficient to
insure oil biodegradation. Many environmental variables inflict
severe limitations on the oil biodegradation process. Temperature,
nutrient supply, oxygen availability and organic compounds are
factors which may determine how rapidly the microflora of lakes
can remove oil pollutants. However, it seems likely that in the Vilas
County lakes, the bacterial nutrients nitrogen and phosphorus are
the most important factors limiting oil biodegradation during
summer, when oil pollution is most likely to occur.
Nutrient limitation has also been studied in eutrophic Lake
Mendota (Ward and Brock, 1975). Although Lake Mendota receives
large quantities of dissolved inorganic nitrogen and phosphorus,
bloom -forming blue green algae apparently deplete concentrations
of these nutrients in mid-summer, so that the hydrocarbon¬
degrading bacteria are severely limited. When the data of a
seasonal study on Lake Mendota and Vilas County lakes were
combined, the rate of hydrocarbon degradation was related to the
indigenous nutrient content by a saturation curve (Ward and Brock,
1975). At high nutrient levels the rate of hydrocarbon degradation
is independent of nutrient concentration, but when nutrient levels
are low the rate of oil biodegradation is also low. Such nutrient
limitation is of critical importance in nutrient-poor oligotrophic
lakes and also in eutrophic lakes where other microorganisms may
consume nutrients that are available.
ACKNOWLEDGMENTS
We thank the University of Wisconsin Trout Lake Laboratory for
kindly providing laboratory space and vehicles used during field
studies; Nancy Ward for technical assistance during field work; and
Roy Stein and R. Brocks for their personal efforts during the study.
Supported by the UW— Madison College of Agricultural and Life
Sciences and by the Office of Water Research and Technology, U. S.
1976]
Ward, Brock — Oil Degradation, Vilas County Lakes
249
Department of the Interior, under P.L. 88-379 (Project No. A-054-
WIS).
BIBLIOGRAPHY
Atlas, R. M., and R. Bartha. 1973a. Fate and effects of polluting petroleum
in the marine environment. Residue Rev. 49: 49-85.
_ . 1973b. Abundance, distribution and oil biodegradation
potential of microorganisms in Raritan Bay. Environ. Pollut. 4: 291-300.
Floodgate, G. D. 1972. “Biodegradation of hydrocarbons in the sea.” p. 153-
171. in Water Pollution Microbiology, R. Mitchell, ed., Wiley and Sons,
New York.
Gunkel, W. 1973. “Distribution and abundance of oil-oxidizing bacteria in
the North Sea.” p. 127-139. in The Microbial Degradation of Oil
Pollutants, D. G. Ah earn and S. P. Meyers, eds., Center for Wetland
Resources, Louisiana St. Univ., Baton Rouge, La.
Ludzack, F. J., and D. Kinkead. 1956. Persistence of oily wastes in polluted
water under aerobic conditions. Ind. Eng. Chem. 48: 263-267.
Ostrander, R. 0. 1973. Critique: Lakehead Pipeline Company oil spill at
Cambridge pumping station March 17, 1973. Interdepartmental memo,
Wisconsin Department of Natural Resources.
Strickland, J.D.H., and T.R. Parsons. 1968. A Practical Handbook of
Seawater Analysis. Fish. Res. Board Canada Bull. 167, Ottawa.
Ward, D. M., and T. D. Brock, 1976. Environmental factors influencing the
rate of hydrocarbon oxidation in temperate lakes. Appl. Environ, Micro.
SI: 764-772.
Ward, D. M., and T. D. Brock. 1975. Environmental limitations on the
microbial degradation of hydrocarbons in temperate lakes. Tech. Rpt.
Wis. Water Resources Center, Univ. Wisconsin-Madison.
ZoBell, C. E. 1964. The occurrence, effects, and fate of oil polluting the sea.
Adv. Water Pollut. Res. 3: 85-109.
_ _ _ _ _ 1969. Microbial modification of crude oil in the sea. in Proc.
Joint Conf. on Prevention and Control of Oil Spills (Dec. 15-17, 1969),
API-FWPCA, API publication, New York.
LOCATIONAL CHANGE: AN ANALYSIS OF
NORTHWESTERN WISCONSIN’S
EMPLOYMENT-MIX, 1950-1970
Gary C. Meyer
University Wisconsin —
Superior
INTRODUCTION
Since 1961, when legislation was first enacted under the Kennedy
Administration, the federal government of the United States has
provided financial and technical assistance to areas (counties, cities,
and labor markets) of the country confronted with chronic economic
distress (generally defined as high unemployment or low average
income levels). “Economically distressed” areas, as defined by
federal guidelines, exist in virtually all states in the nation, and
Wisconsin is no exception. Measured both by level of unemployment
and by average income during the last several decades, economic
distress in Wisconsin has been most acute in the northwestern
region. Northwestern Wisconsin, as defined for the purposes of this
study, comprises a ten-county area (Ashland, Bayfield, Burnett,
Douglas, Iron, Price, Rusk, Sawyer, Taylor, and Washburn),
bounded on the north by Lake Superior and on the west by
Minnesota. These same ten counties have been included in a
federally-designated economic development district and a state
regional planning commission.
In 1970, Northwestern Wisconsin contained about 155 thousand
people, slightly more than 3% of the Wisconsin total. But unlike the
state of Wisconsin, which has experienced steady, if not rapid,
population growth over the past several decades, Northwestern
Wisconsin has experienced persistent population losses. The
region’s population declined by nearly 17% between 1940, when a
census-recorded population maximum of over 186 thousand was
attained, and 1970 (U.S. Bureau of the Census, 1952, 1963, 1973).
Each census interval between 1940 and 1970 recorded a loss for the
region, although the rate of decline (2.1%) in the 1960s was well
below the rate of loss in the two previous decades.
Population decline in Northwestern Wisconsin between 1940 and
1970 resulted from substantial net out-migration. In the 1960s, for
example, all but one of the region’s counties experienced net out¬
migration, with the net migration rate exceeding -4.4% in half of the
250
1976]
Meyer— Northern Wisconsin Employment, 1950-1970
251
counties (State of Wisconsin, 1972). Net out-migration is generally
symptomatic of declining or shifting employment opportunities,
which often produce difficult problems of economic adjustment.
Such has been the case for Northwestern Wisconsin.
In rate of unemployment and average income levels,
Northwestern Wisconsin has deviated appreciably from state and
national norms in recent years. For example, the average annual
rate of unemployment in the region in 1969 and 1970 exceeded 7%,
whereas the Wisconsin rate in the same period was below 4% (State
of Wisconsin, 1972). The region’s median family income in 1969 was
less than $7,300, almost 30% below the state average of $10,068 (U.S.
Bureau of the Census, 1973).
This paper is intended to provide greater understanding of recent
economic change, as measured by employment, in Northwestern
Wisconsin. The focus of the paper is on marginal increments of
employment change in the periods 1950-60 and 1960-70. It delimits
the nature of comparative locational changes between
Northwestern Wisconsin and the United States and isolates the
relative influence of regional and national change-generating
forces.
The method of analysis employed is the “shift and share”
technique (Dunn, 1960). It is relatively recent in origin and
apparently has not yet been widely used in economic analyses of
distressed areas and development districts. Since comprehension of
the findings of this paper require an awareness of the analytical
structure of the shift and share technique, as well as an appreciation
of its technical limitations, the following section is devoted to a brief
discussion of the method.
THE SHIFT AND SHARE TECHNIQUE
The technique is essentially a statistical standardization
procedure, which allocates regional employment change (or other
kinds of regional change, such as income) into three additive
components:
(1) that part attributable to change in total national
employment (in other words, the national change effect
measures the strength of the tendency of a given industry in a
region to change in the same manner as all industries in the
nation);
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(2) that part attributable to the growth of the mix of
industries in a region that are greater or less than the rate of
growth or decline for all industries in the nation (i.e., the
industry-mix effect recognizes that a given region has a
distinctive distribution of industries, and that in the nation
industries have varying rates and directions of change);
and (3) that part attributable to differences between the rate of
growth of specific industries in a region and the rate of growth
of the same industries in the nation. This relationship may be
expressed symbolically as:
du = nij + kij = Cij
Where: nu — the national change component for
industry i in region j
kij == the industry-mix effect for industry i
in region j
Cij = the regional competitive effect for
industry i in region j
dij — the absolute change in employment over
a given period for industry i in region j
Letting : r = the national rate of growth for all
industries over the period examined
Ti = the national rate of growth for industry i
over the period examined
Tij — the rate of growth of industry i in
region j over the period examined
With: Eij s= employment in industry i in region j
in the initial period
E*u = employment in industry i in region j
in the terminal period
Then: nu = Eu x r
kij t= Eu x (r,j -r)
Cn = Eij x (Tjt -r,)
du - — E*ij - Eij
Finally: dij = nij + kij + c^
Technical Limitations
The shift and share technique is subject to several potential
sources of bias. One of these may originate from the level of
industrial classification. Dunn (1960) has pointed out that at any
1976]
Meyer — Northern Wisconsin Employment, 1950-1970
253
level of classification where the data could still be disaggregated
into two or more logical and realistic subdivisions, the competitive
effect contains within itself an element of subsector industry-mix
effect. In other words, the finest level of industrial classification
obtainable is generally desirable. The data for this study were taken
from the U. S. Bureau of the Census and represent the finest level of
disaggregation available for the counties under investigation.
Unfortunately, however, the Census Bureau did not maintain
complete uniformity of industrial classification in the three census
years examined; as a result, several sectors had to be combined.
Moreover, the 1950 and 1960 censuses included the category
“industry not reported”, whereas no such category was included in
the 1970 census. This presents problems of comparison between the
1960 and 1970 censuses. But the distortion is likely to produce only
minor net shifts in employment, and our attention is focused
primarily on broader patterns of change.
A second limitation of the technique results from the necessity to
select a discrete time interval over which to measure employment
change. This produces a bias in the industry-mix effect similar to
the index number problem. Essentially, the longer the time period,
the greater the industry-mix distortion. For relatively short
periods, such as those used in this study, distortion in the industry-
mix effect is unlikely to be very significant (Dunn, 1960).
A third source of bias can emerge if there are variations in the
level of unemployment among the base years (Choquill and Cohen,
1966). The unemployment rate in the United States varied only
slightly (by less than 1%) in the three census years examined.
Variation in the level of unemployment in Northwestern Wisconsin
was somewhat greater (about 2%), although the region’s unemploy¬
ment rate was consistently well above the national level over the
period examined.
STUDY FINDINGS
As indicated above, the shift and share technique apportions
regional employment change into three components, the analytical
implications of which are distinctly different. These differences can
be examined by working through and analyzing the changes in any
one of the industrial sectors shown for Northwestern Wisconsin in
Tables 1 and 2.
Consider, for example, the transport equipment industry.
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Between 1950 and 1960:
r = 0.1454; r* = 0.3540; ru «= 1.3493
With: Eij =
Then: nu =
ku =
Cij «=
d.j =
Finally: du —
309 =
229; E*ij = 538
Eu x r == 33
Eu x (rtJ -r) = 48
Eij x (rjj - Ti) = 228
E*ij - Eij = 309
nij + kij +Cij
33 + 48 + 228
Sectors:
1 = Agriculture, Forestry,
Fisheries
2 = Mining
3 = Construction
*4 = Furniture, Lumber, Wood
Products
5 = Metal Industries
6 = Non-electrical Machinery
7 = Electrical Machinery
8 = Transport Equipment
9 = Other Durable Goods
10 = Food, Kindred Products
11 = Textiles, Apparel
12 = Printing, Publishing
13 = Chemicals, Allied Products
14 = Other Non-durable Goods
15 - Railroads, Railway Services
16 = Trucking Services
17 = Other Transportation
18 = Communications
19 = Utilities, Sanitary Services
20 = Wholesale Trade
21 = Food, Dairy Products Stores
22 = Eating, Drinking Places
23 = Other Retail Stores
24 = Finance, Insurance, Real Es¬
tate
25 = Business, Repair Services
26 = Private Households
27 = Other Personal Services
28 = Entertainment, Recreation
Services
29 - Educational Services
30 = Health, Welfare, Other
Professional Services
31 = Public Administration
32 = Industry Not Reported
*Sectors 4-14 are manufacturing industries.
In summary, the transport equipment industry of Northwestern
Wisconsin would have expanded by 33 employees between 1950 and
1960 had it grown at the national rate for all industries combined.
That it grew by 309 employees during this period can be attributed
to the positive effect of both industry-mix and regional com¬
petitiveness. Nationally, the transport equipment sector was
growing relative to all industries in the 1950-60 period, and the
region gained 48 employees by virtue of this favorable industry-
mix. Furthermore, the region gained an additional 228 employees
in the transport equipment industry because this sector grew more
1976]
Meyer — Northern Wisconsin Employment, 1950-1970
255
rapidly in the region than in the nation. Relative to other regions in
the nation, Northwestern Wisconsin had apparently improved its
access to inputs such as raw materials and labor, to markets, or
both.
The entries in the column of Tables 1 and 2 entitled “Net Relative
Change” were obtained by summing the totals for “Industry-Mix”
and “Regional Competitiveness”. They indicate the region’s net
change or deviation from the overall national performance
standard in a particular industry.
TABLE 1. EMPLOYMENT SHIFTS IN NORTHWESTERN WISCON¬
SIN, 1950-60
Sector Employment Change Changes Related to:
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Wisconsin Academy of Sciences, Arts and Letters
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TABLE 2. EMPLOYMENT SHIFTS IN NORTHWESTERN WISCON¬
SIN, 1960-70
Sector Employment Change Changes Related to:
n.a. = Not Applicable
An examination of the column totals (the algebraic sums of the
corresponding entries for the separate industries) in Tables 1 and 2
reveals information about the overall performance of Northwestern
Wisconsin relative to the nation in employment change between
1950 and 1960 and between 1960 and 1970. Basically, the region
fared poorly. On an aggregate basis, the region fell short of the
national growth standard by 16,965 employees between 1950 and
1960. The expected overall employment growth for the region in
1976]
Meyer — Northern Wisconsin Employment, 1950-1970
257
this period, based on the national norm, was 8,712, whereas actual
employment declined by 8,253. The deficit of nearly 17 thousand
employees resulted more from an adverse industry-mix than a
deteriorating competitive position, although both factors were
important contributors.
Between 1960 and 1970, Northwestern Wisconsin’s overall
employment growth deficit, relative to the national standard, was
10,322 (this figure is higher by 245 employees than the column totals
in Table 2 reflect, because of the absence of a national growth total
for sector #32). In contrast to the previous decade, the region’s
employment deficit in the 1960s was attributable more to a
declining competitive position than to an adverse industry-mix.
In 1950 and, to a lesser extent, in 1960, Northwestern Wisconsin
had a high concentration of employees in industries that were
declining, either absolutely or relatively, in national employment.
This is reflected in the large negative industry-mix totals in both
periods for such sectors as agriculture, forestry, and fisheries;
railroads and railways, and furniture, lumber, and wood products.
The agriculture, forestry, and fisheries sector, alone, had a negative
industry-mix total exceeding the aggregate figure for all industries
in the region in both the 1950-60 and 1960-70 periods.
Positive employment changes in Northwestern Wisconsin
attributed to industry-mix effects were distributed among 18 of the
32 sectors between 1950 and 1960 and 19 of the 31 sectors between
1960 and 1970. In both periods, however, increments were small for
most of these sectors. Eleven sectors experienced growth at¬
tributable to a positive industry-mix in both periods, with the most
impressive absolute gains concentrated in the trade and service
industries.
Twenty-one sectors contributed to Northwestern Wisconsin’s
total downward shift of more than seven thousand employees
between 1950 and 1960 associated with the effects of regional
competition; this figure increased to 22 sectors between 1960 and
1970, notwithstanding a diminished total downward employment
shift. In both periods, the relatively small total positive change due
to regional competition was concentrated largely in the manufac¬
turing sectors: 63.4% of the gain between 1950 and 1960 originated
in the manufacturing industries, a figure that increased to 80.7%
between 1960 and 1970.
Further insight into Northwestern Wisconsin’s declining com¬
petitive position relative to the nation in the 1950-60 and 1960-70
periods can be obtained by isolating the various components of the
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
regional competitive effect. As noted above, the competitive effect
consists of two main components: industries which made either
comparative gains or comparative losses relative to the United
States. Each of these components may be further disaggregated
into three parts. A comparative gain may occur in three ways: an
industry may have a larger than expected gain, a smaller than
expected loss, or a gain rather than an expected loss. The term
“expected” refers to the anticipated employment shift in a given
industry in a region based on the rate and direction of change for the
same industry in the nation. A comparative loss can occur if an
industry has a larger than expected loss, a smaller than expected
gain, or a loss rather than an expected gain.
Comparative gains and comparative losses of Northwestern
Wisconsin’s industries in the periods 1950-60 and 1960-70 are
summarized by sector and component parts in Table 3. As the
TABLE 3. NORTHWESTERN WISCONSIN INDUSTRIES WITH
COMPARATIVE GAINS OR COMPARATIVE LOSSES,
1950-1970
* Sectors are coded by name preceding TABLE 1.
table shows, both gains and losses were distributed among each of
the component parts in each period, although a rather substantial
movement of industries from one category to another was evident
1976]
Meyer — Northern Wisconsin Employment, 1950-1970
259
between the periods. For example, only three of the 11 industries
with comparative gains between 1950 and 1960 also experienced
gains between 1960 and 1970. Two of these were manufacturing
sectors (non-electrical machinery and other durable goods) and the
third a service sector (private households). Five sectors—
agriculture, forestry, and fisheries; educational services; business
and repair services; other retail stores; and wholesale trade-
headed the list of 15 sectors experiencing comparative losses in both
periods. In the 1950-60 period, these five sectors accounted for just
over 40% of total comparative losses, a figure that increased to about
51% in the 1960-70 period.
SUMMARY AND CONCLUSIONS
This paper has attempted to isolate and analyze the components of
employment change in Northwestern Wisconsin in the 1950-60 and
1960-70 periods. During each of these intervals, employment in the
nation increased substantially. In contrast, employment in the
region dropped sharply between 1950 and 1960 and declined
slightly between 1960 and 1970. The region’s negative employment
shift in each period can be attributed both to a large negative
industry-mix effect and to a large negative competitive effect. The
region’s adverse industry-mix resulted largely from a relatively
high concentration of employment in both 1950 and 1960 in several
industries (viz., agriculture, forestry, and fisheries; and railroads
and railway services) that were in serious decline in the nation. The
negative competitive effect in both periods was spread more evenly
among the approximately 70% of the region’s sectors that experienc¬
ed comparative employment losses relative to the same sectors in
the nation.
Although this analysis suggests that, in the aggregate,
Northwestern Wisconsin fared extremely poorly relative to the
nation in employment growth between 1950 and 1970, there were
some encouraging developments. First, the relatively high overall
rate of employment decline in the 1950s was reduced dramatically
in the 1960s. In large part, this can be ascribed to diminished,
although still considerable, employment losses in natural resource-
oriented sectors that experienced even larger absolute declines in
the 1950s. As these sectors are rapidly approaching equity with the
nation in their contribution to regional employment, continued
improvement in Northwestern Wisconsin’s distinctly adverse
industry-mix may be expected in forthcoming decades. Second, a
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
number of the region's manufacturing industries made impressive
comparative gains relative to the same industries in the nation
during the decade of the 1960s. An attempt to explore the reasons
for these gains is beyond the scope of this paper. But such research
should surely be given a high priority in economic analyses of the
region, for such knowledge may comprise a key component of a
planning strategy designed to stimulate the region’s economy.
BIBLIOGRAPHY
Choquill, C. L., and B. C. Cohen. 1966. Unemployment bias and
employment shift analysis. Land Econ. 52:233-235.
Dunn, E. S., Jr. 1960. A statistical and analytical technique for regional
analysis. Papers and Pro. Regional Sci. Assoc. 6:96-112.
State of Wisconsin. 1972. A map story of Wisconsin’s economy. Division of
Economic Development, Department of Local Affairs and Development,
Madison, Wis., 53 pp.
Steed, G. P. F. 1967. Locational changes: a ‘shift and share’ analysis of
Northern Ireland’s manufacturing-mix, 1950-64. Tijdschrift Econ. Soc.
Geographic, Sept./Oct.:265-270.
U. S. Bureau of the Census. 1952. Census of population: 1950. Vol. II,
Characteristics of the population, Part 49, Wisconsin. U. S. Government
Printing Office, Washington, D. C.
U. S. Bureau of the Census. 1963. Census of population: 1960. Vol. I,
Characteristics of the population, Part 51, Wisconsin. U. S. Government
Printing Office, Washington, D. C.
U. S. Bureau of the Census. 1964. U. S. census of population: 1960. Vol. I,
Characteristics of the population, Part 1, U. S. summary. U. S.
Government Printing Office, Washington, D. C.
U. S. Bureau of the Census. 1972. U. S. census of population: 1970. General
social and economic characteristics, final report, DC(1)-C1, United
States summary. U. S. Government Printing Office, Washington, D. C.
U. S. Bureau of the Census. 1973. Census of population: 1970. Vol. I,
Characteristics of the population, Part 51, Wisconsin. U. S. Government
Printing Office, Washington, D. C.
PRELIMINARY ASSESSMENT OF THE IMPACT OF A
CLIMATIC CHANGE UPON THE GROWING SEASON
IN WISCONSIN
Joseph M. Moran
and
Michael D. Morgan
University Wisconsin —
Green Bay
ABSTRACT
This report is an initial investigation of the response of length of
growing season across the State of Wisconsin to a cooling trend in
northern hemispheric temperature. Contrary to expectations, from
1950-74 the growing season apparently lengthened over significant
portions of the state. It is suspected, however, that more
sophisticated statistical analyses are required in order to confirm,
modify or reject this conclusion.
INTRODUCTION
y t
Much concern is expressed over the potential impact of the
present cooling trend in northern hemispheric air upon the world’s
dwindling food reserves. The average annual hemispheric air
temperature has been slowly dropping since the mid-1940s(Fig. 1).
This cooling followed a 50-year period of warmth and climatic
stability that was unprecedented in the past 300 years (Bryson,
1974). It was during this period of generally favorable weather that
world food production soared and human population doubled.
Agricultural policies and practices adapted to this abnormal
climatic regime and the assumption of climatic constancy (NCAR,
1974) but now appear unsuited for the hostile climates that may be
imminent.
Already some investigators are attributing recent monsoon
failures and attendant drought and famine in Africa and Asia to
changes in atmospheric circulation patterns accompanying the
cooling trend (Bryson, 1973). In England the growing season now
averages two weeks shorter than in the favorable decades prior to
1950 (Lamb, 1969). Some agronomists such as Thompson (1975)
predict that if the cooling trend continues, a shortening of the
growing season will eventually prove limiting for agriculture in
261
262
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
TEMP.
FIGURE 1. The change in average annual northern hemispheric air
temperature. 1870s through 1960s. Values are five-year
means expressed as deviations from the 1880-1884 mean.
After Kalnicky, 1974, p. 102.
high latitudes, while in mid-latitudes there may be a gradual
southward shift of crop zones. The impact of such changes upon
agricultural systems, both primitive and modern, would be
disruptive.
Whether the cooling trend will continue through the remainder of
this century or abruptly end or reverse in a few years, cannot be
determined. In any event, the magnitude of hemispheric cooling, at
first glance, is not very impressive: Thus far, the temperature drop
has amounted to only a few tenths of a degree Celsius per decade. A
continuation of cooling at the same rate, even for another 100 years,
would yield a further temperature reduction of only a few degrees.
However, such a temperature drop could result in a return to a
climate comparable to that which prevailed during the early
nineteenth century— the latter part of a harsh period known as the
Little Ice-Age. It was during the Little Ice-Age that colder weather
tr iggered significant displacement of biotic zones, dramatic glacial
advance, and marked expansion of Arctic pack ice.
How can a seemingly minor change in hemispheric temperature
bring about such drastic effects? The problem stems from the fact
that the average annual hemispheric temperature is computed
from temperature measurements at hundreds of weather stations.
This mass of data has the effect of concealing dramatic changes that
occur locally. In fact, minor changes in temperature at the
hemispheric scale may translate into considerably greater changes
1976] Moran , Morgan— Wisconsin Climate , Growing Season
263
at a smaller scale. The local change may even involve a reversal in
the direction or sign of the hemispheric trend. Thus, Kalnicky
(1974) demonstrated that both the magnitude and direction of the
post-1950 temperature change in the United States has been non-
uniform: The greatest cooling thus far has taken place in the
Southeast, while for the same period, significant warming has
occurred in portions of the Far West.
A review of climatic records of the past reveals another
observation that may warrant concern as hemispheric
temperatures continue to fall: It appears that weather tends to be
more unstable during times of relatively low hemispheric
temperature. Thus, in addition to geographically non-uniform
climatic changes, dramatic oscillations in weather extremes may be
anticipated if the cooling trend continues. Hence, there may be
more frequent establishment of record high and low temperatures
and more frequent midsummer frosts in northern latitudes. Such
instability was characteristic of weather regimes of the early
nineteenth century and quite unlike the generally balmy and stable
weather of the first half of the twentieth century. For example,
Rosendal (1970) reports that during the 1830s and 1840s in
Wisconsin there was an unusually high frequency of record coldest
and warmest months.
Temperature changes and an increased likelihood of extreme
weather conditions are likely to have the most immediate impact
upon food production in regions that are already climatically
marginal for agriculture. Evaluation of the climatic changes (if
any) that are occurring in such ecotonal areas appears, then, to be a
high priority objective. It is expected that this will allow for the
design and implementation of alternative agricultural practices
that would be conducive to food production under more adverse
climatic conditions. An example is the development and substitu¬
tion of crop varieties that are more frost resistant (Newman and
Pickett, 1974).
STUDY OBJECTIVE
This study is a preliminary analysis of the impact of the
hemispheric cooling trend upon the length of the growing season
across the State of Wisconsin. Such an assessment is of particular
concern in view of the fact that in the northern sections of the state
production of major cash crops, such as soybeans and corn for grain,
is already limited by a short growing season. From Kalnicky’s study
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
(1974) it is apparent that the temperature trend across the entire
state is following the hemispheric trend. Hence,, the immediate
outlook for agriculture in northern Wisconsin appears bleak,
especially if we accept the notion that cooling is correlated with a
shortening of growing season. But, prior to discussing the analysis
of data, it is well to review the growing season concept and its
limitations.
THE GROWING SEASON
Although the length of time during the year when air
temperatures remain sufficiently mild to permit plant growth is a
critical determinant of agricultural productivity, the growing
season is a complex and ill-defined concept (Huschke, 1959; Wilsie,
1962). Usually the growing season is described as the period
between dates of occurrence of the last killing frost in spring and the
first killing frost in fall. However, whether a frost kills a plant
depends upon the plant species and its life stage (Ventskevich,
1958), as well as the time of year, duration of freezing temperatures,
and the rate of freezing (Rosenburg, 1974). Traditionally, the period
most commonly used to designate the growing season is the freeze-
free period, ie., the time between the last day of a recorded shelter
temperature of 32°F (0°C) in the spring and the first date of 32°F
(0°C) in the autumn. To avoid differences in microclimate resulting
from variations in topography and soil type, the period between the
last spring day and the first autumn day on which a temperature of
28°F (-2.2°C) occurs can also be used. Utilization of the 28°F-free
period provides greater assurance that no localized areas escape a
killing frost (Wilsie, 1962). The use of 28°F-free period and 32°F-
free period is facilitated by the reporting of both for weather
stations in the Annual Climatic Summaries published for each state
by the National Oceanic Atmospheric Administration.
An additional complication in defining the growing season arises
from the fact that although near-freezing temperatures may not kill
a plant, growth is usually quite slow at these temperatures. For
example, Duncan and Hesketh (1968) found that both growth and
photosynthesis of corn practically cease at temperatures below
50°F (10°C). In general, most temperate plants do not grow at
temperatures below 41°F (5°C) (Greulach, 1973). Thus another
measure called the vegetative period or vegetative season has been
defined as the summer period between dates of last and first
occurrence of 42°F or 40°F (Huschke, 1959; Wilsie, 1962).
1976] Moran, Morgan— Wisconsin Climate, Growing Season
265
Because of complexities involved in plant-atmosphere interac¬
tions, available measures of growing season are, at best, merely first
approximations. For convenience the indices of growing season
used in this study are the lengths of freeze-free period and 28°F-free
period as reported in the Annual Summary of Climatological Data
for Wisconsin.
PROCEDURE
Climatic records of reporting stations in Wisconsin were initially
examined for continuity. Those stations which had relocated during
the study period, and those stations whose records were discon¬
tinuous were omitted from analysis. In order to insure an adequate
spatial distribution of stations, it was necessary to begin the study
with 1950 data. Even so, only 43 stations provided a continuous and
reliable record of length of growing season through 1974.
For each station the growing season record was analyzed for the
presence of any systematic change during the twenty-five year
study period. Mean lengths of freeze-free and 28°F-free periods
were compared for the 1950-59 and 1965-74 decades. Further, the
data were checked for trends by computation of running means of
varying lengths (11-, 9-, 7-, and 5-year). Additionally, in order to
assess the relative roles of spring and autumn climatic events in the
changing length of growing season, dates of the last spring and first
autumn occurrence of 28°F and 32°F were tabulated. The mean
dates were then calculated and compared for the decades 1950-59
and 1965-74. For these data, also, running means were determined
to detect trends.
RESULTS
During the 25-year period, 1950-74, the freeze-free period
lengthened across the major portion of Wisconsin (Fig. 2). The
direction of this change is surprising in view of Kalnicky’s finding
(1974) that in the 1960s summer (July through August)
temperature departures from normal (1931-60 mean) were
negative across the entire state. There is, however, considerable
variance in the magnitude of lengthening of the freeze-free period.
For example, at Janesville and River Falls the freeze-free period
increased by 0.2 and 1.0 days, respectively (Table 1). In contrast, at
Coddington the increase was 18.4 days, and at Sturgeon Bay it was
17.3 days. Farther north in Vilas and Oneida counties, Willow
266
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
TABLE 1. COMPARISON OF MEAN LENGTH OF 28°F-FREE
PERIOD AND MEAN LENGTH OF FREEZE-FREE
PERIOD FOR THE DECADES 1950-59 AND 1965-74.
(STATIONS ARE ARRANGED BY CLIMATIC DIVISION.)
+ Longer - Shorter *Missing Data
1976]
Moran , Morgan— Wisconsin Climate , Growing Season
267
A 32°F FREE PERIOD
FIGURE 2. Change in length of freeze-free period 1950-59 to 1965-74; (+)
longer, (-) shorter; (. stations).
i
A 28°F FREE PERIOD
FIGURE 3. Change in length of 28°F-free period 1950-59 to 1965-74; (+)
longer, (-) shorter; (. stations).
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Wisconsin Academy of Sciences , Arts and Letters
[Vol.64
Reservoir’s freeze-free period increased by 16.2 days, Rest Lake by
14.2 days, and Long Lake Dam by 10.3 days.
There is, however, a significant portion of the western and
southern sectors of the state that experienced a shortening of the
freeze-free period (Fig. 2). As in the case of stations with lengthened
freeze-free periods, there is considerable variance in magn itude. On
the northern boundary between areas of increased freeze-free
season and decreased freeze-free season, Cumberland experienced
a decrease of only 0.3 days, and at Appleton, Hancock and Pittsville
the decrease was 0.4 days (Table 1). However, at both Madison and
La Crosse the freeze-free period was reduced by more than two
weeks— 16.7 and 16.4 days respectively.
The pattern of change in length of 28°F-free period differs
somewhat from that of the freeze-free period. The direction of
change for both indices is the same in the northern and west-central
portions of the state (Fig. 3), but in the east and extreme south, signs
are reversed for the two measures of growing season. Thus, the area
of Wisconsin that experienced a reduction in length of the 28°F-free
period is somewhat larger than the region where the freeze-free
period shortened.
The magnitude of change in the 28°F-free period was as variable
as that of the freeze-free period. In the north, the increase ranges
from 6.0 days at Rhinelander to 15.7 days at Ladysmith and 12.6
days at Brule Island (Table 1). Unfortunately, complete records are
not available for the 28°F-free period for stations at Rest Lake and
Willow Reservoir, which experienced a more than two week
lengthening of the freeze-free period. The small pocket in the
southern-most portion of the state which also showed an increase in
the 28°F-free period is demarked by only three stations: Lynxville
Dam, 0.4 days; Janesville, 3.6 days; and Waukesha, 9.0 days. Both
Janesville and Waukesha also showed an increase in the freeze-free
period. For the area that experienced a reduction in 28°F-free
period, the decrease ranges from 0.1 days at Lone Rock and
Appleton to 13.8 days at Lake Geneva and 17.3 days at Madison.
Another point of concern in assessing the changing length of
growing season is the relative significance of spring and fall
climatic events (Figs. 4 through 7). Consider those fourteen stations
in the southern and western sectors of the state where the growing
season is shorter for both the 32°F and 28°F indices. For all but one
of these stations the average date of last occurrence of 32°F in
spring was later, while at one station there was no change. Also, the
last spring occurrence of 28°F was later for thirteen of the fourteen
1976] Moran , Morgan— Wisconsin Climate, Growing Season
269
A DATE SPRING 32°F
FIGURE 4. Change in date of last 32°F in spring 1950-59 to 1965-74; (+)
later, (-) earlier; (. stations).
A DATE AUTUMN 32°F
FIGURE 5. Change in date of first 32°F in autumn 1950-59 to 1965-74; (+)
later, (-) earlier; (. stations).
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Wisconsin Academy of Sciences, Arts and Letters
[VoL64
FIGURE 6. Change in date of last 28°F in spring 1950-59 to 1965-74; (+)
later, (-) earlier; (. stations).
FIGURE 7. Change in date of first 28°F in autumn 1950-59 to 1965-74; (+)
later, (-) earlier; (. stations).
1976] Moran, Morgan— Wisconsin Climate, Growing Season
271
stations. For autumn, the data are less definitive. The first freeze
was later for seven of the fourteen stations, showed no change for
three, and was earlier for four stations. A similarly nondescript
pattern is evident for the first autumn occurrence of 28°F with half
of the stations having later dates and half earlier. Thus, in regions
where the growing season clearly shortened, it appears primarily to
be the result of later cold outbreaks in spring.
For those nine stations where the growing season lengthened (as
measured by both 28°F and 32°F indices), there appears to be a
different pattern. For five of these stations, the average date of last
occurrence of 32°F in spring was earlier, three stations showed no
change, while at one station the date was later. The last spring
occurrence of 28°F was earlier for seven of the nine stations. In
autumn all nine stations reported later occurrences of the first 28°F
DAYS
FIGURE 8. Eleven-year running mean of length of freeze-period (in days)
for La Crosse and for Madison from 1950 through 1974.
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Wisconsin Academy of Sciences , Arts and Letters
[Vol.64
date, and for seven stations the first freeze occurred later, while two
stations experienced no change in average date. Hence, it may well
be that changes in both spring and autumn climatic events are
contributing to the extended growing season in certain locales in
Wisconsin.
Results reported to this point are based upon differences obtained
between average values calculated for the two decades that bracket
the study period. More significant insight into the character of the
change in length of growing season (if any) is gained by computation
of running means. As expected, 11-year running means yield the
maximum smoothing of data and permit identification of long-term
trends. In Fig. 8 are plotted the 11-year running means of the length
of freeze-free period for La Crosse and for Madison (localities which
experienced the most significant shortening), and in Fig. 9 the same
analysis is presented for Stevens Point and Sturgeon Bay data
(stations where the freeze-free period increased in length). In both
sets of plots, inter-station variability is evident. For example, while
the trend showed an initial upturn at La Crosse, for the same time
interval at Madison the trend was downward. However, the plots in
both Fig. 8 and Fig. 9 indicate that major changes in the length of
the freeze-period occurred during the late 1950s. Since that time
DAYS
YEARS
FIGURE 9. Eleven-year running mean of length of freeze-free period (in
days) for Sturgeon Bay and for Stevens Point from 1950
through 1974.
1976] Moran , Morgan— Wisconsin Climate , Growing Season
273
TABLE 2. STANDARD DEVIATIONS OF LAST SPRING AND
FIRST AUTUMN OCCURRENCE OF 28°F AND LENGTH
OF 28°F-FREE PERIOD FOR THE DECADES 1950-59
AND 1965-74. (STATIONS ARE ARRANGED BY
CLIMATIC DIVISION.)
Missing Data
274
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
TABLE 3. STANDARD DEVIATIONS OF LAST SPRING AND
FIRST AUTUMN OCCURRENCE OF 32°F-FREE PERIOD
FOR THE DECADES 1950-59 AND 1965-74. (STATIONS
ARE ARRANGED BY CLIMATIC DIVISION.)
Missing Data
1976] Moran, Morgan — Wisconsin Climate, Growing Season
275
there appears to be some stabilization in the length of the growing
season.
CONCLUSION
Preliminary results of this study indicate that the response of
length of growing season to hemispheric cooling is non-uniform in
both sign and magnitude across the State of Wisconsin. However,
there is reason to suspect the validity of this conclusion. The
standard deviations of indices of length of growing season within
decades (Tables 2 and 3) are of the same order of magnitude as the
change measured between decadal means. This suggests that
variations in local conditions (e.g., exposure, urbanization) may be
obscuring the long-term regional climatic trend. Hence, the
simplistic statistical approach taken here may well be inadequate to
separate the climatic signal from the considerable noise introduced
by local difference in response to the march of weather episodes.
Resort must be made to more sophisticated analyses in order to
confidently confirm, modify or reject the conclusions presented
here. Such approaches may also serve to identify the nature of the
changes in controlling circulation patterns accompanying
hemispheric cooling. It is suggested that this effort involve:
1. Analysis of distribution of daily temperature minima for months
that bracket the growing season.
2. Air mass frequency analysis utilizing both trajectory and partial
collective approaches (Bryson, 1966).
3. A detailed assessment of the notion that temperature and length
of growing season are positively correlated.
4. An investigation of alternative means of describing the length of
growing season and an assessment of change.
BIBLIOGRAPHY
Bryson, R. A. 1974. A perspective on climatic change. Science 184: 753-
760.
Bryson, R. A. 1973. Climatic modification by air pollution, II: The
Sahelian effect. Inst. Eviron. Studies, University of Wisconsin-
Madison. Report 9. 12 pp.
Bryson, R. A. 1966. Air masses, streamlines, and the boreal forest. Geogr.
Bull. 8:228-269.
276
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Duncan, W. G., and J. D. Hesketh. 1968. Net photosynthetic rates,
relative leaf growth rates and leaf numbers of 22 races of maize grown
at eight temperatures. Crop Sci. 8:670-674.
Greulach, V. A. 1973. Plant Function and Structure. Macmillan, N.Y. 576
pp.
Huschke, R. E. ed. 1959. Glossary of Meteorology, Amer. Meteorol. Soc.
Boston, Mass. 638 pp.
Kalnicky, R. A. 1974. Climatic change since 1950. Ann. Assoc. Amer.
Geographers 64:100-112.
Lamb, H. H. 1969. The new look of climatology. Nature 223:1209-1215.
Newman, J. E., and R. C. Pickett. 1974. World climates and food supply
variations. Science 186:877-881.
NCAR. 1974. Climate and the politics of food. NCAR Quart. No. 43-44.
Rosenberg, N. J. 1974. Microclimate: the Biological Environment Wiley-
Interscience, New York. 315 pp.
Rosendal, H. E. 1970. The unusual general circulation pattern of early
1843. Monthly Weather Rev. 98:266-270.
Thompson, L. M. 1975. Weather variability, climatic change, and grain
production. Science 188:535-541.
Ventskevich, G. Z. 1958 . Agrometorology. Translated from Russian by the
Israel Program for Scientific Translation for The National Science
Foundation. OTS 60-51044, 1961.
Wilsie, C. P. 1962. Crop Adaptation and Distribution. W. H. Freeman, San
Francisco. 448 pp.
AMPHIBIANS AND REPTILES OF
THE PIGEON LAKE REGION
Jeffrey Briggs
and
Howard Young
University Wisconsin —
Milwaukee and La Crosse
Pigeon Lake is located at 46° 21' N, in Drummond Township of
Bayfield County, Wisconsin. It is about 30 miles north of Hayward
and is surrounded by the Chequamegon National Forest.
A field station, currently run by a consortium representing nine
campuses of the University of Wisconsin, has been in operation at
Pigeon Lake since 1960. As a result of class work in the field during
this period, information has accumulated on the amphibians and
reptiles of the area, and a general discussion of their status in the
area will hopefully be of use to future students and researchers.
A
miles railroad
FIGURE 1. Study Area. Pigeon Lake is in the center; the hatched area at
the right is the town of Drummond.
277
278
Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
The study area for this report (Fig. 1) is defined as a 5 mile radius
from the field station. This is mixed hardwood-conifer, area mainly
second growth, with interspersed tilled areas, pasture and
abandoned fields. There are a number of streams and numerous
small ponds and lakes; the latter generally oligotrophic or
mesotrophic. In addition there are many bog areas, some of which
are lake-edge, with a few cat-tail (Typha) communities. It is a
lightly-settled area, with approximately 7 people per square mile.
The elevation in the study area varies from 1200 to 1400 feet.
Average annual temperature for January is 12.4 F, and for July is
67. 1 F. Precipitation averages about 27" per year. Frost penetration
in exposed areas may reach 48"; there is an average of 1 16 frost-free
days per year. The soils are silty loams and sandy loams ranging in
pH from 5.5 to 6.5
CLASS AMPHIBIA
Family Ambystomatidae
Blue-spotted Salamander ( Ambystoma laterale)— Uncommon.
Woodland areas, under logs. (Briggs, 1974). Specimens deposited in
collections at U. W. -Superior (UWS) and Milwaukee Public
Museum (MPM)
Tremblay’s Salamander (. Ambystoma tremblayi)— Rare. A triploid
species very similar to A. laterale. One specimen collected near Lake
Owen, 1974. (MPM)
Spotted Salamander ( Ambystoma maculatum) — Uncommon. Tem¬
porary woodland ponds. Egg masses found on May 20, 1974, probably
deposited in late April or early May. (UWS and MPM)
Family Salamandridae
Central Newt ( Notopthalmus viridescens) — Common. Adults
breeding in ponds mid-May to June. Efts in and under logs and
stumps in wooded areas. (UWS and MPM)
Family Plethodontidae
Four-toed Salamander ( Hemidactylium scutatum)— Uncommon.
Locally abundant under logs. (MPM)
Red-backed Salamander ( Plethodon cinereus)— Common. Often
under logs in moist woods. Both red and gray phases are found.
Gravid females were collected in late May, 1974. (UWS and MPM)
1976]
Briggs , Young— Pigeon Lake Amphibia, Reptiles
279
Family Bufonidae
American Toad ( Bufo americanus)— Common. Larvae had tail
buds by late May, 1974, and adults had stopped calling. (UWS and
MPM)
Family Hylidae
Chorus Frog ( Pseudacris triseriata) — Common. Produces the first
loud choruses in Spring. (MPM)
Spring Peeper ( Hyla crucifer)— Common. Breeds in late May and
early June. (UWS and MPM)
Southern Gray Tree Frog ( Hyla chrysoscelis)— Uncommon. In
pond on County Trunk A, 3-4 miles north of County Hwy. N. (MPM)
Gray Tree Frog ( Hyla versicolor)— Common. Breeds in late May
and early June. (UWS and MPM)
Family Ranidae
Green Frog {Rana clamitans) — Common. Starts calling first week
of June. (UWS and MPM)
Mink Frog ( Rana septentrionalis)— Uncommon, but abundant at
Bearsdale Springs. (UWS and MPM)
Northern Leopard Frog {Rana pipiens)— Common. Starts calling
first week of June. (UWS and MPM)
Wood Frog [Rana sylvatica)— Common. Begins laying eggs as soon
as open water available. (UWS and MPM)
CLASS REPTILIA
Family Chelydridae
Snapping Turtle {Chlydra serpentina)— Common. Begins egg-
laying in May. (UWS and MPM)
Family Testudinata
Painted Turtle {Chrysemys picta)— Common. Jacobson and Walz
(1966) found 45 individuals (22% adults) in Pigeon Lake. Their weight
averaged 1.16 lbs. (UWS and MPM)
Wood Turtle {Clemmys insculpta)— Rare. (MPM)
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Wisconsin Academy of Sciences, Arts and Letters
[Vol.64
Family Scincidae
Prairie Skink ( Eumeces septentrionalis) — Rare. Occurs on
southern shore of Pigeon Lake. (UWS)
Five-lined Skink ( Eumeces fasciatus) — Rare.
Family Colubridae
Ringneck Snake ( Diadophis punctatus ) — Common.
Hognose Snake ( Heterodon platyrhinos)—RsLve.
Smooth Green Snake ( Opheodrys vernalis)— Fairly common in old
fields near Pigeon Lake. (UWS and MPM)
Fox Snake ( Elaphe vulpina)— Uncommon.
Eastern Garter Snake {Thamnophis sirtalis ) — Common. (UWS and
MPM)
Red-bellied Snake ( Storeria occipitomaculata ) — Common.
The following is a list of animals whose range includes the study
area but were never observed (Conant, 1975).
Mudpuppy ( Necturus maculosus )
Bullfrog ( Rana catesbeiana )
Pickerel Frog ( Rana palustris )
ACKNOWLEDGEMENT
The authors wish to acknowledge the assistance in field work
given by Dr. Edwin Pentecost, Argonne National Laboratories,
Illinois.
BIBLIOGRAPHY
Briggs, J. L. 1974. Distribution records of Ambystoma laterale and A.
tremblayi in Wisconsin. Herp. Rev. 5: 18-19.
Conant, R. 1975. A Field Guide to Reptiles and Amphibians of Eastern and
Central North America, Second Ed. Houghton Mifflin Co., Boston. 429 pp.
Jacobson, R., and G. Walz. 1966. Estimated Turtle Population in Pigeon
Lake. Unpublished M. S. Thesis, University Wisconsin— La Crosse.
ADDRESSES OF THE AUTHORS
BAKER, JOAN P. (Baker, Magnuson) Oak Ridge National Lab., Bldg. 2024, P. 0.
Box X, Oak Ridge, Tenn. 37830
BRIGGS, JEFFREY (Briggs, Young) See YOUNG, HOWARD
BROCK, T. D. (Ward, Brock) Bacteriology Dept., Univ. Wisconsin-Madison,
Madison, Wi 53706
CLARKE, JACK A. Library School, Univ. Wisconsin-Madison, Madison, Wi 53706
EL SHAMY, FAROUK EMS Building 415, Rt. 303, Tappan, N. Y. 10983
FISCHBACH, FRITZ A. Environmental Sciences, Univ. Wisconsin-Green Bay,
Green Bay, Wi 54302
FREDERICK, A. B. State Univ. College at Brockport, Brockport, N. Y. 14420
FRITZELL, PETER A. Dept. English, Lawrence Univ., Appleton, Wi 54911
GOFF, CHARLES D. Dept. Political Science, Univ. Wisconsin-Oshkosh, Oshkosh,
Wi 54901
HOWMILLER, RICHARD P. DECEASED June 13, 1976 (see Loden address)
IHDE, AARON J. Dept. Chemistry, Univ. Wisconsin-Madison, Madison, Wi 53706
KULDAU, JANICE E. (Kuldau and Kuldau) Dept. Psychology, Univ. Wisconsin-
Superior, Superior Wi 54880
KULDAU, VON D. Univ. Minnesota-Duluth and Univ. Wisconsin-Superior Ibid
LEE, G. FRED (Sonzogni, Lee) Inst. Environmental Sciences, Univ. Texas-Dallas,
P. O. Box 688, Richardson, Tex. 75080
LODEN, M. S. Dept. Zoology, Louisiana State Univ., Baton Rouge, La. 70303
LONG, CHARLES A. Dept. Biology, Univ. Wisconsin-Stevens Point, Stevens Point,
Wi 54481
MAGNUSON, JOHN J. (Baker, Magnuson) Lab. Limnology, Univ. Wisconsin-
Madison, Madison, Wi 53706
McKNIGHT, TERRENCE C. Dept. Natural Resources, Box 818, Rhinelander, Wi
54501
MEYER, GARY C. Geoscience Dept. Univ. Wisconsin-Superior, Superior, Wi 54880
MORAN, JOSEPH M. (Moran, Morgan) Visiting Professor, Dept. Geography, Univ.
Illinois, Urbana, Ill 61801
MORGAN, MICHAEL D. (Moran, Morgan) Univ. Wisconsin-Green Bay, Green
Bay, Wi 54302
NELSON, KATHERINE G. 2569 N. Wahl Ave., Milwaukee, Wi 53211
NICKERSON, MAX ALLEN (Spieler, Nickerson) Div. Vertebrate Zoology,
Milwakee Public Museum, Milwaukee, Wi 53233
POPP, EDWARD E. 543 N. Harrison Street, Port Washington, Wi 53074
PRIEGEL, GORDON R. Dept. Natural Resources, Southern District
Headquarters, 3911 Fish Hatchery Rd., Madison, Wi 53711
REYNOLDS, TERRY L. Dept. History Science, General Engin., Univ. Wisconsin-
Madison, Madison, Wi 53706
SOHMER, S. H. (Swanson, Sohmer) Dept. Biology and Herbarium, Univ.
Wisconsin-La Crosse, La Crosse, Wi 54601
SONZOGNI, WILLIAM C. (Sonzogni, Lee) Great Lakes Basin Commission, Ann
Arbor, Mich 48105
SPIELER, RICHARD E. (Spieler, Nickerson) Arkansas State Univ., State
University, Ark.
SWANSON, STEVEN D. (Swanson, Sohmer) Univ. Wisconsin-La Crosse, La
Crosse, Wi 54601
WARD, DAVID M. (Ward, Brock) Dept. Geology, Univ. California-Los Angeles, Los
Angeles, Cal 90024
YOUNG, HOWARD (Briggs, Young) Univ. Wisconsin-La Crosse, 1725 State St., La
Crosse, Wi 54601
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